2026-04-08T13:53:24-05:00 2025-11-30 475284605 ERIC ZHANG & ASSOCIATES LLP 860 HILLVIEW CT STE 230 MILPITAS CA 95035 990PF 2024-12-01 943383219 THE LU FAMILY FOUNDATION LUFA 5108259922 15432 BANYAN LANE MONTE SERENO CA 95030 RUBY LU PRESIDENT & CEO 5108259922 2026-04-08 1 0 ERIC ZHANG CPA P00548506 4084358828 2024 2025-03-06 01:10:19Z X 189493 X 572 X 1863 1863 420 420 -51552 4881849 0 -48697 2283 0 0 0 1485 0 1485 95 43 0 1853 0 1853 3433 43 3338 6152 6152 9585 43 9490 -58282 2240 75425 66412 66412 36086 35816 35816 194018 145019 87265 5051 5051 305529 247247 189493 8500 8500 8500 8500 X 1110037 1110609 0 0 -813008 -871862 297029 238747 305529 247247 297029 -58282 0 238747 0 238747 50 SHARES AVGO P 2024-12-13 2024-12-13 10776 10605 171 171 30 SHARES AVGO P 2024-12-16 2024-12-16 7425 6981 444 444 50 SHARES AVGO P 2024-12-17 2024-12-17 11849 11796 53 53 100 SAHRES AVGO P 2024-12-18 2024-12-20 22998 22970 28 28 100 SHARES MRVL P 2024-11-11 2024-12-04 11246 9309 1937 1937 100 SHARES MRVL 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TSLA P 2025-05-27 2025-05-27 17581 17350 231 231 100 SHARES TSLA P 2025-05-28 2025-05-28 36075 36029 46 46 100 SHARES TSLA P 2025-05-30 2025-05-30 34899 34865 34 34 1 QUANT TSLA OPTION P 2025-04-25 2025-05-02 251 -251 -251 100 SHARES AMD P 2025-06-18 2025-06-18 12776 12711 65 65 100 SHARES AMD P 2025-06-18 2025-06-18 12699 12688 11 11 50 SHARES AVGO P 2025-06-03 2025-09-10 12273 12211 62 62 200 SHARES AVGO P 2025-06-03 2025-06-11 49928 49856 72 72 75 SHARES AVGO P 2025-06-12 2025-06-12 18972 18714 258 258 50 SHARES AVGO P 2025-06-16 2025-06-16 12619 12476 143 143 100 SHARES AVGO P 2025-06-16 2025-06-16 25299 25264 35 35 100 SHARES AVGO P 2025-06-16 2025-06-16 25254 25051 203 203 100 SHARES AVGO P 2025-06-17 2025-06-17 25073 25051 22 22 100 SHARES AVGO P 2025-06-17 2025-06-17 25044 25001 43 43 100 SHARES AVGO P 2025-06-17 2025-06-17 24942 24879 63 63 100 SHARES AVGO P 2025-06-18 2025-06-18 25179 24961 218 218 250 SHARES AVGO P 2025-06-20 2025-06-20 62499 62186 313 313 100 SHARES AVGO P 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2025-07-17 28374 27911 463 463 150 SHARES AVGO P 2025-07-17 2025-07-17 42599 42463 136 136 60 SHARES AVGO P 2025-07-23 2025-07-23 16618 16501 117 117 20 SHARES AVGO P 2025-07-25 2025-07-25 5825 5810 15 15 100 SHARES GOOG P 2025-07-18 2025-07-18 18603 19326 -723 -723 50 SHARES HOOD P 2025-07-02 2025-07-02 4769 4759 10 10 50 SHARES HOOD P 2025-07-11 2025-07-11 4929 4636 293 293 100 