2026-08-07T09:18:51-05:00 2025-12-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2025-07-01 132907878 CHARTERED MARKET TECHNICIANS ASSOCIATION INC CHAR 6466523300 115 BROADWAY FL 7 NEW YORK NY 10006 ERIC J CAISSE TREASURER 6466523300 2026-07-26 1 ALEXANDER LAZZARUOLO P01775353 2126617777 2025 2025-03-06 01:10:19Z CMT ASSOCIATION ERIC J CAISSE 115 BROADWAY FL 7 NEW YORK NY 10006 2036678 0 X WWW.CMTASSOCIATION.ORG X 1973 NY ATTRACT & RETAIN A MEMBERSHIP OF PROFESSIONALS DEVOTED TO THE FIELD OF TECHNICAL ANALYSIS. 13 13 13 13 0 0 0 0 2940612 2041337 1196 1276 683052 -5935 3624860 2036678 0 0 0 0 1294275 542518 0 0 0 1543274 947846 2837549 1490364 787311 546314 1201887 1433811 989320 673986 212567 759825 X SEE SCHEDULE O. 0 0 TAX EXEMPT ASSOCIATION ACTIVITIES. 0 0 0 1 0 0 1 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 11 0 1 13 1 0 1 CA IN 0 0 0 0 0 0 X 13 13 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 1 0 X ALVIN KRESSLER THE ASSOCIATION 6466523300 115 BROADWAY FL 7 NEW YORK NY 10006 JOHN KOLOVOS CMT, CFA PRESIDENT 3.00 X X 0 0 0 KELLY CORBIERE CMT, CFA, CFP, VICE PRESIDENT 2.00 X X 0 0 0 ERIC J CAISSE ABFP, CFA, CMT, CFP TREASURER 2.00 X X 0 0 0 GINA MARTIN ADAMS CMT, CFA, SECRETARY 2.00 X X 0 0 0 ANANDA BHAUMIK CTP,CMT,CFTE, DIRECTOR 2.00 X 0 0 0 AKIRA HOMMA CFA, CMT, CFTE, MSTA, FRM, 2.00 X 0 0 0 DAMANICK DANTES CMT, DIRECTOR 2.00 X 0 0 0 DAN SHKOLNIK CMT, DIRECTOR 3.00 X 0 0 0 JAY WOODS CMT, DIRECTOR 2.00 X 0 0 0 JANINE GUENTHER CMT, CFA, CFP, DIRECTOR 2.00 X 0 0 0 MOHIT HANDA CMT, DIRECTOR 2.00 X 0 0 0 CEDRIC THOMPSON CMT, CFA DIRECTOR 2.00 X 0 0 0 ARI WALD CFA, CMT, DIRECTOR 2.00 X 0 0 0 JONATHAN T WOOD CEO & EXECUTIVE DIRECTOR 40.00 X 318750 0 23560 HEATHER HIGGINS CHIEF OF STAFF 40.00 X 160064 0 47651 478814 0 71211 2 0 1 0 0 CMT EXAM REVENUE 611430 1489371 1489371 MEMBERSHIP DUES 611430 341813 341813 ANNUAL SYMPOSIUM 611430 134594 134594 CURRICULUM DEVELOPMENT REVENUE 611430 74500 74500 REGIONALM CONFERENCE REVENUE 611430 1000 1000 59 59 2041337 1275 1275 1 0 1 1 1 MISC. INCOME 900099 -5935 -5935 -5935 2036678 2041337 0 -4659 182508 244620 28020 87370 12910 50610 18258 97022 9806 40312 182387 28559 107445 12204 EDUCATIONAL PRODUCT EXP 160350 CMT COSTS 107885 BANK CHARGES 77775 TAXES 37801 4522 1490364 905499 1227673 116845 82668 164625 94458 91043 62031 14918 29012 1201887 1433811 313885 54567 675435 590866 0 28553 989320 673986 X 212567 759825 212567 759825 1201887 1433811 546314 944 0 X X 0 0 0 1 0 0 X X 0 91043 62031 29012 29012 INDIA TAX PAYABLE 1908 ACCRUED EXPENSES 26645 28553 PART III, LINE 4: THE COLLECTION IS HOUSED IN A SPECIAL COLLECTION AT THE NEWMAN LIBRARY AT BARUCH COLLEGE IN NEW YORK CITY. THROUGH THE PARTNERSHIP WITH BARUCH COLLEGE, THE TAEF IS ABLE TO MAKE THIS COLLECTION AVAILABLE TO A DIVERSE SET OF USERS. THE LOCATION MAKES THE COLLECTION EASILY ACCESSIBLE TO STUDENTS AND FACULTY AT BARUCH COLLEGE, WHICH GRADUATES MORE FINANCE MAJORS THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY. RESEARCHERS, BOTH FACULTY AND STUDENTS, AT