2026-07-28T11:47:38+00:00 2025-09-30 440160260 Forvis Mazars LLP 111 South Tejon Suite 800 Colorado Springs CO 809039848 990 2024-10-01 261939342 ALLIANCE FOR ENERGY INNOVATION LLC ALLI 3032753000 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 JENNIFER LOGAN CFO 3032753000 2026-07-28 true true Adam R Smith P00958966 7194714290 2026-07-28 2024 2025-03-06 01:10:19Z X DR JUD VIRDEN 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 1064585917 false X www.allianceenergyinnovation.org X LLC 2008 DE OPERATES THE NATIONAL LABORATORY OF THE ROCKIES TO LEAD RESEARCH, INNOVATION, AND STRATEGIC PARTNERSHIPS TO DELIVER INTEGRATED SOLUTIONS FOR AN AFFORDABLE AND SECURE ENERGY FUTURE. 16 16 4225 15 0 1009409555 1052039621 0 12307110 13155 15559 46278 223627 1009468988 1064585917 164975 341317 0 0 537657679 593935384 0 0 0 463347753 461119734 1001170407 1055396435 8298581 9189482 232177988 221227138 226847903 216021064 5330085 5206074 THE MISSION OF THE ALLIANCE FOR ENERGY INNOVATION LLC (ALLIANCE) IS TO OPERATE THE U.S. DEPARTMENT OF ENERGY'S NATIONAL LABORATORY OF THE ROCKIES TO LEAD RESEARCH, INNOVATION, AND STRATEGIC PARTNERSHIP TO DELIVER INTEGRATED SOLUTIONS FOR AN AFFORDABLE AND SECURE ENERGY FUTURE. false false 1030157804 341317 12530737 ON OCTOBER 1, 2008, ALLIANCE BEGAN MANAGEMENT OF THE U.S. DEPARTMENT OF ENERGY'S (DOE) NATIONAL LABORATORY OF THE ROCKIES, FORMERLY NATIONAL RENEWABLE ENERGY LABORATORY UNDER PRIME CONTRACT NUMBER DE-AC36-08-GO28308. THE NATIONAL LABORATORY OF THE ROCKIES (NLR) IS THE NATION'S PRIMARY LABORATORY FOR RESEARCH, INNOVATION, AND STRATEGIC PARTNERSHIPS DELIVERING INTEGRATED SOLUTIONS FOR AN AFFORDABLE AND SECURE ENERGY FUTURE. ALLIANCE PROVIDES THE LEADERSHIP AND STRATEGY THROUGH ITS MANAGEMENT AND OPERATION CONTRACT OF THE NATIONAL LABORATORY OF THE ROCKIES (NLR) TO EXECUTE RESEARCH, DEVELOPMENT, DEMONSTRATION, TECHNICAL ASSISTANCE AND ANALYSIS PROGRAMS ON BEHALF OF DOE, OTHER FEDERAL AGENCIES AND THE PRIVATE SECTOR. IT STEWARDS THE UNDERLYING CAPABILITIES AND RESEARCH ASSETS THAT ENABLE MISSION ACCOMPLISHMENT. IT ALSO PROVIDES THE LEADERSHIP TO SAFELY AND SECURELY MANAGE AND OPERATE TWO MAJOR NLR CAMPUSES LOCATED IN COLORADO, AND ONE NLR CAMPUS IN FAIRBANKS, ALASKA, AS WELL AS SEVERAL OFF-CAMPUS RESEARCH AND OFFICE FACILITIES, AND TO OPERATE AND CONTINUOUSLY IMPROVE BUSINESS SYSTEMS, INCLUDING FINANCE, HUMAN RESOURCES, PROCUREMENT, AND QUALITY. ALLIANCE PARTNERS WITH INDUSTRY, OTHER GOVERNMENT AGENCIES, AND ACADEMIA TO TRANSFER THE KNOWLEDGE, KNOW HOW, AND INTELLECTUAL PROPERTY TO ENABLE NEW PRODUCT DEVELOPMENT AND THEN SCALE UP WITHIN THE NATION'S ENERGY INFRASTRUCTURE. THIS EFFORT SUPPORTS ENERGY SECURITY AND A VIBRANT ECONOMY WHILE ENSURING STEWARDSHIP OF THE ENVIRONMENT. ALLIANCE PROVIDES LEADERSHIP AND TECHNICAL