Nonprofit · EIN 13-6028781
KLEINBAUM FUND INC
Also known as LIPSKY GOODKIN & CO
Tax-exempt · NEW YORK, NY 10036
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| May 31, 2026 | 990-PF | $1,414 | $24,459 | -$23,045 | $47,920 | $0 | $47,920 |
| May 31, 2025 | 990-PF | $4,081 | $38,460 | -$34,379 | $70,965 | $0 | $70,965 |
| May 31, 2024 | 990-PF | $5,342 | $1,920 | $3,422 | $105,344 | $0 | $105,344 |
Financial details: 990-PF for the year ended May 31, 2026
Revenue
- Dividends
- $1,414
Expenses
- Grants and similar amounts paid
- $2,364
- Compensation of officers, directors and key employees
- $20,000
- Disbursements for charitable purposes
- $3,609
- Excise tax on investment income
- $8
Balance sheet and other
- Total assets, start of year
- $70,965
- Total assets, end of year
- $47,920
- Total liabilities, end of year
- $0
- Net assets, end of year
- $47,920
- Fair market value of assets
- $42,578
- Qualifying distributions
- $3,609
- Net investment income
- $1,414
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990-PF for the year ended May 31, 2026, highest compensation first.
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| JAMES KLEINBAUM 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | PRESIDENT/TREASURER/DIRECT | 0.5 | $5,000 |
| ANNE KLEINBAUM 348 BALTIC STREET APT 3, BROOKLYN, NY 11201 | VICE PRESIDENT/SECRETARY/D | 0.25 | $5,000 |
| BEN KLEINBAUM 177 9TH AVENUE APT 4L, NEW YORK, NY 10011 | DIRECTOR | 0.25 | $5,000 |
| JEFF PENNINGTON 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | DIRECTOR | 0.25 | $5,000 |
990-PF for the year ended May 31, 2025: 4 people
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| JAMES KLEINBAUM 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | PRESIDENT/TREASURER/DIRECT | 0.5 | $8,000 |
| ANNE KLEINBAUM 348 BALTIC STREET APT 3, BROOKLYN, NY 11201 | VICE PRESIDENT/SECRETARY/D | 0.25 | $8,000 |
| BEN KLEINBAUM 177 9TH AVENUE APT 4L, NEW YORK, NY 10011 | DIRECTOR | 0.25 | $8,000 |
| JEFF PENNINGTON 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | DIRECTOR | 0.25 | $8,000 |
990-PF for the year ended May 31, 2024: 4 people
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| JAMES KLEINBAUM 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | PRESIDENT/TREASURER/DIRECT | 0.5 | $0 |
| ANNE KLEINBAUM 348 BALTIC STREET APT 3, BROOKLYN, NY 11201 | VICE PRESIDENT/SECRETARY/D | 0.25 | $0 |
| BEN KLEINBAUM 177 9TH AVENUE APT 4L, NEW YORK, NY 10011 | DIRECTOR | 0.25 | $0 |
| JEFF PENNINGTON 21 LAKE SIDE DRIVE, SOUTHAMPTON, NY 41968 | DIRECTOR | 0.25 | $0 |
Address and contacts
- Address (IRS master file)
- 120 WEST 45TH STREET 7TH FL, NEW YORK, NY 10036-4031
- Signed the 990-PF
- JAMES KLEINBAUM, PRES
- Phone
- (212) 840-6444
- Return prepared by
- LIPSKY GOODKIN & CO PC
What it must file and when
IRS records say it files Form 990-PF. Private foundations file every year. Its accounting year ends in May, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | May 31, 2026 | October 15, 2026 | 990-PF on file |
| 2024 | May 31, 2025 | October 15, 2025 | 990-PF on file |
| 2023 | May 31, 2024 | October 15, 2024 | 990-PF on file |
IRS record
- EIN
- 13-6028781
- Tax-exempt status
- 501(c)(3): Charitable, religious, educational or scientific organization
- Foundation status
- Private non-operating foundation
- Donations deductible (Pub 78)
- Private foundation, 30% limit
- Exempt since
- 1960
- Accounting year ends
- May
- Files
- Form 990-PF
- Assets (IRS master file)
- $47,920
- Income (IRS master file)
- $1,414
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990-PF | May 2026 | $1,414 | $24,459 | $47,920 | XML |
| 990-PF | May 2025 | $4,081 | $38,460 | $70,965 | XML |
| 990-PF | May 2024 | $5,342 | $1,920 | $105,344 | XML |
| 990-PF | May 2023 | – | – | – | IRS |
| 990-PF | May 2022 | – | – | – | IRS |
| 990-PF | May 2021 | – | – | – | IRS |
| 990-PF | May 2019 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 13-6028781).
Questions about KLEINBAUM FUND INC
- What is the EIN of KLEINBAUM FUND INC?
- The employer identification number (EIN) of KLEINBAUM FUND INC is 13-6028781.
- Is KLEINBAUM FUND INC tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(3) since 1960.
- Are donations to KLEINBAUM FUND INC tax-deductible?
- Yes. It is listed in IRS Publication 78 (Private foundation, 30% limit).
- Which annual return does KLEINBAUM FUND INC file?
- Form 990-PF. Private foundations file every year.
- When is the next return of KLEINBAUM FUND INC due?
- The return for tax year 2026 (the year ending May 31, 2027) is due October 15, 2027. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did KLEINBAUM FUND INC last file with the IRS?
- The latest return in the IRS public files is the 990-PF for the year ended May 2026.
- Who are the officers and directors of KLEINBAUM FUND INC?
- The 990-PF for the year ended May 31, 2026 lists 4 people; 4 received compensation from the organization, the highest $5,000 (JAMES KLEINBAUM, PRESIDENT/TREASURER/DIRECT).
- How much revenue does KLEINBAUM FUND INC have?
- On its 990-PF for the year ended May 31, 2026 it reported revenue of $1,414, expenses of $24,459 and total assets of $47,920 at year end.
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