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Nonprofit · EIN 47-5502996

UPSTREAM PREVENTION INC

Tax-exempt (reinstated) · GREENWOOD, IN 46142

Financials

$888K$774K2023$734K$781K2024
Revenue Expenses · by fiscal year end
Financials of UPSTREAM PREVENTION INC by year, from its e-filed returns
Year endedFormRevenueExpensesNet incomeTotal assetsLiabilitiesNet assets
December 31, 2024990$734,310$780,967-$46,657$636,378$277,196$359,182
December 31, 2023990$887,626$774,108$113,518$409,014$3,175$405,839
Financial details: 990 for the year ended December 31, 2024

Revenue

Contributions, gifts and grants
$721,251
of which government grants
$527,809
Program service revenue
$0
Investment income
$6,233
Net income from fundraising events
$6,826
Other revenue
$6,826

Expenses

Grants and similar amounts paid
$0
Compensation of officers, directors and key employees
$71,904
Other salaries and wages
$357,089
Salaries, compensation and benefits (total)
$486,042
Professional fundraising fees
$0
Accounting fees
$1,950
Occupancy
$24,259
Travel
$14,590
Depreciation
$1,368
Program services (functional)
$656,261
Management and general (functional)
$124,706

Balance sheet and other

Total assets, start of year
$409,014
Total assets, end of year
$636,378
Total liabilities, end of year
$277,196
Net assets, end of year
$359,182
Land, buildings and equipment
$343,699
Net assets without donor restrictions
$359,182
Gross receipts
$734,434
Employees
12
Year formed
2015
State of legal domicile
IN

From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.

Officers, directors and key employees

As listed on the 990 for the year ended December 31, 2024, highest compensation first.

NameTitleHours / weekCompensationOther / benefits
KATHLEEN RATCLIFFEXECUTIVE DI
Officer
40$71,904$14,381
JAMES ALEXANDERBOARD MEMBER
Trustee or director
1$0$0
MARK HATFIELDPRESIDENT
Trustee or director, Officer
2$0$0
HOPE SULLIVAN MCMICKLESECRETARY
Trustee or director, Officer
1$0$0
ANNE SUTTONBOARD MEMBER
Trustee or director
1$0$0
SARA THOMPSONTREASURER
Trustee or director, Officer
2$0$0
990 for the year ended December 31, 2023: 5 people
NameTitleHours / weekCompensationOther / benefits
KATHLEEN RATCLIFFEXECUTIVE DI
Officer
40$55,692$13,923
MARK HATFIELDPRESIDENT
Trustee or director, Officer
2$0$0
HOPE SULLIVAN MCMICKLESECRETARY
Trustee or director, Officer
1$0$0
ANNE SUTTONBOARD MEMBER
Trustee or director
1$0$0
SARA THOMPSONTREASURER
Trustee or director, Officer
2$0$0

Address and contacts

Address (IRS master file)
530 US 31 SOUTH, GREENWOOD, IN 46142-3052
In care of
% SUSAN KATHLEEN ANDERSON
Principal officer (990 for 2024)
KATHLEEN RATCLIFF, 550 US 31 SOUTH, GREENWOOD, IN 46142
Signed the 990
KATHLEEN RATCLIFF, EXECUTIVE DIRECTOR
Phone
(317) 824-9617
Return prepared by
COMPASS POINTE CPAS LLP

Mission

UPSTREAM PREVENTION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES, INCLUDING, FOR SUCH PURPOSES, THE MAKING OF DISTRIBUTIONS TO ORGANIZATIONS THAT QUALIFY AS EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, OR CORRESPONDING SECTION OF ANY FUTURE FEDERAL TAX CODE. NO PART OF THE NET EARNINGS OF THE CORPORATION SHALL INURE TO THE BENEFIT OF, OR SHALL BE DISTRIBUTABLE TO ITS MEMBERS, TRUSTEES, OFFICERS, OR OTHER PRIVATE PERSONS, EXCEPT THAT THE CORPORATION SHALL BE AUTHORIZED AND EMPOWERED TO PAY REASONABLE COMPENSATION FOR SERVICES RENDERED AND TO MAKE PAYMENTS AND DISTRIBUTIONS IN FURTHERANCE OF THE PURPOSES SET FORTH HEREOF. UPSTREAM PREVENTION SEEKS TO SUPPORT SYSTEMS-LEVEL CHANGES TO PROMOTE PUBLIC HEALTH, SPECIFICALLY RELATED TO THE PREVENTION AND REDUCTION OF YOUTH SUBSTANCE USE, IMPROVED MENTAL HEALTH, AND CREATING AN ENVIRONMENT CONDUCIVE TO HEALTHY BEHAVIORS FOR ALL CITIZENS.

