Nonprofit · EIN 59-3771849
OPEN COMPLIANCE AND ETHICS GROUP INC
Tax-exempt · PHOENIX, AZ 85028
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| December 31, 2024 | 990 | $4,497,599 | $3,050,051 | $1,447,548 | $5,505,708 | $22,820 | $5,482,888 |
| December 31, 2023 | 990 | $3,043,157 | $2,710,579 | $332,578 | $4,026,711 | $14,888 | $4,011,823 |
Financial details: 990 for the year ended December 31, 2024
Revenue
- Contributions, gifts and grants
- $4,063,094
- Program service revenue
- $398,400
- Investment income
- $29,891
- Net rental income
- $4,484
- Other revenue
- $6,214
Expenses
- Grants and similar amounts paid
- $7,075
- Compensation of officers, directors and key employees
- $339,277
- Other salaries and wages
- $51,923
- Salaries, compensation and benefits (total)
- $618,741
- Professional fundraising fees
- $0
- Legal fees
- $4,052
- Accounting fees
- $84,672
- Occupancy
- $27,606
- Travel
- $83,933
- Program services (functional)
- $2,991,815
- Management and general (functional)
- $58,236
Balance sheet and other
- Total assets, start of year
- $4,026,711
- Total assets, end of year
- $5,505,708
- Total liabilities, end of year
- $22,820
- Net assets, end of year
- $5,482,888
- Gross unrelated business income
- $76,000
- Gross receipts
- $4,524,504
- Employees
- 1
- Volunteers
- 1
- Year formed
- 2003
- State of legal domicile
- AZ
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990 for the year ended December 31, 2024, highest compensation first.
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| SCOTT l MITCHELL | CEO,Chair, Secretary, Treasurer Trustee or director, Officer | 40 | $306,000 | $33,277 |
| CAROLE SWITZER | FORMER President Former | 40 | $202,231 | $0 |
| JON MCCORMICK | DIRECTOR Trustee or director | 0.3 | $0 | $0 |
990 for the year ended December 31, 2023: 5 people
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| SCOTT l MITCHELL | CEO,Chair, Secretary, Treasurer Trustee or director, Officer | 40 | $256,000 | $13,710 |
| STEPHANE LEGAY | CTO Key employee | 40 | $181,000 | $43,060 |
| CAROLE SWITZER | FORMER President Former | 40 | $193,291 | $0 |
| JEANNA LEGAY | Director of Finance Highest-paid employee | 40 | $109,500 | $6,428 |
| JON MCCORMICK | DIRECTOR Trustee or director | 0.3 | $0 | $0 |
Address and contacts
- Address (IRS master file)
- 11201 N TATUM BLVD STE 300, PHOENIX, AZ 85028-6039
- In care of
- % CAROLE SWITZER
- Principal officer (990 for 2024)
- SCOTT L MITCHELL, 2942 N 24TH ST STE 115 PMB 85352, Phoenix, AZ 850167849
- Signed the 990
- Scott L Mitchell, CHAIR
- Phone
- (602) 234-9278
- Website
- www.oceg.org
- Return prepared by
- Forvis Mazars LLP
Mission
OCEG IS A NONPROFIT ORGANIZATION THAT UNIQUELY HELPS ORGANIZATIONS DRIVE PRINCIPLED PERFORMANCE BY ENHANCING CULTURE AND INTEGRATING GOVERNANCE, RISK AND COMPLIANCE.
