2026-08-10T11:00:08-05:00 2025-09-30 990 2024-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASSISTANT TREASURER 6144244971 2026-08-10 1 2024 2025-03-06 01:10:19Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 13538031605 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 49423 0 126604102 4823064 11812481257 11912917812 1410931090 1530612009 121020885 78223810 4647881 4654556 13349081113 13526408187 18533260 19084840 0 0 7563908982 8043305247 0 0 0 5787470609 5339967283 13369912851 13402357370 -20831738 124050817 1795308649 1927365136 628209833 632296395 1167098816 1295068741 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 8431665332 1074075117 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE SEVEN UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: BROOKHAVEN NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; LOS ALAMOS NATIONAL LABORATORY; NATIONAL RENEWABLE ENERGY LABORATORY; OAK RIDGE NATIONAL LABORATORY; PACIFIC NORTHWEST NATIONAL LABORATORY AND SAVANNAH RIVER NATIONAL LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT AN EIGHTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 429666317 330557832 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 19084840 19084840 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT PROMOTE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 8880416489 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 1 0 1 1 3373 0 1 49423 1 1 1 1 CA SZ UK 0 0 0 0 0 0 0 0 1 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA DC GA IL KY MA NY OH OR VA IN UT X X CHRIS BOYNTON 6144243012 505 KING AVENUE COLUMBUS OH 432012693 SEAN C O'KEEFE DIRECTOR 3.00 X 170898 0 0 JOHN C LECHLEITER DIRECTOR 3.00 X 168912 0 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR 3.00 X 246034 0 0 STEPHANIE O'SULLIVAN DIRECTOR TO 09/25 3.00 X 168403 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 168376 0 0 VICKY A BAILEY DIRECTOR TO 11/24 3.00 X 158192 0 0 STEPHEN D STEINOUR DIRECTOR 3.00 X 166286 0 0 WAYNE FREDERICK DIRECTOR TO 8/25 3.00 X 162394 0 0 CALVIN G BUTLER DIRECTOR 3.00 X 167914 0 0 JEFFREY W EDWARDS DIRECTOR 3.00 X 168449 0 0 LEWIS VON THAER PRESIDENT & CEO 39.00 1.00 X 5933094 0 45302 CHRIS BOYNTON EXECUTIVE VP, CFO 40.00 X 745018 0 58090 JUAN ALVAREZ EXECUTIVE VP, GLB LAB OPS FRM 11/24 40.00 X 996409 0 82750 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 40.00 X 1637367 0 53952 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 1210374 0 34830 JOHN WAGNER SR VP, LAB DIRECTOR 40.00 X 973755 0 60549 STEVEN F ASHBY SR VP, LAB DIRECTOR TO 9/25 40.00 X 1648023 0 231885 SHANNON BENNENT SR VP, MARKETING & COMMUN FRM 1/25 40.00 X 0 0 0 PATRICK F JARVIS SR VP, MARKETING & COMMUN TO 12/24 40.00 X 774049 0 50255 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 40.00 X 760094 0 46768 BRIAN R SMITH VP & TREASURER 39.00 1.00 X 437497 0 50064 ERICA CLASSING ASST TREAS & CONTROLLER FRM 03/25 40.00 X 217281 0 27774 AMY VERTANEN ASST TREAS & CONTROLLER TO 01/25 40.00 X 452569 0 51045 THOMAS E SHARPE ASST TREASURER & ASST SECR 39.00 1.00 X 315614 0 41553 GEORGE LECAKES SR VP & GENERAL MANAGER 40.00 X 965072 0 13658 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 40.00 X 738571 0 249849 BRIAN ABRAHAMSON DEPUTY LAB DIRECTOR 40.00 X 733971 0 112772 JUDSON VIRDEN DEPUTY LAB DIRECTOR 40.00 X 713646 0 397332 JONATHAN CARTLIDGE SALES DIRECTOR 40.00 X 757356 0 26787 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 40.00 X 760478 0 6856 MARK T PETERS EXECUTIVE VP, GLB LAB OPS TO 08/24 40.00 X 487164 0 38887 THOMAS E MASON SENIOR VP 07/17 TO 11/17 40.00 X 759393 0 21 23762653 0 1680979 26460 1 1 0 MERRICK SMSI JOINT VENTURE LLP 600 SIXTH STREET LOS ALAMOS NM 87544 CONSTRUCTION 146561444 HENSEL PHELPS CONSTRUCTION NEW MEXICO 420 SIXTH AVENUE GREELEY CO 80631 CONSTRUCTION 92899101 NORTHERN NEW MEXICO INTEGRATED SECURITY 13530 DULLES TECHNOLOGY DR HERNDON VA 20171 PROTECTIVE SERVICES 72549865 EW HOWELL CO LLC 245 NEWTOWN ROAD PLAINVIEW NY 11803 CONSTRUCTION 21453379 IT LAB PARTNERS LLC 575 OAK RIDGE TPKE OAK RIDGE TN 37830 PROFESSIONAL, SCIENTIFIC AND TECHNICAL S 16441867 651 11736914032 176003780 11912917812 GOVERNMENT CONTRACTS 541700 1074075117 1074075117 SCIENTIFIC RESEARCH 541700 456536892 330557832 125979060 1530612009 28060620 625042 27435578 2239349 2239349 106203 0 106203 106203 106203 59226608 2560000 11251724 371694 47974884 2188306 50163190 50163190 NET PERIODIC PENSION 541700 1340133 1340133 OTHER INCOME 541700 950845 950845 OTHER REVENUE 541700 18026 18026 2309004 13526408187 1404632949 126604102 82253324 X 19084840 19084840 22981808 22981808 5906763205 3973037455 1933725750 257237074 176309629 80927445 1429501902 960022841 469479061 426821258 285263596 141557662 3991032 3991032 10071694 10071694 989530 989530 1160126 1160126 1958901 1958901 2895273988 1914309941 980964047 743869 743869 6656296 175654 6480642 439466488 300197619 139268869 109163891 72763029 36400862 187299855 125209276 62090579 3398795 2157969 1240826 7523467 3944088 3579379 21238549 11033029 10205520 10738425 10738425 PURCHASES 1290438197 803963700 486474497 RENTAL & MAINTENANCE 167201469 110974300 56227169 NON-INCOME TAX EXPENSE 144985322 105229153 39756169 INCOME TAX EXPENSE 1114013 578709 535304 36553376 10266634 26286742 13402357370 8880416489 4521940881 0 49764308 56125896 279757525 218518476 380973389 382734977 23062367 28347222 1687746 1441896 34246689 26513188 610077734 415174532 151918629 194903202 557949117 659333077 246668603 281159405 69280276 78287797 1795308649 1927365136 222773665 255336525 37913837 41169475 285000000 260000000 82522331 75790395 628209833 632296395 X 0 0 0 0 1167098816 1295068741 1167098816 1295068741 1795308649 1927365136 X 124050817 3919108 X 0 1 X 1 1 1 X 8954666857 9821317836 11134563558 11812481257 11912917812 53635947320 8954666857 9821317836 11134563558 11812481257 11912917812 53635947320 53635947320 17894364 38388375 29644687 33476968 32216461 151620855 4781665 4916371 3613870 5550817 4554660 23417383 53810985558 5954408620 0.99670 0.99670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 0 0 0 0 1 1109051 0 1 51075 1160126 0 PART II-B, LINE 1: LINE 1 (1) OTHER ACTIVITIES NINE ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $327,011 AND EXTERNAL LOBBYING EXPENSES TOTALED $782,040 FOR A TOTAL OF $1,109,051 THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF COMMERCE; DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF VETERANS AFFAIRS, NATIONAL SCIENCE FOUNDATION, AND THE INTELLIGENCE COMMUNITY. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, INTERIOR, ENVIRONMENT, AND RELATED AGENCIES THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTER FOR DISEASE CONTROL AND PREVENTION), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 5832356 5832356 257178223 182857825 74320398 1958716 1543852 414864 283383577 230772855 52610722 61724862 61724862 194903202 261794439 C RABBI TRUSTS 19364966 F 281159405 LONG TERM BENEFIT RELATED LIABILITIES 33101867 OTHER LONG TERM LIABILITIES 41149772 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 1538756 75790395 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE ("BMI"). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 131278889 NORTH AMERICA INVESTMENTS 17218 EUROPE INVESTMENTS 29466091 EUROPE 2 38 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 46339453 NORTH AMERICA 1 3 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 4629887 SOUTH AMERICA 0 1 86925 3 42 0 0 3 42 211818463 0 211818463 0 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. 1 ACADEMY FOR SCIENCE & DESIGN 9 TOWNSEND WEST NASHUA NH 03063 412204508 501(C)(3) 10000 0 CORPORATE MATCH PAST FOUNDATION 1929 KENNY RD COLUMBUS OH 43210 311694479 501(C)(3) 26050 0 OPERATING INCOME PELOTONIA L-3454 COLUMBUS OH 43260 824997087 501(C)(3) 19225 0 CORPORATE MATCH PREGNANCY DECISION HEALTH CENTER 665 DUBLIN GRANVILLE RD COLUMBUS OH 43229 311002913 501(C)(3) 27200 0 CORPORATE MATCH PROMUSICA CHAMBER ORCHESTRA 620 EAST BROAD ST COLUMBUS OH 43215 310952873 501(C)(3) 8750 0 CORPORATE MATCH RADICAL EVOLUTION PERFORMANCE 235 HAWTHORNE ST BROOKLYN NY 11225 833098219 501(C)(3) 8000 0 CORPORATE MATCH REDEEMER CLASSICAL CHRISTIAN SCHOOL 6415 MT VISTA RD KINGSVILLE MD 21087 521982159 501(C)(3) 8250 0 CORPORATE MATCH REGIONAL DEVELOPMENT CORPORATION 441 GREG AVE SANTA FE NM 87501 742805791 501(C)(3) 723801 0 STEM EDUCATION ROANE STATE COMMUNITY COLLEGE 276 PATTON LANE HARRIMAN TN 37748 581413034 501(C)(3) 30000 0 STEM EDUCATION SAINT ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 7089 0 CORPORATE MATCH SANTA FE ANIMAL SHELTER 100 CAJA DEL RIO RD SANTA FE NM 87507 856000484 501(C)(3) 7176 0 CORPORATE MATCH SANTA FE COMMUNITY FOUNDATION PO BOX 1827 SANTA FE NM 87505 850303044 501(C)(3) 11263 0 CORPORATE MATCH SECOND CHANCE SHELTER 130 COUNTY ROAD 398 BOAZ AL 35957 262717351 501(C)(3) 10000 0 CORPORATE MATCH SEEED INC 1617 DANDRIDGE AVE KNOXVILLE TN 37915 264436303 501(C)(3) 52220 0 OPERATING INCOME SELF HELP INC 2390 NORTH RD LOS ALAMOS NM 87544 850209449 501(C)(3) 12174 0 CORPORATE MATCH SHADOART PRODUCTIONS 503 S FRONT ST COLUMBUS OH 43215 311340461 501(C)(3) 13640 0 CORPORATE MATCH PARTNERS IN EDUCATION 43C LODGE CIRCLE SANTA FE NM 87506 850392417 501(C)(3) 5100 0 STEM EDUCATION SHOSHONE BANNOCK SCHOOL PO BOX 790 POCATELLO ID 83202 820197554 170(C)(1) 25913 0 STEM EDUCATION PAJARITO ENVIRONMENTAL EDUCATION 2600 CANYON RD LOS ALAMOS NM 87544 850478101 501(C)(3) 9646 0 CORPORATE MATCH OHIOHEALTH FOUNDATION 3430 OHIOHEALTH PKWY COLUMBUS OH 43202 237446919 501(C)(3) 12300 0 CORPORATE MATCH MUSEUM OF IDAHO 200 N EASTERN AVE IDAHO FALLS ID 83402 820363177 501(C)(3) 10000 0 OPERATING INCOME MUSKEGON COUNTY COMMUNITY 425 W WESTERN AVE MUSKEGON MI 49440 386114135 501(C)(3) 20000 0 CORPORATE MATCH NATIONAL MUSEUM MATHEMATICS 134 WEST 29TH ST NEW YORK NY 10001 271450809 501(C)(3) 125666 0 OPERATING INCOME NATIONAL SCIENCE FOUNDATION 2415 EISENHOWER AVE ALEXANDRIA VA 22314 521632920 170(C)(1) 3017246 0 OPERATING INCOME NEW ALBANY COMMUNITY FOUNDATION 220 MARKET ST NEW ALBANY OH 43054 311409264 501(C)(3) 70950 0 OPERATING INCOME NEW MEXICO COMMUNITY TRUST 624 TIJERAS AVE NW ALBUQUERQUE NM 87102 854395064 501(C)(3) 24000 0 OPERATING INCOME NEW MEXICO SUICIDE INTERVENTION PO BOX 6004 SANTA FE NM 87502 850427990 501(C)(3) 8140 0 CORPORATE MATCH NEW MEXICO CONSORTIUM 4200 W JEMEZ RD LOS ALAMOS NM 87544 260370262 501(C)(3) 20000 0 OPERATING INCOME NNEMAP FOOD PANTRY 677 E 11TH AVE COLUMBUS OH 43211 310896363 501(C)(3) 10000 0 CORPORATE MATCH NORTHERN NEW MEXICO COLLEGE 921 N PASEO DE ONATE ESPANOLA NM 87532 742835828 170(C)(1) 11550 0 CORPORATE MATCH NORTHERN NM RECREATION PO BOX 111 CHAMA NM 87520 923375553 501(C)(3) 10000 0 OPERATING INCOME NORTHWESTERN UNIVERSITY 1801 HINMAN AVE EVANSTON IL 60208 362167817 170(C)(1) 9500 0 SCHOLARSHIP OAK RIDGE CIVIC MUSIC ASSOC 118 EAST DIVISION RD OAK RIDGE TN 37830 620649604 501(C)(3) 10000 0 OPERATING INCOME OAK RIDGE FOUNDATION 1201 OAK RIDGE TPKE OAK RIDGE TN 37830 853183278 501(C)(3) 250000 0 OPERATING INCOME OHIO ACADEMY OF SCIENCES 1500 W 3RD AVE COLUMBUS OH 43212 314441867 501(C)(3) 16100 0 STEM EDUCATION PAJARITO COLLECTIVE 2028 45TH ST LOS ALAMOS NM 87544 852778162 501(C)(3) 5663 0 CORPORATE MATCH MOVING ARTS ESPANOLA PO BOX 505 VELARDE NM 87582 452459893 501(C)(3) 35224 0 CORPORATE MATCH SRS HERITAGE FOUNDATION PO BOX 2226 AIKEN SC 29802 201629370 501(C)(3) 15000 0 OPERATING INCOME ST JUDE CHILDRENS HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 620646012 501(C)(3) 7612 0 CORPORATE MATCH UNITED WAY OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 19531 0 OPERATING INCOME UNITED WAY OF NEW MEXICO PO BOX 