Nonprofit · EIN 38-2904659
NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC
Tax-exempt · LITTLETON, CO 80123
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| December 31, 2024 | 990 | $348,746 | $305,171 | $43,575 | $902,062 | $0 | $902,062 |
| December 31, 2023 | 990 | $331,967 | $261,002 | $70,965 | $865,257 | $0 | $865,257 |
Financial details: 990 for the year ended December 31, 2024
Revenue
- Contributions, gifts and grants
- $38,000
- Membership dues
- $38,000
- Program service revenue
- $188,492
- Investment income
- $122,254
- Net gain from sales of assets
- $86,398
- Other revenue
- $0
Expenses
- Grants and similar amounts paid
- $0
- Salaries, compensation and benefits (total)
- $0
- Professional fundraising fees
- $0
- Legal fees
- $299
- Accounting fees
- $7,088
Balance sheet and other
- Total assets, start of year
- $865,257
- Total assets, end of year
- $902,062
- Total liabilities, end of year
- $0
- Net assets, end of year
- $902,062
- Publicly traded securities
- $826,150
- Gross receipts
- $1,965,916
- Employees
- 0
- Volunteers
- 0
- Year formed
- 1989
- State of legal domicile
- CO
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990 for the year ended December 31, 2024, highest compensation first.
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| PAUL SCHATZ | TREASURER Trustee or director, Officer | 1 | $0 |
| BARRY ARNOLD | PRESIDENT Trustee or director, Officer | 1 | $0 |
| ROBERT BERNSTEIN | SECRETARY Trustee or director, Officer | 1 | $0 |
| MATT SPANGLER | DIRECTOR Trustee or director | 1 | $0 |
| DAVID BUSH | DIRECTOR Trustee or director | 1 | $0 |
| WHITNEY RIBBENS | DIRECTOR Trustee or director | 1 | $0 |
| RON ROUGH | DIRECTOR Trustee or director | 1 | $0 |
| SAM BILLS JR | DIRECTOR Trustee or director | 1 | $0 |
| RYAN REDFERN | CHAIRMAN Trustee or director, Officer | 1 | $0 |
| JACOB DESCHENES | V PRES Trustee or director, Officer | 1 | $0 |
| JOSHUA KNELLER | DIRECTOR Trustee or director | 1 | $0 |
| JIM LEE | DIRECTOR Trustee or director | 1 | $0 |
| GREGORY CORNEILLE | DIRECTOR Trustee or director | 1 | $0 |
| CRAIG THOMPSON | DIRECTOR Trustee or director | 1 | $0 |
| ASHER ROGOVY | DIRECTOR Trustee or director | 1 | $0 |
990 for the year ended December 31, 2023: 14 people
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| PAUL SCHATZ | VP Trustee or director, Officer | 1 | $0 |
| BARRY ARNOLD | TREASURER Trustee or director, Officer | 1 | $0 |
| ROBERT BERNSTEIN | SECRETARY Trustee or director, Officer | 1 | $0 |
| MATT SPANGLER | CHAIRMAN Trustee or director, Officer | 1 | $0 |
| DAVID BUSH | DIRECTOR Trustee or director | 1 | $0 |
| WHITNEY RIBBENS | DIRECTOR Trustee or director | 1 | $0 |
| RON ROUGH | DIRECTOR Trustee or director | 1 | $0 |
| SAM BILLS JR | DIRECTOR Trustee or director | 1 | $0 |
| RYAN REDFERN | PRESIDENT Trustee or director, Officer | 1 | $0 |
| JACOB DESCHENES | DIRECTOR Trustee or director | 1 | $0 |
| DAVID JAJEWSKI | DIRECTOR Trustee or director | 1 | $0 |
| JIM LEE | DIRECTOR Trustee or director | 1 | $0 |
| GREGORY CORNEILLE | DIRECTOR Trustee or director | 1 | $0 |
| CRAIG THOMPSON | DIRECTOR Trustee or director | 1 | $0 |
Address and contacts
- Address (IRS master file)
- 6732 WEST COAL MINE AVENUE 446, LITTLETON, CO 80123-4573
- In care of
- % JERRY C WAGNER
- Principal officer (990 for 2024)
- PAUL SCHATZ, N14 W23833 STONE RIDGE DR, WAUKESHA, WI 53188
- Signed the 990
- PAUL SCHATZ, TREASURER
- Phone
- (303) 979-1280
- Website
- WWW.NAAIM.ORG
- Return prepared by
- BAILEY MOORE GLAZER SCHAEFER PROTO LLP
Mission
