2026-09-14T08:00:54-05:00 2025-12-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2025-01-01 237213592 THE ROOSEVELT INSTITUTE ROOS 2124449130 570 LEXINGTON AVENUE 5TH FL NEW YORK NY 10022 ELIZABETH WILKINS PRESIDENT AND CEO 2124449130 2026-08-27 1 ALEXANDER LAZZARUOLO P01775353 2126617777 2025 ELIZABETH WILKINS 570 LEXINGTON AVENUE 5TH FL NEW YORK NY 10022 15606421 0 X WWW.ROOSEVELTINSTITUTE.ORG X 1987 NY TO CREATE A NATION WHERE EVERYONE ENJOYS A FAIR SHARE OF OUR COLLECTIVE PROSPERITY. 22 22 89 22 0 0 21240790 9069169 0 0 1595282 1462225 825 -237659 22836897 10293735 265000 506000 0 0 8952345 10675858 0 0 1380170 4915309 5233206 14132654 16415064 8704243 -6121329 48635745 43654372 2403757 1852834 46231988 41801538 X SEE SCHEDULE O. 0 0 5813092 342000 THINK TANK: SEE SCHEDULE O. 2221034 THE ROOSEVELT SOCIETY: SEE SCHEDULE O. 1683809 156000 NETWORK: SEE SCHEDULE O. 823467 8000 FDR LIBRARYTHE ROOSEVELT INSTITUTE PROVIDES PROGRAM SUPPORT TO THE FRANKLIN D. ROOSEVELT PRESIDENTIAL LIBRARY AND MUSEUM, LOCATED IN HYDE PARK, NEW YORK. THE INSTITUTE PROVIDES FUNDING IN SUPPORT OF THE LIBRARY'S EDUCATIONAL AND PUBLIC PROGRAMS, AS WELL AS PERMANENT AND TEMPORARY EXHIBITS, WHICH ARE VISITED BY APPROXIMATELY 151,000 GUESTS PER YEAR. 823467 8000 10541402 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 219 0 1 89 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X KATARINA K DUPLESSY THE ROOSEVELT INSTITUTE 2124449130 570 LEXINGTON AVENUE 5TH FL NEW YORK NY 10022 ROOSEVELT ANNE CHAIR 2.00 X X 0 0 0 KASHIAN DARLA VICE CHAIR 2.00 X X 0 0 0 HICKS HENRY SECRETARY 2.00 X X 0 0 0 NARAYAN RAJIV TREASURER 2.00 X X 0 0 0 BLOCK SHARON BOARD MEMBER 2.00 X 0 0 0 CRAMER DAN BOARD MEMBER 2.00 X 0 0 0 EL-SAYED ABDUL BOARD MEMBER, ON LEAVE 0.00 X 0 0 0 HADDAD LULIE BOARD MEMBER 2.00 X 0 0 0 HAMILTON ERICA BOARD MEMBER 2.00 X 0 0 0 HUMPHRIES KEYONTAY BOARD MEMBER 2.00 X 0 0 0 IRELAND NANCY ROOSEVELT BOARD MEMBER 2.00 X 0 0 0 IRELAND PERRIN BOARD MEMBER 2.00 X 0 0 0 JOHL JAS BOARD MEMBER 2.00 X 0 0 0 MILIKOWSKY BRINA BOARD MEMBER 2.00 X 0 0 0 MINARD SALLY BOARD MEMBER 2.00 X 0 0 0 MUCKENFUSS CANTWELL BOARD MEMBER 2.00 X 0 0 0 RAHMAN SABEEL BOARD MEMBER 2.00 X 0 0 0 ROOSEVELT NICHOLAS BOARD MEMBER 2.00 X 0 0 0 SMALLS DAWN BOARD MEMBER 2.00 X 0 0 0 SONAWANE ANITA BOARD MEMBER 2.00 X 0 0 0 WEAVER JASMIN BOARD MEMBER 2.00 X 0 0 0 WEST LOLA BOARD MEMBER 2.00 X 0 0 0 WILKINS ELIZABETH PRESIDENT AND CEO, EX OFFICIO 40.00 X X 344242 0 546 KOZUCHOWSKA DUPLESSY KATARINA CHIEF FINANCIAL OFFICER 40.00 X 280716 0 43400 KRAMER ILONA CHIEF OPERATING OFFICER 40.00 X 240658 0 43221 DEROCHE LISA CHIEF PEOPLE EQUITY OFFICER 40.00 X 229580 0 44434 STABLESKI