2026-02-23T08:13:22-06:00 2025-06-30 201484966 SKINNER FOUCH & OLSON LLP 38 DISCOVERY SUITE 250 IRVINE CA 92618 990PF 2024-07-01 710888527 PRALLE KROTTS FAMILY FOUNDATION PRAL 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 KIM KROTTS PRESIDENT 9492200512 2026-02-23 1 0 DAVID J SOUZA P01322046 9492601430 2024 2025-03-06 01:10:19Z X 15421665 X 135242 190441 190441 476329 476329 142032 8338246 142032 944044 808802 30000 30000 0 580 0 0 7250 0 0 8747 228 0 84087 62505 0 130664 92733 0 688000 688000 818664 92733 688000 125380 716069 26525 145930 49227 49227 11527573 12055638 12815235 2836660 2557203 2557203 14536688 14662068 15421665 0 0 X 0 0 0 0 14536688 14662068 14536688 14662068 14536688 14662068 14536688 125380 0 14662068 0 14662068 1000 SHARES OF BRIGHTHOUSE FIN PFD 4.625% 2023-12-06 2024-07-16 16750 15300 1450 1450 35,000 SHARES OF FIDELITY TREASURY PORT INSTITUTIONAL 2024-02-14 2024-07-30 35000 35000 0 0 90,000 SHARES OF FIDELITY TREASURY PORT INSTITUTIONAL 2024-05-13 2024-07-30 90000 90000 0 0 100 SHARES OF EQUINIX INC 2023-08-03 2024-07-01 75939 74673 1266 1266 280 SHARES OF PARTNERRE LTD 4.875 PFD 2024-01-05 2024-07-11 4396 5152 -756 -756 720 SHARES OF PARTNERRE LTD 4.875 PFD 2024-01-05 2024-07-12 11304 13248 -1944 -1944 1000 SHARES OF PARTNERRE LTD 4.875 PFD 2024-12-04 2024-07-12 15750 18000 -2250 -2250 700 SHARES OF ARES MANAGEMENT CORP 2024-06-13 2024-09-13 102197 94325 7872 7872 80 SHARES OF ARES MANAGEMENT CORP 2024-06-13 2024-09-18 12179 10780 1399 1399 10,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-05-13 2024-10-09 10000 10000 0 0 20,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-05-31 2024-10-09 20000 20000 0 0 75,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-05-31 2024-10-10 75000 75000 0 0 50,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-05-31 2024-10-17 50000 50000 0 0 5,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-05-31 2024-11-04 5000 5000 0 0 15,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-01 2024-11-04 15000 15000 0 0 50,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-01 2024-11-19 50000 50000 0 0 75,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-01 2024-11-21 75000 75000 0 0 70,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-01 2025-01-07 70000 70000 0 0 40,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-01 2025-01-08 40000 40000 0 0 5,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-18 2025-01-13 5000 5000 0 0 50,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-09-16 2025-01-13 50000 50000 0 0 50,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-09-16 2025-01-30 50000 50000 0 0 639 SHARES OF FLAHERTY & CRUMRINE PREF SECURITIES 2024-07-03 2025-01-31 10141 9425 716 716 361 SHARES OF FLAHERTY & CRUMRINE PREF SECURITIES 2024-07-05 2025-01-31 5729 5325 404 404 1,500 SHARES OF FLAHERTY & CRUMRINE PREF SECURITIES 2024-07-11 2025-01-31 23804 22613 1191 1191 2,500 SHARES OF FLAHERTY & CRUMRINE PREF SECURITIES 2024-07-05 2025-01-31 39676 36875 2801 2801 2,500 SHARES OF ISHARES MORTGAGE ETF 2024-02-15 2025-01-31 55826 54763 1063 1063 1,148.33 SHARES OF UGI CORP NEW 2024-03-13 2025-01-31 35207 29960 5247 