2026-09-23T08:47:07-05:00 2024-06-30 042713795 MEYERS BROTHERS KALICKA PC 330 WHITNEY AVE SUITE 800 HOLYOKE MA 01040 990 2023-07-01 042128443 UNIVERSITY OF MASSACHUSETTS AMHERST ALUMNI ASSOCIATION INC UNIV 8004568627 MEMORIAL HALL 134 HICKS WAY AMHERST MA 01003 MICHELLE-KIM COHEN PRESIDENT 8004568627 2026-09-21 1 0 RUDY M D'AGOSTINO P00962620 4135368510 2026-09-21 2023 X RACHEL SPATES MEMORIAL HALL 134 HICKS WAY AMHERST MA 010039270 3164784 0 X WWW.UMASSALUMNI.COM X 1874 MA TO PROMOTE THE INTERESTS OF THE UNIVERSITY OF MASSACHUSETTS AMHERST THROUGH PROGRAMS, SERVICES AND COMMUNICATIONS THAT DEVELOP AND REINFORCE THE BONDS BETWEEN THE UNIVERSITY AND ITS ALUMNI; TO VALIDATE THE VALUE AND ALUMNI PRIDE IN THE UNIVERSITY ACADEMIC EXPERIENCE; AND TO FACILITATE ACTIVE ALUMNI SUPPORT OF THE UNIVERSITY'S MISSION THROUGH MEMBERSHIP, ADVOCACY AND VOLUNTEERISM. 31 31 0 35 0 0 183148 287194 64923 2128 -24760 707976 275074 208221 498385 1205519 98362 114631 0 0 0 0 0 0 652 580563 282891 678925 397522 -180540 807997 7014057 7699608 109965 47773 6904092 7651835 X TO PROMOTE THE INTERESTS OF THE UNIVERSITY OF MASSACHUSETTS AMHERST THROUGH PROGRAMS, SERVICES AND COMMUNICATIONS THAT DEVELOP AND REINFORCE THE BONDS BETWEEN THE UNIVERSITY AND ITS ALUMNI; TO VALIDATE THE VALUE AND ALUMNI PRIDE IN THE UNIVERSITY ACADEMIC EXPERIENCE; AND TO FACILITATE ACTIVE ALUMNI SUPPORT OF THE UNIVERSITY'S MISSION THROUGH MEMBERSHIP, ADVOCACY AND VOLUNTEERISM. 0 0 192481 97376 2128 PROGRAM AND EVENTS ARE OFFERED TO ALL ALUMNI AROUND THE WORLD TO PROMOTE FELLOWSHIP AND COLLABORATION AMONG ALUMNI; TO ENLIGHTEN AND ENGAGE MEMBERS OF THE GREATER UNIVERSITY COMMUNITY; AND TO ENHANCE THE ACADEMIC AND PROFESSIONAL DEVELOPMENT OF THE STUDENT AND ALUMNI BODIES. 23479 17255 UNIVERSITY AND STUDENT RELATIONS INCLUDES SERVICE AND FINANCIAL SUPPORT TO VARIOUS CAMPUS GROUPS TO HELP ENRICH THE ACADEMIC, INTELLECTUAL, CULTURAL AND SOCIAL EXPERIENCE OF THE UNIVERSITY'S STUDENTS. 13499 COMMUNICATIONS AND MARKETING INITIATIVES HELP TO KEEP ALUMNI INFORMED, ENGAGED AND INVOLVED WITH THE UNIVERSITY; TO ELEVATE THE UNIVERSITY'S IMAGE ACROSS THE COUNTRY AND SUPPORT ADVOCACY EFFORTS IN THE COMMONWEALTH; AND TO INSTILL PRIDE WITHIN THE GREATER UNIVERSITY COMMUNITY OF STUDENTS, PARENTS, FACULTY, STAFF AND ALUMNI. 