2026-01-14T17:25:23-06:00 2025-02-28 132672154 LIPSKY GOODKIN & CO PC 120 WEST 45TH STREET 7TH FL NEW YORK NY 10036 990PF 2024-03-01 132850138 THE CARROLL & PERCY KLINGENSTEIN FOUNDATION INC C/O LIPSKY GOODKIN & CO CARR 2128406444 120 WEST 45TH STREET 7TH FL NEW YORK NY 10036 FRAN KLINGENSTEIN PRES 2128406444 2026-01-14 1 0 RICH VENA P01391898 2128406444 2024 2025-03-06 01:10:19Z X 4147583 X X 4232 4232 42045 42045 1315 338937 1315 47592 47592 0 0 0 3600 0 3600 39190 39190 0 380 130 250 170 0 170 29 29 0 43369 39349 4020 125160 125160 168529 39349 129180 -120937 8243 137631 15064 15064 3761 100304 100304 3480 637 637 85633 71649 74120 2170929 2092843 3957458 2401434 2280497 4147583 0 0 X 0 0 2444441 2401434 -43007 -120937 2401434 2280497 2401434 2280497 2401434 -120937 0 2280497 0 2280497 10M US T-BILL DUE 7/11/24 2023-08-02 2024-03-06 9819 9514 305 305 TO US INTEREST -305 -305 5M US T-BILL DUE 7/11/24 2023-08-02 2024-04-15 4937 4757 180 180 TO US INTEREST -180 -180 1086 SHS UTIL SELECT SECTOR SPDR 2024-01-23 2024-06-06 76750 65993 10757 10757 455 SHS PFIZER 2024-03-06 2024-09-17 13506 12396 1110 1110 PER ATTACHED SCHEDULE 233810 244477 -10667 -10667 CAPITAL GAINS DIVIDENDS P 115 115 115 1315 115 0 115 0 115 17324 0 0 0 17324 0 17209 17209 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A LIPSKY GOODKIN & CO 2128406444 120 WEST 45TH STREET - 7TH FL NEW YORK NY 10036 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FRAN KLINGENSTEIN 6 ORCHARD DRIVE PURCHASE NY 10577 PRESIDENT/DIRECTOR 1.00 0 0 0 JEAN KLINGENSTEIN 400 WEST ONTARIO STREET 1703 CHICAGO IL 60610 SECRETARY/TREASURER/DIRECT 0.50 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 0 0 3876914 120343 0 3997257 0 0 3997257 59959 3937298 196865 196865 115 115 196750 0 196750 0 196750 129180 0 129180 196750 25247 0 0 129180 25247 0 0 103933 0 0 0 0 0 0 0 0 92817 0 0 0 X GLENN ZIMMERMAN 120 WEST 45TH STREET NEW YORK NY 10036 2128406444 NO FORMAL APPLICATION NECESSARY, ONLY A GENERAL LETTER OF REQUEST NONE MUST BE A PUBLIC CHARITY AS DESCRIBED ON IRC SECTION 509 (A) (1) (2) OR (3) ALZHEIMER'S ASSOCIATION 225 N MICHIGAN AVE 17TH FL CHICAGO IL 60601 NONE PC GENERAL CHARITABLE PURPOSE 1000 AMERICAN CANCER SOCIETY 270 PEACHTREE ST NW 1300 ATLANTA GA 30303 NONE PC GENERAL CHARITABLE PURPOSE 200 AMERICAN KIDNEY FUND 11921 ROCKVILLE PIKE 300 ROCKVILLE MD 20852 NONE PC GENERAL CHARITABLE PURPOSE 2500 ANTI-DEFAMATION LEAGUE PO BOX 4495 NEW YORK NY 10163 NONE PC GENERAL CHARITABLE PURPOSE 500 BIG BROTHERS BIG SISTERS OF FSW 10 MIDLAND AVENUE SUITE 203 PORT CHESTER NY 10573 NONE PC GENERAL CHARITABLE PURPOSE 1000 BURKE REHABILITATION HOSPITAL 785 MAMARONECK AVE WHITE PLAINS NY 10605 NONE PC GENERAL CHARITABLE PURPOSE 10000 CONGREGATION EMANU-EL OF WESTCHESTER 2125 WESTCHESTER AVENUE EAST RYE NY 10580 NONE PC GENERAL CHARITABLE PURPOSE 5500 CONNECTICUT COLLEGE 270 MOHEGAN AVE NEW LONDON CT 06320 NONE PC GENERAL CHARITABLE PURPOSE 17500 EAGLEBROOK SCHOOL 271 PINE NOOK ROAD - PO BOX 7 DEERFIELD MA 01342 NONE PC GENERAL CHARITABLE PURPOSE 