2026-01-27T13:42:32-06:00 2025-03-31 880583367 SPRING STREET TAX RESOURCES 12 CENTURY HILL DRIVE SUITE 104 LATHAM NY 12110 990PF 2024-04-01 881431511 THE VERSACE FOUNDATION VERS 2125495544 CO RCM PO BOX 5016 NEW YORK NY 101855016 MARCO FALDI TREASURER 2125495544 2026-01-27 1 0 WILLIAM SULLIVAN P02263405 5183278353 2024 2025-03-06 01:10:19Z X 10661936 X X 31001 31001 232141 232141 425279 3259436 425279 1337 1337 689758 689758 0 0 0 241 0 241 82287 53037 29250 173 173 0 5000 0 0 2459 2459 0 90160 55669 29491 450000 450000 540160 55669 479491 149598 634089 74434 74268 74268 1051338 554788 554788 7486279 7541748 7960751 1194676 1691859 1946343 17805 126439 125786 9824532 9989102 10661936 10696 25663 10696 25663 X 9813836 9963439 0 0 0 0 9813836 9963439 9824532 9989102 9813836 149598 5 9963439 0 9963439 PUBLICLY TRADED 3161209 2834157 327052 327052 PUBLICLY TRADED - OPTIONS 98227 98227 98227 425279 8814 0 8814 0 8814 7963 0 5000 0 12963 0 4149 4149 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A ROCKEFELLER CAPITAL MANAGEMENT 2125495544 PO BOX 5016 NEW YORK NY 101855016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BRIAN HENKE 11 WEST 42ND STREET 23RD FLOOR NEW YORK NY 10036 DIRECTOR, PRESIDENT 1.00 0 0 0 TAI CARR-FRASER 11 WEST 42ND STREET 23RD FLOOR NEW YORK NY 10036 TREASURER 1.00 0 0 0 ALEXANDRA SIMMERSON 11 WEST 42ND STREET 23RD FLOOR NEW YORK NY 10036 SECRETARY 1.00 0 0 0 KRISTA MCDONOUGH 11 WEST 42ND STREET 23RD FLOOR NEW YORK NY 10036 DIRECTOR,CHAIR 3.00 0 0 0 CANDIDA GOES 11 WEST 42ND STREET 23RD FLOOR NEW YORK NY 10036 DIRECTOR 3.00 0 0 0 NONE 0 NONE 0 0 9923435 890261 46561 10860257 0 0 10860257 162904 10697353 534868 534868 8814 8814 526054 0 526054 0 526054 479491 0 479491 526054 102427 0 0 479491 102427 0 0 377064 0 0 0 0 0 0 0 0 148990 0 0 0 X ELTON JOHN AIDS FOUNDATION 584 BROADWAY STE 1006 NEW YORK NY 10012 PC GENERAL SUPPORT 200000 CLOONEY FOUNDATION FOR JUSTICE 169 MADISON AVE 11436 NEW YORK NY 10016 PC GENERAL SUPPORT 250000 450000 0 14 31001 14 232141 14 1337 18 425279 0 689758 0 689758 0 0 0 0 0 0 0 0 0 0 JPMORGAN CHASE & CO. LNKD TO 20+ YEAR TREASURY BD 100000 98360 GS FINANCE CORP. LNKD TO 20+ YEAR TREASURY BD 100000 97256 UBS AG LNKD TO 20+ YEAR TREASURY BD CNTNGNT CPN W 100000 94850 JPMORGAN CHASE & CO. LNKD TO 20+ YEAR TREASURY BD 150000 148545 EATON VANCE INCOME FUND OF BOSTON I 52678 54984 ARISTOTLE FUNDS SERIES TR-ARIS MUTUAL FUND CLASS I 54921 55626 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 450000 506610 CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 450000 523063 GS FINANCE CORP. LINKED TO S&P 500 INDEX 450000 523872 GS FINANCE CORP. LINKED TO S&P 500 INDEX 100000 116107 ROYAL BANK OF CANADA LINKED TO S&P 500 INDEX 450000 521550 TORONTO DOMINION BANK LINKED TO RUSSELL 2000 