Nonprofit · EIN 30-0406260
COMMITTEE ON CAPITAL MARKETS REGULATION INC
Tax-exempt · CAMBRIDGE, MA 02138
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| December 31, 2024 | 990 | $3,542,376 | $3,439,337 | $103,039 | $5,900,281 | $782,853 | $5,117,428 |
| December 31, 2023 | 990 | $3,450,236 | $3,254,757 | $195,479 | $5,720,835 | $842,513 | $4,878,322 |
Financial details: 990 for the year ended December 31, 2024
Revenue
- Contributions, gifts and grants
- $3,277,713
- Program service revenue
- $35,260
- Investment income
- $111,610
- Net rental income
- $114,860
- Net gain from sales of assets
- -$1,557
- Other revenue
- $117,793
Expenses
- Grants and similar amounts paid
- $0
- Compensation of officers, directors and key employees
- $1,471,008
- Other salaries and wages
- $935,072
- Salaries, compensation and benefits (total)
- $2,588,948
- Professional fundraising fees
- $15,112
- Legal fees
- $5,539
- Accounting fees
- $33,688
- Occupancy
- $211,452
- Travel
- $105,519
- Depreciation
- $21,003
- Program services (functional)
- $2,532,803
- Management and general (functional)
- $569,928
- Fundraising (functional)
- $336,606
Balance sheet and other
- Total assets, start of year
- $5,720,835
- Total assets, end of year
- $5,900,281
- Total liabilities, end of year
- $782,853
- Net assets, end of year
- $5,117,428
- Land, buildings and equipment
- $61,720
- Publicly traded securities
- $1,664,797
- Net assets without donor restrictions
- $4,827,428
- Net assets with donor restrictions
- $290,000
- Gross receipts
- $3,723,849
- Employees
- 13
- Volunteers
- 5
- Year formed
- 2007
- State of legal domicile
- DE
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990 for the year ended December 31, 2024, highest compensation first.
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| HAL S SCOTT | PRESIDENT/DIRECTOR Trustee or director, Officer | 30 | $745,000 | $19,500 |
| JOHN A GULLIVER | EXECUTIVE DIRECTOR Key employee | 30 | $473,000 | $20,850 |
| CONNOR KORTJE | SR. RESEARCH FELLOW Highest-paid employee | 50 | $240,355 | $13,211 |
| ANDREW BEATTY | SR. RESEARCH FELLOW Highest-paid employee | 50 | $147,688 | $10,431 |
| JESSIE STEFANIK | SR. RESEARCH FELLOW Highest-paid employee | 50 | $135,384 | $3,710 |
| CRISTINA LEONE | TREASURER/CFO Officer | 25 | $120,785 | $9,322 |
| JACQUELINE MCCABE | VP/SECRETARY Officer | 20 | $85,000 | $2,550 |
| ROBERT GLENN HUBBARD | CO-CHAIR/DIRECTOR Trustee or director, Officer | 0.5 | $0 | $0 |
| JOHN L THORNTON | CO-CHAIR/DIRECTOR Trustee or director, Officer | 0.5 | $0 | $0 |
| LESLIE N SILVERMAN | DIRECTOR Trustee or director | 0.5 | $0 | $0 |
| BARBARA G NOVICK | DIRECTOR Trustee or director | 0.5 | $0 | $0 |
| ANDREW KURITZKES | DIRECTOR (APPT. 12/2/24) Trustee or director | 0.5 | $0 | $0 |
990 for the year ended December 31, 2023: 11 people
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| HAL S SCOTT | PRESIDENT/DIRECTOR Trustee or director, Officer | 30 | $675,000 | $19,000 |
| JOHN A GULLIVER | EXECUTIVE DIRECTOR Key employee | 30 | $430,182 | $19,580 |
| ANDREW BEATTY | SR. RESEARCH FELLOW Highest-paid employee | 50 | $205,399 | $11,812 |
| CONNOR KORTJE | SR. RESEARCH FELLOW Highest-paid employee | 50 | $202,462 | $11,724 |
| JON ONDREJKO | SR. RESEARCH FELLOW Highest-paid employee | 50 | $127,626 | $9,479 |
| CRISTINA LEONE | TREASURER/CFO Officer | 25 | $102,641 | $8,729 |
| JACQUELINE MCCABE | VP/SECRETARY Officer | 20 | $77,000 | $2,310 |
| ROBERT GLENN HUBBARD | CO-CHAIR/DIRECTOR Trustee or director, Officer | 0.5 | $0 | $0 |
| JOHN L THORNTON | CO-CHAIR/DIRECTOR Trustee or director, Officer | 0.5 | $0 | $0 |
| LESLIE N SILVERMAN | DIRECTOR Trustee or director | 0.5 | $0 | $0 |
| BARBARA G NOVICK | DIRECTOR Trustee or director | 0.5 | $0 | $0 |
Address and contacts
- Address (IRS master file)
- 134 MT AUBURN ST, CAMBRIDGE, MA 02138-5827
- In care of
- % HAL S SCOTT
- Principal officer (990 for 2024)
- HAL S SCOTT, 134 MT AUBURN STREET, CAMBRIDGE, MA 02138
- Signed the 990
- HAL S SCOTT, PRESIDENT/DIRECTOR
- Phone
- (857) 242-6747
- Website
- WWW.CAPMKTSREG.ORG
- Return prepared by
- EAG NEW ENGLAND LLC
Mission
THE SPECIFIC PURPOSES FOR WHICH THE CORPORATION IS FORMED INCLUDE: 1) EXPLORING A RANGE OF ISSUES RELATED TO MAINTAINING AND IMPROVING THE COMPETITIVENESS OF THE US CAPITAL MARKETS; 2) RECOMMENDING POLICY CHANGES THAT SHOULD BE MADE, (CONTINUED ON SCHEDULE O) OR AREAS OF RESEARCH THAT SHOULD BE PURSUED; 3) PRESERVING AND ENHANCING THE BALANCE BETWEEN EFFICIENT AND COMPETITIVE CAPITAL MARKETS AND SHAREHOLDER PROTECTION; AND 4) PURSUING OTHER SIMILAR AREAS OF STUDY AND DISCUSSION.
