2024-11-15T18:12:39+00:00 2023-12-31 440160260 Forvis Mazars LLP 14221 Dallas Parkway Suite 400 Dallas TX 75254 990 2023-01-01 593771849 Open Compliance and Ethics Group Inc OPEN 6022349278 11201 N Tatum Blvd PMB 85352 300 Phoenix AZ 850286039 SCOTT L MITCHELL CHAIR 6022349278 2024-11-16 true true Noelle Alberto P01704142 9727028262 2024-11-15 2023 2024-10-15 13:58:12Z OCEG SCOTT L MITCHELL 11201 N Tatum Blvd PMB 85352 300 Phoenix AZ 850286039 3072304 false X www.oceg.org X 2003 AZ OCEG IS A NONPROFIT ORGANIZATION THAT UNIQUELY HELPS ORGANIZATIONS DRIVE PRINCIPLED PERFORMANCE BY ENHANCING CULTURE AND INTEGRATING GOVERNANCE, RISK AND COMPLIANCE 2 1 4 1 92600 0 1875153 2552507 602595 475753 1146 15083 6278 -186 2485172 3043157 7000 0 0 0 870087 946222 0 0 0 1024987 1764357 1902074 2710579 583098 332578 3685290 4026711 9664 14888 3675626 4011823 OCEG IS A NONPROFIT ORGANIZATION THAT UNIQUELY HELPS ORGANIZATIONS DRIVE PRINCIPLED PERFORMANCE BY ENHANCING CULTURE AND INTEGRATING GOVERNANCE, RISK AND COMPLIANCE. false false 2558165 338455 OCEG CONTINUED TO DEVELOP AND RELEASE NEW RESOURCES, INCLUDING INSTALLMENTS OF THE GRC ILLUSTRATED INFOGRAPHICS AND EBOOK SERIES. ADDITIONALY, WE RELEASED THE ULTIMATE GUIDE SERIES, WHICH INCLUDED THE ULTIMATE GUIDE TO AUDIT AND ASSURANCE AND THE ULTIMATE GUIDE TO DATA SECURITY AND CONTINUITY. THESE RESOURCES CONTINUE TO BE AVAILABLE FOR FREE DOWNLOAD. OCEG DEVELOPED THE INTEGRATED AUDIT AND ASSURANCE PROFESSIONAL CERTIFICATION AND THE ASSOCIATED BODY OF KNOWLEDGE AND TRAINING COURSE. AS PART OF THE DEVELOPMENT PROCESS, WE HELD A TRAINING SPRINT WITH LIVESTREAM SESSIONS INCLUDED THAT WAS AVAILABLE FOR FREE TO ANY OCEG MEMBER WITH AN ALL ACCESS PASS (AAP). 70238 44698 OCEG CONDUCTED TWO SURVEYS AND ISSUED REPORTS ON THE TOPICS OF THE USE OF AI FORGRC AND GRC STRATEGIES FOR EFFECTIVE AI GOVERNANCE. THESE REPORTS WERE AVAILABLE FOR FREE DOWNLOAD FOR APPROXIMATELY THREE MONTHS AND THEN WERE ADDED TO THE PREMIUM RESOURCE COLLECTION. WE ALSO CONTINUED TO HOLD SEVERAL WEBINARS EACH MONTH ON VARIOUS GRC RELATED TOPICS. WEBINARS ARE AVAILABLE FOR ANYONE TO ATTEND FOR FREE AND EVENT RECORDINGS AND SLIDES WERE MADE AVAILABLE TO ANYONE WITH AN AAP MEMBERSHIP. 2628403 true true false false false false false false false false false false false false false false false false false true false false false false false false false false true false false false false false false false true false false false false false true true false false false true 15 0 true 4 true true true false false false true false false false false false false false false X 2 1 true false true false false false false true false false false true true true true true true true true false X SCOTT L MITCHELL 6022349278 4144 N 44TH STREET STE 6 PHOENIX AZ 85018 SCOTT l MITCHELL CEO,Chair, Secretary, Treasurer 40.0 0.3 X X 256000 0 13710 JON MCCORMICK DIRECTOR 0.3 0.0 X 0 0 0 STEPHANE LEGAY CTO 40.0 0.0 X 181000 0 43060 JEANNA LEGAY Director of Finance 40.0 0.0 X 109500 0 6428 CAROLE SWITZER FORMER President 40.0 0.0 X 193291 0 0 739791 0 63198 4 true true false SET CREATIVE 3 BATH MEWS CHELTENHAM GLOUCESTERSHIRE UK GL537HL SOFTWARE 232798 RG14 59A RUE DES ROMAINS SENNINGERBERG MIERSCH LU 2243 CONTENT DEVELOPMENT 163788 DP PSYCHOMETRIC SERVICES 8924 CROSS CHASE CIR LORTON VA 22079 MARKETING 143000 3 2552507 2552507 GRC EDUCATION & TRAINING 611430 383153 383153 CONTENT DISTRIBUTION 611430 92600 92600 0 0 0 0 475753 15083 15083 24705 29147 -4442 0 -4442 -4442 0 0 CREDIT CARD REWARD PROGRAM 900099 2939 2939 CREDIT CARD PROCESSING 900099 1317 1317 0 0 0 0 4256 3043157 383153 92600 14897 X 493770 433931 59839 193291 193291 199500 199500 7980 7980 10218 10218 41463 37390 4073 11037 11037 10992 8507 2485 1068409 1068409 0 0 72690 72690 84244 75529 8715 218182 217055 1127 27859 22645 5214 70182 70182 16819 16452 367 BANK FEES 112245 112245 TRAINING 34477 34121 356 TEAM BUILDING 31632 31632 LICENSES AND FEES 1819 1819 3770 3770 0 0 2710579 2628403 82176 0 1689408 1200539 1994840 2825130 0 0 0 0 0 0 0 1042 1042 3685290 4026711 9664 14888 0 0 0 9664 14888 X 3675626 4011823 3675626 4011823 3685290 4026711 X 332578 3619 X false false false X 1017637 