539 LOS ALAMOS NM 87544 237138947 501(C)(3) 255385 0 OPERATING INCOME UNITED WAY OF THE CSRA 1765 BROAD ST AUGUSTA GA 30904 580566155 501(C)(3) 25000 0 OPERATING INCOME UNITED WAY OF TENNESSEE HIGHLAND PO BOX 4039 JOHNSON CITY TN 37602 626001105 501(C)(3) 25000 0 OPERATING INCOME UNIVERSITY OF CALIFORNIA 103 CROSS-SPROUL PATH BERKELEY CA 94720 946002123 170(C)(1) 14250 0 SCHOLARSHIP 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WASHINGTON DC 20001 273521132 501(C)(3) 5163 0 CORPORATE MATCH UNITED WAY OF KNOX COUNTY 1301 HANNAH AVE KNOXVILLE TN 37921 620475748 501(C)(3) 20946 0 OPERATING INCOME ST VINCENT HOSPITAL FOUNDATION 455 ST MICHAELS DR SANTA FE NM 87505 850282847 501(C)(3) 50800 0 CORPORATE MATCH UNITED WAY OF EASTERN IDAHO 1649 WOODRUFF PARK IDAHO FALLS ID 83401 820233588 501(C)(3) 38157 0 OPERATING INCOME UNITED WAY OF ANDERSON COUNTY PO BOX 4158 OAK RIDGE TN 37831 626041371 501(C)(3) 18806 0 OPERATING INCOME STEM SANTA FE PO BOX 33103 SANTA FE NM 87594 822358193 501(C)(3) 22096 0 CORPORATE MATCH SUMMER INSTITUTE OF LINGUISTICS 7500 W CAMP WISDOM RD DALLAS TX 75236 751840827 501(C)(3) 8956 0 CORPORATE MATCH TAOS COMMUNITY FOUNDATION 115 LA POSTA TAOS NM 87571 850425147 501(C)(3) 27550 0 STEM EDUCATION TAUTPHAUS PARK ZOOLOGICAL SOCIETY PO BOX 50220 IDAHO FALLS ID 83405 820452111 501(C)(3) 5602 0 OPERATING INCOME TETON REGIONAL LAND TRUST PO BOX 247 DRIGGS ID 83422 943146525 501(C)(3) 8500 0 CORPORATE 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0 OPERATING INCOME UNITED WAY OF BLOUNT COUNTY 1615 E BROADWAY ST MARYVILLE TN 37804 237122193 501(C)(3) 8828 0 OPERATING INCOME YOSTEM PO BOX 52851 KNOXVILLE TN 37950 822469742 501(C)(3) 5650 0 STEM EDUCATION MOUNTAIN AMERICA CENTER 1690 EVENT CENTER IDAHO FALLS ID 83402 881987407 501(C)(3) 25000 0 OPERATING INCOME MISSION WARMTH 394 RESTORATION DR DELAWARE OH 43015 880894213 501(C)(3) 7185 0 CORPORATE MATCH COLUMBUS SYMPHONY ORCHESTRA 55 E STATE ST COLUMBUS OH 43215 316402408 501(C)(3) 14756 0 CORPORATE MATCH COLUMBUS ZOOLOGICAL PARK 9990 RIVERSIDE DR POWELL OH 43065 314390844 501(C)(3) 11655 0 CORPORATE MATCH COMMUNITY FOOD BASKET PO BOX 2236 IDAHO FALLS ID 83403 820305800 501(C)(3) 6354 0 OPERATING INCOME CORNERSTONES COMMUNITY PARTNERS 227 OTERO ST SANTA FE NM 87501 850425771 501(C)(3) 5160 0 CORPORATE MATCH DESIGN OUTREACH 224 W JOHNSTOWN RD COLUMBUS OH 43230 460779062 501(C)(3) 12976 0 CORPORATE MATCH DEVELOPMENT WORKSHOP 555 WEST 25TH ST IDAHO FALLS ID 83402 820303456 501(C)(3) 8000 0 OPERATING INCOME DOMESTIC VIOLENCE & ASSAULT CNTR 1050 MEMORIAL DR IDAHO FALLS ID 83402 820352547 501(C)(3) 9000 0 OPERATING INCOME DRAKE UNIVERSITY 2507 UNIVERSITY AVE DES MOINES IA 50311 420680460 501(C)(3) 7150 0 CORPORATE MATCH DREAMS IMAGINATION & GIFT 12544 MAIN ST WILLISTON SC 29853 464879728 501(C)(3) 15000 0 OPERATING INCOME EAST TENNESSEE FOUNDATION 520 W SUMMIT HILL DR KNOXVILLE TN 37902 620807696 501(C)(3) 41000 0 OPERATING INCOME EAST TENNESSEE PBS 1611 EAST MAGNOLIA AVE KNOXVILLE TN 37917 621173293 501(C)(3) 20000 0 STEM EDUCATION EASTERN KENTUCKY UNIVERSITY 521 LANCASTER AVE RICHMOND KY 40475 611131682 501(C)(3) 5975 0 CORPORATE MATCH ESPANOLA HUMANE 108 HAMM PKWY RIO ARRIBA NM 87532 850406234 501(C)(3) 38596 0 CORPORATE MATCH ESPANOLA PATHWAYS SHELTER 628A NORTH RIVERSIDE DR ESPANOLA NM 87532 843477622 501(C)(3) 14765 0 CORPORATE MATCH FOOD DEPOT 1222 A SILER RD SANTA FE NM 87507 850416803 501(C)(3) 57732 0 CORPORATE MATCH COLUMBUS MUSEUM OF ART 480 EAST BROAD ST COLUMBUS OH 43215 314379447 501(C)(3) 6417 0 CORPORATE MATCH FOUNDATION FOR EXCELLENCE 526 W FREMONT AVE SUNNYVALE CA 94087 770474749 501(C)(3) 7935 0 CORPORATE MATCH COLUMBUS METRO CLUB 35 N 4TH ST COLUMBUS OH 43215 310889324 501(C)(3) 11300 0 OPERATING INCOME COLUMBUS COUNCIL WORLD AFFAIRS 51 JEFFERSON AVE COLUMBUS OH 43215 510180760 501(C)(3) 16417 0 OPERATING INCOME AMERICAN HEART ASSOCIATION 516 WEST AVE NORTH AUGUSTA SC 29841 570339445 501(C)(3) 7500 0 OPERATING INCOME AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 75231 135613797 501(C)(3) 6895 0 CORPORATE MATCH AMERICAN RED CROSS 995 E BROAD ST COLUMBUS OH 43205 530196605 501(C)(3) 15772 0 CORPORATE MATCH AMSE FOUNDATION INC 115 MAIN ST OAK RIDGE TN 37830 621693789 501(C)(3) 10000 0 STEM EDUCATION ANDERSON COUNTY SCHOOL 101 S MAIN ST CLINTON TN 37716 861058581 170(C)(1) 10500 0 STEM EDUCATION BALLET METROPOLITAN 322 MT VERNON AVE COLUMBUS OH 43215 310858562 501(C)(3) 10735 0 CORPORATE MATCH BOISE SCHOOL 8169 W VICTORY RD BOISE ID 83709 826000549 170(C)(1) 8000 0 STEM EDUCATION CASE WESTERN RESERVE UNIVERSITY 11000 CEDAR AVE CLEVELAND OH 44106 341018992 501(C)(3) 40000 0 CORPORATE MATCH CENTRAL OHIO MARTIAL ARTS TEAMS 4264 N HIGH ST COLUMBUS OH 43214 825220101 501(C)(3) 20000 0 CORPORATE MATCH CENTRO HISPANO DE EAST TENNESSE 2455 SUTHERLAND AVE KNOXVILLE TN 37919 203415545 501(C)(3) 5300 0 STEM EDUCATION CHILDRENS MUSEUM IDAHO 790 S PROGRESS AVE MERIDIAN ID 83642 371899670 501(C)(3) 16000 0 OPERATING INCOME CHILDRENS MUSEUM MAGIC VALLEY PO BOX 2139 TWIN FALLS ID 83303 832068910 501(C)(3) 8272 0 OPERATING INCOME COLLEGE & CAREER PLAZA 5313 CIRCITA DEL SUR SANTA FE NM 87507 843961213 501(C)(3) 5150 0 CORPORATE MATCH COLLEGE EASTERN IDAHO FOUNDATION 1600 S 25TH E IDAHO FALLS ID 83404 943160729 501(C)(3) 879000 0 OPERATING INCOME COLUMBUS ACADEMY 4300 CHERRY BOTTOM RD GAHANNA OH 43230 314379445 501(C)(3) 7500 0 CORPORATE MATCH COLUMBUS HUMANE 3015 SCIOTO-DARBY HILLIARD OH 43026 314379492 501(C)(3) 9859 0 CORPORATE MATCH MORTON FOUNDATION 7309 E LIVINGSTON AVE REYNOLDSBURG OH 43068 311676188 501(C)(3) 6065 0 CORPORATE MATCH FOUNDATION OF THE CATHOLIC DIOCESE 257 E BROAD ST COLUMBUS OH 43215 311116640 501(C)(3) 10800 0 CORPORATE MATCH FREDERICK COUNTY PUBLIC SCHOOLS 191 S EAST ST FREDERICK MD 21701 526000941 501(C)(3) 25000 0 STEM EDUCATION LA CARES PO