229459 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 4 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 0 0 0 MA X X KIMBERLY DUMPSON 4135455485 MEMORIAL HALL 134 HICKS WAY AMHERST MA 01003 X DR KATARINA E ANDERSON DIRECTOR 1.00 X 0 0 0 MR KWABY ASANTE MEMBER-AT-LARGE 1.00 X 0 0 0 PHILIP E BAKERMAN PAST PRESIDENT 1.00 X 0 0 0 DR GILBERT W CARNATHAN TREASURER 1.00 X X 0 0 0 SCOTT D CHAPLIN DIRECTOR 1.00 X 0 0 0 MR JIMMY HIU F CHEUNG DIRECTOR 1.00 X 0 0 0 ATTORNEY MICHELLE-KIM COHEN PRESIDENT ELECT 1.00 X X 0 0 0 MS MAIMOUNA CORTES VICE PRESIDENT 1.00 X X 0 0 0 FREDERICK A DYKA JR DIRECTOR 1.00 X 0 0 0 MICHELE EQUALE MBA DIRECTOR 1.00 X 0 0 0 LENA L GREEN DIRECTOR 1.00 X 0 0 0 MOLLY C HAYES DIRECTOR 1.00 X 0 0 0 MR RAYMOND MERCIER DIRECTOR 1.00 X 0 0 0 KATHLEEN M MITCHELL DIRECTOR 1.00 X 0 0 0 MATTHEW D NAGLER DIRECTOR 1.00 X 0 0 0 MARY BETH PELOSKY DIRECTOR 1.00 X 0 0 0 MILES V ROBINSON VICE PRESIDENT 1.00 X X 0 0 0 JM SORRELL DIRECTOR (END 6/6/24) 1.00 X 0 0 0 RACHEL E SPATES PRESIDENT 1.00 X X 0 0 0 MARIA THERESA SUCHER MEMBER-AT-LARGE 1.00 X 0 0 0 ROUBINA SURENIAN DIRECTOR 1.00 X 0 0 0 MS TRACY E SUTHERLAND DIRECTOR 1.00 X 0 0 0 DR ONUR S YORDEM DIRECTOR 1.00 X 0 0 0 JASON ASIRIFI DIRECTOR 1.00 X 0 0 0 LUCIA BEURER STUDENT REP 1.00 X 0 0 0 ANDREW BURQUE DIRECTOR 1.00 X 0 0 0 ERIN CHRZANOWSKI DIRECTOR 1.00 X 0 0 0 ALEX DE OLIVEIRA DIRECTOR FROM 7/1/23-11/5/23 1.00 X 0 0 0 MICHELLE D GAMLIEL DIRECTOR 1.00 X 0 0 0 PETER T LAMOTHE DIRECTOR 1.00 X 0 0 0 ROBERT J MOORE DIRECTOR 1.00 X 0 0 0 DEBORAH N ODUNZE DIRECTOR 1.00 X 0 0 0 RYAN D RICHARDS STUDENT REP 1.00 X 0 0 0 KIMBERLY DUMPSON-INTERIM EXEC DIR PAID BY UNRELATED ORG;COL D=FULL W-2 6.00 X 239111 108321 72674 DEBORAH GOODHIND END 63023 FORMER EXECUTIVE DIRECTOR 3.00 37.00 X 0 184238 40825 239111 292559 113499 0 1 1 0 0 287194 287194 PROGRAMS AND EVENTS 900099 2128 2128 2128 121192 121192 208221 208221 2546049 1959265 586784 586784 586784 1205519 2128 0 916197 114631 114631 1775 1775 31668 31668 30254 30254 1749 1749 5500 5500 29502 22483 7019 83237 44301 38852 84 3477 1311 2166 49203 8350 40853 7017 2502 4515 CATERING & HOSPITALITY 21796 12524 9272 EQUIPMENT RENTAL/LEASE 10231 9316 347 568 MISCELLANEOUS 7093 6792 301 TAXES AND FILING FEES 250 250 139 139 397522 229459 167411 652 526074 661211 337484 329786 9765 8545 20339 44343 4501859 4785065 1609991 1879203 7014057 7699608 109965 47773 109965 47773 X 5403950 5992348 1500142 1659487 6904092 7651835 7014057 7699608 807997 -60254 0 X X 0 1 X 1 0 X 163188 291236 515950 183148 172159 1325681 897979 811554 955306 1247826 48644 3961309 1061167 1102790 1471256 1430974 220803 5286990 309590 4977400 725329 606556 476915 368285 329413 2506498 20041 7567 11600 16103 55311 7848799 161376 0.63420 