SHARES HOOD P 2025-07-14 2025-07-14 10068 9992 76 76 100 SHARES HOOD P 2025-07-15 2025-07-15 9919 9813 106 106 100 SHARES HOOD P 2025-07-21 2025-07-21 10704 10709 -5 -5 100 SHARES HOOD P 2025-07-31 2025-07-31 10353 10283 70 70 100 SHARES NVDA P 2025-07-24 2025-07-24 17344 17140 204 204 100 SHARES NVDA P 2025-07-24 2025-07-24 17344 17344 0 0 150 SHARES TSLA P 2025-07-08 2025-07-08 45243 49864 -4621 -4621 20 SHARES TSLA P 2025-07-25 2025-07-25 6254 6194 60 60 20 SHARES TSLA P 2025-07-29 2025-07-29 6407 6391 16 16 50 SHARES TSM P 2025-07-17 2025-07-17 12328 12258 70 70 50 SHARES TSM P 2025-07-17 2025-07-17 12158 12152 6 6 150 SHARES TSM P 2025-07-18 2025-07-18 36463 36336 127 127 30 SHARES TSM P 2025-07-28 2025-07-28 7312 7267 45 45 1 QUANT TSLA OPTION P 2025-07-23 2025-07-23 449 237 212 212 50 SHARES AMD P 2025-08-12 2025-08-12 8714 8519 195 195 100 SHARES AMD P 2025-08-14 2025-08-14 18258 18177 81 81 50 SHARES AMD P 2025-08-14 2025-08-14 9049 8983 66 66 100 SHARES AMD P 2025-08-15 2025-08-15 17875 17816 59 59 100 SHARES AMD P 2025-08-15 2025-08-15 17765 17692 73 73 40 SHARES AVGO P 2025-08-01 2025-08-01 11370 11370 0 0 50 SHARES AVGO P 2025-08-01 2025-08-01 14449 14238 211 211 100 SHARES AVGO P 2025-08-18 2025-08-18 30343 30110 233 233 130 SHARES AVGO P 2025-08-19 2025-08-19 39194 39028 166 166 100 SHARES AVGO P 2025-08-19 2025-08-19 29797 29730 67 67 100 SHARES AVGO P 2025-08-22 2025-08-22 29900 29576 324 324 50 SHARES HOOD P 2025-08-06 2025-08-06 5180 5187 -7 -7 100 SHARES HOOD P 2025-08-11 2025-08-11 11537 11461 76 76 100 SHARES HOOD P 2025-08-13 2025-08-13 11483 11424 59 59 150 SHARES HOOD P 2025-08-15 2025-08-15 16912 16989 -77 -77 100 SHARES HOOD P 2025-08-18 2025-08-18 11165 11133 32 32 100 SHARES HOOD P 2025-08-25 2025-08-25 10827 10676 151 151 100 SHARES HOOD P 2025-08-26 2025-08-26 10736 10658 78 78 100 SHARES NVDA P 2025-08-01 2025-08-01 17188 17189 -1 -1 100 SHARES NVDA P 2025-08-01 2025-08-01 17483 17152 331 331 100 SHARES NVDA P 2025-08-12 2025-08-12 18249 18045 204 204 100 SHARES NVDA P 2025-08-13 2025-08-13 18324 18268 56 56 200 SHARES NVDA P 2025-08-14 2025-08-14 36475 36235 240 240 100 SHARES NVDA P 2025-08-15 2025-08-15 18040 17982 58 58 150 SHARES NVDA P 2025-08-26 2025-08-26 27292 27001 291 291 120 SHARES SOUN P 2025-08-08 2025-08-08 1613 2293 -680 -680 1 SHARES TSLA 15AUG25 280 P P 2025-08-05 2025-08-05 192 151 41 41 1 SHARES TSLA 15AUG25 282.5 P P 2025-08-15 2025-08-15 132 -132 -132 1 SHARES TSM 15AUG25 207.5 P P 2025-08-15 