5247 1,000 SHARES OF BLACKROCK HEALTH SCIENCES TRUST 2024-04-03 2025-02-05 40949 39860 1089 1089 459 SHARES OF BLACKROCK TAXABLE MUNICIPAL 2024-10-09 2025-02-28 7780 7862 -82 -82 2,500 SHARES OF BLACKROCK TAXABLE MUNICIPAL 2024-10-23 2025-02-28 42374 41713 661 661 2,041 SHARES OF BLACKROCK TAXABLE MUNICIPAL 2024-10-09 2025-03-03 34594 34958 -364 -364 1,000 SHARES OF CROWN CASTLE INC 2024-04-16 2025-03-10 99997 92559 7438 7438 50,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-09-16 2025-03-06 50000 50000 0 0 125,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-01-16 2025-03-06 125000 125000 0 0 25,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-01-16 2025-03-11 25000 25000 0 0 25,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-02-03 2025-03-11 25000 25000 0 0 75,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-02-03 2025-03-21 75000 75000 0 0 4,425 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2024-08-30 2025-04-30 53541 56861 -3320 -3320 575 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2024-09-03 2025-04-30 6957 7389 -432 -432 2,500 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2024-11-04 2025-04-30 30249 31500 -1251 -1251 100,000 SHARES OF FIDELITY FUNDS TREASURY PORT 2025-02-07 2025-04-01 100000 100000 0 0 100,000 SHARES OF FIDELITY FUNDS TREASURY PORT 2005-02-25 2025-04-04 100000 100000 0 0 2,500 SHARES OF ISHARES MORTGAGE ETF 2025-04-08 2025-04-29 53499 49250 4249 4249 3,000 SHARES OF GOLDMAN SACHS ACCESS ETF 2025-02-03 2025-04-04 299837 299580 257 257 200 SHARES OF KAYNE ANDERSON BDC INC 2024-07-12 2025-04-30 3174 3200 -26 -26 2,800 SHARES OF KAYNE ANDERSON BDC INC 2024-07-12 2025-04-30 44407 44800 -393 -393 400 SHARES OF NVIDIA CORP 2025-01-31 2025-04-30 42553 47986 -5433 -5433 100 SHARES OF NVIDIA CORP 2025-04-04 2025-04-30 10638 9505 1133 1133 5,000 SHARES OF BLUE OWL CAPITAL CORP 2025-04-04 2025-04-30 69873 68050 1823 1823 200 SHARES OF AMAZON COM INC 2025-03-21 2025-05-13 42492 38819 3673 3673 100 SHARES OF AMAZON COM INC 2025-04-04 2025-05-13 21246 17626 3620 3620 773 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2025-04-04 2025-05-16 9547 8967 580 580 1,727 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2025-04-04 2025-05-21 21222 20032 1190 1190 5,000 SHARES OF BLACKSTONE /GSO LONG SHORT CREDIT INCOME FUND 2025-04-07 2025-05-21 61386 55275 6111 6111 100 SHARES OF META PLATFORMS INC 2025-03-21 2025-05-13 65448 59048 6400 6400 100 SHARES OF META PLATFORMS INC 2025-04-04 2025-05-13 65448 51280 14168 14168 75,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-04-29 2025-05-20 75000 75000 0 0 200 SHARES OF BROADCOM INC 2025-03-06 2025-05-13 46590 36957 9633 9633 100 SHARES OF BROADCOM INC 2025-04-04 2025-05-13 23295 14404 8891 8891 25,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2025-04-29 2025-06-13 25000 25000 0 0 2,500 SHARES OF PALMER SQUARE CAPITAL 2025-09-24 2025-06-16 36125 40400 -4275 -4275 1,000 SHARES OF PALMER SQUARE CAPITAL 2024-11-08 2025-06-16 14450 15750 -1300 -1300 1,500 SHARES OF PALMER SQUARE CAPITAL 2024-11-08 2025-06-17 21900 23625 -1725 -1725 1,299 SHARES OF PALMER SQUARE CAPITAL 2025-01-10 2025-06-17 18965 