INDEX 100000 103350 UBS AG LINKED TO S&P 500 INDEX CNTNGNT CPN W BUFFER 200000 195100 MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEX 200000 196240 MORGAN STANLEY FINANCE LLC LINKED TO RUSSELL 2000 250000 229925 TORONTO DOMINION BANK LINKED TO S&P 500 INDEX 200000 197800 GS FINANCE CORP. LINKED TO S&P 500 INDEX UPSIDE 100000 122348 UBS AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED 75000 68498 UBS AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED 125000 110638 THE BANK OF NOVA SCOTIA LINKED TO BASKET OF INDICES 100000 134836 JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES 100000 130580 NATIONAL BANK OF CANADA-NEW YO LINKED TO TOPIX 75000 71979 ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES 75000 72608 BARCLAYS BANK PLC LINKED TO BASKET OF INDICES UPSIDE 125000 131463 AON PLC 3.875% 12/15/2025 USD SR LIEN NEXT CALL DT. 09 15 31731 31894 TRANS-CANADA PIPELINES 4.875% 01/15/2026 USD SR LIEN 30924 31022 BOEING COMPANY (THE) 2.75% 02/01/2026 USD SR LIEN 25365 25538 PHILIP MORRIS INTERNATIONAL IN 4.875% 02/13/2026 USD 7985 8019 CIGNA CORP 1.25% 03/15/2026 USD SR LIEN 51862 52330 TOTAL SYSTEM SERVICES IN 4.8% 04/01/2026 USD SR LIEN 20857 21003 ROYAL BANK OF CANADA MTN 1.2% 04/27/2026 USD SR LIEN 9603 9670 EBAY INC. 1.4% 05/10/2026 USD SR LIEN 33683 33829 ABBVIE INC 3.2% 05/14/2026 USD SR LIEN 16603 16782 TORONTO-DOMINION BANK (THE) MTN 1.2% 06/03/2026 USD 37252 37573 WESTPAC BANKING CORPORATION 1.15% 06/03/2026 USD SR 37358 37605 BANK OF MONTREAL 5.3% 06/05/2026 USD SR LIEN S&P A- 35022 35310 EMERA US FINANCE LP 3.55% 06/15/2026 USD SER WI SR 32268 32499 FISERV INC 3.2% 07/01/2026 USD SR LIEN 28337 28527 CROWN CASTLE INTL CORP 1.05% 07/15/2026 USD SR LIEN 30331 30496 BAXTER INTERNATIONAL INC. 2.6% 08/15/2026 USD SR LIEN 20161 20423 CVS HEALTH CORPORATION 3.0% 08/15/2026 USD SR LIEN 17534 17592 BANK OF NOVA SCOTIA (THE) 1.3% 09/15/2026 USD SR LIEN 67666 68795 3M COMPANY MTN 2.25% 09/19/2026 USD SR LIEN 10584 10660 AMERICAN EXPRESS COMPANY 1.65% 11/04/2026 USD SR 66888 68005 ENBRIDGE INC 4.25% 12/01/2026 USD SR LIEN 10768 10940 CONSTELLATION BRANDS, INC. 3.7% 12/06/2026 USD SR LIEN 16546 16751 CBOE HOLDINGS INC 3.65% 01/12/2027 USD SR LIEN 29180 29667 NEXTERA ENERGY CAPITAL HOLDING 1.875% 01/15/2027 USD 30010 30564 HUMANA INC. 1.35% 02/03/2027 USD SR LIEN 10296 10358 TORONTO-DOMINION BANK (THE) MTN 2.8% 03/10/2027 USD 18065 18406 JPMORGAN CHASE & CO. HYBRID 04/22/2027 USD SR LIEN 35076 37809 BANK OF NEW YORK MELLON CORPOR HYBRID 04/26/2027 27476 28139 NEXTERA ENERGY CAPITAL 3.55% 05/01/2027 USD SR LIEN 15532 15689 CANADIAN NATURAL RESOURCES LIM 3.85% 06/01/2027 USD 19257 19674 CITIGROUP INC. HYBRID 06/09/2027 USD SR LIEN 31249 33708 MORGAN STANLEY HYBRID MTN 07/20/2027 USD SR LIEN 34710 37478 BANK