CAPABILITIES FOR WORK WITHIN THE FOLLOWING AREAS: ENERGY TECHNOLOGIES THIS AREA INCLUDES ADVANCEMETNS IN RESEARCH AND DEVELOPMENT FOR CUTTING-EDGE ENERGY TECHNOLOGIES, FUELS, CHEMICALS, AND HYDROPOWER; DRIVE THE COMMERCIALIZATION AND DEPLOYMENT OF TECHNOLOGIES THAT ENHANCE ENERGY NETWORKS ACROSS THE UNITED STATES AND REDUCE THE COST OF ENERGY FOR AMERICAN RATEPAYERS. INNOVATION, AFFORDABILITY, AND CONSUMER CHOICE THIS AREA INCLUDES FACT-BASED ANALYSIS, PROCESS TRANSPARENCY, AND TECHNOLOGICAL ADVANCMENTS THAT SUPPORT CONSUMER CHOICE AND AFFORDABILITY; ALSO INCLUDES INNOVATION AND THE ADOPTION OF NEW AND BENEFICIAL TECHNOLOGIES FOR BUILDINGS AND INDUSTRIAL APPLICATIONS. ENERGY ANALYSIS CREDIBLE AND OBJECTIVE ENERGY ANALYSIS INCREASES THE UNDERSTANDING OF HOW THE ENERGY SYSTEMS OPERATE. WE EXPLORE HOW ENERGY POLICIES, MARKETS, RESOURCES, TECHNOLOGIES, AND INFRASTRUCTURE INTERACT. ANALYSES, DATA, AND TOOLS INFORM INVESTMENT DECISIONS AS TECHNOLOGIES ADVANCE FROM CONCEPT TO COMMERCIAL APPLICATION. ENERGY SYSTEMS INTEGRATION ENERGY SYSTEMS INTEGRATION RESEARCH ADDRESSES TRADEOFFS ACROSS ENERGY CARRIERS (SUCH AS ELECTRICITY, THERMAL PATHWAYS, FUELS, AND WATER) WITHIN INFRASTRUCTURES (GRIDS, BUILDINGS AND CAMPUSES, COMMUNITIES, COMMUNICATIONS AND TRANSPORTATION) TO MAXIMIZE EFFICIENCY. NLR IS POSITIONED TO HELP THE NATION ADVANCE ITS ENERGY GOALS THROUGH THE ALLIANCE STRATEGY FOR ACCELERATING IMPACT. THE LABORATORY DELIVERS MARKET-RELEVANT, HIGH-IMPACT KNOWLEDGE/INNOVATIONS; AMPLIFIES MARKET IMPACT THROUGH STRATEGIC PARTNERSHIPS; STEWARDS DISTINCTIVE CAPABILITIES AND SUSTAINS OPERATIONAL EXCELLENCE. NLR SUPPORTS COLLABORATIVE RESEARCH PROJECTS, DISSEMINATES RESEARCH RESULTS BROADLY, PROTECTS INTELLECTUAL PROPERTY THROUGH PATENTS AND COPYRIGHTS, LICENSES TECHNOLOGIES AND WORKS WITH PUBLIC AND PRIVATE PARTNERS TO IMPLEMENT TECHNOLOGIES. INNOVATIVE TECHNOLOGIES ARE ANNUALLY RECOGNIZED WITH MULTIPLE R&D 100 AWARDS, WHICH ARE CONSIDERED THE MOST PRESTIGIOUS TECHNOLOGY INNOVATION AWARDS IN THE UNITED STATES. THE ENGINEERING AND SCIENCE BEHIND THESE TECHNOLOGY TRANSFER SUCCESSES AND AWARDS DEMONSTRATE ALLIANCE'S COMMITMENT TO RESEARCH, INNOVATION, AND STRATEGIC PARTNERSHIPS TO DELIVER INTEGRATED SOLUTIONSFOR THE NATION'S AFFORDABLE AND SECURE ENERGY FUTURE. 1030157804 true true false true false false false false false false false false false false true true false false false false false false false false false false false true false true false false false false false false false false false false false false false false false false false false false false true 1028 0 true 4225 true false false false false false false false false false false true false X 16 16 false false true false true true true true true false false false true true true true true true true true