2026-08-13T15:17:22-05:00 2025-09-30 420714325 RSM US LLP 919 EAST MAIN STREET SUITE 1800 RICHMOND VA 23219 990 2024-10-01 371904234 AUI LABS AUIL 2024621676 2650 PARK TOWER DRIVE SUITE 700 VIENNA VA 22180 MARK MACKEY CORPORATE SECRETARY/TREASURER 2024621676 2026-08-12 1 0 MEREDITH BELL P01696827 8042822121 2026-08-12 2024 2025-03-06 01:10:19Z ADAM COHEN 2650 PARK TOWER DRIVE SUITE 700 VIENNA VA 22180 1645713 0 X N/A X 2018 DC AUI LABS IS ENGAGED IN EXPLORING WAYS TO DELIVER FIRST IN CLASS MANAGEMENT AND OPERATIONAL SUPPORT TO FEDERALLY FUNDED RESEARCH AND DEVELOPMENT CENTERS (FFRDCS). 4 4 0 4 0 0 0 0 0 1645713 0 0 0 0 0 1645713 0 0 0 0 0 555335 0 0 0 0 870414 0 1425749 0 219964 0 799470 0 579506 0 219964 X NONE 0 0 1410922 1645713 ON APRIL 1, 2025, AUI LABS WAS SELECTED BY THE INDUSTRIAL MACROMOLECULAR CRYSTALLOGRAPHY ASSOCIATION COLLABORATIVE ACCESS TEAM ("IMCA-CAT") TO OPERATE THE IMCA-CAT EDUCATIONAL AND SCIENTIFIC RESEARCH FACILITY. IMCA-CAT IS LOCATED AT ARGONNE NATIONAL LABORATORY IN LEMONT, ILLINOIS, AND HOSTS THE ADVANCED PHOTON SOURCE ("APS"). AUI LABS BEGAN OPERATING THE IMCA-CAT FACILITY IMMEDIATELY AFTER ITS SELECTION, OPERATING IN A ROLE SIMILAR TO THE ROLE CARRIED ON BY AUI IN NUMEROUS OTHER INSTANCES. THE APS-AND IMCA-CAT MORE BROADLY-IS CRITICAL TO THE DEVELOPMENT OF LIFESAVING MEDICATIONS AND REVOLUTIONARY THERAPEUTICS FOR TREATING DISEASE. BY MANAGING THE IMCA-CAT FACILITY, AUI LABS DRIVES THE DEVELOPMENT OF INNOVATIVE AND COST-EFFECTIVE MEDICATIONS THAT TRANSFORM GENERAL PUBLIC'S HEALTH AND WELLNESS. SIMULTANEOUSLY, AUI LABS IS RESEARCHING AND IMPLEMENTING INNOVATIVE APPROACHES TO MEDICAL RESEARCH EDUCATION AT THE FACILITY. USERS OF THE FACILITY INCLUDE BOTH PHARMACEUTICAL DEVELOPMENT COMPANIES AND MEMBERS OF THE GENERAL PUBLIC. A MINIMUM OF HALF OF THE USAGE TIME FOR THE FACILITY IS REQUIRED TO BE SET ASIDE FOR MEMBERS OF THE GENERAL PUBLIC. 1410922 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 0 VA X MARK MACKEY 2024621676 2650 PARK TOWER DRIVE SUITE 700 VIENNA VA 22180 ADAM COHEN CEO/TRUSTEE 1.00 40.00 X X 0 541115 67897 MARK MACKEY CORPORATE SECRETARY/TREASURER 1.00 40.00 X X 0 289669 49156 MARK KONTOS CHAIR 1.00 3.00 X X 0 0 0 DERRICK PITTS TRUSTEE 1.00 2.00 X 0 0 0 0 830784 117053 0 0 1 0 DIAMOND LIGHT SOURCE LMTD HARWWELL SCIENCE AND INNOVATION CAM PXFPRDSHIRE DIDCOT UK OX110DE PUCK PROCESSING 273783 1 RESEARCH SERVICE REVEN 541700 1645713 1645713 1645713 1645713 1645713 0 0 X 444088 444088 71097 71097 40150 40150 737952 737952 4510 4510 8116 8116 6477 6477 610 610 EQUIP/BLDG/LEASEHOLD 58048 58048 UTIL/FUEL/CONSUM/COMMUN 38821 38821 15880 1053 14827 1425749 1410922 14827 0 0 799470 0 799470 0 579506 0 579506 X 0 219964 0 219964 0 799470 219964 0 X X 0 1 X 1 1 1 X X 1 ASSOCIATED UNIVERSITIES INC 111630900 7 