19641 -676 -676 169 SHARES OF PALMER SQUARE CAPITAL 2025-01-13 2025-06-17 2467 2555 -88 -88 32 SHARES OF PALMER SQUARE CAPITAL 2025-03-13 2025-06-17 467 472 -5 -5 1,500 SHARES OF PALMER SQUARE CAPITAL 2025-03-13 2025-06-24 22350 22125 225 225 1,000 SHARES OF PALMER SQUARE CAPITAL 2025-03-14 2025-06-24 14900 14300 600 600 500 SHARES OF BRIGHTHOUSE FIN PFD 4.625% 2021-11-10 2024-07-16 8375 12500 -4125 -4125 900 SHARES OF MORGAN STANLEY 4.25% PFD 2021-10-18 2024-07-23 17325 22500 -5175 -5175 65 SHARES OF ATHENE HLDG 4.875% PFD 2020-12-14 2024-07-03 1235 1625 -390 -390 1,935 SHARES OF ATHENE HLDG 4.875% PFD 2020-12-14 2024-07-11 36667 48375 -11708 -11708 1,000 SHARES OF ISHARES TIP BOND ETF 2022-04-28 2024-07-01 105902 121515 -15613 -15613 1,000 SHARES OF ISHARES TIP BOND ETF 2023-03-24 2024-07-01 105902 110209 -4307 -4307 2,000 SHARES OF PARTNERRE LTD PFD FIXED PERP SER J 2021-03-09 2024-07-12 31499 50000 -18501 -18501 500 SHARES OF SELECTIVE INS GRP PFD NON CUM PERP 2020-12-02 2024-07-11 9190 12500 -3310 -3310 1,000 SHARES OF SELECTIVE INS GRP PFD NON CUM PERP 2022-11-01 2024-07-11 18379 16500 1879 1879 1,000 SHARES OF JP MORGAN PFD SER JJ PFD 2021-03-10 2024-08-01 21399 25000 -3601 -3601 1,000 SHARES OF JP MORGAN PFD SER JJ PFD 2022-05-03 2024-08-01 21399 18570 2829 2829 2,000 SHARES OF BANK AMER CORP PFD NON CUM PERP 2021-10-19 2024-09-04 39699 50000 -10301 -10301 1,418 SHARES OF KEMPER CRP JR SUB NT PFD 2022-03-03 2024-09-20 33322 35450 -2128 -2128 200 SHARES OF PUBLIC STORAGE INC REIT 2023-04-14 2024-10-23 67751 58000 9751 9751 100 SHARES OF PUBLIC STORAGE INC REIT 2023-06-06 2024-10-23 33876 28054 5822 5822 100 SHARES OF BLACKROCK HEALTH TERM TRUST 2022-05-13 2025-01-31 1651 1213 438 438 1,500 SHARES OF BLACKROCK HEALTH TERM TRUST 2021-03-09 2025-01-31 24749 34527 -9778 -9778 500 SHARES OF BLACKROCK HEALTH TERM TRUST 2021-03-11 2025-01-31 8250 11922 -3672 -3672 2,000 SHARES OF BLACKROCK HEALTH TERM TRUST 2022-05-03 2025-01-31 32999 28338 4661 4661 2,900 SHARES OF BLACKROCK HEALTH TERM TRUST 2022-05-13 2025-01-31 47771 35173 12598 12598 500 SHARES OF CHEVRON CORP 2023-02-17 2025-01-16 79363 82335 -2972 -2972 300 SHARES OF CHEVRON CORP 2024-01-10 2025-01-16 47618 43500 4118 4118 2,000 SHARES OF FIRST REPUBLIC BANK NON CUM N PERP 2021-11-18 2025-01-16 1 50000 -49999 -49999 1,000 SHARES OF FIRST REPUBLIC BANK NON CUM N PERP 2022-05-03 2025-01-16 18026 -18026 -18026 1,000 SHARES OF FIRST REPUBLIC BANK NON CUM N PERP 2023-03-02 2025-01-16 18000 -18000 -18000 1,000 SHARES OF FIRST REPUBLIC BANK NON CUM N PERP 2023-03-09 2025-01-16 17250 -17250 -17250 229.67 SHARES OF UGI CORP NEW 2021-05-18 2025-01-31 7041 10010 -2969 -2969 137.8 SHARES OF UGI CORP NEW 2022-09-22 2025-01-13 4225 5030 -805 -805 780.86666 SHARES OF UGI CORP NEW 2022-09-23 2025-01-31 23941 28505 -4564 -4564 1,148.33333 SHARES OF UGI CORP NEW 2023-05-23 2025-01-31 35207 34490 717 717 1,000 SHARES OF BLACKROCK SCIENCE AND TECH 2021-03-09 2025-02-03 21299 29675 -8376 -8376 500 SHARES OF BLACKROCK SCIENCE AND TECH 2021-03-11 2025-02-03 10650 15842 -5192 -5192 1,456 SHARES OF BLACKROCK SCIENCE AND TECH 2022-05-03 2025-02-03 31012 30883 129 129 44 SHARES OF