BOX 248 LOS ALAMOS NM 87544 850431802 501(C)(3) 6113 0 CORPORATE MATCH LAS CUMBRES COMMUNITY SERVICES 102 N CORONADO AVE RIO ARRIBA NM 87532 237144268 501(C)(3) 5008 0 CORPORATE MATCH LIFECARE ALLIANCE 1699 W MOUND ST COLUMBUS OH 43223 314379494 501(C)(3) 15823 0 CORPORATE MATCH LONG ISLAND ASSOCIATION 300 BROAD HOLLOW RD MELVILLE NY 11747 111617383 501(C)(3) 10000 0 OPERATING INCOME LOS ALAMOS COMMUNITY FOUNDATION PO BOX 1225 LOS ALAMOS NM 87544 352546420 501(C)(3) 6311 0 CORPORATE MATCH LOS ALAMOS FAMILY COUNCIL 1350 CENTRAL AVE LOS ALAMOS NM 87544 850165066 501(C)(3) 5273 0 CORPORATE MATCH LOS ALAMOS HISTORICAL SOCIETY PO BOX 43 LOS ALAMOS NM 87544 850231249 501(C)(3) 11616 0 CORPORATE MATCH LOS ALAMOS NATIONAL LABORATORY 1112 PLAZA DEL NORTE ESPAOLA NM 87532 742853972 501(C)(3) 678468 0 CORPORATE MATCH LOS ALAMOS PUBLIC SCHOOL 1010 CENTRAL AVE LOS ALAMOS NM 87544 020773298 501(C)(3) 13555 0 CORPORATE MATCH M L K JR BIRTHDAY BREAKFAST PO BOX 83134 COLUMBUS OH 43203 311225276 501(C)(3) 7500 0 OPERATING INCOME MADISON JUNIOR HIGH 60 W MAIN REXBURG ID 83440 826000835 170(C)(1) 6750 0 STEM EDUCATION MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501(C)(3) 10000 0 CORPORATE MATCH MAYORS SCHOLARSHIP FUND PO BOX 2323 IDAHO FALLS ID 83403 462507365 501(C)(3) 7500 0 SCHOLARSHIP METHODIST MEDICAL CENTER 1420 CENTERPOINT BLVD KNOXVILLE TN 37932 620636239 501(C)(3) 25000 0 OPERATING INCOME MID-OHIO FOOD COLLECTIVE PO BOX 182883 COLUMBUS OH 43218 310865343 501(C)(3) 58810 0 CORPORATE MATCH KITCHEN ANGELS INC 1222 SILER RD SANTA FE NM 87507 850423492 501(C)(3) 6945 0 OPERATING INCOME FRANKLIN COUNTY HISTORICAL SOCIETY 333 W BROAD ST COLUMBUS OH 43215 314383802 501(C)(3) 48750 0 OPERATING INCOME JUNIOR ACHIEVEMENT EAST TENNESSEE 2135 N CHARLES SEIVERS BLVD CLINTON TN 37716 620810145 501(C)(3) 15000 0 STEM EDUCATION IDAHO STEM ACTION CENTER 802 W BANNOCK ST BOISE ID 83702 822903945 501(C)(3) 28000 0 STEM EDUCATION FRIENDS GREAT SMOKY MOUNTAINS PO BOX 1660 KODAK TN 37764 621564782 501(C)(3) 5784 0 OPERATING INCOME FRIENDS OF THE CONSERVATORY 1777 E BRD ST COLUMBUS OH 43203 311657027 501(C)(3) 20150 0 OPERATING INCOME FURNITURE BANK CENTRAL OHIO PO BOX 164206 COLUMBUS OH 43216 311600869 501(C)(3) 8966 0 CORPORATE MATCH GAITED ADVOCATE INTERVENTION TEAM 14515 CHRISMAN HILL DR BOYDS MD 20841 813550579 501(C)(3) 5650 0 CORPORATE MATCH GIRL SCOUTS SEAL OF OHIO 1700 WATERMARK DR COLUMBUS OH 43215 314379475 501(C)(3) 24845 0 OPERATING INCOME GOLDEN HARVEST FOOD BANK 81 CAPITAL DR AIKEN SC 29803 581466516 501(C)(3) 7500 0 OPERATING INCOME GREAT SMOKY MOUNTAINS INSTITUTE 9275 TREMONT RD TOWNSEND TN 37882 621833479 501(C)(3) 8000 0 STEM EDUCATION GREATER COLUMBUS ARTS COUNSEL 182 EAST LONG ST COLUMBUS OH 43215 310833384 501(C)(3) 34448 0 OPERATING INCOME GROWING UP NEW MEXICO 440 CERRILLOS RD SANTA FE NM 87501 850163601 501(C)(3) 18273 0 CORPORATE MATCH HABITAT FOR HUMANITY 6665 BUSCH BLVD COLUMBUS OH 43229 311217994 501(C)(3) 7090 0 CORPORATE MATCH HOPE PREGNANCY CENTER 1650 TRINITY DR LOS ALAMOS NM 87544 850423290 501(C)(3) 17355 0 CORPORATE MATCH IDAHO ADVANCED ENERGY CONSORTIUM PO BOX 2453 IDAHO FALLS ID 83402 922637425 501(C)(3) 61728 0 OPERATING INCOME IDAHO COMMUNITY FOUNDATION 210 WEST STATE ST BOISE ID 83702 820425063 501(C)(3) 12500 0 OPERATING INCOME IDAHO FALLS AUDITORIUM 1690 EVENT CENTER DR IDAHO FALLS ID 83402 453797687 501(C)(3) 100000 0 OPERATING INCOME IDAHO FALLS SCHOOL 690 JOHN ADAMS PKWY IDAHO FALLS ID 83401 826001158 170(C)(1) 17000 0 STEM EDUCATION INDIAN INSTITUTE TECHNOLOGY 3790 EL CAMINO REAL PALO ALTO CA 94306 943370645 501(C)(3) 25000 0 CORPORATE MATCH HABITAT FOR HUMANITY 3140 WESTERVILLE RD COLUMBUS OH 43224 311217994 501(C)(3) 0 12151 FMV WALL SCONCES OPERATING INCOME 108 0 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE ("BMI") SENDS A LETTER TO EACH ORGANIZATION THAT STATES BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS, TO SIGN A GRANT AGREEMENT THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS EXCEEDING $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, TRIAD NATIONAL SECURITY LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THE GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BATTELLE MEMORIAL INSTITUTE ("BMI") WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. PURSUANT TO THIS AGREEMENT, BMI IS ALSO REQUIRED TO ENSURE THAT AT LEAST 62% OF ITS TOTAL ANNUAL CHARITABLE DISTRIBUTIONS ARE MADE FOR THE BENEFIT OF CENTRAL OHIO. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), WITH THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. X X X X 1 1 X X X X X 1 1 1 0 0 0 0 1 0 LEWIS VON THAER PRESIDENT & CEO 1382944 0 3953364 0 596786 0 26539 0 18763 0 5978396 0 531743 0 STEVEN F ASHBY SR VP, LAB DIRECTOR TO 9/25 624069 0 832771 0 191183 0 204520 0 27365 0 1879908 0 157410 0 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 628003 0 897793 0 111571 0 25742 0 28210 0 1691319 0 103916 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 481889 0 632860 0 95625 0 16587 0 18243 0 1245204 0 89202 0 JUDSON VIRDEN DEPUTY LAB DIRECTOR 438738 0 183253 0 91655 0 381538 0 15794 0 1110978 0 68913 0 JUAN ALVAREZ EXECUTIVE VP, GLB LAB OPS FRM 11/24 658820 0 241852 0 95737 0 59347 0 23403 0 1079159 0 27361 0 JOHN WAGNER SR VP, LAB DIRECTOR 650936 0 320497 0 2322 0 20724 0 39825 0 1034304 0 0 0 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 450318 0 172751 0 115502 0 234023 0 15826 0 988420 0 91087 0 GEORGE LECAKES SR VP & GENERAL MANAGER 344790 0 382133 0 238149 0 12773 0 885 0 978730 0 12793 0 BRIAN ABRAHAMSON DEPUTY LAB DIRECTOR 429674 0 160550 0 143747 0 103798 0 8974 0 846743 0 24614 0 PATRICK F JARVIS SR VP, MARKETING & COMMUN TO 12/24 233409 0 453720 0 86920 0 18748 0 31507 0 824304 0 82464 0 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 302320 0 409712 0 48062 0 