OTHER UNIVERSITIES CAN ACCESS THE MATERIALS THROUGH THEIR UNIVERSITY'S INTERLIBRARY LOAN PROGRAM. MEMBERS OF THE CMT ASSOCIATION MAY ARRANGE A VISIT TO THE LIBRARY OR CHECK OUT CIRCULATING ITEMS USING THEIR WEBSITE. INDIA 1 1 PROGRAM EXPENSES MEMBER ENGAGEMENT AND BUSINESS DEVELOPMENT WITHIN INDIA, NO SALES 169258 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 1 PROGRAM EXPENSES MEMBER ENGAGEMENT AND BUSINESS DEVELOPMENT WITHIN CANADA, NO SALES 3490 2 2 0 0 2 2 172748 0 172748 0 0 0 0 0 0 X 0 0 0 JONATHAN T WOOD CEO & EXECUTIVE DIRECTOR 213750 0 67500 0 37500 0 20744 0 2816 0 342310 0 0 0 HEATHER HIGGINS CHIEF OF STAFF 148295 0 8884 0 2885 0 29254 0 18397 0 207715 0 0 0 CHANGE IN ACCOUNTING PERIOD THE ORGANIZATION CHANGED ITS ACCOUNTING PERIOD FROM A FISCAL YEAR ENDING JUNE 30 TO A CALENDAR YEAR ENDING DECEMBER 31. THIS RETURN COVERS THE SHORT PERIOD JULY 1, 2025, THROUGH DECEMBER 31, 2025. REVENUE PROCEDURE 85-58 RULES APPLY. PART III - LINE 1 THE ASSOCIATION'S MISSION IS TO: - ATTRACT AND RETAIN A MEMBERSHIP OF PROFESSIONALS DEVOTING THEIR EFFORTS TO USING AND EXPANDING THE FIELD OF TECHNICAL ANALYSIS AND SHARING THEIR BODY OF KNOWLEDGE WITH THEIR FELLOW MEMBERS. - ESTABLISH, MAINTAIN, AND ENCOURAGE THE HIGHEST STANDARDS OF PROFESSIONAL COMPETENCE AND ETHICS AMONG TECHNICAL ANALYSTS. - EDUCATE THE PUBLIC AND INVESTMENT COMMUNITY OF THE VALUE AND UNIVERSALITY OF TECHNICAL ANALYSIS. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS INCORPORATED AS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS ARE MEMBERS, HONORARY MEMBERS, AND/OR EMERITUS MEMBERS OF THE ASSOCIATION IN GOOD STANDING AS DEFINED IN SECTION C4 OF THE CONSTITUTION. A) NOT LESS THAN THIRTY (30) DAYS BEFORE THE ANNUAL MEMBERSHIP MEETING, THE NOMINATING COMMITTEE SHALL ADVISE THE SECRETARY OF THE SLATE OF CANDIDATES. THE NOMINATING COMMITTEE SHALL PRESENT ONE NAME FOR EACH ELECTIVE OFFICE. B) NOMINATIONS MAY ALSO BE MADE BY PETITION SIGNED BY NOT FEWER THAN TEN (10) PERCENT OF THE MEMBERS, HONORARY MEMBERS AND/OR EMERITUS MEMBERS IN GOOD STANDING. AFFILIATES, ACADEMIC AFFILIATES AND STUDENT AFFILIATES ARE NOT ELIGIBLE TO SUBMIT NOMINATIONS. ANY SUCH PETITIONS MUST BE FILED WITH THE SECRETARY NOT LESS THAN THIRTY (30) DAYS BEFORE THE ANNUAL MEMBERSHIP MEETING. C} THE SECRETARY SHALL MAIL OR EMAIL A NOTICE OF ALL NOMINATIONS TO ALL MEMBERS, HONORARY MEMBERS AND EMERITUS MEMBERS IN GOOD STANDING NOT LESS THAN TWENTY-FIVE (25) DAYS BEFORE THE ANNUAL MEMBERSHIP MEETING. THE CANDIDATE FOR EACH OFFICE RECEIVING THE HIGHEST NUMBER OF VOTES SHALL BE ELECTED. IN THE EVENT OF A TIE, THE BOARD OF DIRECTORS EXISTING BEFORE THE ELECTION SHALL DECIDE THE VOTE BETWEEN THE CANDIDATES WHO ARE TIED. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE CONSTITUTION MAY BE PROPOSED BY THE BOARD OF DIRECTORS OR BY PETITION TO THE BOARD AND SIGNED BY NOT FEWER THAN TEN PERCENT (10%) OF THE MEMBERS, HONORARY MEMBERS AND/OR EMERITUS MEMBERS IN GOOD STANDING OF THE ASSOCIATION. AMENDMENTS MAY ALSO BE INITIATED BY THE RULES COMMITTEE IN CONSULTATION WITH OFFICERS OF THE ASSOCIATION OR WITH THE CHAIRPERSONS OF STANDING COMMITTEES. PROPOSED AMENDMENTS SHALL BE REFERRED TO THE RULES COMMITTEE, WHICH SHALL SUBMIT RECOMMENDATIONS THEREON TO THE BOARD, AFTER CONSULTATION WITH LEGAL COUNSEL, IF DEEMED NECESSARY. IF THE BOARD FINDS THE AMENDMENT(S) IN ACCORD WITH THE OBJECTIVES OF THE ASSOCIATION AND OF THE LAWS UNDER WHICH THE ASSOCIATION IS ORGANIZED, THE AMENDMENT(S) SHALL BE PLACED ON THE AGENDA OF THE NEXT ANNUAL OR SPECIAL MEMBERSHIP MEETING, AND A COPY OF THE PROPOSED AMENDMENT(S) AND A LETTER BALLOT SHALL BE INCLUDED IN THE MEETING NOTICE MAILED TO EACH MEMBER. THE ADOPTION OF AN AMENDMENT SHALL REQUIRE THE AFFIRMATIVE VOTES OF NOT LESS THAN TWO-THIRDS (2/3) OF A MAJORITY OF THE MEMBERS VOTING, AND THE TOTAL VOTE SHALL NOT BE LESS THAN TEN (10) PERCENT OF THE TOTAL VOTING MEMBERS OF THE ASSOCIATION. THE ADOPTION OF AMENDMENTS SHALL BE ANNOUNCED IN A TIMELY MANNER IN AN APPROPRIATE PUBLICATION OF THE ASSOCIATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE EXECUTIVE DIRECTOR PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR IN JUNE, A CONFLICT OF INTEREST POLICY IS PROVIDED TO ALL OFFICERS, BOARD MEMBERS, VOLUNTEER COMMITTEE CHAIRS, VOLUNTEER COMMITTEE MEMBERS AND ALL EMPLOYEES FOR ACKNOWLEDGEMENT AND SIGNATURE, POLICIES ARE DISTRIBUTED, TRACKED, AND FILED. ANY EXCEPTIONS ARE THEN SENT TO THE "MTA ETHICS COMMITTEE" COMPRISED OF TWO BOARD MEMBERS, PHILLIP ERLANGER AND CARSON DAHLBERG FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR COMPENSATION IS REVIEWED BY THE EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS AFTER A PERSONNEL EVALUATION IS PERFORMED. COMPENSATION IS REVIEWED IN LIGHT OF PERFORMANCE AND COMPARABLE PAY OF SIMILAR NON-PROFIT ASSOCIATION'S EXECUTIVE DIRECTORS. THE EXECUTIVE DIRECTOR REVIEWS AND SETS ALL COMPENSATION OF OTHER EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 OUR GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE LOCATED ON THE ASSOCIATION'S WEBSITE (WWW.CMTASSOCIATION.ORG) FOR OUR MEMBERS AND THE PUBLIC. AN ANNOUNCEMENT IS PLACED OF THE ORGANIZATION'S FINANCIAL CONDITION ON OUR "TECHNICALLY SPEAKING" NEWSLETTER FOR MEMBERS AND TO THE PUBLIC, ALL QUESTIONS ARE DIRECTED TO THE CONTROLLER. PART XII: FINANCIAL STATEMENTS REPORTING PLEASE BE ADVISED THE AUDIT OF THE BOOKS AND RECORDS HAS NOT BEEN COMPLETED. THEREFORE, CHANGES TO THE BOOKS AND RECORDS MAY BE REQUIRED, AND IF SO THE ENCLOSED TAX RETURN MAY NEED TO BE AMENDED. CMT HOLD CO LLC 115 BROADWAY FL 5 NEW YORK NY 10006 HOLDING COMPANY NY CHARTERED MARKET TECHNICIANS ASSOCIATION INC CHARTERED MARKET TECHNICIANS PVT LTD C-20 G-BLOCK BANDRA-KURLA COMPLEX MUMBAI CITY MAHARASHTRA IN 400051 MARKETING AND ADMINISTRATIVE ACTIVITIES IN CHARTERED MARKET TECHNICIANS ASSOCIATION INC CMT ASSOCIATION CANADA INC 157 ADELAIDE ST W 436 TORONTO ONTARIO CA M5H 4E7 TECHNICAL ANALYSIS CA 501(C)(3) LINE 7 CHARTERED MARKET TECHNICIANS ASSOCIATION INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0