1000 FEEDING AMERICA 161 NORTH CLARK ST 700 CHICAGO IL 60601 NONE PC GENERAL CHARITABLE PURPOSE 100 HARRISON POLICE ASSOCIATION PO BOX 127 HARRISON NY 10528 NONE PC GENERAL CHARITABLE PURPOSE 500 HSS HOSPITAL FOR SPECIAL SURGERY 535 E 70TH ST NEW YORK NY 10021 NONE PC GENERAL CHARITABLE PURPOSE 1000 LEUKEMIA & LYMPHOMA SOCIETY 475 PARK AVE 8 NEW YORK NY 10022 NONE PC GENERAL CHARITABLE PURPOSE 1000 MACULAR DEGENERATION ASSOCIATION 5969 CATTLERIDGE BLVD 100 SARASOTA FL 34232 NONE PC GENERAL CHARITABLE PURPOSE 100 MAKE-A-WISH FOUNDATION 1702 EAST HIGHLAND AVE 400 PHOENIX AZ 85016 NONE PC GENERAL CHARITABLE PURPOSE 500 MUSIC THEATER WORKS 516 4TH STREET WILMETTE IL 60091 NONE PC GENERAL CHARITABLE PURPOSE 25000 MY SISTERS PLACE 1 WATER STREET WHITE PLAINS NY 10601 NONE PC GENERAL CHARITABLE PURPOSE 1700 NEW STORY 2 VILLAGE SQUARE SUITE 210 BALTIMORE MD 21210 NONE PC GENERAL CHARITABLE PURPOSE 1000 NIGHTINGALE BAMFORD SCHOOL 20 E 92ND STREET NEW YORK NY 10128 NONE PC GENERAL CHARITABLE PURPOSE 7500 PEPA 2900 PURCHASE STREET PURCHASE NY 10577 NONE PC GENERAL CHARITABLE PURPOSE 1500 PARKINSON'S RESEARCH FOUNDATION 1359 BROADWAY 1509 NEW YORK NY 10018 NONE PC GENERAL CHARITABLE PURPOSE 500 PURCHASE FIRE DEPARTMENT 614 ANDERSON HILL ROAD PURCHASE NY 10577 NONE PC GENERAL CHARITABLE PURPOSE 500 PURCHASE FREE LIBRARY 3093 PURCHASE STREET PURCHASE NY 10577 NONE PC GENERAL CHARITABLE PURPOSE 500 RONALD MCDONALD HOUSE 405 E 73RD STREET NEW YORK NY 10021 NONE PC GENERAL CHARITABLE PURPOSE 500 RYE COUNTRY DAY SCHOOL 1 PARSON STREET RYE NY 10580 NONE PC GENERAL CHARITABLE PURPOSE 6500 RYE HISTORICAL SOCIETY 265 RYE BEACH AVENUE RYE NY 10580 NONE PC GENERAL CHARITABLE PURPOSE 1060 SHARP AGAIN NATURALLY 75 S BROADWAY 4 WHITE PLAINS NY 10601 NONE PC GENERAL CHARITABLE PURPOSE 2000 SMART LOVE FAMILY SERVICES 1010 LAKE STREET OAK PARK IL 60301 NONE PC GENERAL CHARITABLE PURPOSE 5000 THE NEW JEWISH HOME 120 W 106TH STREET NEW YORK NY 10025 NONE PC GENERAL CHARITABLE PURPOSE 20000 UJA FEDERATION 130 EAST 59TH STREET NEW YORK NY 10022 NONE PC GENERAL CHARITABLE PURPOSE 5000 UNIVERSITY OF CHICAGO SCHOOL OF SOCIAL WORK 969 E 60TH STREET CHICAGO IL 60637 NONE PC GENERAL CHARITABLE PURPOSE 2500 WLIW 21 825 8TH AVENUE 14 NEW YORK NY 10019 NONE PC GENERAL CHARITABLE PURPOSE 500 WNET 13 825 8TH AVENUE NEW YORK NY 10019 NONE PC GENERAL CHARITABLE PURPOSE 1500 125160 0 14 4232 14 42045 18 1315 0 47592 0 47592 3 THE FOUNDATION IS SOLELY A GRANT MAKING ORGANIZATION AND INVESTS ITS FUNDS TO PRODUCE INCOME TO MAKE GRANTS AND PAY THE EXPENSES OF ADMINISTERING THE FOUNDATION. THE AMOUNTS SHOWN ABOVE, IF ANY, ARE NOT DERIVED FROM ANY "TRADE OR BUSINESS" CONDUCTED BY THE FOUNDATION BUT MERELY REFLECT AN ANNUAL RETURN ON THE FOUNDATION'S ASSETS. 4 SEE LINE NO. 3 8 SEE LINE NO. 3 0 0 0 0 0 0 0 0 0 0 N/A 0 COMMON STOCK 2092843 3957458 71649 74120 0 0 CLEARY GOTTLIEB STEEN & HAMILTON 3600 0 3600 MISC BROKER FEES 29 29 0 INVESTMENT ADVISORY FEES 39190 39190 0 NEW YORK STATE DEPT. OF LAW 250 0 250 FOREIGN TAXES ON DIVIDENDS 130 130 0