24054 0 22714 0 806862 0 39724 0 CHRIS BOYNTON EXECUTIVE VP, CFO 480703 0 258288 0 6027 0 26539 0 31551 0 803108 0 0 0 JONATHAN CARTLIDGE SALES DIRECTOR 133920 0 623017 0 419 0 26597 0 190 0 784143 0 0 0 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 101050 0 511812 0 147616 0 6835 0 21 0 767334 0 147382 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0 0 610561 0 148832 0 0 0 21 0 759414 0 128832 0 MARK T PETERS EXECUTIVE VP, GLB LAB OPS TO 08/24 459653 0 0 0 27511 0 18277 0 20610 0 526051 0 0 0 AMY VERTANEN ASST TREAS & CONTROLLER TO 01/25 280388 0 170998 0 1183 0 23191 0 27854 0 503614 0 0 0 BRIAN R SMITH VP & TREASURER 276896 0 155798 0 4803 0 22416 0 27648 0 487561 0 2841 0 THOMAS E SHARPE ASST TREASURER & ASST SECR 272512 0 35625 0 7477 0 22247 0 19306 0 357167 0 3708 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR 246034 0 0 0 0 0 0 0 0 0 246034 0 0 0 ERICA CLASSING ASST TREAS & CONTROLLER FRM 03/25 191535 0 25448 0 298 0 15883 0 11891 0 245055 0 0 0 SEAN C O'KEEFE DIRECTOR 170898 0 0 0 0 0 0 0 0 0 170898 0 0 0 JOHN C LECHLEITER DIRECTOR 168912 0 0 0 0 0 0 0 0 0 168912 0 0 0 JEFFREY W EDWARDS DIRECTOR 168449 0 0 0 0 0 0 0 0 0 168449 0 0 0 STEPHANIE O'SULLIVAN DIRECTOR TO 09/25 168403 0 0 0 0 0 0 0 0 0 168403 0 0 0 SUZANNE M VAUTRINOT DIRECTOR 168376 0 0 0 0 0 0 0 0 0 168376 0 0 0 CALVIN G BUTLER DIRECTOR 167914 0 0 0 0 0 0 0 0 0 167914 0 0 0 STEPHEN D STEINOUR DIRECTOR 166286 0 0 0 0 0 0 0 0 0 166286 0 0 0 WAYNE FREDERICK DIRECTOR TO 8/25 162394 0 0 0 0 0 0 0 0 0 162394 0 0 0 VICKY A BAILEY DIRECTOR TO 11/24 158192 0 0 0 0 0 0 0 0 0 158192 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTORS AND OFFICERS TRAVEL AND ENTERTAINMENT EXPENSES. FOR 2024 TWO OFFICERS HAD PERSONAL USE OF A CORPORATE AIRCRAFT AND THE VALUE OF THE OFFICER'S PERSONAL USE WAS INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. TWO OFFICER'S HAD TRAVEL FOR COMPANIONS ON CORPORATE AIRCRAFT AND THE VALUE OF THE OFFICER'S COMPANION TRAVEL EXPENSES WERE INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. BATTELLE MEMORIAL INSTITUTE ("BMI") PROVIDES A TAX GROSS-UP FOR RELOCATION COSTS, CERTAIN FRINGE BENEFITS AND OTHER MISCELLANEOUS ITEMS. FOR 2024 TWELVE OFFICERS AND TEN DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2024 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINES 4A-C EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BMI RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN THE YEAR OF VESTING. IN 2024, FIFTEEN WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. SEVERANCE GEORGE LECAKES 222,254 NON-QUALIFIED RETIREMENT PLAN STEVEN ASHBY 157,410 JUAN ALVAREZ 27,361 RUSSELL AUSTIN 89,202 ED GRECCO 147,382 PATRICK JARVIS 82,464 AIMEE KENNEDY 39,724 GEORGE LECAKES 12,793 THOMANS MASON 128,832 BRIAN ABRAHAMSON 24,614 JUDSON VIRDEN 68,913 THOMAS SHARPE 3,708 MICHAEL SCHLENDER 91,087 BRIAN SMITH 2,841 LOU THAER 531,743 MATT VAUGHAN 103,916 EFFECTIVE JANUARY 19, 2023, BMI ADOPTED THE BATTELLE MEMORIAL INSTITUTE EQUITY PARTICIPATION PLAN ("EPP") AS AN INCENTIVE COMPENSATION PROGRAM FOR EMPLOYEES WHO MAKE SIGNIFICANT CONTRIBUTIONS TO BMI SCIENTIFIC RESEARCH BY GRANTING THEM PROFIT INTERESTS IN NEW BUSINESSES THAT FURTHER DEVELOP AND COMMERCIALIZE THE OUTCOMES OF THAT SCIENTIFIC RESEARCH. IN 2023, VARIOUS BMI EMPLOYEES, INCLUDING SOME BMI EMPLOYEES THAT ARE LISTED ON PART VII OF SECTION A OF FORM 990, WERE AWARDED PROFIT UNITS IN RET INCENTIVE, LLC WHICH IS A BMI AFFILIATE THAT HOLDS BMI'S EQUITY INTEREST IN A BMI SPIN OUT THAT IS FOCUSED ON THE TREATMENT AND DESTRUCTION OF PFAS. PROFIT UNITS GRANTED UNDER THE EPP GENERALLY VEST IN THREE YEARS AND RECIPIENTS OF THOSE PROFIT UNITS MADE SECTION 83(B) ELECTIONS FOR THOSE UNITS. NO PROFIT UNITS WERE ISSUED UNDER THE EPP IN 2024. THE PROFIT UNITS OF RET INCENTIVE, LLC THAT WERE GRANTED IN 2023 AND THAT ARE CURRENTLY BEING HELD BY PERSONS LISTED ON PART VII OF SECTION A OF FORM 990 ARE AS FOLLOWS: NAME NUMBER OF PROFIT UNITS RUSSELL P. AUSTIN 1,332 EDWARD GRECCO 1,332 PATRICK JARVIS 1,332 AIMEE KENNEDY 1,332 GEORGE LECAKES 318 MARK PERIGO 318 MARK PETERS 318 BRIAN SMITH 318 AMY VERTANEN 318 LOU VON THAER 2000 PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3) AND 132(A)(4) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED A REPRESENTATIVE SAMPLE OF THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; MISCELLANEOUS DE MINIMIS FRINGE BENEFITS AND WORKING CONDITION FRINGE BENEFITS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. SCHEDULE J SUPPLEMENTAL INFORMATION - LOANS TO AND/OR FROM INTERESTED PERSO IN ORDER TO ATTRACT, RETAIN AND REWARD TALENTED KEY EMPLOYEES AND PROVIDE AN ADDITIONAL BENEFIT FOR KEY HIRES IN RECOGNITION OF EXTRAORDINARY CONTRIBUTIONS, BMI ADOPTED AND MAINTAINS THE BATTELLE CAPITAL ACCUMULATION PROGRAM, A SPLIT-DOLLAR LIFE INSURANCE ARRANGEMENT AS DEFINED IN TREASURY REGULATION SECTION 1.61-22(B) WHICH COMPLIES WITH TREASURY REGULATION SECTION 1.7872-15. ELIGIBLE EMPLOYEES MAY ELECT, IN LIEU OF CURRENT COMPENSATION, FOR BMI TO PAY THE PREMIUMS TO FUND THE INSURANCE ARRANGEMENT. SUCH PAYMENTS ARE TREATED AS LOANS FOR TAX PURPOSES AND ARE SECURED BY A COLLATERAL ASSIGNMENT OF THE INSURANCE PROCEEDS IN THE AGGREGATE AMOUNT OF THE LOANS AND ACCRUED INTEREST. PARTICIPATING EMPLOYEES LISTED IN PART VII, SECTION A ARE LISTED IN SCHEDULE L, PART II. LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49180 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49079 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48985 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48896 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48837 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495833 1591849 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48691 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 218333 231568 