2026-09-15T09:16:50-05:00 2026-04-30 871353108 EISNER ADVISORY GROUP LLC 130 NORTH 18TH STREET SUITE 3000 PHILADELPHIA PA 191032757 990 2025-05-01 061619523 ALLIANCE FOR CANCER GENE THERAPY INC ALLI 2033585055 96 CUMMINGS POINT ROAD STAMFORD CT 06902 KEVIN HONEYCUTT CEO AND PRESIDENT 2033585055 2026-09-14 1 HELEN M MARTIN P01330899 2158818800 2025 KEVIN HONEYCUTT 96 CUMMINGS POINT ROAD STAMFORD CT 06902 14034416 0 X WWW.ACGTFOUNDATION.ORG X 2001 CT ALLIANCE FOR CANCER GENE THERAPY (ACGT) FUNDS THE MOST INNOVATIVE SCIENTISTS (CONTINUED IN SCH O) WORKING TO HARNESS THE POWER OF CELL AND GENE THERAPY TO TRANSFORM HOW CANCER IS TREATED AND DRIVE MOMENTUM TOWARD A CURE. 16 16 3 19 0 0 1933872 3511245 98042 134973 917192 1340486 154414 181206 3103520 5167910 4328750 2036801 0 0 581564 631083 0 0 401154 445232 460749 5355546 3128633 -2252026 2039277 15733028 20157168 3506891 3503835 12226137 16653333 X ACGT SUPPORTS HIGH-RISK, HIGH-REWARD SCIENTIFIC RESEARCH TO DEVELOP CANCER THERAPEUTICS THAT USE THE BODY'S OWN CELLS AND GENES AS A LIVING MEDICINE. BY ACCELERATING THIS RESEARCH, ACGT IS HELPING TO ADVANCE THERAPIES THAT ARE SIGNIFICANTLY MORE EFFECTIVE AND LESS TOXIC THAN CURRENT CANCER TREATMENTS SUCH AS CHEMOTHERAPY AND RADIATION. 0 0 2673605 2036801 316179 IN FISCAL 4/30/26, ACGT FUNDED CLINICAL INVESTIGATOR GRANTS AWARDED TO INNOVATIVE SCIENTISTS CONDUCTING TRANSLATIONAL RESEARCH AT PREMIER ACADEMIC INSTITUTIONS IN THE U.S., EACH FOCUSING ON THE DEVELOPMENT OF CANCER CELL AND GENE THERAPIES FOR DIFFERENT CANCERS, INCLUDING PANCREATIC, PEDIATRIC, AND BRAIN CANCERS, AND CANCER METASTASIS. ACGT CONTINUED MULTI-YEAR COLLABORATIONS WITH MULTI-DISCIPLINARY 501(C)(3) ORGANIZATIONS FOCUSED ON CELL AND GENE THERAPY RESEARCH. ACGT FURTHER CONVENED ITS ANNUAL SCIENTIFIC SUMMIT AND ALSO INCREASED PUBLIC AWARENESS OF CELL AND GENE THERAPY RESEARCH THROUGH ACGT'S WEBSITE, SOCIAL MEDIA, AND IMPACT REPORTS. 2673605 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 6 0 1 3 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AR CA CO CT FL GA HI IL KS KY MD MA MI MN MS NE NH NJ NM NY NC ND OH OR PA RI SC TN UT VA WA WV WI X X COLLEEN P MAGGI TREASURER 2033588000 96 CUMMINGS POINT ROAD STAMFORD CT 06902 KEVIN HONEYCUTT CEO & PRESIDENT 40.00 X X 0 0 0 JONATHAN DOCTOR DIRECTOR (EFF 3/12/26) 1.00 X 0 0 0 MARC ENGELSGJERD MD DIRECTOR 1.00 X 0 0 0 DANIEL ENGLANDER DIRECTOR 1.00 X 0 0 0 MARIA FARDIS PHD DIRECTOR 1.00 X 0 0 0 PETER A GLICKLICH ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL GREGORY DIRECTOR 1.00 X 0 0 0 CHAU Q KHUONG DIRECTOR 1.00 X 0 0 0 JOHN LAHEY PHD DIRECTOR 1.00 X 0 0 0 ALEXANDRA LANDES DIRECTOR (THRU 6/20/25) 1.00 X 0 0 0 BRUCE L LEVINE PHD DIRECTOR 1.00 X 0 0 0 JOHN NEAMONITIS DIRECTOR (EFF 3/12/26) 1.00 X 0 0 0 BARBARA NETTER DIRECTOR, HONORARY CHAIRMAN 6.00 X 0 0 0 CHEN SCHOR DIRECTOR 1.00 X 0 0 0 JOHN C SITES JR DIRECTOR 1.00 X 0 0 0 KLAUS R VEITINGER MD PHD DIRECTOR 1.00 X 0 0 0 MARTIN E WINTER DIRECTOR 1.00 X 0 0 0 H WILLIAM SMITH VICE PRESIDENT, LEGAL & SECRETARY 2.00 X 0 0 0 COLLEEN MAGGI VICE PRESIDENT, TREAS (EFF 6/25) 2.00 X 0 0 0 CHRISTINE HERMAN VICE PRESIDENT, TREAS (THRU 5/25) 2.00 X 0 0 0 BARBARA LAVERY CHIEF PROGRAM OFFICER 40.00 X 271039 0 22597 KERI EISENBERG CHIEF PHILANTHROPY OFFICER 40.00 X 220863 0 8248 491902 0 30845 2 0 1 0 0 3511245 3511245 ACGT SUMMIT 2026 541900 134973 134973 134973 460356 460356 181206 181206 9746636 8866506 880130 880130 880130 5167910 316179 0 1340486 2036801 2036801 511525 281339 230186 65757 36167 29590 18852 10368 8484 34949 19222 15727 861 646 215 104434 53957 25726 24751 38278 9814 28464 21676 10838 10838 75552 39050 18035 18467 37045 25454 11591 159735 139863 1060 18812 MISCELLANEOUS 23168 