2025-08-13T12:52:45-05:00 2024-09-30 611436956 NOVAK FRANCELLA LLC 40 MONUMENT RD 5TH FLR BALA CYNWYD PA 19004 990 2023-10-01 113040611 UNITED SERVICE WORKERS UNION IUJAT NATIONAL UNION UNIT 9292441213 145 HUGUENOT ST 420 NEW ROCHELLE NY 10801 WILLIAM SWEENEY SECRETARY/TREASURER 7186584848 2025-08-13 1 0 LOUIS VERZELLA CPA P00360279 6106689400 2025-08-11 2023 2025-03-06 01:10:19Z WILLIAM SWEENEY 145 HUGUENOT ST 420 NEW ROCHELLE NY 10801 61375206 0 9231 X WWW.USWU.ORG X UNION 1990 NY SEE SCHEDULE O. 5 0 49 0 0 0 0 0 18359255 19679417 1610467 2568316 0 0 19969722 22247733 0 0 0 0 14037972 14242872 0 0 0 -438347 -786982 13599625 13455890 6370097 8791843 68211430 80237603 103937 58578 68107493 80179025 X THE PRIMARY OBJECTIVES OF THE UNION ARE TO REPRESENT WORKERS WITH RESPECT TO WAGES, HOURS AND WORKING CONDITIONS; TO PROVIDE FOR THE CONTINUOUS EMPLOYMENT OF LABOR; TO BRING ABOUT STABLE WORKING CONDITIONS IN THE VARIOUS INDUSTRIES IN WHICH ITS MEMBERS ARE EMPLOYED; AND TO ESTABLISH PROCEDURES FOR THE AMICABLE ADJUSTMENT OF DISPUTES WHICH MAY ARISE BETWEEN EMPLOYERS AND EMPLOYEES. 0 0 THE PRIMARY OBJECTIVES OF THE UNION ARE TO REPRESENT WORKERS WITH RESPECT TO WAGES, HOURS AND WORKING CONDITIONS; TO PROVIDE FOR THE CONTINUOUS EMPLOYMENT OF LABOR; TO BRING ABOUT STABLE WORKING CONDITIONS IN THE VARIOUS INDUSTRIES IN WHICH ITS MEMBERS ARE EMPLOYED; AND TO ESTABLISH PROCEDURES FOR THE AMICABLE ADJUSTMENT OF DISPUTES WHICH MAY ARISE BETWEEN EMPLOYERS AND EMPLOYEES. 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 1 78 0 1 49 1 0 0 0 0 0 0 0 0 X 5 0 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 0 1 0 0 0 X WILLIAM SWEENEY 9292441213 145 HUGUENOT ST SUITE 420 NEW ROCHELLE NY 10801 X LORI AMES PRESIDENT 70.00 X 505602 0 47496 JONATHAN S AMES VICE PRESIDENT/BUSINESS AG 70.00 X 307835 0 118875 TROY ANDERSON TRUSTEE/BUSINESS AGENT 65.00 X 308530 0 114315 PETER R DEVITO TRUSTEE/BUSINESS AGENT 65.00 X 294282 0 114242 WILLIAM SWEENEY SECRETARY-TREASURER 65.00 X 322157 0 73234 CHARLES SHIMKUS BUSINESS AGENT 65.00 X 321451 0 114316 JAMES SCAGNELLI BUSINESS AGENT 65.00 X 265330 0 206187 WEI MEI ACCOUNTING 40.00 X 249839 0 59707 JAMES MCKELVEY ACCOUNTING 40.00 X 247474 0 61344 KEVIN BARRY BUSINESS AGENT 65.00 X 277896 0 28106 3100396 0 937822 20 0 1 0 ROTHMAN ROCCO LARUFFA LLP 3 WEST MAIN STREET STE 200 ELMSFORD NY 10523 LEGAL 273469 MORVILLO ABRAMOWITZ GRAND ETC 565 FIFTH AVE NEW YORK NY 10017 LEGAL 252510 NOVAK FRANCELLA LLC 40 MONUMENT RD 5TH FLOOR BALA CYNWYD PA 19004 ACCOUNTING 124437 3 MEMBERSHIP DUES AND ASSESSMENTS 900099 15877476 15877476 REBATES FROM AFFILIATES 900099 1818426 1818426 INITIATION FEES 900099 928341 928341 PER CAPITA FEES 900099 612078 612078 MISCELLANEOUS INCOME 900099 410336 410336 32760 32760 19679417 1859565 1859565 39836224 39127473 708751 708751 708751 22247733 19679417 0 2568316 4373996 4638152 2872273 1909003 449448 384887 123067 77432 512373 722384 189539 230244 238344 2969949 59295 141373 ORGANIZATION 163340 SERVICE FEES 98054 ADS, TICKETS & DONATION 77159 REIMBURSED EXPENSES -6774422 13455890 11338 11338 16088061 12213610 406489 230202 211070 176287 