BLACKROCK SCIENCE AND TECH 2022-05-03 2025-02-03 937 933 4 4 1,500 SHARES OF BLACKROCK SCIENCE AND TECH 2022-05-13 2025-02-03 31949 26294 5655 5655 2,500 SHARES OF APPOLO GLOBAL MGT PFD 2023-08-16 2025-02-25 67998 62500 5498 5498 902 SHARES OF BLACKROCK HEALTH 2024-01-31 2025-02-03 37026 36992 34 34 500 SHARES OF BLACKROCK HEALTH TERM TRUST 2024-01-31 2025-02-05 20474 20505 -31 -31 598 SHARES OF BLACKROCK HEALTH TERM TRUST 2024-01-31 2025-02-05 24487 24525 -38 -38 547 SHARES OF KEMPER CRP JR SUB NT PFD 2022-03-03 2025-02-10 12854 13675 -821 -821 2,500 SHARES OF F&G ANNUITIES & LIFE PFD 2023-11-29 2025-02-25 67373 62500 4873 4873 500 SHARES OF DIGITAL REALTY TRUST INC 2024-02-08 2025-04-09 72498 73547 -1049 -1049 4,000 SHARES OF SYNCRONY FINANCIAL PFD 2024-02-15 2025-04-30 100577 100000 577 577 3,000 SHARES OF ATHENE HLDG PFD LTD FXD NON CUM 2024-02-29 2025-05-07 74998 75000 -2 -2 500 SHARES OF GLOBAL X FDS ETF 2023-11-13 2025-05-16 30416 20953 9463 9463 500 SHARES OF GLOBAL X FDS ETF 2024-02-15 2025-05-16 30416 21690 8726 8726 2,000 SHARES OF M&T BANK CORPORATION PFD 2024-05-06 2025-05-16 52700 50000 2700 2700 453 SHARES OF KEMPER CRP JR SUB NT PFD 2022-03-03 2025-06-03 10510 11325 -815 -815 1,000 SHARES OF KEMPER CRP JR SUB NT PFD 2023-12-01 2025-06-03 23200 19200 4000 4000 972 SHARES OF TPG OPERATING GROUP PFD 2024-02-28 2025-06-18 24494 24300 194 194 2,028 SHARES OF TPG OPERATING GROUP PFD 2024-02-28 2025-06-20 51106 50700 406 406 18,123 SHARES OF INVESCO EXCHANGE TRA NDEXED FD 2023-10-17 2024-09-12 374048 364650 9398 9398 578 SHARES OF INVESCO EXCHANGE TRA NDEXED FD 2023-12-08 2024-09-12 11930 11763 167 167 366 SHARES OF INVESCO EXCHANGE TRA NDEXED FD 2024-01-04 2024-09-12 7554 7492 62 62 810 SHARES OF INVESCO EXCHANGE TRA NDEXED FD 2024-03-21 2024-09-12 16718 16554 164 164 33,796 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2023-11-29 2024-09-12 817857 800940 16917 16917 1,033 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2023-12-08 2024-09-12 24998 24409 589 589 560 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2024-01-04 2024-09-12 13552 13343 209 209 1,457 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2024-03-21 2024-09-12 35259 34758 501 501 415 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2024-08-16 2024-09-12 10043 9989 54 54 115 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2024-08-23 2024-09-12 2783 2780 3 3 70 SHARES OF ISHARES TR IBONDS DE M CORP ETF 2024-08-26 2024-09-12 1694 1691 3 3 275.16 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 3079 3134 -55 -55 164.03 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 1836 1868 -32 -32 862.81 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 9655 9826 -171 -171 2,819.38 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 31549 32108 -559 -559 44.48 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 498 507 -9 -9 154.51 SHARES OF AMERICAN BOND FUND O CLASS F2 2025-01-01 2025-04-23 1729 1760 -31 -31 3,872.34 SHARES OF GUGGENHEIM CORE BOND ITUTIONAL CLASS 2025-01-01 2025-04-07 62964 63686 -722 -722 544.47 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2024-09-12 6359 6200 159 159 553.57 