2025-08-15 17 -17 -17 30 SHARES ARM P 2025-08-15 2025-09-10 4469 4462 7 7 60 SHARES AVGO P 2025-08-31 2025-09-02 17863 17736 127 127 40 SHARES AVGO P 2025-09-03 2025-09-03 12170 11894 276 276 70 SHARES AVGO P 2025-09-04 2025-09-04 21467 21200 267 267 70 SHARES AVGO P 2025-09-10 2025-09-10 24415 24168 247 247 50 SHARES HOOD P 2025-09-09 2025-09-09 5882 5818 64 64 100 SHARES HOOD P 2025-09-16 2025-09-16 11610 11582 28 28 150 SHARES MRVL P 2025-08-10 2025-09-15 10199 9774 425 425 250 SHARES NVDA P 2025-09-10 2025-09-10 44436 44230 206 206 50 SHARES SOUN P 2025-08-10 2025-09-10 749 732 17 17 150 SHARES AMD P 2025-10-02 2025-10-02 25290 25032 258 258 10 SHARES AMD P 2025-10-02 2025-10-02 1688 1681 7 7 10 SHARES AMD P 2025-10-06 2025-10-06 2229 1681 548 548 30 SHARES AMD P 2025-10-06 2025-10-06 6322 4968 1354 1354 10 SHARES AMD P 2025-10-07 2025-10-07 2150 2047 103 103 100 SHARES AMD P 2025-10-07 2025-10-07 21499 21373 126 126 50 SHARES AMD P 2025-10-07 2025-10-07 10724 10673 51 51 20 SHARES AMD P 2025-10-07 2025-10-07 4283 4267 16 16 20 SHARES AMD P 2025-10-07 2025-10-07 4271 4267 4 4 20 SHARES AMD P 2025-10-08 2025-10-08 4399 4248 151 151 50 SHARES AMD P 2025-10-15 2025-10-15 11677 11677 0 0 100 SHARES AMD P 2025-10-15 2025-10-15 23367 23317 50 50 50 SHARES AMD P 2025-10-15 2025-10-15 11675 11659 16 16 50 SHARES AMD P 2025-10-16 2025-10-16 11872 11794 78 78 50 SHARES AMD P 2025-10-16 2025-10-16 11844 11755 89 89 50 SHARES AMD P 2025-10-16 2025-10-16 11965 11912 53 53 50 SHARES AMD P 2025-10-16 2025-10-16 11854 11818 36 36 50 SHARES AMD P 2025-10-16 2025-10-16 11878 11826 52 52 50 SHARES AMD P 2025-10-16 2025-10-16 11929 11751 178 178 50 SHARES AMD P 2025-10-17 2025-10-17 11684 11470 214 214 50 SHARES AMD P 2025-10-17 2025-10-17 11542 11485 57 57 70 SHARES AMD P 2025-10-23 2025-10-23 16410 16056 354 354 20 SHARES AMD P 2025-10-24 2025-10-24 5029 4998 31 31 90 SHARES AVGO P 2025-10-13 2025-10-13 32056 32004 52 52 100 SHARES AVGO P 2025-10-13 2025-10-13 35842 35520 322 322 10 SHARES AVGO P 2025-10-13 2025-10-13 3579 3550 29 29 100 SHARES AVGO P 2025-10-13 2025-10-13 35396 35244 152 152 50 SHARES AVGO P 2025-10-14 2025-10-14 17525 17436 89 89 100 SHARES AVGO P 2025-10-14 2025-10-14 34592 34356 236 236 30 SHARES AVGO P 2025-10-15 2025-10-15 10781 10651 130 130 100 SHARES AVGO P 2025-10-15 2025-10-15 35609 35601 8 8 50 SHARES AVGO P 2025-10-16 2025-10-16 17754 17568 186 186 50 SHARES AVGO P 2025-10-17 2025-10-17 17574 17435 139 139 90 SHARES AVGO P 2025-10-17 