OF AMERICA CORPORATION HYBRID 07/22/2027 USD 34833 37580 MITSUBISHI UFJ FINANCIAL GROUP 3.287% 07/25/2027 USD 38130 39045 B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR 48430 49750 SIMON PROPERTY GROUP, L.P. 3.375% 12/01/2027 USD SER SR 32520 33123 AIR LEASE CORPORATION 5.85% 12/15/2027 USD SR LIEN 46782 48373 DELL INTERNATIONAL L.L.C. 5.25% 02/01/2028 USD SR LIEN 24039 24421 BANK OF AMERICA CORPORATION HYBRID MTN 02/04/2028 27758 29896 PHILIP MORRIS INTERNATIONAL IN 4.875% 02/15/2028 USD 20685 21265 TELEDYNE TECHNOLOGIES IN 2.25% 04/01/2028 USD SR LIEN 40069 41180 TRANSCANADA PIPELINES LIMITED 4.25% 05/15/2028 USD 22153 22694 NATIONAL GRID PLC 5.602% 06/12/2028 USD SR LIEN 28843 29725 ENERGY TRANSFER PARTNERS, L.P. 4.95% 06/15/2028 USD 20683 21125 NASDAQ, INC. 5.35% 06/28/2028 USD SR LIEN 15873 16365 DOLLAR GENERAL CORPORATION 5.2% 07/05/2028 USD SR 47420 48662 AMERICAN TOWER CORP 5.25% 07/15/2028 USD SR LIEN 20918 21360 CITIGROUP INC. HYBRID 07/24/2028 USD SR LIEN CPN 21287 22484 CROWN CASTLE INC 4.8% 09/01/2028 USD SR LIEN 19475 19946 INTERSTATE POWER AND LIGHT COM 4.1% 09/26/2028 USD 16255 16721 STATE STREET CORPORATION HYBRID 11/04/2028 USD SR 51722 51675 BAXTER INTERNATIONAL INC 2.272% 12/01/2028 USD SR 29775 30303 NXP BV/NXP FUNDING LLC 5.55% 12/01/2028 USD SR LIEN 28141 28655 PNC FINANCIAL SERVICES GROUP, HYBRID 12/02/2028 USD SR 7966 8159 VERIZON COMMUNICATIONS, INC. 3.875% 02/08/2029 USD 21815 22442 3M COMPANY MTN 3.375% 03/01/2029 USD SR LIE 25538 25861 HUMANA INC. 3.7% 03/23/2029 USD SR LIEN 18010 18195 T-MOBILE USA, INC. 3.375% 04/15/2029 USD SR LIEN 28968 29439 AON CORP 3.75% 05/02/2029 USD SR LIEN 22483 23166 JPMORGAN CHASE & CO. HYBRID 06/01/2029 USD SR LIEN 28008 30531 HUMANA INC. 3.125% 08/15/2029 USD SR LIEN 20778 21384 SHERWIN-WILLIAMS CO 2.95% 08/15/2029 USD SR LIEN 28387 28837 VERIZON COMMUNICATIONS, INC. 4.016% 12/03/2029 USD 31497 32078 UDR INC MTN 3.2% 01/15/2030 USD SR LIEN 16421 16764 INTEL CORPORATION 5.125% 02/10/2030 USD SR LIEN 27829 28171 CARRIER GLOBAL CORPORATION 2.722% 02/15/2030 USD SER 36261 37452 PHILIP MORRIS INTERNATIONAL IN 5.125% 02/15/2030 USD 7913 8148 AMGEN INC. 5.25% 03/02/2030 USD SR LIEN 31129 31688 EBAY INC 2.7% 03/11/2030 USD SR LIEN 22063 22736 REALTY INCOME CORPORATION 4.85% 03/15/2030 USD SR 52169 54172 CONSTELLATION BRANDS, INC. 2.875% 05/01/2030 USD SR 19555 19934 ORACLE CORPORATION 4.65% 05/06/2030 USD SR LIEN 9743 9969 RELX CAPITAL INC 3.0% 05/22/2030 USD SR LIEN 32885 33328 AUTONATION INC 4.75% 06/01/2030 USD SR LIEN 20872 21571 ONEOK INC 3.25% 06/01/2030 USD SR LIEN 30311 31308 BANK OF NEW YORK MELLON CORPOR HYBRID MTN 35049 35959 BROADCOM INC. 4.15% 11/15/2030 USD SER WI SR LIEN 20625 21266 ALEXANDRIA REAL ESTATE E 4.9% 12/15/2030 USD SR LIEN 31234 31827 NASDAQ, INC. 