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2004-09-12 6466 6304 162 162 529.87 SHARES OF FIRST EAGLE OVERSEAS SI 2023-07-01 2024-09-12 14725 12595 2130 2130 961 SHARES OF INVESCO EXCHANGE TRA FTSE RAFI US 2022-07-28 2024-09-12 37843 30014 7829 7829 1,226 SHARES OF ISHARES TR MORNINGST GROWTH ETF 2022-11-04 2024-07-02 82692 64517 18175 18175 114 SHARES OF ISHARES TR MSCI USA LATILITY FACTOR ETF 2023-03-09 2024-08-20 10188 8033 2155 2155 2,926.47 SHARES OF GOLDMAN SACHS EMERGI EQUITY FUND INSTITUTIONAL CLASS 2023-07-01 2024-12-10 70294 59964 10330 10330 341.88 SHARES OF JP MORGAN HEDGED EQUI ASS I 2023-07-01 2024-12-17 11600 8594 3006 3006 3,514.44 SHARES OF JOHN HANCOCK DISCIPL MID CAP FUND CLASS I 2023-07-01 2024-07-02 99916 86067 13849 13849 1,782 SHARES OF PACER FDS TR US CASH ETF 2022-07-28 2024-09-12 98785 81165 17620 17620 16,140.92 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2024-07-02 136552 136552 0 0 572.15 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2024-09-12 5075 4888 187 187 127 SHARES OF SCHWAB STRATEGIC TR AP GROWTH ETF 2022-07-28 2024-08-20 12984 8125 4859 4859 67 SHARES OF AMAZON COM INC COM 2023-01-05 2025-01-13 14659 5599 9060 9060 98 SHARES OF APPLE INC COM 2023-01-05 2025-01-13 22870 12264 10606 10606 3,932.81 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-07 44401 44787 -386 -386 28,146.28 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 314957 320534 -5577 -5577 11,130.59 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 124551 126757 -2206 -2206 1,332.15 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 14907 15171 -264 -264 1,091.55 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 12214 12431 -217 -217 101.96 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 1141 1161 -20 -20 7,275.83 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 81417 82858 -1441 -1441 615.66 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 6889 7011 -122 -122 1,905.28 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 21320 21698 -378 -378 548.95 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 6143 6251 -108 -108 108.73 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 1217 1238 -21 -21 578.74 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 6476 6591 -115 -115 246.96 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 2763 2812 -49 -49 1,957.30 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 21902 22290 -388 -388 1,027.15 SHARES OF AMERICAN BOND FUND O CLASS F2 2023-07-01 2025-04-23 11494 11697 -203 -203 17 SHARES OF META PLATFORMS INC C 2023-01-05 2025-01-13 10316 2173 8143 8143 5,845.86 SHARES OF JOHN HANCOCK INVESTMENT BOND FUND CLASS I 2023-07-01 2025-04-07 52846 54951 -2105 -2105 56 SHARES OF MICROSOFT CORP COM 2023-01-05 2025-01-13 23215 12501 10714 10714 189 SHARES OF NVIDIA CORP COM 2023-01-05 2025-01-13 25017 2706 22311 22311 5,913.98 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2025-04-07 50978 50091 887 887 34,973.63 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2025-04-23 298325 296224 2101 2101 305.16 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2025-04-23 2603 2585 18 18 17,904.20 SHARES