JULIETTE CHIEF DEVELOPMENT OFFICER 40.00 X 217602 0 42337 WONG FELICIA PRINCIPAL, EX OFFICIO 40.00 X 482998 0 71450 KAHN SUZANNE VP THINK TANK 40.00 X 231311 0 24496 SMITH SHANNON VP, FINANCE 40.00 X 217569 0 32651 MADOWITZ MICHAEL PRINCIPAL ECONOMIST 40.00 X 196431 0 3939 GROCH-BEGLEY HANNAH DIR THINK TANK 40.00 X 165255 0 40783 2606362 0 347257 21 0 1 0 0 113105 8956064 11365 9069169 1148018 1148018 5368034 5053827 314207 314207 314207 20850 113105 258859 -238009 -238009 OTHER INCOME 900099 350 350 350 10293735 350 0 1224216 X 342000 342000 164000 164000 1474238 901243 413919 159076 7313405 4471184 2053124 789097 218879 133617 61677 23585 1007937 616044 283028 108865 661399 409369 180717 71313 82415 37126 38737 6552 83437 3373 79469 595 202463 202463 2659509 2037619 563687 58203 211037 159101 32506 19430 133813 81362 38092 14359 434991 280859 111340 42792 481143 381600 57835 41708 352949 342255 6938 3756 22672 13860 6366 2446 74129 29124 39865 5140 STIPENDS AND AWARDS 250000 250000 DUES AND SUBSCRIPTIONS 244648 137666 73729 33253 16415064 10541402 4493492 1380170 21516752 17958810 8818315 5579469 160655 235899 126589 26451 122810 100138 16141112 18177434 1876101 1602622 48635745 43654372 797814 531186 1605943 1321648 2403757 1852834 X 24406485 25587201 21825503 16214337 46231988 41801538 48635745 43654372 -6121329 1690879 0 X 0 1 X 1 0 X 14514092 10327118 12569976 21240790 9069169 67721145 14514092 10327118 12569976 21240790 9069169 67721145 25647704 42073441 24099 276757 706389 883571 1148018 3038834 321858 176493 31997 825 350 531523 71291502 0.59020 0.57590 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2021 AMOUNT: $ 321,858. 2022 AMOUNT: $ 176,493. 2023 AMOUNT: $ 31,997. 2024 AMOUNT: $ 825. 2025 AMOUNT: $ 350. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2034 2034 16413028 16415062 970753 242688 0 0 836509 748763 856633 970753 3412658 5118987 10778 2515 1918 2034 17245 209127 187191 214158 242688 853164 1279746 978 978 32343027 7556662 2176460 13889224 28186925 22015129 19336194 1583814 10592110 32343027 20089297 9271691 2038232 9384091 22015129 30474311 7924452 -2101811 16207655 20089297 27853596 10404125 1782114 9565524 30474311 0.42480 0.57520 0 0 40839 8533 32306 27029 5648 21381 58721 12270 46451 100138 CF INST. MULTI-STRATEGY EQUITY FUND 5040973 F CF INST. MULTI-STRATEGY FIXED INCOME 3243457 F OTHER 125732 F COMMON STOCK 9520718 F CASH RESERVE 246554 F 18177434 OPERATING LEASE LIABILITY 1321648 1321648 11782151 1690879 1690879 10091272 202463 202463 10293735 16212601 0 16212601 202463 202463 16415064 PART V, LINE 4: THE INSTITUTE MAINTAINS VARIOUS DONOR-RESTRICTED AND