10086 8838 4244 3128633 2673605 53874 401154 454545 1289507 2819391 5001776 162208 170851 98517 34497 12198367 13660537 15733028 20157168 32587 27714 3474304 3476121 3506891 3503835 X 12226137 16653333 12226137 16653333 15733028 20157168 2039277 2387919 0 X 0 1 X 1 0 X 2454379 2202186 1541034 1933872 3511245 11642716 2454379 2202186 1541034 1933872 3511245 11642716 5010334 6632382 73459 134870 447003 585328 641562 1882222 13524938 7117629 0.49040 0.43730 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 8097355 2387919 661783 3049702 5047653 120257 120257 5167910 3670159 661783 661783 3008376 120257 120257 3128633 PART X, LINE 2: ACGT IS INCORPORATED IN THE STATE OF CONNECTICUT. IN 2001, ACGT RECEIVED AN EXEMPTION FROM FEDERAL INCOME TAXES FROM THE INTERNAL REVENUE SERVICE UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). U.S. GAAP REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN, AND RECOGNIZE A TAX LIABILITY, IF ACGT HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY A GOVERNMENT AUTHORITY. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY ACGT AND HAS CONCLUDED THAT, AS OF APRIL 30, 2026 AND 2025, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. ACGT RECOGNIZES ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS, IF ANY. THERE WERE NO INCOME TAX RELATED INTEREST AND PENALTIES RECORDED FOR THE YEARS ENDED APRIL 30, 2026 AND 2025. PART XI, LINE 4B - OTHER ADJUSTMENTS: ACGT SUMMIT 26 EXPENSES OFFSET AGAINST REVENUE ON FINANCIAL STATEMENT 120,257. PART XII, LINE 4B - OTHER ADJUSTMENTS: ACGT SUMMIT 26 EXPENSES OFFSET AGAINST REVENUE ON FINANCIAL STATEMENT 120,257. 1 THE CHILDREN'S HOSPITAL OF PHILADELPHIA 2716 SOUTH STREET PHILADELPHIA PA 191462305 231352166 501(C)(3) 31825 0 CANCER RESEARCH ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS TN 38105 351044585 501(C)(3) 40297 0 CANCER RESEARCH FRED HUTCHINSON CANCER CENTER 1100 FAIRVIEW AVE D3-100 SEATTLE WA 981091024 911935159 501(C)(3) 13145 0 CANCER RESEARCH UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES 3451 WALNUT ST 5TH FLOOR FRANKLIN BUILDING PHILADELPHIA PA 191046205 231352685 501(C)(3) 498238 0 CANCER RESEARCH MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 042697983 501(C)(3) 486965 0 CANCER RESEARCH YALE UNIVERSITY MAILSTOP 333 CEDAR STREET SHM I-308 NEW HAVEN CT 06520 060646973 501(C)(3) 484725 0 CANCER RESEARCH ROSWELL PARK CANCER INSTITUTE ELM AND CARLTON STREETS BUFFALO NY 14263 161391608 501(C)(3) 481606 0 CANCER RESEARCH 7 0 PART I, LINE 2: THE SCIENTIFIC ADVISORY COUNCIL REVIEWS APPLICATIONS AND PRESENTS SAME TO THE BOARD OF DIRECTORS, WHEREUPON ACGT'S GRANTS ARE MADE PURSUANT TO GRANT AGREEMENTS, WHICH REQUIRE PERIODIC REPORTING OF RESULTS BY GRANTEE ORGANIZATIONS. 0 0 0 0 0 0 0 0 0 BARBARA LAVERY CHIEF PROGRAM OFFICER 233717 0 35000 0 2322 0 6242 0 16355 0 293636 0 0 0 KERI EISENBERG CHIEF PHILANTHROPY OFFICER 190962 0 15000 0 14901 0 6626 0 1622 0 229111 0 0 0 FORM 990, PART V, LINE 2B: ACGT PARTNERS WITH TRINET AND TRINET PROVIDES PAYROLL SERVICES FOR ACGT. BECAUSE TRINET IS THE PAYROLL PROVIDER/OWNER (NOT ACGT), ACGT DOES NOT HAVE A W-3 AND TRINET WILL NOT PROVIDE ACGT WITH A COPY OF THE W-3S OR THE W-2S. ACGT DOES HAVE ACCESS TO THE INFORMATION VIA OTHER VARIOUS REPORTS BUT HAS OBTAINED COPIES OF THE 2025 W-2S FOR THE OFFICER AND KEY EMPLOYEE (AS DEFINED BELOW) FROM THOSE INDIVIDUALS. FORM 990, PART VI, SECTION A, LINE 2 H. WILLIAM SMITH AND COLLEEN MAGGI ARE OFFICERS OF AN ENTITY CONTROLLED BY BARBARA NETTER, ACGT'S HONORARY CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C BOARD OF DIRECTORS AND OFFICERS ANNUALLY REVIEW THE COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC VIA THE WEBSITE AND UPON REQUEST.