Program accomplishments
- THE COMMITTEE ON CAPITAL MARKETS REGULATION, INC. IS AN INDEPENDENT AND NONPARTISAN RESEARCH ORGANIZATION DEDICATED TO IMPROVING THE REGULATION OF U.S. CAPITAL MARKETS. THE COMMITTEE'S RESEARCH PROVIDES POLICYMAKERS WITH A NONPARTISAN EMPIRICAL FOUNDATION FOR PUBLIC POLICY AND EDUCATES THE PUBLIC ON THESE ISSUES. IN 2024, THE COMMITTEE RELEASED TWO MAJOR REPORTS: AN ANALYSIS OF THE CONSTITUTIONALITY OF STATE ESG LAWS (OCT. 2024), AND THE 2018 AND 2020 CAPITAL AND LIQUIDITY REFORMS AND BANK LENDING,, WHICH WAS RELEASED IN JANUARY 2024 BUT PREPARED IN 2023. THE EXPENSES ASSOCIATED WITH THESE REPORTS WERE LIKELY IN THE RANGE OF $500,000. THE COMMITTEE ALSO RELEASED TWO STATEMENTS: (1) THE HISTORIC PACE OF SEC RULEMAKING AND LITIGATION (OCT. 2024), AND (2) SEC RULEMAKING PACE: METHODOLOGY COMPARISON (NOV. 2024). IN ADDITION TO ITS MAJOR REPORTS AND STATEMENTS, THE COMMITTEE UPDATED ITS ANNUAL ANALYSIS OF MONETARY SANCTIONS IMPOSED BY U.S. ENFORCEMENT AGENCIES AND SUBMITTED FOUR COMMENT LETTERS TO FEDERAL FINANCIAL REGULATORY AGENCIES: ONE TO THE COMMODITY FUTURES TRADING COMMISSION ("CFTC"), ONE TO THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FED"), AND TWO TO THE FEDERAL DEPOSIT INSURANCE CORPORATION ("FDIC").Expenses $2,532,803 · revenue $35,260
What it must file and when
IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in December, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | December 31, 2025 | May 15, 2026 | Not on file |
| 2024 | December 31, 2024 | May 15, 2025 | 990 on file |
| 2023 | December 31, 2023 | May 15, 2024 | 990 on file |
IRS record
- EIN
- 30-0406260
- Tax-exempt status
- 501(c)(3): Charitable, religious, educational or scientific organization
- Foundation status
- Publicly supported organization (170(b)(1)(A)(vi))
- Donations deductible (Pub 78)
- Public charity, 50% deduction limit
- Exempt since
- 2007
- Accounting year ends
- December
- Files
- Form 990 or 990-EZ
- Category (NTEE)
- Education (B99)
- Assets (IRS master file)
- $5,900,281
- Income (IRS master file)
- $3,723,849
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990 | December 2024 | $3,542,376 | $3,439,337 | $5,900,281 | XML |
| 990 | December 2023 | $3,450,236 | $3,254,757 | $5,720,835 | XML |
| 990 | December 2022 | $3,152,127 | $2,840,931 | $5,567,505 | IRS |
| 990 | December 2021 | – | – | – | IRS |
| 990 | July 2020 | – | – | – | IRS |
| 990 | July 2019 | – | – | – | IRS |
| 990 | July 2018 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 30-0406260).
Questions about COMMITTEE ON CAPITAL MARKETS REGULATION INC
- What is the EIN of COMMITTEE ON CAPITAL MARKETS REGULATION INC?
- The employer identification number (EIN) of COMMITTEE ON CAPITAL MARKETS REGULATION INC is 30-0406260.
- Is COMMITTEE ON CAPITAL MARKETS REGULATION INC tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(3) since 2007.
- Are donations to COMMITTEE ON CAPITAL MARKETS REGULATION INC tax-deductible?
- Yes. It is listed in IRS Publication 78 (Public charity, 50% deduction limit).
- Which annual return does COMMITTEE ON CAPITAL MARKETS REGULATION INC file?
- Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
- When is the next return of COMMITTEE ON CAPITAL MARKETS REGULATION INC due?
- The return for tax year 2025 (the year ending December 31, 2025) is due May 15, 2026. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did COMMITTEE ON CAPITAL MARKETS REGULATION INC last file with the IRS?
- The latest return in the IRS public files is the 990 for the year ended December 2024.
- Who is the principal officer of COMMITTEE ON CAPITAL MARKETS REGULATION INC?
- The 990 for the year ended December 31, 2024 names HAL S SCOTT.
- Who are the officers and directors of COMMITTEE ON CAPITAL MARKETS REGULATION INC?
- The 990 for the year ended December 31, 2024 lists 12 people; 7 received compensation from the organization, the highest $745,000 (HAL S SCOTT, PRESIDENT/DIRECTOR).
- How much revenue does COMMITTEE ON CAPITAL MARKETS REGULATION INC have?
- On its 990 for the year ended December 31, 2024 it reported revenue of $3,542,376, expenses of $3,439,337 and total assets of $5,900,281 at year end.
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