BOARD-DESIGNATED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG-TERM SUPPORT FOR THE CHARITABLE PROGRAMS OF THE INSTITUTE. FOUR FREEDOMS AWARD (FFA) 133955 113105 20850 56224 202635 133955 113105 20850 56224 202635 258859 -238009 1 THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 135598093 501 (C) (3) 0 115000 CENTER FOR POLICY DIALOGUE POST DOCTORAL CANDIDATE NATIONAL ACADEMY OF SOCIAL INSURANCE 1441 L ST NW SUITE 530 WASHINGTON DC 20005 521451753 501 (C) (3) 0 220000 GRANT FOR PARTNERSHIP IN THE DISABILITY CONSORTIUM NATIONAL ACADEMY OF SOCIAL INSURANCE 1441 L ST NW SUITE 530 WASHINGTON DC 20005 521451753 501 (C) (3) 0 7000 PLANNING AND EXECUTION OF THE DISABILITY CONSORTIUM EVENT 3 NETWORK STIPENDS 78 156000 LIBRARY AWARDS 4 8000 PART I, LINE 2: THINK TANK GRANT - PACE UNIVERSITY FERNANDO MENDOZA LOPEZ WILL CONDUCT QUANTITATIVE ANALYSIS FOR A ROOSEVELT INSTITUTE REPORT ON THE RACIAL DISTRIBUTION OF THE EFFECTS OF TAX CHANGES ENACTED IN THE TAX CUTS AND JOBS ACT OF 2017. ROOSEVELT INSTITUTE FELLOW BEVERLY MORAN WILL DIRECT THE RESEARCH PROJECT. THE FINAL REPORT WILL BE PUBLISHED ON THE ROOSEVELT INSTITUTE WEBSITE. THINK TANK GRANT - THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NY FUNDS FROM THIS GRANT WILL SUPPORT RESEARCH AT THE INITIATIVE FOR POLICY DIALOGUE AT COLUMBIA UNIVERSITY LED BY UNIVERSITY PROFESSOR JOSEPH STIGLITZ. PROFESSOR STIGLITZ ANTICIPATES THAT FUNDS WILL BE USED IN CONTINUED SUPPORT OF A POSTDOCTORAL RESEARCHER WHO WILL COORDINATE WITH MEMBERS OF THE ROOSEVELT PROGRAM TO CONDUCT THEORETICAL AND EMPIRICAL RESEARCH AS AGREED UPON OVER THE COURSE OF THE YEAR. JOSEPH STIGLITZ WILL CAREFULLY OVERSEE THEIS PROJECT AND MONITOR THE WORK OF THE POSTDOCTORAL RESEARCH SCHOLAR. THINK TANK GRANT - THE TRUSTEES OF PRINCETON UNIVERSITY ADAM GOLDSTEIN'S SUPPORT OF RESEARCH ON PRIVATE EQUITY AND CORPORATE POWER IN THE 21ST CENTURY CONDUCTED BY ROOSEVELT INSTITUTE'S CORPORATE POWER TEAM. X 0 0 0 0 0 0 0 0 0 WONG FELICIA PRINCIPAL, EX OFFICIO 420498 0 62500 0 0 0 30833 0 40617 0 554448 0 0 0 WILKINS ELIZABETH PRESIDENT AND CEO, EX OFFICIO 344242 0 0 0 0 0 0 0 546 0 344788 0 0 0 KOZUCHOWSKA DUPLESSY KATARINA CHIEF FINANCIAL OFFICER 275716 0 5000 0 0 0 11266 0 32134 0 324116 0 0 0 KRAMER ILONA CHIEF OPERATING OFFICER 235658 0 5000 0 0 0 9722 0 33499 0 283879 0 0 0 DEROCHE LISA CHIEF PEOPLE EQUITY OFFICER 227080 0 2500 0 0 0 9313 0 35121 0 274014 0 0 0 STABLESKI JULIETTE CHIEF DEVELOPMENT OFFICER 217602 0 0 0 0 0 9034 0 33303 0 259939 0 0 0 KAHN SUZANNE VP THINK TANK 231311 0 0 0 0 0 9332 0 15164 0 255807 0 0 0 SMITH SHANNON VP, FINANCE 217569 0 0 0 0 0 8875 0 23776 0 250220 0 0 0 GROCH-BEGLEY HANNAH DIR THINK TANK 165255 0 0 0 0 0 5136 0 