OF PIMCO TOTAL RETURN F 12 2023-07-01 2025-04-23 152723 151647 1076 1076 52.895 SHARES OF FIDELITY 500 INDEX FUND 2024-01-01 2024-07-11 10260 8573 1687 1687 12 SHARES OF JP MORGAN BETABUILDERS EUROPE ETF @60.4305 2024-01-01 2024-07-11 725 684 41 41 1 SHARE OF JP MORGAN BETABUILDERS EUROPE ETF @60.4016 2024-01-01 2024-07-11 60 57 3 3 50 SHARES OF JP MORGAN BETABUILDERS EUROPE ETF @60.356 2024-01-01 2024-07-11 3017 2851 166 166 104 SHARES OF VANGUARD TOTAL INTL BOND ETF @ 49.57 2024-01-01 2024-08-08 5155 5100 55 55 227.226 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 18.09 FACE VALUE 2024-01-01 2024-10-02 4111 3787 324 324 32.68 SHARES OF FIDELITY 500 INDEX FUND 2024-01-01 2024-10-01 6500 5931 569 569 805.48 SHARES OF SIX CIRCLES CREDIT OPPORT @9.02 FACE VALUE 2024-01-01 2024-11-25 7265 7153 112 112 17 SHARES OF JP MORGAN BETABUILDERS JAPAN ETF @56.7401 2024-01-01 2024-11-25 964 922 42 42 245 SHARES OF VANDGUARD LONG-TERM TREASURY ETF @58.3019 2024-01-01 2024-11-25 14279 14326 -47 -47 199 SHARES OF ISHARES BROAD USD HIGH YIELD @37.3844 2024-01-01 2024-11-25 7436 7293 143 143 1 SHARE OF ISHARES BROAD USD HIGH YIELD @37.375 2024-07-01 2024-11-25 37 37 0 0 11.5 SHARES OF JP MORGAN BETABUILDERS DEVELO 2024-07-01 2025-05-01 578 556 22 22 74.071 SHARES OF VANGUARD TOTAL INTL BOND ETF 2024-07-01 2025-05-01 3670 3636 34 34 96 SHARES OF VANGUARD MORTGAGE BACKED SEC 2024-07-01 2025-04-30 4446 4430 16 16 108 SHARES OF VANGUARD TOTAL BOND MARKET 2024-07-01 2025-04-30 7937 7913 24 24 44.068 SHARES OF SIX CIRCLES US UNCONSTR EQ 2024-07-01 2025-05-01 728 829 -101 -101 84.836 SHARES OF SIX CIRCLES GLOBAL BOND 2024-07-01 2025-04-30 724 700 24 24 254.301 SHARES OF SIX CIRCLES CREDIT OPPORT 2024-07-01 2025-04-30 2238 2253 -15 -15 80.70 SHARES OF FIDELITY 500 INDEX FUND 2024-07-01 2025-04-30 15614 16810 -1196 -1196 57.859 SHARES OF PIMCO INCOME FUND 2024-07-01 2025-04-30 617 606 11 11 3.218 SHARES OF FIDELITY 500 INDEX FUND 2024-07-01 2025-06-09 672 550 122 122 256.63 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 17.57 FACE VALUE 2023-07-01 2024-07-11 4509 3482 1027 1027 45.997 SHARES OF FIDELITY 500 INDEX FUND 2023-07-01 2024-07-11 8922 7455 1467 1467 23.845 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 18.09 FACE VALUE 2023-07-01 2024-10-01 431 397 34 34 68.95 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 12.06 FACE VALUE 2023-07-01 2024-10-01 832 707 125 125 53 SHARES OF JP MORGAN BETABUILDERS JAPAN ETF @56.6889 2023-07-01 2024-11-25 3004 2682 322 322 86.00 SHARES OF JP MORGAN BETABUILDERS EUROPE ETF @57.1621 2023-07-01 2024-11-25 4914 4505 409 409 36 SHARES OF JP MORGAN BETABUILDERS EUROPE ETF @57.23 2023-07-01 2024-11-25 2060 1882 178 178 4,134.82 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 0.265 PER SHARE 2023-07-01 2024-12-16 1096 1096 1096 36 SHARES OF JP MORGAN BETABUILDERS JAPAN ETF 2023-07-01 2025-04-30 2107 1822 285 285 20 SHARES OF JP MORGAN BETABUILDERS CANADA 2023-07-01 2025-04-30 1490 1193 297 297 11.5 SHARES OF JP MORGAN BETABUILDERS DEVELO 2023-07-01 2025-04-30 578 556 22 22 413.929 SHARES OF VANGUARD TOTAL INTL BOND ETF 2023-07-01 2025-04-30 20508 20318 190 190 20 SHARES