0.67520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6198276 100049 647722 30254 201071 6714722 5827692 340 452812 36786 45782 6198276 6656179 306694 -1052711 46037 36433 5827692 5620505 49956 1123984 44439 93827 6656179 5487230 12475 360995 39846 200349 5620505 0.79446 0.04765 0.15790 1 0 0 POOLED INVESTMENTS 1879203 F 1879203 X 1762460 -60254 547449 100000 587195 1175265 30254 30254 1205519 1014717 547449 100000 647449 367268 30254 30254 397522 PART X, LINE 2: A TAX POSITION IS DEEMED TO INCLUDE SUCH THINGS AS THE ORGANIZATIONS'S TAX EXEMPT STATUS, UNRELATED BUSINESS INCOME, AND THE METHODOLOGIES FOR ALLOCATING EXPENSES TO UNRELATED BUSINESS INCOME STREAMS. MANAGEMENT HAS EVALUATED SIGNIFICANT TAX POSITIONS AGAINST THE CRITERIA ESTABLISHED BY PROFESSIONAL STANDARDS AND BELIEVES THERE ARE NO SUCH TAX POSITIONS REQUIRING ACCOUNTING RECOGNITION. THE ORGANIZATION'S TAX RETURNS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES FOR ALL YEARS ENDED ON OR AFTER JUNE 30, 2021. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUND TRANSFER PART XII, LINE 2D - OTHER ADJUSTMENTS: FUND TRANSFER PART V, LINE 4: THE PURPOSE OF THE PERMANENTLY RESTRICTED ENDOWMENT IS TO MAINTAIN THE CORPUS. THE EARNINGS ARE USED TO EITHER FUND SCHOLARSHIPS WHERE DIRECTED BY THE DONOR, OR ARE TRANSFERRED TO THE BOARD DESIGNATED ENDOWMENT. TEMPORARILY RESTRICTED NET ASSETS ARE EITHER RESTRICTED TO PURPOSE OR TIME. THOSE RESTRICTED TO PURPOSE ARE USED TO FUND SCHOLARSHIPS. THOSE RESTRICTED TO TIME ARE UNRESTRICTED BY THE DONOR BUT ARE RESTRICTED UNTIL APPROVED FOR EXPENDITURE BY THE BOARD. BOARD DESIGNATED ENDOWMENT FUNDS ARE USED TO GENERATE INCOME TO BE USED TO SUPPORT THE OPERATIONS OF THE ASSOCIATION. 1 UNIVERSITY OF MASSACHUSETTS AMHERST 300 MASSACHUSETTS AVENUE AMHERST MA 01003 043167352 GOV'T ENTITY 64631 0 STUDENT SCHOLARSHIPS & SUPPORT OF STUDENT ORGANIZATION PROGRAMS UNIVERSITY OF MASSACHUSETTS AMHERST FOUNDATION INC 134 HICKS WAY AMHERST MA 01003 542084125 501(C)(3) 50000 0 CHANCELLOR'S INAUGURATION EVENT 2 PART I, LINE 2: THE UNIVERSITY OF MASSACHUSETTS AMHERST ALUMNI ASSOCIATION PROVIDES MONEY TO THE UNIVERSITY'S FINANCIAL AID OFFICE AND PROVIDES MONEY TO STUDENT ORGANIZATIONS TO SUPPORT THEIR MISSION. ALL FUNDS ARE MONITORED AND UNDER THE CONTROLS OF THE UNIVERSITY OF MASSACHUSETTS. 