35647 0 206038 0 0 0 MADOWITZ MICHAEL PRINCIPAL ECONOMIST 196431 0 0 0 0 0 3284 0 655 0 200370 0 0 0 FORM 990, PART III, LINE 1 THE ROOSEVELT INSTITUTE IS A THINK TANK ADVANCING IDEAS THAT REBALANCE POWER IN OUR ECONOMY AND DEMOCRACY AND BRINGING THE LEGACY OF FRANKLIN AND ELEANOR ROOSEVELT INTO THE 21ST CENTURY. WE INVEST IN INTERGENERATIONAL LEADERS AND EXPERTS WORKING TO CREATE A MORE RESILIENT, EQUITABLE, AND GREEN FUTURE. WE ADVANCE THIS MISSION THROUGH THE WORK OF OUR STAFF, FELLOWS, A NETWORK OF STUDENTS AND ALUMNI, AND OUR PARTNERS AT THE FDR PRESIDENTIAL LIBRARY. FORM 990, PART III, LINE 4A THINK TANK: ROOSEVELT'S ECONOMIC AND SOCIAL POLICY THINK TANK SUPPORTS A DIVERSE SET OF OUTSTANDING THOUGHT LEADERS AS THEY TACKLE THE MOST PRESSING ECONOMIC ISSUES CONFRONTING OUR NATION. WE WORK WITH THESE LEADERS TO DEVELOP NEW IDEAS ABOUT HOW OUR ECONOMY AND OUR DEMOCRACY SHOULD WORK AND WHAT THEY CAN DELIVER FOR PEOPLE. THIS REQUIRES SERIOUSLY CONTENDING WITH THE ECONOMIC POWER IMBALANCES THAT TOO OFTEN LEAD OUR GOVERNMENT AND THE ECONOMY TO FAIL TO DELIVER FOR WORKING PEOPLE. AND IT REQUIRES A VISION FOR THE FUTURE THAT CENTERS ON ENSURING WE ALL HAVE THE SECURITY, FREEDOM, AND LIBERTY TO PURSUE OUR WORK, SUPPORT OUR COMMUNITIES, AND ENJOY OUR FAMILIES. OUR RESEARCH AND POLICY NARRATIVE PRIORITIES ARE: MAKING THE CASE FOR A MONETARY POLICY THAT BETTER SERVES EVERYDAY AMERICANS; ILLUMINATING CORPORATE POWER AS A SERIOUS CAUSE OF ECONOMIC DISTORTION AND MISALIGNMENT; SHOWING HOW WORKER POWER CAN BE A COUNTERVAILING FORCE TO CORPORATE POWER; EXPOSING THE ROLE OF STRUCTURAL DISCRIMINATION IN DRIVING UNEQUAL OUTCOMES; AND DEVELOPING PROACTIVE RESPONSES TO THE RAPIDLY CHANGING NATURE OF OUR ECONOMY. THROUGH STRATEGIC COMMUNICATIONS AND DEEP PARTNERSHIPS, WE BOTH AMPLIFY OUR WORK AND ENSURE IT IS USEFUL TO POLICYMAKERS AND ADVOCATES THROUGHOUT THE FIELD. FORM 990, PART III, LINE 4B ROOSEVELT SOCIETY: THE ROOSEVELT SOCIETY IS BUILDING A STRONG INTERGENERATIONAL COMMUNITY OF SCHOLARS, POLICYMAKERS, AND PUBLIC SERVANTS WORKING FOR A BETTER ECONOMY AND DEMOCRACY. IT OFFERS PROGRAMS, EVENTS, AND NETWORKING OPPORTUNITIES TO HELP BUILD POWER FOR POLICY CHANGE AND ADVANCE OUR WORLDVIEW. FORM 990, PART III, LINE 4C NETWORK: THE ROOSEVELT NETWORK BRINGS TOGETHER UNDERGRADUATE COLLEGE STUDENTS AND EARLY-CAREER PROFESSIONALS TO FOSTER PROGRESSIVE IDEAS FOR THE FUTURE AND THE NEXT GENERATION OF PROGRESSIVE POLICY AND THOUGHT LEADERS. FORM 990, PART VI, SECTION A, LINE 2 ANNE ELEANOR ROOSEVELT, NICHOLAS W. ROOSEVELT, NANCY ROOSEVELT IRELAND AND PERRIN IRELAND HAVE A FAMILY RELATION. FORM 990, PART VI, SECTION B, LINE 11B THE 990 FORM TAX RETURN