OF VANGUARD INT - TERM CORPORATE 2023-07-01 2025-04-30 1635 1574 61 61 13 SHARES OF ISHARES 7-10 YEAR TREASURY B 2023-07-01 2025-04-30 1249 1230 19 19 1 SHARE OF ISHARES 7-10 YEAR TREASURY B 2023-07-01 2025-04-30 96 95 1 1 108.85 SHARES OF SIX CIRCLES ULTR SHRT DUR 2023-07-01 2025-04-30 1086 1083 3 3 274.878 SHARES OF SIX CIRCLES US UNCONSTR EQ 2023-07-01 2025-04-30 4544 3913 631 631 699.92 SHARES OF SIX CIRCLES INTL UNCON EQ 2023-07-01 2025-04-30 8532 7181 1351 1351 1,822.274 SHARES OF SIX CIRCLES GLOBAL BOND 2023-07-01 2025-04-30 15562 15025 537 537 135.627 SHARES OF SIX CIRCLES CREDIT OPPORT 2023-07-01 2025-04-30 1194 1186 8 8 47.34 SHARES OF PIMCO INCOME FUND 2023-07-01 2025-04-30 505 496 9 9 181.244 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 17.92 FACE VALUE 2023-07-01 2025-06-06 3248 2459 789 789 87.341 SHARES OF SIX CIRCLES INTL UNCON EQ @12.95 FACE VALUE 2023-07-01 2025-06-06 1131 896 235 235 21.099 SHARES OF FIDELITY 500 INDEX FUND 2023-07-01 2025-06-06 4406 3606 800 800 3 ST OPTIONS OF CALL PUBLIC STORAGE INC 2024-05-15 2024-10-23 4500 12600 -8100 -8100 5 ST OPTIONS OF CALL DIGITAL REALTY TR 2024-10-25 2025-01-15 4500 2000 2500 2500 8 ST OPTIONS OF CALL CHEVRON CORP 2024-01-11 2025-01-16 5600 8 5592 5592 4 ST OPTIONS OF CALL NVIDIA CORP 2025-01-31 2025-02-25 3512 3776 -264 -264 4 ST OPTIONS OF CALL NVIDIA CORP 2025-02-25 2025-03-11 4240 884 3356 3356 6 ST OPTIONS OF CALL CHEVRON CORP 2025-04-07 2025-04-29 5742 3030 2712 2712 2 ST OPTIONS OF CALL BROADCOM INC 2025-03-06 2025-04-04 1400 1400 1400 1 ST OPTION OF CALL AMAZON COM INC 2025-04-08 2025-05-13 1800 3420 -1620 -1620 1 ST OPTION OF CALL META PLATFORMS INC 2025-04-09 2025-05-13 5000 10910 -5910 -5910 2 ST OPTIONS OF CALL AMAZON COM INC 2025-03-21 2025-05-13 1910 2706 -796 -796 1 ST OPTION OF CALL META PLATFORMS INC 2025-03-21 2025-05-13 4280 5987 -1707 -1707 3 ST OPTIONS OF CALL BROADCOM INC 2025-04-09 2025-05-13 7200 16905 -9705 -9705 4 ST OPTIONS OF CALL ALPHABET INC CL C 2025-04-09 2025-06-20 2400 2400 2400 60,000 SHARES OF FIDELITY FUNDS FIDELITY TREASURY PORT 2024-07-18 2025-01-08 60000 60000 0 0 NW MUTUAL CAPITAL GAIN DISTRIBUTION 2935 2935 2935 NW MUTUAL CAPITAL GAIN DISTRIBUTION 46658 46658 46658 142032 9953 0 9953 0 9953 8000 0 15500 0 23500 X 0 13547 12000 1547 0 0 0 0 0 0 0 0 0 0 1 1 CA DE 1 0 0 0 0 1 N/A KIM KROTTS 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KIM KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 0 0 0 HELGA PRALLE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 0 0 0 ROBERT CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 10000 0 0 PHILLIP CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 5000 0 0 JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 0 0 0 OLIVIA KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 10000 0 0 CHARLI KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 1.00 5000 0 0 NONE 0 NONE 0 0 12324288 214951 2674842 15214081 0 0 15214081 228211 14985870 749294 749294 9953 9953 739341 0 739341 0 739341 688000 0 688000 739341 0 0 141846 405413 547259 688000 0 0 0 688000 0 51341 51341 495918 0 0 0 0 0 0 90505 405413 405413 KIM KROTTS HELGA PRALLE JASON