false false CA NY X X Brandy Weglin 3032753000 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 DR IAN COLRAIN BOARD CHAIR 1.0 0.0 X X 0 0 0 DR BRUCE JONES BOARD MEMBER 1.0 0.0 X 0 0 0 DR CASSANDRA MOSELY BOARD MEMBER 1.0 0.0 X 0 0 0 DR MARK PETERS BOARD MEMBER (ending 10/30/2024) 1.0 0.0 X 0 0 0 DR MASSIMO RUZZENE BOARD MEMBER 1.0 0.0 X 0 0 0 DR STEVEN COLEMAN BOARD MEMBER 1.0 0.0 X 0 0 0 DR WALTER COPAN BOARD MEMBER 1.0 0.0 X 0 0 0 DR WILLIAM CHUEH BOARD MEMBER 1.0 0.0 X 0 0 0 DR WILLIAM GREEN BOARD MEMBER 1.0 0.0 X 0 0 0 DR WILLIAM JEFFREY BOARD MEMBER 1.0 0.0 X 0 0 0 IRIS ANDERSON BOARD MEMBER 1.0 0.0 X 0 0 0 JESSICA ZOLYNAS BOARD MEMBER (starting 1/2/2025) 1.0 0.0 X 0 0 0 JUAN ALVAREZ BOARD MEMBER (starting 10/31/2024) 1.0 0.0 X 0 0 0 KRISTINE WERKING BOARD MEMBER (ending 1/1/2025) 1.0 0.0 X 0 0 0 LUKE MCGLYNN BOARD MEMBER 1.0 0.0 X 0 0 0 MARTIN NEVSHEMAL BOARD MEMBER (ending 4/29/2025) 1.0 0.0 X 0 0 0 MATT VAUGHAN BOARD MEMBER (ending 1/31/2025) 1.0 0.0 X 0 0 0 STEPHANIE DEFINO BOARD MEMBER (starting 4/30/2025) 1.0 0.0 X 0 0 0 SUSAN HUBBARD BOARD MEMBER (starting 2/1/2025) 1.0 0.0 X 0 0 0 TODD HARRINGTON BOARD MEMBER 1.0 0.0 X 0 0 0 DR MARTIN KELLER PRESIDENT 40.0 0.0 X 1037787 0 134908 DR PETER GREEN SENIOR VP 40.0 0.0 X 629337 0 137956 JENNIFER LOGAN CFO 40.0 0.0 X 439920 0 77379 JOHN STOLPA SECRETARY 40.0 0.0 X 438108 0 148060 JULIE BAKER SENIOR VP 40.0 0.0 X 640026 0 128997 ADAM BRATIS ASSOCIATE LAB DIRECTOR 40.0 0.0 X 462230 0 161906 DR JOHNEY GREEN ASSOCIATE LAB DIRECTOR 40.0 0.0 X 517322 0 120052 DR WILLIAM TUMAS ASSOCIATE LAB DIRECTOR 40.0 0.0 X 493923 0 134861 JUAN TORRES ASSOCIATE LAB DIRECTOR 40.0 0.0 X 506283 0 93563 WILLIAM FARRIS ASSOCIATE LAB DIRECTOR 40.0 0.0 X 474818 0 250047 5639754 0 1387729 2073 false true false JE Dunn Construction Company 1001 Locust Street Kansas City MO 64106 Construction 23823759 MA Mortenson Company 700 Meadow Lane North Minneapolis MN 55422 Construction 12887042 Murphy Company Mechanical Contractors and Engineers 1233 N Price Rd St Louis MO 63132 Construction 5511303 ICF Incorporated LLC 1902 Reston Metro Plaza Reston VA 20190 Technical Assistance 4821024 Gilmore Construction Corporation 5475 Peoria St Denver CO 80239 Construction 4707499 395 1052039621 1052039621 ACT PROJECT REVENUE 541700 12307110 12307110 0 0 0 0 12307110 15559 15559 57205 57205 0 0 0 0 OTHER INCOME 900099 166422 166422 0 0 0 0 166422 1064585917 12530737 0 15559 341317 341317 0 0 0 0 0 0 3376149 2441242 934907 0 0 0 0 455189180 444905941 10283239 0 44725633 43725120 1000513 55838256 54543155 1295101 34806166 34027552 778614 0 0 0 0 1675188 1637714 37474 84093 82212 1881 11243487 10815719 427768 0 0 0 0 0 3046757 2528302 518455 0 47820503 46750759 1069744 0 313590 306575 7015 0 16710367 16336556 373811 0 10347636 10111700 235936 