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48525 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48448 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48391 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48344 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48314 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48267 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48222 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48182 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48142 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495833 1569876 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48867 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 245833 263033 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49318 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49545 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49479 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49391 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49306 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49222 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49146 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22917 24548 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 49182 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1868750 2002276 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 251942 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2350000 2608208 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 259091 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2350000 2533819 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 251415 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2350000 2438412 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 242260 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17759 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 416667 443412 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17706 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 63637 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17646 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17618 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17597 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17580 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17569 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17552 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17535 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17521 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17506 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 416667 437291 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 40000 42799 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 600000 642871 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16458 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 75385 80819 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16598 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16632 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16829 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 17040 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 23077 25523 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16972 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16926 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 17024 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 17124 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 423077 469563 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 66151 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 600000 646933 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 64191 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 600000 622573 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 61854 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10708 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10688 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 110000 117350 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10655 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 310000 329898 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10624 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45000 47728 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10587 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10571 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10558 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10548 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10541 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10531 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10521 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10512 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10504 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 410000 430295 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10662 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 62000 66338 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10760 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10810 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10795 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10776 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10758 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10739 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10723 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5000 5356 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10731 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 415000 444653 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10698 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 61167 65576 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9889 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9910 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10028 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10153 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 13750 15207 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10113 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10085 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10143 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 10203 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 668750 742230 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 26543 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 126000 138917 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 26377 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 26302 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 26216 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 900000 970399 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 102000 109125 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2672 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2667 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2664 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 34586 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2656 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6500 6894 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2647 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2643 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2639 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2637 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2635 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2633 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2630 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2628 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2626 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 34109 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2665 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8500 9095 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2690 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2702 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2699 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2694 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2689 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2685 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2681 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1250 1339 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2683 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33750 36162 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2674 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8292 8889 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2472 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2478 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2507 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2538 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3437 3802 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2528 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2521 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2536 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2551 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33437 37111 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2552 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8308 9159 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2536 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2529 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2521 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3462 3775 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2520 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2514 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2511 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2505 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2498 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33462 36079 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2478 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9462 10122 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4927 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4910 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6923 7341 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4877 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4858 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4840 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4822 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4805 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6923 7186 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 64615 67046 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4771 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16269 16772 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4739 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4721 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6923 7055 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4687 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4670 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4652 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4634 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 150000 160718 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12344 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 26538 28452 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12448 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12474 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12622 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12780 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 19142 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12729 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12694 