2025-10-17 31409 31186 223 223 60 SHARES AVGO P 2025-10-23 2025-10-23 20543 20307 236 236 30 SHARES AVGO P 2025-10-31 2025-10-31 11226 10928 298 298 50 SHARES HOOD P 2025-10-07 2025-10-07 7252 7107 145 145 50 SHARES HOOD P 2025-10-13 2025-10-13 7279 6985 294 294 100 SHARES HOOD P 2025-10-13 2025-10-13 14099 14069 30 30 100 SHARES HOOD P 2025-10-13 2025-10-13 13999 13971 28 28 100 SHARES HOOD P 2025-10-13 2025-10-13 13927 13863 64 64 50 SHARES HOOD P 2025-10-14 2025-10-14 6917 6801 116 116 100 SHARES HOOD P 2025-10-16 2025-10-16 13615 13410 205 205 100 SHARES HOOD P 2025-10-20 2025-10-20 13416 13321 95 95 100 SHARES HOOD P 2025-10-21 2025-10-21 13397 13357 40 40 100 SHARES HOOD P 2025-10-23 2025-10-23 13299 13162 137 137 10 SHARES META P 2025-10-29 2025-10-29 7444 7457 -13 -13 10 SHARES META P 2025-10-29 2025-10-29 6979 6870 109 109 100 SHARES MU P 2025-10-14 2025-10-14 18999 18441 558 558 50 SHARES MU P 2025-10-17 2025-10-17 9972 9781 191 191 20 SHARES MU P 2025-10-24 2025-10-24 4284 4257 27 27 100 SHARES MU P 2025-10-24 2025-10-24 21652 21586 66 66 100 SHARES MU P 2025-10-29 2025-10-29 23216 22174 1042 1042 100 SHARES MU P 2025-10-29 2025-10-29 22826 22808 18 18 100 SHARES MU P 2025-10-29 2025-10-29 22990 22801 189 189 100 SHARES MU P 2025-10-29 2025-10-29 22678 22801 -123 -123 100 SHARES MU P 2025-10-29 2025-10-29 22768 22669 99 99 100 SHARES MU P 2025-10-30 2025-10-30 22359 22636 -277 -277 100 SHARES MU P 2025-10-30 2025-10-30 22658 22343 315 315 100 SHARES MU P 2025-10-30 2025-10-30 22510 22401 109 109 120 SHARES MU P 2025-10-31 2025-10-31 27533 26917 616 616 50 SHARES MU P 2025-10-31 2025-10-31 11466 11396 70 70 20 SHARES MU P 2025-10-31 2025-10-31 4423 4520 -97 -97 150 SHARES MU P 2025-10-31 2025-10-31 33735 33530 205 205 50 SHARES TSM P 2025-10-29 2025-10-29 15234 15201 33 33 2 SHARES AMD 10OCT25 207.5 P P 2025-10-10 2025-10-10 139 137 2 2 1 SHARES HOOD 03OCT25 137 P P 2025-10-03 2025-10-03 21 -21 -21 1 SHARES ORCL 17OCT25 252.5 P P 2025-10-10 2025-10-10 129 96 33 33 1 SHARES ORCL 24OCT25 295 C P 2025-10-24 2025-10-24 140 -140 -140 1 SHARES ORCL 24OCT25 270 P P 2025-10-20 2025-10-20 229 201 28 28 1 SHARES ORCL 24OCT25 270 P P 2025-10-24 2025-10-24 51 -51 -51 10 SHARES AMD P 2025-11-12 2025-11-12 2586 2512 74 74 50 SHARES AMD P 2025-11-12 2025-11-12 12809 12736 73 73 70 SHARES AMD P 2025-11-13 2025-11-13 17916 17697 219 219 20 SHARES AVGO P 2025-11-26 2025-11-26 7874 7452 422 422 100 SHARES HOOD P 2025-11-07 2025-11-07 12310 12278 32 