0 0 0 0 0 5511993 5388690 123303 0 1746269 1707205 39064 0 0 0 0 0 0 0 0 0 579641 566674 12967 0 Subcontracts 301886151 295132958 6753193 0 Lab Equipment and Supplies 41674116 40741866 932250 0 Maintenance and Repair 13865320 13555153 310167 0 Dues and Subscriptions 4614623 4511394 103229 0 0 0 0 0 1055396435 1030157804 25238631 0 2101892 1464213 5583661 6891065 207088639 194096081 0 0 0 0 157136 161953 14843823 17062031 0 0 0 0 0 0 2402837 1551795 232177988 221227138 177972290 162964862 0 0 48875613 53056202 226847903 216021064 X 5330085 5206074 5330085 5206074 232177988 221227138 X 9189482 -9313493 X false false false X 587968543 654668758 767883851 997760110 1052039621 4060320883 0 0 587968543 654668758 767883851 997760110 1052039621 4060320883 0 4060320883 67531 169355 179124 59433 72764 548207 0 0 0 0 0 166422 166422 4061035512 74379884 0.99982 0.99986 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - OTHER INCOME, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 166422.0, COLUMN F - 166422.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1055396435 1055396435 1000000 0 250000 0 0 false 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 0 0 250000 250000 250000 250000 1000000 1500000 0 0 0 0 Federal Income Taxes Advances 53056202 53056202 X Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. true NREL FOUNDATION 601 16TH ST SUITE C452 GOLDEN CA 80401 863498248 501(C)(3) 300000 SUPPORT ORGANIZATION THE ACTION CENTER 8745 W 14TH AVE LAKEWOOD CA 80215 237019679 501(C)(3) 10000 SUPPORT ORGANIZATION CREATING HEALTHIER COMMUNITIES 1199 N FAIRFAX ST 600 ALEXANDRIA VA 22314 136167225 501(C)(3) 10507 SUPPORT ORGANIZATION 3 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds ALLIANCE HAS A CONTINUING RELATIONSHIP WITH VARIOUS LOCAL CHARITABLE, EDUCATIONAL, AND CIVIC ORGANIZATIONS. PRIOR TO PROVIDING DONATIONS, THE ORGANIZATIONS ARE IDENTIFIED AS NON-PROFIT ORGANIZATIONS IN GOOD FINANCIAL AND NON-PROFIT STANDING. THE ENTITIES PROVIDE INFORMATION TO THE PUBLIC AND ALLIANCE ON THE GOOD BEING ACCOMPLISHED THROUGH DONATIONS LIKE THOSE FROM ALLIANCE. X X X X X false false false false false false false true false DR MARTIN KELLER PRESIDENT 629528 0 382937 0 25322 0 90594 0 44314 0 1172695 0 0 0 JULIE BAKER SENIOR VP 427526 0 186878 0 25622 0 85604 0 43393 0 769023 0 0 0 DR PETER GREEN SENIOR VP 420964 0 178737 0 29636 0 104718 0 33238 0 767293 0 0 0 JOHN STOLPA SECRETARY 353156 0 83710 0 1242 0 103461 0 44599 0 586168 0 0 0 JENNIFER LOGAN CFO 350357 0 83961 0 5602 0 36730 0 40649 0 517299 0 0 0 WILLIAM FARRIS ASSOCIATE LAB DIRECTOR 342910 0 105344 0 26564 0 215410 0 34637 0 724865 0 0 0 DR WILLIAM TUMAS ASSOCIATE LAB DIRECTOR 356998 0 109734 0 27191 0 102949 0 31912 0 628784 0 0 0 ADAM BRATIS ASSOCIATE LAB DIRECTOR 355588 0 104320 0 2322 0 