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART I, LINE 12G, COLUMN IV: ASSOCIATED UNIVERSITIES, INC. (AUI) IS NOT SPECIFICALLY LISTED AS A SUPPORTED ORGANIZATION IN AUI LABS' GOVERNING DOCUMENTS. ALTHOUGH THE BYLAWS REFERENCE AUI AND DESCRIBE CERTAIN ASPECTS OF THE RELATIONSHIP BETWEEN THE ORGANIZATIONS, THE GOVERNING DOCUMENTS DO NOT EXPRESSLY DESIGNATE AUI AS A SUPPORTED ORGANIZATION. THE OMISSION REFLECTS THE ORGANIZATION'S GOVERNANCE STRUCTURE RATHER THAN AN ABSENCE OF A HISTORIC AND CONTINUING RELATIONSHIP. AUI LABS WAS ESTABLISHED TO SUPPORT CHARITABLE AND EDUCATIONAL PURPOSES CONSISTENT WITH THOSE OF AUI, AND AUI'S RELATIONSHIP WITH AUI LABS IS DEMONSTRATED THROUGH THE ORGANIZATIONS' ONGOING OPERATIONAL AND GOVERNANCE CONNECTIONS RATHER THAN THROUGH A SPECIFIC DESIGNATION IN THE GOVERNING DOCUMENTS. PART IV, SECTION A, LINE 1: ALTHOUGH AUI LABS' BYLAWS REFERENCE ASSOCIATED UNIVERSITIES, INC. (AUI) AND REFLECT THE HISTORICAL RELATIONSHIP BETWEEN THE ORGANIZATIONS, THE BYLAWS DO NOT EXPRESSLY DESIGNATE AUI AS A SUPPORTED ORGANIZATION. THE REFERENCE TO AUI IS INTENDED TO ACKNOWLEDGE THE ORGANIZATIONS' RELATIONSHIP AND GOVERNANCE FRAMEWORK RATHER THAN TO IDENTIFY AUI AS A SPECIFICALLY NAMED SUPPORTED ORGANIZATION. AUI LABS MAINTAINS A HISTORIC AND CONTINUING RELATIONSHIP WITH AUI; HOWEVER, NO SUPPORTED ORGANIZATION IS EXPRESSLY DESIGNATED IN THE BYLAWS. 0 X PART X, LINE 2: AUI LABS IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE (IRS) AS A NONPROFIT ORGANIZATION, AND IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC), EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. AUI LABS HAD NO UNRELATED BUSINESS ACTIVITIES DURING THE YEARS ENDED SEPTEMBER 30, 2025 AND 2024. MANAGEMENT BELIEVES THAT AUI LABS HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AFFECTING ITS ANNUAL FILING REQUIREMENTS AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. AUI LABS WOULD RECOGNIZE FUTURE ACCRUED INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AND LIABILITIES IN INCOME TAX EXPENSE IF SUCH INTEREST AND PENALTIES ARE INCURRED. 0 0 0 0 0 0 0 0 0 ADAM COHEN CEO/TRUSTEE 0 519403 0 0 0 21712 0 34500 0 33397 0 609012 0 0 MARK MACKEY CORPORATE SECRETARY/TREASURER 0 289374 0 0 0 295 0 29623 0 19533 0 338825 0 0 FORM 990, PART I, LINE 5: AUI LABS HAS NO EMPLOYEES; ALL COMPENSATION AND PAYROLL-RELATED COSTS ARE PAID BY ASSOCIATED UNIVERSITIES, INC., A RELATED SUPPORTED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 6 ASSOCIATED UNIVERSITIES, INC. (AUI), A STATE OF NEW YORK NOT-FOR-PROFIT CORPORATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, ACTING THROUGH ITS BOARD OR SUCH OFFICER(S) DESIGNATED BY ITS BOARD FROM TIME TO TIME, SHALL BE THE CORPORATION'S SOLE MEMBER. FORM 990, PART VI, SECTION A, LINE 7A AUI LABS SOLE MEMBER, ASSOCIATED