AS AN ORGANIZATION, NAAIM ENGAGES IN NUMEROUS ACTIVITIES TO PROMOTE ACTIVE MANAGEMENT AND FURTHER THE PROFESSIONAL DEVELOPMENT OF ITS MEMBERS, INCLUDING:>ACQUIRING, PRESERVING AND DISSEMINATING VALUABLE INFORMATION RELATIVE TO, OR USEFUL IN PROVIDING, ACTIVE INVESTMENT MANAGEMENT SERVICES; >PROVIDING THE OPPORTUNITY FOR MEMBERS TO EXCHANGE INFORMATION, EXPERIENCES AND OPINIONS THROUGH DISCUSSIONS, MEETINGS, STUDY AND PUBLICATIONS; >KEEPING ITS MEMBERS INFORMED OF LEGISLATIVE AND ADMINISTRATIVE CHANGES AFFECTING INVESTMENT ADVISORY SERVICES, AND REPRESENTING THEIR INTERESTS IN THE FORMULATION OF POLICY AFFECTING SUCH SERVICES; >DEVELOPING AND ENCOURAGING THE PRACTICE OF HIGH STANDARDS OF PERSONAL AND PROFESSIONAL CONDUCT AMONG MEMBERS AND THE PUBLIC; >EDUCATING THE PUBLIC WITH REGARD TO THE CONCEPT AND BENEFITS OF ACTIVE INVESTMENT MANAGEMENT SERVICES AND PROMOTING THE PUBLIC'S USE OF SUCH SERVICES.
Program accomplishments
- PROVIDED WORKSHOPS & CONFERENCES FOR MEMBERS TO EXCHANGE EXPERIENCES AND OPINIONS AND DEVELOP HIGH STANDARDS OF PERSONAL AND PROFESSIONAL CONDUCT WITH THE PUBLIC.
- PROVIDED VALUABLE INFORMATION AND DISSEMINATED DATA THROUGH THE SALE OF MATERIALS REGARDING AND AFFECTING INVESTMENT AND ADVISORY SERVICES.
- HELD SPONSORED WORKSHOPS AND CONFERENCES BY ORGANIZATIONS THAT COULD PROVIDED THE MATERIALS AND CONTINUING UPDATED INFORMATION FOR THE MAINTENANCE QUALITY TO THE PUBLIC.
- A, B, & C ABOVE SERVED 138 MEMBERS AND OTHER PROFESSIONALS IN THE ACTIVE INVESTMENT MANAGEMENT INDUSTRY.
What it must file and when
IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in December, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | December 31, 2025 | May 15, 2026 | Not on file |
| 2024 | December 31, 2024 | May 15, 2025 | 990 on file |
| 2023 | December 31, 2023 | May 15, 2024 | 990 on file |
IRS record
- EIN
- 38-2904659
- Tax-exempt status
- 501(c)(6): Business league or chamber of commerce
- Donations deductible
- No
- Exempt since
- 1994
- Accounting year ends
- December
- Files
- Form 990 or 990-EZ
- Assets (IRS master file)
- $902,062
- Income (IRS master file)
- $1,965,916
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990 | December 2024 | $348,746 | $305,171 | $902,062 | XML |
| 990 | December 2023 | $331,967 | $261,002 | $865,257 | XML |
| 990 | December 2022 | $191,416 | $249,861 | $740,883 | IRS |
| 990 | December 2021 | – | – | – | IRS |
| 990 | December 2020 | – | – | – | IRS |
| 990 | December 2018 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 38-2904659).
Questions about NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC
- What is the EIN of NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC?
- The employer identification number (EIN) of NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC is 38-2904659.
- Is NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(6) since 1994.
- Are donations to NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC tax-deductible?
- No. The IRS master file says contributions to it are not deductible.
- Which annual return does NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC file?
- Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
- When is the next return of NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC due?
- The return for tax year 2025 (the year ending December 31, 2025) is due May 15, 2026. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC last file with the IRS?
- The latest return in the IRS public files is the 990 for the year ended December 2024.
- Who is the principal officer of NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC?
- The 990 for the year ended December 31, 2024 names PAUL SCHATZ.
- Who are the officers and directors of NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC?
- The 990 for the year ended December 31, 2024 lists 15 people; 0 received compensation from the organization.
- How much revenue does NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS INC have?
- On its 990 for the year ended December 31, 2024 it reported revenue of $348,746, expenses of $305,171 and total assets of $902,062 at year end.
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