118278 0 43628 0 624136 0 0 0 JUAN TORRES ASSOCIATE LAB DIRECTOR 367858 0 113103 0 25322 0 82278 0 11285 0 599846 0 0 0 DR JOHNEY GREEN ASSOCIATE LAB DIRECTOR 390982 0 117248 0 9092 0 77370 0 42682 0 637374 0 0 0 Schedule J, Part I, Line 7 Non-fixed payments THE ALLIANCE'S INCENTIVE PROGRAM INCLUDES TWO PLANS AND MULTIPLE TIERS WITHIN EACH PLAN. THESE TIERS ARE TARGETED TO SPECIFIC JOB TITLES, WITH EACH FEATURING A TARGET INCENTIVE AS A PERCENTAGE OF BASE PAY. PAYOUTS ARE BASED ON TWO FACTORS: EACH PARTICIPANT'S INDIVIDUAL PERFORMANCE AND THE LAB'S OVERALL PERFORMANCE. Form 990, Part VI, Line 15a & 15b GOVERNANCE OF EXECUTIVE COMPENSATION IS CHARTERED THROUGH THE ALLIANCE HUMAN RESOURCES COMPENSATION COMMITTEE. EXTERNAL THIRD PARTY RESOURCES ARE RETAINED ON A BIENNIAL BASIS TO REVIEW ALL ELEMENTS OF EXECUTIVE REMUNERATION (BASE SALARY, ANNUAL INCENTIVES, RETIREMENT BENEFITS, HEALTH AND WELFARE BENEFITS, AND EXECUTIVE PREREQUISITES) TO INSURE COMPETITIVENESS OF ALL THE ELEMENTS OF CASH COMPENSATION RELATIVE TO THE MARKET FOR BOTH BASE COMPENSATION AND TOTAL COMPENSATION. THERE ARE NO PERSONS SERVING ON THE COMPENSATION COMMITTEE WITH A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS. CONTEMPORANEOUS DOCUMENTATION AND RECORDS ARE RETAINED. THE LAST COMPENSATION REVIEW OCCURRED IN 2023 BY MERCER. Form 990, Part VI, Line 1a Material differences in voting rights ALLIANCE FOR ENERGY INNOVATION HAS 15 BOARD MEMBERS. 5 ARE ELECTED BY MRIGLOBAL, 5 BY BATTELLE, & 5 BY CORE UNIVERSITY MEMBERS. ALL BOARD MEMBERS CAN VOTE ON GENERAL BUSINESS AND POLICY MATTERS. MRIGLOBAL AND BATTELLE BOARD MEMBERS ARE THE ONLY MEMBERS THAT CAN VOTE ON ECONOMIC AND OTHER INTERESTS IN THE COMPANY AND OR THE MEMBERS' BUSINESS REPUTATIONS. AN ADDITIONAL BOARD MEMBER FROM HOWARD UNIVERSITY WAS ON THE BOARD FROM OCTOBER 9, 2023 THROUGH OCTOBER 17, 2026 INCREASING THE TOTAL BOARD MEMBERS TO 16 DURING THIS PERIOD. THIS WAS NOT A FORMAL APPOINTMENT. Form 990, Part VI, Line 4 Significant changes to organizational documents THE ORGANIZATION AMENDED ITS GOVERNING DOCUMENTS TO CHANGE ITS NAME FROM ALLIANCE FOR SUSTAINABLE ENERGY TO ALLIANCE FOR ENERGY INNOVATION. Form 990, Part VI, Line 6 Classes of members or stockholders ALLIANCE FOR ENERGY INNOVATION HAS TWO MEMBERS: - MRIGLOBAL - BATTELLE MEMORIAL INSTITUTE Form 990, Part VI, Line 7a Members or stockholders electing members of governing body EACH MEMBER HAS THE RIGHT TO NOMINATE AND ELECT 5 MEMBER DIRECTORS. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE MEMBERS HAVE THE RIGHT TO AMEND AND APPROVE THE OPERATING AGREEMENT. Form 990, Part VI, Line 11b Review of form 990 by governing body 1. CONTROLLER REVIEWS THE DRAFT 990 AND SENDS TO THE BUSINESS AND AUDIT COMMITTEE (BAC) MEMBERS FOR REVIEW. 2. BAC REVIEW THE DRAFT 990 AND EACH APPROVES THE 990 FOR FILING. 