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12768 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12843 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 167308 185691 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12761 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 41538 45797 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12681 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12645 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12604 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 18875 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12598 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12570 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12557 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12525 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12488 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 167308 180395 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12390 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 41538 44440 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12317 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12276 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 18352 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12192 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12145 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12099 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12055 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12012 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17966 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 161538 167616 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 30000 30927 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 100000 106419 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10606 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 209900 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21399 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 214290 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21442 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 221975 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 22050 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 215644 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21397 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 207524 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR 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INSURANCE X 1154 1237 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1245 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1247 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1262 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1278 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1914 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1273 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1269 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1277 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1284 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16731 18569 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1276 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4154 4580 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1268 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1265 0 1 1 MARK PERRIGO OFFICER 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66043 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12317 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12276 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 18352 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12192 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12145 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12099 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12055 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12012 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17966 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 461538 478903 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11928 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 71538 73748 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11848 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11802 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17637 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11719 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11676 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11629 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11584 0 1 1 28347222 NICHOLAS K PETERS MARK PETERS-FAMILY 107610 PAYROLL 0 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. BMI'S BOARD OF DIRECTORS HAS ITS OWN CONFLICTS OF INTEREST POLICY APPLICABLE TO EACH OF ITS MEMBERS THAT SETS FORTH THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH DIRECTOR IS EXPECTED TO FOLLOW. BMI MAINTAINS A LIST OF AFFILIATIONS FOR EACH DIRECTOR AND MEETING AGENDAS ARE REVIEWED AGAINST DIRECTOR AFFILIATION LISTS TO IDENTIFY ANY ACTUAL OR POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST. FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 1,914,309,941. MANAGEMENT AND GENERAL EXPENSES 980,964,047. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,895,273,988. FORM 990, PART XI, LINE 9: PENSION AND POST RETIREMENT BENEFITS -1,289,247. NONCONTROLLING INTEREST 352,623. MARKET VALUE ADJUSTMENT 4,855,732. 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THE SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES PROVIDED TO BMI AND BMI'S UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES, OTHER THAN THE PROVISION OF ADMINISTRATIVE SERVICES, WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. ADMINISTRATIVE SERVICES ARE PROVIDED TO RELATED PARTIES ON A FULLY BURDENED COST BASIS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.