0 0 0 0 0 0 0 0 0 KIMBERLY DUMPSON-INTERIM EXEC DIR PAID BY UNRELATED ORG;COL D=FULL W-2 214111 100481 25000 0 0 7840 24077 21096 9694 17807 272882 147224 0 0 DEBORAH GOODHIND END 63023 FORMER EXECUTIVE DIRECTOR 0 111973 0 0 0 72265 0 21670 0 19155 0 225063 0 0 PART II: THE INTERIM EXECUTIVE DIRECTOR'S COMPENSATION WAS PAID BY AN UNRELATED TAX-EXEMPT ORGANIZATION, THE UNIVERSITY OF MASSACHUSETTS AMHERST FOUNDATION. COMPENSATION LISTED IN PART II, B (I), REFLECTS KIMBERLY DUMPSON'S ENTIRE W-2 SALARY AND BENEFITS PAID FOR CALENDAR YEAR 2023 FOR TIME SPENT WORKING FOR BOTH ORGANIZATIONS. IT IS ESTIMATED THAT 15% OF HER COMPENSATION WAS SPENT ON THE UNIVERSITY OF MASSACHUSETTS ALUMNI ASSOCIATION (UMAAA). KIMBERLY DUMPSON ALSO WORKED FOR A RELATED ORGANIZATION, THE UNIVERSITY OF MASSACHUSETTS AMHERST FROM 1/1/23 TO 4/30/23. SHE DID NOT PERFORM ANY SERVICES FOR UMAAA DURING THIS TIME PERIOD. FORM 990, PART VI, SECTION A, LINE 1A THE MEMBERS OF THE EXECUTIVE COMMITTEE CAN ACT ON BEHALF OF THE BOARD MEMBERS IN BETWEEN MEETINGS. FORM 990, PART VI, SECTION A, LINE 6 ALL ALUMNI ARE CONSIDERED GENERAL MEMBERS OF THE ALUMNI ASSOCIATION. SUSTAINING, LIFE AND LEGACY MEMBERSHIP LEVELS ARE ALSO AVAILABLE TO ALUMNI BASED ON THE CUMULATIVE TOTAL OF THEIR MEMBERSHIP INVESTMENTS. FORM 990, PART VI, SECTION A, LINE 7A SUSTAINING MEMBERS IN GOOD STANDING, AND LIFE MEMBERS AND LEGACY MEMBERS OF THE ALUMNI ASSOCIATION ARE ENTITLED TO VOTE ON ANY MATTER OR TO SERVE ON THE BOARD OF DIRECTORS. A SUSTAINING MEMBER IS IN GOOD STANDING WHEN SAID MEMBER HAS PAID ALL REQUIRED DUES ON A CURRENT ANNUAL BASIS AS DEFINED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS AND APPROVES THE FORM 990 AND DISTRIBUTES THIS TO THE BOARD OF DIRECTORS FOR CONSIDERATION PRIOR TO THE FILING DATE. DIRECTORS ARE AFFORDED AN OPPORTUNITY WITHIN A SET TIMEFRAME TO ADDRESS ANY QUESTIONS THEY HAVE ON THE FORM 990 TO THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE PRESIDENT OF THE ASSOCIATION OR HIS/HER DESIGNEE SENDS TO ALL DIRECTORS A COPY OF THE CONFLICT OF INTEREST POLICY, ALONG WITH A CONFLICT OF INTEREST DISCLOSURE STATEMENT TO BE COMPLETED AND RETURNED. THE DISCLOSURE STATEMENT SAYS THAT THE PERSON SIGNING: A. HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY; B. HAS READ AND UNDERSTANDS THE POLICY; C. HAS AGREED TO COMPLY WITH THE POLICY; AND D. UNDERSTANDS THAT THE ASSOCIATION IS A CHARTIABLE ORGANIZATION AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. RECEIPTS OF ALL SIGNED STATEMENTS ARE TRACKED BY STAFF MEMBER AND PRESIDENT FOLLOWS UP ON ANY STATEMENTS THAT ARE MISSING. FORM 990, PART VI, SECTION B, LINE 15 AS OF 4/30/23, THE EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES OF THE ALUMNI ASSOCIATION WERE EMPLOYED BY THE UNIVERSITY OF