1.65% 01/15/2031 USD SR LIEN 33399 33805 CVS HEALTH CORPORATION 5.25% 01/30/2031 USD SR LIEN 29754 30257 LOWE'S COS INC 2.625% 04/01/2031 USD SR LIEN 9628 9734 TELEDYNE TECHNOLOGIES IN 2.75% 04/01/2031 USD SR LIEN 8737 8899 PROCTER & GAMBLE COMPANY (THE) 1.95% 04/23/2031 USD 67037 67331 BUNGE LIMITED FINANCE CORP. 2.75% 05/14/2031 USD SR 28643 29202 NVIDIA CORP 2.0% 06/15/2031 USD SR LIEN NEXT CALL DT. 03 69218 69666 ALEXANDRIA REAL ESTATE EQUITIE 3.375% 08/15/2031 USD 22701 23655 WALMART INC. 1.8% 09/22/2031 USD SR LIEN NEXT CALL DT. 06 17926 17980 MERCK & CO., INC. 2.15% 12/10/2031 USD SR LIEN NEXT CALL 61471 61858 UNION ELECTRIC COMPANY 2.15% 03/15/2032 USD SR LIEN 28597 28444 INTERCONTINENTAL EXCHANGE, INC 1.85% 09/15/2032 USD 51103 51190 GENERAL MOTORS COMPANY 5.6% 10/15/2032 USD SR LIEN 46418 47509 MONDELEZ INTERNATIONAL 1.875% 10/15/2032 USD SR LIEN 25575 25472 AMERICAN ELECTRIC POWER COMPAN 5.95% 11/01/2032 31095 31398 NXP B.V. 5.0% 01/15/2033 USD SR LIEN NXP FUNDING LLC / 18147 18670 ORACLE CORPORATION 4.9% 02/06/2033 USD SR LIEN 11657 11777 STATE STREET CORPORATION HYBRID 02/07/2033 USD SR 17218 17269 INTEL CORPORATION 5.2% 02/10/2033 USD SR LIEN 24159 23645 FISERV INC 5.6% 03/02/2033 USD SR LIEN 22029 22549 AMERICAN INTERNATIONAL 5.125% 03/27/2033 USD SR LIEN 22222 22963 LOWE'S COMPANIES, INC. 5.15% 07/01/2033 USD SR LIEN 18664 19092 MCKESSON CORPORATION 5.1% 07/15/2033 USD SR LIEN 46362 47552 ENBRIDGE INC 2.5% 08/01/2033 USD SR LIEN NEXT CALL DT. 05 23044 22854 XCEL ENERGY INC 5.45% 08/15/2033 USD SR LIEN 22906 24055 AT&T INC. 5.4% 02/15/2034 USD SR LIEN 32303 33437 DOW CHEMICAL CO/THE 4.25% 10/01/2034 USD SR LIEN 46531 46453 KINDER MORGAN ENERGY PRTNRS LP 5.8% 03/15/2035 SR 39276 40783 UNITEDHEALTH GROUP INC 4.625% 07/15/2035 USD SR LIEN 58033 57986 WYETH LLC 6.0% 02/15/2036 SER B SR LIEN 50057 49299 JOHNSON & JOHNSON 3.55% 03/01/2036 USD SR LIEN NEXT 29819 30390 UNION PACIFIC CORPORATION 2.891% 04/06/2036 USD SER 43962 44218 COMCAST CORP 3.2% 07/15/2036 USD SR LIEN NEXT CALL DT 36726 37056 MICROSOFT CORPORATION 3.45% 08/08/2036 USD SR LIEN 56149 56937 GILEAD SCIENCES, INC. 4.0% 09/01/2036 USD SR LIEN NEXT 32780 33256 BERRY GLOBAL INC 1.57% 01/15/2026 USD SR LIEN 22324 22415 ACCRUED INCOME 0 30019 AMEX HEALTH CARE SELECT SECTOR 'SPDR' FUND (XLV) AT COST 149994 148930 SPDR S&P 500 ETF TRUST (SPY) AT COST 1242148 1520542 ISHARES CORE S&P MID-CAP ETF (IJH) AT COST 299717 276871 LEGAL FEES 241 0 241 VINTAGE REAL ESTATE 7805 25802 27332 PCM 2023 10000 60637 61494 E&F PEM 2023 0 40000 36960 PASSTHROUGH DEDUCTIONS 2370 2370 0 BANK FEES 89 89 0 PCM 2023 DISTRIBUTIONS 1337 1337 1337 PRIOR PERIOD ADJUSTMENT 5 OPTIONS LIABILITY 10696 25663 INVESTMENT FEES 53037 53037 0 ADMINISTRATION FEES 29250 0 29250 FEDERAL TAXES 5000 0 0