KROTTS X PRINCETON UNIVERSITY BOX 46 PRINCETON NJ 085440046 NONE PC EDUCATIONAL 10000 ANIMAL ASSISTANCE LEAGUE OF ORANGE COUNTY 15102 JACKSON ST MIDWAY CITY CA 92655 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 50000 BEST FRIENDS ANIMAL SOCIETY 1845 PONTIUS AVE LOS ANGELES CA 90025 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 50000 PERFORMING ANIMAL WELFARE SOCIETY PO BOX 849 GALT CA 95632 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 50000 DOCTORS WITHOUT BORDERS 40 RECTOR ST 16TH FLOOR NEW YORK NY 10006 NONE PC MEDICAL 52500 SHARE OUR SELVES 1550 SUPERIOR AVE COSTA MESA CA 92627 NONE PC PROGRAMS FOR AT RISK CHILDREN 5000 PRINCETON UNIVERSITY ATHLETICS 100 OVERLOOK CENTER SUITE 300 PRINCETON NJ 08540 NONE PC EDUCATION 25000 PLANNED PARENTHOOD 700 S TUSTIN ST ORANGE CA 92866 NONE PC MEDICAL 7500 PHYSICIANS COMMITTEE FOR RESPONSIBLE MEDICINE 5100 WISCONSIN AVENUE NW SUITE 400 WASHINGTON DC 20016 NONE PC MEDICAL PREVENTION 10000 AMERICAN CANCER SOCIETY 270 PEACHTREE ST NW SUITE 1300 ATLANTA GA 30303 NONE PC MEDICAL 2500 PETA INVESTIGATION & RESCUE FUND 501 FRONT STREET NORFOLK VA 23510 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 10000 MATER DEI MONARCH FOUNDATION 1202 W EDINGER AVENUE SANTA ANA CA 92707 NONE PC EDUCATION 50000 HOAG HOSPITAL FOUNDATION 16300 SAND CANYON AVENUE SUITE 811 IRVINE CA 92618 NONE PC MEDICAL 100000 HEALTHCARE EMERGENCY ANIMAL RESCUE TEAM PO BOX 974 YORBA LINDA CA 92885 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 FOREVER CHANGED INTERNATIONAL 19215 SE 34TH STREET SUITE 106-387 CAMAS WA 98607 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 COMPANION ANIMAL PROTECTION SOCIETY 759 NJC HWY 332 COHASSET MA 02025 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 10000 CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE ORANGE CA 92866 NONE PC EDUCATION 100000 BOYS & GIRLS CLUB OF STANTON 11050 CEDAR ST STANTON CA 90680 NONE PC PROGRAMS FOR AT RISK CHILDREN 98000 BIG BROTHERS BIG SISTERS OF ORANGE COUNTY 1801 E EDINGER AVENUE SUITE 101 SANTA ANA CA 92705 NONE PC PROGRAMS FOR AT RISK CHILDREN 25000 ANIMAL LEGAL DEFENSE FUND 525 EAST COTATI AVENUE COTATI CA 94931 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 OLIVE CREST 2130 E 4TH ST 200 SANTA ANA CA 92705 NONE PC PROGRAMS FOR AT RISK CHILDREN 10000 CHOC CHILDREN'S HOSPITAL 1201 W LA VETA AVE ORANGE CA 92868 NONE PC MEDICAL 10000 688000 0 14 190441 14 476329 18 142032 0 808802 0 808802 0 0 0 0 0 0 0 0 0 0 X X 1 HELGA PRALLE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 100000 X 2 KIM KROTTS AND JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 35242 X 2 67 SHARES AMAZON, 98 SHARES APPLE, 17 SHARES META PLATFORMS, 56 SHARES MICROSOFT, 189 SHARES NVIDIA 101812 2024-12-11 ACCOUNTING 7250 0 0 WELLS FARGO INVESTMENTS #9290 4849329 4615867 NORTHWESTERN MUTUAL #5468 6618664 7531988 JPMORGAN XX36000 587645 667380 LEGAL 580 0 0 N/R - PRALLE AND CASE NO.2 1134664 1022881 1022881 N/R - PRALLE AND CASE 1701996 1534322 1534322 OPERATING EXPENSES 21582 0 0 INVESTMENT ADVISORY FEE 62505 62505 0 LICENSES & PERMITS 200 0 0 FEDERAL AND STATE TAXES PAID 8319 0 0 FOREIGN TAXES PAID 228 228 0