51617757 67442420 283204 393948 68211430 80237603 103937 58578 103937 58578 X 68107493 80179025 68107493 80179025 68211430 80237603 8791843 3170374 109315 0 X X 0 1 X 1 0 48000 48000 1 USWU POLITICAL ACTION COMMITTEE 145 HUGUENOT ST STE 100 NEW ROCHELLE NY 10801 113557650 48000 PART I-A, LINE1: THE ORGANIZATION CONTRIBUTES TO THE USWU POLITICAL ACTION COMMITTEE (A SEPARATE SECTION 527 FUND). PART I-C,LINE 5 CONTINUATION FOR ADDRESS INFORMATION: USWU POLITICAL ACTION COMMITTEE 145 HUGUENOT ST. SUITE 420, NEW ROCHELLE, NY 10801 25360 4995 20365 381129 225207 155922 176287 X PART X, LINE 2: THE NATIONAL UNION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(5) OF THE INTERNAL REVENUE CODE. THE UNION'S MANAGEMENT EVALUATES TAX POSITIONS TAKEN BY THE UNION AND RECOGNIZES A TAX LIABILITY OR ASSET IF AN UNCERTAIN TAX POSITION WAS TAKEN AND IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THE UNION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS. X 0 0 0 LORI AMES PRESIDENT 475300 0 27284 0 3018 0 10446 0 37050 0 553098 0 0 0 JONATHAN S AMES VICE PRESIDENT/BUSINESS AG 289686 0 16576 0 1573 0 8620 0 110255 0 426710 0 0 0 TROY ANDERSON TRUSTEE/BUSINESS AGENT 289686 0 16576 0 2268 0 8620 0 105695 0 422845 0 0 0 PETER R DEVITO TRUSTEE/BUSINESS AGENT 277371 0 15865 0 1046 0 8547 0 105695 0 408524 0 0 0 WILLIAM SWEENEY SECRETARY-TREASURER 289686 0 16576 0 15895 0 8620 0 64614 0 395391 0 0 0 CHARLES SHIMKUS BUSINESS AGENT 289686 0 16576 0 15189 0 8620 0 105696 0 435767 0 0 0 JAMES SCAGNELLI BUSINESS AGENT 249131 0 14236 0 1963 0 100591 0 105596 0 471517 0 0 0 WEI MEI ACCOUNTING 222083 0 12525 0 15231 0 7375 0 52332 0 309546 0 0 0 JAMES MCKELVEY ACCOUNTING 221048 0 12525 0 13901 0 7362 0 53982 0 308818 0 0 0 KEVIN BARRY BUSINESS AGENT 249131 0 14236 0 14529 0 1993 0 26113 0 306002 0 0 0 STEVEN R ELLIOTT SR FAMILY MEMBER 80625 SEE SCHED O 0 FORM 990, PART I, LINE 1: "THE PRIMARY OBJECTIVES OF THE UNION ARE TO REPRESENT WORKERS WITH RESPECT TO WAGES, HOURS AND WORKING CONDITIONS; TO PROVIDE FOR THE CONTINUOUS EMPLOYMENT OF LABOR; TO BRING ABOUT STABLE WORKING CONDITIONS IN THE VARIOUS INDUSTRIES IN WHICH ITS MEMBERS ARE EMPLOYED; AND TO ESTABLISH PROCEDURES FOR THE AMICABLE ADJUSTMENT OF DISPUTES WHICH MAY ARISE BETWEEN EMPLOYERS AND EMPLOYEES." FORM 990, PART IV, LINE 5: UNITED SERVICE WORKERS UNION, IUJAT IS A 501(C)(5) LABOR ORGANIZATION WHOSE DUES ARE DEDUCTIBLE TO MEMBERS, AND WHICH IS NOT SUBJECT TO ANY 6033E PROXY TAX. FORM 990, PART VI, SECTION A, LINE 2 LORI AMES AND JONATHAN AMES - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 6 ANY PERSON WHO WORKS IN A CAPACITY WHICH MAKES THEM ELIGIBLE FOR UNION MEMBERSHIP MAY APPLY FOR MEMBERSHIP IN THIS UNION. ELIGIBLE MEMBERS ARE DEFINED AS FOLLOWS: A PERSON EMPLOYED WITHIN A COLLECTIVE BARGAINING UNIT REPRESENTED BY THE UNION, AN EMPLOYEE OR OFFICER OF THE NATIONAL UNION OR ITS INTERNATIONAL UNION. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERSHIP ELECTS DELEGATES WHO WILL ATTEND THE ORGANIZATION'S REGULAR CONVENTION, WHERE DELEGATES ATTENDING ELECT THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTING FIRM WITH ASSISTANCE FROM UNION PERSONNEL AND LEGAL COUNSEL AND PRESENTED TO THE CONTROLLER FOR INITIAL REVIEW. THE CONTROLLER THEN CIRCULATED A COPY OF THE DRAFT FORM 990 TO THE UNION'S PRINCIPAL OFFICERS AND LEGAL COUNSEL. AFTER FURTHER REVIEW AND COMPLETION OF ANY OPEN ITEMS, THE FINAL DOCUMENT WAS CIRCULATED TO ALL OF THE MEMBERS OF THE EXECUTIVE BOARD, WHO, AFTER THEIR OWN REVIEW, WERE CANVASSED FOR APPROVAL, FOR ACCEPTANCE AND FOR AUTHORIZATION TO FILE THE FORM 990 BEFORE ITS DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C AT THEIR MEETINGS, THE MEMBERS OF THE EXECUTIVE BOARD TAKE UP THE BUSINESS OF THE ORGANIZATION, WHICH WOULD INCLUDE INSTANCES WHERE A CONFLICT OF INTEREST HAS OCCURRED OR IS THE SUBJECT OF DISCUSSION. IF A CONFLICT OF INTEREST IS PRESENTED, THE EXECUTIVE BOARD TAKES APPROPRIATE ACTION, WITH ANY CONFLICTED MEMBER ABSTAINING FROM PARTICIPATION IN THE DISCUSSION AND VOTE. ALL TRUSTEES, OFFICERS AND EMPLOYEES ARE SUBJECT TO THE UNION'S CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION C, LINE 19 THE UNION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO ALL MEMBERS UPON REQUEST. SOME OF THESE DOCUMENTS ARE AVAILABLE TO THE PUBLIC. FORM 990, PART VII, COLUMN B, AVG HOURS: HOURS RECORDED ARE AN ESTIMATE OF AVERAGE HOURS WORKED PER WEEK AMONGST THE TAX-EXEMPT ORGANIZATIONS THAT THE INDIVIDUAL HOLDS POSITION IN, WHERE WORK IS ASSIGNED AS A REQUIRED COMPONENT OF THE PERSON'S PRIMARY EMPLOYMENT AS ALLOCATED. WORK TIME IS DEVOTED TO PROVIDING NECESSARY SUPPORT AND SERVICES NEEDED BY THE RESPECTIVE ORGANIZATIONS' PROGRAMS. FORM 990, PART VII, QUESTION 4: THE UNITED SERVICE WORKERS UNION (USWU) IS PARTY TO ADMINISTRATIVE SERVICES AGREEMENTS WITH THE UNITED WELFARE FUND WELFARE DIVISION AND UNITED WELFARE FUND SECURITY PLAN (FUNDS). THESE AGREEMENTS PROVIDE, AMONGST OTHER THINGS, A COST SHARING MECHANISM FOR CERTAIN REASONABLE ADMINISTRATIVE AND OPERATIONAL COSTS DEEMED NECESSARY FOR THE OPERATION AND ADMINISTRATION OF THE USWU. DURING THE TAX REPORTING PERIOD ENDING SEPTEMBER 30, 2024, THE FUNDS REIMBURSED USWU $832,363 FOR THE FUNDS' SHARES OF SUCH COSTS, WHICH INCLUDED A COMPONENT OF PERSONNEL COMPENSATION AND RELATED BENEFIT COSTS. FORM 990, PART XII, LINE 1: THE ORGANIZATION'S FINANCIAL STATEMENTS WERE PREPARED USING THE MODIFIED CASH BASIS OF ACCOUNTING. FORM 990, PART XII, LINE 2B: THE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS, AND INCLUDE THE BRIARWOOD 138-50 REAL ESTATE CORP AND THE USWU POLITICAL ACTION COMMITTEE. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S GOVERNING BODY IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT AS WELL AS FOR THE SELECTION OF THE INDEPENDENT ACCOUNTANT. FORM 990, SCHEDULE L, PART IV: STEVEN R. ELLIOTT, SR - $80,625 (POST RETIREMENT OBLIGATIONS) BRIARWOOD 138-50 REAL ESTATE CORP 145 HUGUENOT ST SUITE 420 NEW ROCHELLE NY 10801 113627309 HOLD TITLE REAL ESTATE NY 501(C)(2) N/A N/A 1 USWU POLITICAL ACTION COMMITTEE 145 HUGUENOT ST SUITE 420 NEW ROCHELLE NY 10801 113557650 PAC FUND NY 527 N/A N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 BRIARWOOD 138-50 REAL ESTATE CORP S 152976 CASH BASIS