1235901 1577125 1875153 2552507 8258323 0 0 1017637 1235901 1577125 1875153 2552507 8258323 299008 7959315 560 3264 23192 22926 39788 89730 0 854 1742 3925 4164 4256 14941 8362994 2844361 0.9517 0.945 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - CREDIT CARD REWARD PROGRAMS, COLUMN A - 854.0, COLUMN B - 1742.0, COLUMN C - 3925.0, COLUMN D - 2184.0, COLUMN E - 2939.0, COLUMN F - 11644.0; DESCRIPTION - REFUND FROM HEALTH INSURANCE:, COLUMN A - 0.0, COLUMN B - 0.0, COLUMN C - 0.0, COLUMN D - 1488.0, COLUMN E - 0.0, COLUMN F - 1488.0; DESCRIPTION - CREDIT CARD PROCESSING:, COLUMN A - 0.0, COLUMN B - 0.0, COLUMN C - 0.0, COLUMN D - 492.0, COLUMN E - 1317.0, COLUMN F - 1809.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED Europe (Including Iceland and Greenland) 0 0 Program Services SOFTWARE 398454 North America (Canada & Mexico only) 0 1 Program Services CONTRACTORS 295106 Middle East and North Africa 0 1 Program Services CONTRACTORS 60750 0 2 0 0 0 2 754310 0 754310 false false false false false false Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements EUROPE (INCLUDING ICELAND AND GREENLAND)-Cash; MIDDLE EAST AND NORTH AFRICA-Cash; NORTH AMERICA (CANADA & MEXICO ONLY)-Cash X X X false false false false false false false false false SCOTT l MITCHELL CEO,Chair, Secretary, Treasurer 156000 0 100000 0 0 0 6000 0 7710 0 269710 0 0 0 CAROLE SWITZER FORMER President 193291 0 0 0 0 0 0 0 0 0 193291 0 0 0 STEPHANE LEGAY CTO 111000 0 70000 0 0 0 7069 0 35991 0 224060 0 0 0 DoubleDrum SL Mitchell >35% OWNER 97500 OCEG ENGAGE false Lentz360 SL Mitchell's FAMILY MEMBER >35% owner 33000 OCEG ENGAGE false Schedule L, Part IV BUSINESS TRANSACATIONS INVOLVING INTERESTED PERSONS IN BOARD MATTERS RELATED TO DECISIONS FOR CONSULTING SERVICES AND CONTRACT SERVICES WITH THESE ENTITIES, SCOTT L. MITCHELL ABSTAINS FROM VOTING. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons STEPHANE LEGAY AND JEANNA LEGAY - Family relationship Form 990, Part VI, Line 4 Significant changes to organizational documents New bylaws were adopted January 2023 to update the composition of the board of directors. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body THE ORGANIZATION CONSISTS OF ONLY A GOVERNING BODY, AND NOT A COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF IT. Form 990, Part VI, Line 11b Review of form 990 by governing body THE COMPLETED FORM 990 AND SCHEDULES ARE PROVIDED TO THE BOARD MEMBERS AND INDIVIDUALLY APPROVED BY THEM. Form 990, Part VI, Line 12c Conflict of interest policy POTENTIAL CONFLICTS OF INTEREST ARE RAISED AND DISCUSSED WITH THE CHAIR, OR IF ON HIS PART, DISCUSSED WITH THE PRESIDENT OF THE ORGANIZATION. ADDITIONALLY, BOARD AND STAFF REVIEW THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. Form 990, Part VI, Line 15a Process to establish compensation of top management official COMPENSATION COMPARATIVE DATA FOR THE LOCAL MARKET ARE INDEPENDENTLY OBTAINED AND REVIEWED IN ACCORDANCE WITH OCEG EXECUTIVE COMPENSATION POLICY, WHICH IS APPROVED BY THE BOARD. THIS WAS REVIEWED AT THE TIME THE TOP MANAGEMENT OFFICIAL WAS HIRED. Form 990, Part VI, Line 15b Process to establish compensation of other employees COMPENSATION COMPARATIVE DATA FOR THE LOCAL MARKET ARE INDEPENDENTLY OBTAINED AND REVIEWED IN ACCORDANCE WITH OCEG EXECUTIVE COMPENSATION POLICY, WHICH IS APPROVED BY THE BOARD. THIS IS REVIEWED EVERY 2 YEARS. Form 990, Part VI, Line 19 Required documents available to the public OCEG PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST. Form 990, Part IX, Line 11g Other Fees Consulting Services - Total Expense: 97500, Program Service Expense: 97500, Management and General Expenses: , Fundraising Expenses: ; Project Services - Total Expense: 970909, Program Service Expense: 970909, Management and General Expenses: , Fundraising Expenses: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances PENDING PAYMENTS FROM CREDIT CARD TRANSACTIONS - 3619; GRC CERTIFY 11201 N TATUM BLVD STE 300 PMB 85 PHOENIX AZ 850286039 274664198 EDUCATION / TRAINING AZ 501(c)(4) OCEG true false false false false false false false false false false false true false true true false false false false