32 20 SHARES HOOD P 2025-11-26 2025-11-26 2511 2509 2 2 20 SHARES MRVL P 2025-11-05 2025-11-05 1829 1828 1 1 75 SHARES MRVL P 2025-11-10 2025-11-10 7038 6801 237 237 50 SHARES MRVL P 2025-11-10 2025-11-10 4649 4637 12 12 10 SHARES MU P 2025-11-03 2025-11-03 2319 2319 0 0 50 SHARES MU P 2025-11-05 2025-11-05 11248 11112 136 136 100 SHARES MU P 2025-11-10 2025-11-10 25571 24258 1313 1313 50 SHARES MU P 2025-11-10 2025-11-10 12671 12645 26 26 50 SHARES MU P 2025-11-10 2025-11-10 12651 12630 21 21 50 SHARES MU P 2025-11-10 2025-11-10 12671 12664 7 7 100 SHARES MU P 2025-11-12 2025-11-12 24791 24738 53 53 100 SHARES MU P 2025-11-12 2025-11-12 24689 24633 56 56 50 SHARES MU P 2025-11-13 2025-11-13 12194 11991 203 203 50 SHARES MU P 2025-11-14 2025-11-14 12464 11941 523 523 50 SHARES MU P 2025-11-14 2025-11-14 12423 12390 33 33 50 SHARES MU P 2025-11-14 2025-11-14 12436 12401 35 35 10 SHARES MU P 2025-11-24 2025-11-24 2134 2556 -422 -422 50 SHARES MU P 2025-11-28 2025-11-28 11829 11752 77 77 50 SHARES MU P 2025-11-28 2025-11-28 11741 11710 31 31 50 SHARES NVDA P 2025-11-19 2025-11-19 9773 9202 571 571 1 SHARES NVDA 28NOV25 165 P P 2025-11-25 2025-11-25 153 141 12 12 1 SHARES ORCL OPTION P 2025-11-14 2025-11-17 150 144 6 6 1 SHARES ORCL OPTION P 2025-11-21 2025-11-28 151 -151 -151 -51552 31 0 31 0 31 0 0 0 0 0 0 31 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A SHENG LU 5108259922 15432 BANYAN LANE MONTE SERENO CA 95030 0 0 0 0 0 0 0 0 1 2023 1 0 0 0 0 0 0 0 0 0 0 0 0 0 RUBY LU 15432 BANYAN LANE MONTE SERENO CA 95030 PRESIDENT & CEO 2.00 0 0 0 NONE 0 NONE 0 0 75442 129118 0 204560 0 0 204560 3068 201492 10075 10075 31 31 10044 0 10044 0 10044 9490 0 9490 10044 10339 2022 172 0 9490 9490 0 0 0 0 0 0 0 172 172 0 849 10044 0 0 0 RUBY LU X FRIENDS OF THE LOS GATOS PUBLIC LIBRARY 100 VILLA AVE LOS GATOS CA 95030 N/A PC DONATIONS 572 USA SHIN YAT TONG MORAL SOCIETY INC 1150 CABRILLO ST SAN FRANCISCO CA 94118 N/A PC DONATIONS 80 LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH 400 HAMILTON AVE STE 340 PALO ALTO CA 94301 N/A PC DONATIONS 4500 YOUTH ON COURSE 1 LOWER RAGSDALE DRIVE SUITE 1110 MONTEREY CA 93940 N/A PC DONATIONS 1000 6152 0 14 1863 14 420 18 -51552 0 -49269 0 -49269 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEE 1485 0 1485 INTERACTIVE BROKER 145019 87265 FILING FEE 45 0 45 POSTAGE 8 0 8 TELEPHONE & INTERNET 315 0 315 ADMINISTRATIVE FEE 1452 0 1452 AUTO FEE 33 0 33 OTHER PAYABLES 8500 8500 EXCISE TAX 43 43 0 4720 TAX 52 0 0