Nonprofit · EIN 81-3833007
CHARLES AND FLORENCE KAPLAN FOUNDATION
Tax-exempt · ROME, NY 13440
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| November 30, 2025 | 990-PF | $4,535,418 | $318,552 | $4,216,866 | $6,696,114 | $0 | $6,696,114 |
| November 30, 2024 | 990-PF | $184,995 | $195,484 | -$10,489 | $2,479,248 | $0 | $2,479,248 |
| November 30, 2023 | 990-PF | $1,273,295 | $2,258,550 | -$985,255 | $2,489,737 | $0 | $2,489,737 |
Financial details: 990-PF for the year ended November 30, 2025
Revenue
- Dividends
- $62,242
- Interest
- $68,187
- Net gain from sales of assets
- $4,404,989
Expenses
- Grants and similar amounts paid
- $315,956
- Compensation of officers, directors and key employees
- $0
- Disbursements for charitable purposes
- $315,956
- Excise tax on investment income
- $63,042
Balance sheet and other
- Total assets, start of year
- $2,479,248
- Total assets, end of year
- $6,696,114
- Total liabilities, end of year
- $0
- Net assets, end of year
- $6,696,114
- Fair market value of assets
- $7,439,999
- Qualifying distributions
- $315,956
- Net investment income
- $4,535,418
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990-PF for the year ended November 30, 2025, highest compensation first.
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| LORI KAPLAN FELICE 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
990-PF for the year ended November 30, 2024: 2 people
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| FLORENCE KAPLAN 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
| LORI KAPLAN FELICE 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
990-PF for the year ended November 30, 2023: 3 people
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| CHARLES KAPLAN 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
| FLORENCE KAPLAN 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
| LORI KAPLAN FELICE 1300 FLOYD AVE, ROME, NY 13440 | TRUSTEE | 5 | $0 |
Address and contacts
- Address (IRS master file)
- 1300 FLOYD AVE, ROME, NY 13440-4624
- In care of
- % CHARLES A KAPLAN
- Signed the 990-PF
- LORI KAPLAN FELICE, TRUSTEE
- Phone
- (315) 337-9141
- Return prepared by
- BOWERS ADVISORS LLC
What it must file and when
IRS records say it files Form 990-PF. Private foundations file every year. Its accounting year ends in November, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2024 | November 30, 2025 | April 15, 2026 | 990-PF on file |
| 2023 | November 30, 2024 | April 15, 2025 | 990-PF on file |
| 2022 | November 30, 2023 | April 15, 2024 | 990-PF on file |
IRS record
- EIN
- 81-3833007
- Tax-exempt status
- 501(c)(3): Charitable, religious, educational or scientific organization
- Foundation status
- Private non-operating foundation
- Donations deductible (Pub 78)
- Private foundation, 30% limit
- Exempt since
- 2017
- Accounting year ends
- November
- Files
- Form 990-PF
- Category (NTEE)
- Philanthropy, voluntarism and grantmaking foundations (T22)
- Assets (IRS master file)
- $6,696,114
- Income (IRS master file)
- $7,781,438
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990-PF | November 2025 | $4,535,418 | $318,552 | $6,696,114 | XML |
| 990-PF | November 2024 | $184,995 | $195,484 | $2,479,248 | XML |
| 990-PF | November 2023 | $1,273,295 | $2,258,550 | $2,489,737 | IRS |
| 990-PF | November 2022 | – | – | – | IRS |
| 990-PF | November 2021 | – | – | – | IRS |
| 990-PF | November 2020 | – | – | – | IRS |
| 990-PF | November 2018 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 81-3833007).
Questions about CHARLES AND FLORENCE KAPLAN FOUNDATION
- What is the EIN of CHARLES AND FLORENCE KAPLAN FOUNDATION?
- The employer identification number (EIN) of CHARLES AND FLORENCE KAPLAN FOUNDATION is 81-3833007.
- Is CHARLES AND FLORENCE KAPLAN FOUNDATION tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(3) since 2017.
- Are donations to CHARLES AND FLORENCE KAPLAN FOUNDATION tax-deductible?
- Yes. It is listed in IRS Publication 78 (Private foundation, 30% limit).
- Which annual return does CHARLES AND FLORENCE KAPLAN FOUNDATION file?
- Form 990-PF. Private foundations file every year.
- When is the next return of CHARLES AND FLORENCE KAPLAN FOUNDATION due?
- The return for tax year 2025 (the year ending November 30, 2026) is due April 15, 2027. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did CHARLES AND FLORENCE KAPLAN FOUNDATION last file with the IRS?
- The latest return in the IRS public files is the 990-PF for the year ended November 2025.
- Who are the officers and directors of CHARLES AND FLORENCE KAPLAN FOUNDATION?
- The 990-PF for the year ended November 30, 2025 lists 1 person; 0 received compensation from the organization.
- How much revenue does CHARLES AND FLORENCE KAPLAN FOUNDATION have?
- On its 990-PF for the year ended November 30, 2025 it reported revenue of $4,535,418, expenses of $318,552 and total assets of $6,696,114 at year end.
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