MASSACHUSETTS AMHERST FOUNDATION, INC. (UMAF). PRIOR TO THIS DATE, THESE INDIVIDUALS WERE EMPLOYED BY THE UNIVERSITY OF MASSACHUSETTS AMHERST. UMAF,AS A SUPPORTING ORGANIZATION TO THE UNIVERSITY OF MASSACHUSETTS AMHERST, FOLLOWS THE UNIVERSITY'S COMPENSATION GUIDELINES WHICH INCLUDES USING COMPARABILITY DATA OF SIMILAR EDUCATIONAL ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ALUMNI ASSOCIATION'S GOVERNING DOCUMENTS ARE AVAILABLE ONLINE THROUGH OUR WEBSITE AND THE SECRETARY OF THE COMMONWEALTH'S WEBSITE. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC BY REQUEST. PART VII, SECTION A THE INTERIM EXECUTIVE DIRECTOR'S SALARY WAS PAID BY AN UNRELATED TAX EXEMPT ORGANIZATION. THE COMPENSATION AND BENEFITS INCLUDED IN PART VII REFLECT HER ENTIRE W-2 COMPENSATION OF WHICH ONLY 15% REPRESENTS HER TIME SPENT ON THE UNIVERSITY OF MASSACHUSETTS ALUMNI ASSOCIATION. FORM 990, PART XII, LINE 2C THE ORGANIZATION'S FINANCE AND AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE ANNUAL AUDIT AND THE SELECTION OF THE INDEPENDENT AUDITOR. THESE PROCESSES HAVE NOT CHANGED DURING THE TAX YEAR. FORM 990, AMENDED RETURN: THE FORM 990 IS BEING AMENDED TO REFLECT A PRIOR PERIOD ADJUSTMENT MADE TO THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS FYE 6/30/24. MANAGEMENT DETERMINED THAT A $500,000 CONTRIBUTION ORIGINALLY RECORDED IN REVENUE FOR JUNE 2024 WAS ACTUALLY INTENDED FOR THE UNIVERSITY OF MASSACHUSETTS FOUNDATION, INC (EIN# 04-6013152). THE REMOVAL OF THE $500,000 FROM CONTRIBUTIONS RESULTED IN A REDUCTION IN PART VIII, LINE 1F AND 1H; PART X, REDUCTION IN LINES 2, 11 & 12; SCHEDULE B, PART 1 REDUCTION IN THE APPLICABLE DONOR'S CONTRIBUTION & ADDITIONAL DONOR DISCLOSURE DUE TO REDUCTION IN 2% SPECIAL RULE THRESHOLD; SCHEDULE D, CHANGES TO PART V AND XI. SCHEDULE A WAS NOT IMPACTED AS THE CONTRIBUTION HAD BEEN EXCLUDED FROM THE PUBLIC SUPPORT TEST ON THE ORIGINALLY FILED RETURN. ADDITIONALLY, THE RESTATED FINANCIAL STATEMENTS REFLECT $498,805 OF IN-KIND SERVICES THAT UMAAA RECEIVED FROM UMASS FOUNDATION THAT WERE NOT REPORTED ON THE ORIGINALLY ISSUED FINANCIAL STATEMENTS. THE INKIND SERVICE REVENUE AND CORRESPONDING COMPENSATION EXPENSE HAVE BEEN REFLECTED ON SCHEDULE D, PART IX, LINE 1 & 5; PART XI, LINES 2B AND 2E. THE INKIND SERVICES ARE NOT RECORDED AS CONTRIBUTION REVENUE ON THE FORM 990 AND APPEAR AS A RECONCILING ITEM. UNIVERSITY OF MASSACHUSETTS AMHERST 340 WHITMORE AMHERST MA 01003 043167352 EDUCATION MA SECTION 115 170(C) 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0