UNIVERSITIES, INC, HAS THE POWER TO ELECT MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B AUI LABS SOLE MEMBER, ASSOCIATED UNIVERSITIES, INC, HAS THE POWER TO ELECT AND REMOVE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B AUI LABS DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE ASSISTANT CONTROLLER PROVIDES THE INFORMATION NECESSARY FOR THE PREPARATION OF FORM 990 TO AN INDEPENDENT ACCOUNTING FIRM. UPON COMPLETION, THE PREPARED RETURN IS REVIEWED AND APPROVED BY THE CONTROLLER AND CHIEF FINANCIAL OFFICER (CFO). A COPY OF THE COMPLETED FORM 990 IS THEN PROVIDED TO THE FULL GOVERNING BODY FOR REVIEW PRIOR TO ITS FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C AUI LABS MAINTAINS A WRITTEN CONFLICT OF INTEREST POLICY THAT APPLIES TO ITS TRUSTEES, OFFICERS, COMMITTEE MEMBERS, AND EMPLOYEES. COVERED INDIVIDUALS ARE REQUIRED TO ANNUALLY COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT DISCLOSING ANY ACTUAL OR POTENTIAL FINANCIAL, RESEARCH, OR ORGANIZATIONAL INTERESTS AND MUST UPDATE THEIR DISCLOSURES THROUGHOUT THE YEAR IF NEW POTENTIAL CONFLICTS ARISE. THE CORPORATE SECRETARY AND CONFLICT OF INTEREST OFFICER REVIEW ALL DISCLOSURE STATEMENTS AND CONSULT WITH THE PRESIDENT REGARDING ANY IDENTIFIED POTENTIAL CONFLICTS. WHEN A POTENTIAL CONFLICT IS IDENTIFIED, THE PRESIDENT INVESTIGATES THE MATTER, MAY CONSULT WITH THE BOARD CHAIR AND LEGAL COUNSEL, AND DETERMINES WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS. INDIVIDUALS WITH A CONFLICT ARE PROHIBITED FROM PARTICIPATING IN DISCUSSIONS, RECOMMENDATIONS, OR VOTING ON MATTERS RELATED TO THE CONFLICT AND MAY BE REQUIRED TO LEAVE MEETINGS DURING DELIBERATIONS. THE BOARD OR AN APPROPRIATE COMMITTEE REVIEWS CONFLICTED TRANSACTIONS OR ARRANGEMENTS USING DISINTERESTED DECISION-MAKERS AND DOCUMENTS ALL CONFLICT DISCLOSURES, DETERMINATIONS, AND RELATED VOTES IN THE MEETING MINUTES. CONFLICT OF INTEREST MATTERS AND THEIR RESOLUTION ARE REPORTED TO THE BOARD, AND AN ANNUAL REPORT ON THE ADMINISTRATION OF THE POLICY IS PROVIDED TO THE BOARD OF TRUSTEES. IF A FAILURE TO DISCLOSE A POTENTIAL CONFLICT IS DISCOVERED, THE MATTER IS INVESTIGATED AND APPROPRIATE CORRECTIVE ACTION IS TAKEN. FORM 990, PART VI, SECTION C, LINE 19 AUI LABS MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST IN THE SAME TIME AND MANNER AS OTHER DISCLOSURES REQUIRED UNDER INTERNAL REVENUE CODE SECTION 6104(D). FORM 990, PART IX, LINE 11G OTHER-MISC: PROGRAM SERVICE EXPENSES 737,952. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 737,952. FORM 990, PART XII, LINE 2C: AUI LAB'S OVERSIGHT AND SELECTION PROCESS HAS NOT CHANGED FROM THE PRIOR TAX YEAR. ASSOCIATED UNIVERSITIES INC 2650 PARK TOWER SUITE 700 VIENNA VA 22180 111630900 SCIENTIFIC RESEARCH NY 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0