990 for the year ended December 31, 2024

Program accomplishments

  • COMMUNITY CAPACITY BUILDING AND SUPPORT VIA COMMUNITY COALITIONS - UPSTREAM SERVES AS THE FISCAL AGENT AND PROVIDES FOR TWO COMMUNITY COALITIONS TO ADDRESS YOUTH SUBSTANCE ABUSE PREVENTION AND SUICIDE PREVENTION. EFFORTS INCLUDE TRAINING AND EDUCATION IN THE COMMUNITY, MEDIA AWARENESS CAMPAIGNS, SUBSTANCE FREE YOUTH ACTIVITIES, AND STAFF TO SUPPORT AND STAFF COALITION WORK. EFFORTS IN BOTH COALITIONS TARGET THE ENTIRE COUNTY POPULATION. DURING TAX YEAR 2024, RISE RECOVERY COALITION WAS ADDED TO PROVIDE RECOVERY SUPPORT.
    Expenses $474,761
  • EVALUATION SUPPORT - UPSTREAM SUPPORTS LOCAL COMMUNITY COALITIONS IN THEIR PREVENTION/SYSTEMS-CHANGE EFFORT BY PROVIDING SUPPORT FOR EVALUATION ACTIVITIES. TO SUPPORT THIS EFFORT PROGRAM SUPPLIES AND STAFF TIME ARE EXPENDED. EVALUATION EFFORTS SUPPORT MULTIPLE COALITIONS IN THE AREA.
    Expenses $83,386
  • COMMUNITY ACTIVITIES (OUTSIDE OF COALITIONS) - UPSTREAM SUPPORTS COMMUNITY AWARENESS EFFORTS AND TRAINING/EDUCATIONAL PROGRAMS TO INCREASE POSITIVE MENTAL HEALTH, REDUCE SUBSTANCE USE, AND PREVENT SUICIDE. EFFORTS ARE TARGETED AT THE ENTIRE COUNTY POPULATION.
    Expenses $98,114

What it must file and when

IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in December, so each return is due on the 15th day of the 5th month after that.

Tax yearYear endedDueIRS public records
2025December 31, 2025May 15, 2026Not on file
2024December 31, 2024May 15, 2025990 on file
2023December 31, 2023May 15, 2024990 on file

IRS record

EIN
47-5502996
Tax-exempt status
501(c)(3): Charitable, religious, educational or scientific organization
Foundation status
Publicly supported organization (170(b)(1)(A)(vi))
Donations deductible (Pub 78)
Public charity, 50% deduction limit
Exempt since
2018
Accounting year ends
December
Files
Form 990 or 990-EZ
Category (NTEE)
Health care (E70)
Assets (IRS master file)
$636,378
Income (IRS master file)
$734,434

Revocation and reinstatement

Exemption revoked
May 15, 2018
Posted by the IRS
August 13, 2018
Reinstated
Effective May 15, 2018

From the IRS automatic revocation list: organizations that did not file a required return or e-Postcard for three consecutive years.

Filing history

FormYear endedRevenueExpensesAssetsReturn
990December 2024$734,310$780,967$636,378IRS
990December 2023$887,626$774,108$409,014XML
990December 2022$737,340$751,808$293,279IRS
990December 2021–––IRS
990December 2020–––IRS
990-EZDecember 2019–––IRS
990-EZDecember 2018–––IRS

990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 47-5502996).

Questions about UPSTREAM PREVENTION INC

What is the EIN of UPSTREAM PREVENTION INC?
The employer identification number (EIN) of UPSTREAM PREVENTION INC is 47-5502996.
Is UPSTREAM PREVENTION INC tax-exempt?
Yes. The IRS revoked its exemption on May 15, 2018 and reinstated it effective May 15, 2018.
Are donations to UPSTREAM PREVENTION INC tax-deductible?
Yes. It is listed in IRS Publication 78 (Public charity, 50% deduction limit).
Which annual return does UPSTREAM PREVENTION INC file?
Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
When is the next return of UPSTREAM PREVENTION INC due?
The return for tax year 2025 (the year ending December 31, 2025) is due May 15, 2026. Form 8868 extends it by six months; the 990-N cannot be extended.
When did UPSTREAM PREVENTION INC last file with the IRS?
The latest return in the IRS public files is the 990 for the year ended December 2024.
Who is the principal officer of UPSTREAM PREVENTION INC?
The 990 for the year ended December 31, 2024 names KATHLEEN RATCLIFF.
Who are the officers and directors of UPSTREAM PREVENTION INC?
The 990 for the year ended December 31, 2024 lists 6 people; 1 received compensation from the organization, the highest $71,904 (KATHLEEN RATCLIFF, EXECUTIVE DI).
How much revenue does UPSTREAM PREVENTION INC have?
On its 990 for the year ended December 31, 2024 it reported revenue of $734,310, expenses of $780,967 and total assets of $636,378 at year end.

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