Program accomplishments
- OCEG CONTINUED TO DEVELOP AND RELEASE NEW RESOURCES, INCLUDING INSTALLMENTS OF THE GRC ILLUSTRATED AND EBOOK SERIES. ADDITIONALLY, WE RELEASED THE ESSENTIAL GUIDE SERIES, WHICH INCLUDED THE ESSENTIAL GUIDE TO AI GOVERNANCE. THESE RESOURCES CONTINUE TO BE AVAILABLE FOR FREE DOWNLOAD. OCEG DEVELOPED THE INTEGRATED COMPLIANCE & ETHICS PROFESSIONAL CERTIFICATION AND THE ASSOCIATED BODY OF KNOWLEDGE AND TRAINING COURSE. AS PART OF THE DEVELOPMENT PROCESS, WE HELD A TRAINING SPRINT WITH LIVESTREAM SESSIONS INCLUDED THAT WAS MADE AVAILABLE FOR FREE TO ANY OCEG MEMBER WITH AN ALL ACCESS PASS (AAP).Expenses $2,945,148 · grants $7,075 · revenue $261,303
- IN THE AREA OF RESEARCH, OCEG CONDUCTED ONE SURVEY AND ISSUED A REPORT ON THE TOPIC OF COMPLIANCE & ETHICS TRAINING. THE REPORT WAS AVAILABLE FOR FREE DOWNLOAD FOR APPROXIMATELY THREE MONTHS AND THEN WAS ADDED TO THE PREMIUM RESOURCE COLLECTION. WE ALSO CONTINUED TO HOLD SEVERAL WEBINARS EACH MONTH ON VARIOUS GRC-RELATED TOPICS. WEBINARS ARE AVAILABLE FOR ANYONE TO ATTEND FOR FREE, AND EVENT RECORDINGS AND SLIDES WERE AVAILABLE TO ANYONE WITH AN AAP MEMBERSHIP.Expenses $46,667 · revenue $61,097
What it must file and when
IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in December, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | December 31, 2025 | May 15, 2026 | Not on file |
| 2024 | December 31, 2024 | May 15, 2025 | 990 on file |
| 2023 | December 31, 2023 | May 15, 2024 | 990 on file |
IRS record
- EIN
- 59-3771849
- Tax-exempt status
- 501(c)(3): Charitable, religious, educational or scientific organization
- Foundation status
- Publicly supported organization (170(b)(1)(A)(vi))
- Donations deductible (Pub 78)
- Public charity, 50% deduction limit
- Exempt since
- 2004
- Accounting year ends
- December
- Files
- Form 990 or 990-EZ
- Category (NTEE)
- Education (B05)
- Assets (IRS master file)
- $5,505,708
- Income (IRS master file)
- $4,524,504
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990 | December 2024 | $4,497,599 | $3,050,051 | $5,505,708 | XML |
| 990-T | December 2024 | – | – | – | IRS |
| 990 | December 2023 | $3,043,157 | $2,710,579 | $4,026,711 | XML |
| 990-T | December 2023 | – | – | – | IRS |
| 990 | December 2022 | $2,485,172 | $1,902,074 | $3,685,290 | IRS |
| 990-T | December 2022 | – | – | – | IRS |
| 990 | December 2021 | – | – | – | IRS |
| 990-T | December 2021 | – | – | – | IRS |
| 990 | December 2020 | – | – | – | IRS |
| 990-T | December 2020 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 59-3771849).
Questions about OPEN COMPLIANCE AND ETHICS GROUP INC
- What is the EIN of OPEN COMPLIANCE AND ETHICS GROUP INC?
- The employer identification number (EIN) of OPEN COMPLIANCE AND ETHICS GROUP INC is 59-3771849.
- Is OPEN COMPLIANCE AND ETHICS GROUP INC tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(3) since 2004.
- Are donations to OPEN COMPLIANCE AND ETHICS GROUP INC tax-deductible?
- Yes. It is listed in IRS Publication 78 (Public charity, 50% deduction limit).
- Which annual return does OPEN COMPLIANCE AND ETHICS GROUP INC file?
- Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
- When is the next return of OPEN COMPLIANCE AND ETHICS GROUP INC due?
- The return for tax year 2025 (the year ending December 31, 2025) is due May 15, 2026. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did OPEN COMPLIANCE AND ETHICS GROUP INC last file with the IRS?
- The latest return in the IRS public files is the 990 for the year ended December 2024.
- Who is the principal officer of OPEN COMPLIANCE AND ETHICS GROUP INC?
- The 990 for the year ended December 31, 2024 names SCOTT L MITCHELL.
- Who are the officers and directors of OPEN COMPLIANCE AND ETHICS GROUP INC?
- The 990 for the year ended December 31, 2024 lists 3 people; 2 received compensation from the organization, the highest $306,000 (SCOTT l MITCHELL, CEO,Chair, Secretary, Treasurer).
- How much revenue does OPEN COMPLIANCE AND ETHICS GROUP INC have?
- On its 990 for the year ended December 31, 2024 it reported revenue of $4,497,599, expenses of $3,050,051 and total assets of $5,505,708 at year end.
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