3. THE DRAFT 990 IS POSTED ON THE BOARD SITE FOR THREE BUSINESS DAYS. IF NO COMMENTS OR EDITS ARE RECEIVED, THE 990 IS FILED. Form 990, Part VI, Line 12c Conflict of interest policy ALL ALLIANCE EMPLOYEES ARE REQUIRED TO ATTEND ETHICS TRAINING WHICH PERIODICALLY INCLUDES THE PROCESS FOR IDENTIFICATION AND DISCLOSURE OF CONFLICTS OF INTEREST. EMPLOYEES ARE REQUIRED TO NOTIFY DIRECT LINE MANAGEMENT CONCERNING OUTSIDE ACTIVITIES AND/OR ACTUAL OR POTENTIAL CONFLICTS OF INTEREST BETWEEN THE EMPLOYEE'S WORK AND PERSONAL, FINANCIAL, OR ALLIANCE FOR ENERGY INNOVATION, LLC 26-1939342 BUSINESS INTERESTS. THE EMPLOYEE MUST SUBMIT A REQUEST FOR REVIEW AND APPROVAL THAT IS ROUTED TO THE STAFF'S SENIOR MANAGEMENT. AFTER SENIOR MANAGEMENT REVIEW THE GENERAL LAW TEAM WILL REVIEW EACH REQUEST AND IDENTIFY ANY CONFLICTS OF INTEREST CONCERNS AND PROPOSE REQUIRED MITIGATION ACTIONS, AS NEEDED. ONCE APPROVED BY THE GENERAL LAW TEAM THE MEMBERS LEADERSHIP TEAM MEMBER WILL PROVIDE FINAL APPROVAL. EMPLOYEES WHOSE REGULAR RESPONSIBILITIES INVOLVE MANAGING OR EXECUTING LICENSE AGREEMENTS FOR INTELLECTUAL PROPERTY OR THE PREPARATION OR EXECUTION OF COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS (CRADAS) OR OTHER TECHNOLOGY TRANSFER OR TECHNOLOGY PARTNERSHIP ARRANGEMENTS MUST ANNUALLY OR UPON CHANGES IN RELEVANT PERSONAL OR FAMILY CIRCUMSTANCES OR THE NATURE OF WORK ASSIGNED, COMPLETE AN EMPLOYEE'S STATEMENT OF ECONOMIC INTEREST. IF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST EXISTS, THE EMPLOYEE CONSULTS WITH THE GENERAL COUNSEL OR DESIGNEE TO IDENTIFY AND IMPLEMENT MITIGATION OR AVOIDANCE ACTIONS, OR RECUSES SELF IF AN APPROPRIATE MITIGATION OR AVOIDANCE ACTION CANNOT BE IDENTIFIED. ALL ALLIANCE OFFICERS AND BOARD OF DIRECTOR MEMBERS ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DISCLOSURE UPON APPOINTMENT, AND AN ANNUAL CONFLICT OF INTEREST DISCLOSURE AND RECEIVE ANNUAL ORGANIZATIONAL CONFLICTS OF INTEREST TRAINING. THE ALLIANCE BOARD OF DIRECTORS USES DISCLOSURE STATEMENTS TO DETERMINE IF A CONFLICT OF INTEREST EXISTS. IF SO, THE BOARD OF DIRECTORS IMPLEMENTS AVOIDANCE OR MITIGATION ACTIONS AND ANY DIRECTOR OR OFFICER MAY NOT TAKE PART IN DISCUSSION OR VOTING ON MATTERS RELATED TO A DISCLOSED INTEREST. Form 990, Part VI, Line 19 Required documents available to the public ALLIANCE MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. ALLIANCE DOES NOT PROVIDE FINANCIAL STATEMENTS TO THE PUBLIC. AS A FEDERALLY FUNDED RESEARCH AND DEVELOPMENT CENTER FOR THE U.S. DEPARTMENT OF ENERGY, ALLIANCE FOR ENERGY INNOVATION, LLC ONLY PROVIDES FINANCIAL STATEMENTS TO THE FEDERAL AGENCY FUNDING THE PROJECT. Form 990, Part XI, Line 9 Other changes in net assets or fund balances DISTRIBUTION TO MEMBERS - -9313493; Total - -9313493;