IS PREPARED BY THE INSTITUTE'S INDEPENDENT AUDITORS IN COLLABORATION WITH THE INSTITUTE'S FINANCE DEPARTMENT. THE DRAFT OF THE TAX RETURN IS FIRST REVIEWED BY THE CFO AND CAO/CONTROLLER. CFO AND CAO/CONTROLLER PROPOSE REVISIONS TO THE DRAFT TAX RETURN AND DISCUSS THE REVISIONS WITH THE INDEPENDENT AUDITORS. THE DRAFT OF THE TAX RETURN IS SUBMITTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE DRAFT OF THE TAX RETURN WITH THE INDEPENDENT AUDITORS AND VOTES WHETHER TO APPROVE THE DRAFT AS PRESENTED. THE APPROVED DRAFT OF THE TAX RETURN IS SHARED WITH THE ENTIRE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS 10 BUSINESS DAYS TO REVIEW THE APPROVED DRAFT OF THE TAX RETURN AND SEND QUESTIONS OR REVISIONS. AFTER THE BOARD REVIEW PERIOD ENDS, THE FINANCE TEAM IN COLLABORATION WITH THE INDEPENDENT AUDITORS FILES THE FINAL TAX RETURN WITH THE IRS AND THE NY STATE. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, THE OFFICE OF THE PRESIDENT AND CEO DISTRIBUTES CONFLICT OF INTEREST FORMS TO ALL DIRECTORS OF THE BOARD DIRECTORS COMPLETE THE FORMS AND DISCLOSE CONFLICT OF INTEREST, IF ANY DIRECTORS SIGN THE FORMS AND RETURN THEM TO THE OFFICE OF THE PRESIDENT AND CEO THE FORMS ARE SCANNED AND ELECTRONIC COPIES ARE RETAINED IN THE BOARD FOLDER IN THE CLOUD SERVER. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR, IN DECEMBER, THE CHAIR OF THE BOARD AND THE EXECUTIVE COMMITTEE OF THE BOARD REVIEW THE EXECUTIVE COMPENSATION, TAKING INTO CONSIDERATION THE ACCOMPLISHMENTS AND THE ANNUAL BUDGET. AT THE END OF THE REVIEW, THE CHAIR OF THE BOARD AND THE EXECUTIVE COMMITTEE DECIDE ON THE ANNUAL SALARY AND BONUS FOR THE PRESIDENT AND CEO. THE CHAIR OF THE BOARD AND THE EXECUTIVE COMMITTEE SHARES THE EVALUATION OF THE PRESIDENT AND CEO'S PERFORMANCE, ANNUAL SALARY AND BONUS DECISIONS WITH THE BOARD OF DIRECTORS IN A CLOSED SESSION. THE BOARD OF DIRECTORS REVIEWS THE PROPOSED SALARY AND BONUS AND MAKES THE FINAL DECISION. THE CHAIR OF THE BOARD COMMUNICATES THE FINAL DECISION ABOUT ANNUAL SALARY AND BONUS TO THE PRESIDENT AND CEO, AND THE CFO. THE DECISION IS FILED IN THE PRESIDENT AND CEO'S PERSONNEL FOLDER. THE CFO IS RESPONSIBLE FOR REFLECTING THE APPROVED SALARIES IN THE ANNUAL BUDGET AND FOR PROCESSING THE APPROVED BONUS. FORM 990, PART VI, SECTION C, LINE 19 THE ROOSEVELT INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 1023 AND FORM 990 AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 1,978,119. MANAGEMENT AND GENERAL EXPENSES 563,687. FUNDRAISING EXPENSES 58,203. TOTAL EXPENSES 2,600,009. PLANNING AND CONSULTATION: PROGRAM SERVICE EXPENSES 59,500. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 59,500.