2025-02-17T07:48:18-06:00 2024-04-30 133850905 FRANKEL LOUGHRAN STARR & VALLONE LLP 1475 FRANKLIN AVE GARDEN CITY NY 115301662 990PF 2023-05-01 462849664 THE PHILIP AND JANET SHAPIRO FAMILY FOUNDATION INC PHIL 5164888800 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 PHILIP SHAPIRO PRESIDENT 5164888800 2025-02-11 1 0 JAMES TOTO P00229579 5168748800 2023 2025-03-06 01:10:19Z X 2006418 X X 22801 22801 23623 23623 61331 1329866 61331 12857 12857 0 120612 120612 0 0 0 0 0 13112 13112 0 0 13112 13112 0 0 103650 103650 116762 13112 0 103650 3850 107500 0 13954 15026 15026 181519 111675 111675 1530760 1755511 1879717 0 -152129 0 1726233 1730083 2006418 0 0 X 0 0 0 0 1726233 1730083 1726233 1730083 1726233 1730083 1726233 3850 0 1730083 0 1730083 681 SHRS ISHARES GLOBAL ENERGY ETF P 2021-04-28 2023-05-25 24973 16830 8143 8143 100,000 SHRS US TSY BILL P 2022-12-27 2023-06-29 100000 100000 0 0 100,000 SHRS US TSY BILL P 2023-01-03 2023-07-26 100000 100000 0 0 63,000 SHRS US TSY BILL P 2023-03-27 2023-07-13 62312 61530 782 782 37,000 SHRS US TSY BILL P 2023-03-27 2023-09-28 37000 37000 0 0 100,000 SHRS US TSY BILL P 2023-04-05 2023-10-05 100000 100000 0 0 200,000 SHRS US TSY BILL P 2023-04-17 2023-10-19 200000 200000 0 0 150,000 SHRS US TSY BILL P 2023-05-10 2023-11-09 150000 150000 0 0 620 SHRS CHEVRON CORP P 2020-08-25 2023-12-05 89647 54288 35359 35359 100,000 SHRS US TSY BILL P 2023-06-28 2023-12-28 100000 100000 0 0 50,000 SHRS US TSY BILL P 2023-07-12 2024-01-11 50000 50000 0 0 41,000 SHRS US TSY BILL P 2023-01-12 2024-03-19 40334 38887 1447 1447 1,000 SHRS JPM CI AUTO AXP P 2022-03-11 2023-06-15 10000 10000 0 0 1,000 SHRS MS CI AUTO ZOM P 2023-03-17 2023-06-22 10000 10000 0 0 1,000 SHRS BCS CI AUTO JPM P 2023-01-13 2023-07-18 10000 10000 0 0 1,000 SHRS CITI CI AUTO VLO P 2023-03-17 2023-09-21 10000 10000 0 0 2,000 SHRS BNS CI AUTO OXY P 2022-12-29 2023-10-04 20000 20000 0 0 5,000 SHRS CITI PLUS SPX P 2022-12-13 2023-12-26 56400 50000 6400 6400 20,000 SHRS BCS CI AUTO SCHW P 2023-06-30 2024-01-05 20000 20000 0 0 1,000 SHRS GS CI AUTO ABNM P 2021-12-17 2024-03-21 10000 10000 0 0 1,000 SHRS UBS CI AUTO AXP P 2022-03-25 2024-03-28 10000 10000 0 0 1,000 SHRS UBS CI AUTO AXP P 2022-03-25 2024-03-28 10000 10000 0 0 5,000 SHRS GS JUMP RTY P 2023-03-31 2024-04-11 54675 50000 4675 4675 5,000 SHRS MS JUMP EFA P 2023-03-31 2024-04-11 54525 50000 4525 4525 61331 11429 1494 0 1494 0 1494 1921 0 0 0 1921 0 427 0 427 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 0 N/A PHILIP J SHAPIRO 5164888800 1979 MARCUS AVENUE STE 200 LAKE SUCCESS NY 11042 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILIP J SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 PRESIDENT & CEO 0.00 0 0 0 JANET SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 TREASURER 0.00 0 0 0 BROOKE F SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 VICE PRESIDENT 0.00 0 0 0 JOSHUA M SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 1896883 53723 0 1950606 0 0 1950606 29259 1921347 96067 96067 1494 1494 94573 0 94573 0 94573 103650 0 103650 94573 0 0 16965 9878 38336 60179 125358 103650 0 0 0 94573 9077 0 0 134435 0 0 0 0 0 0 16965 117470 9878 38336 60179 9077 X AMERICAN CANCER SOCIETY 250 WILLIAMS ST NW ATLANTA GA 30303 NONE PC CHARITABLE CONTRIBUTION 1500 AMERICAN FRIEND OF MAGEN DAVID ADOM 20W 36TH STREET SUITE 1100 NEW YROK NY 10018 NONE PC CHARITABLE CONTRIBUTION 5000 AMERICAN FRIENDS OF SOROKA MEDICAL CENTER PO BOX 184-H SCARSDALE NY 10583 NONE PC CHARITABLE CONTRIBUTION 5000 ANTI DEFEMATION LEAGUE (ADL) 605 THIRD AVENUE NEW YROK NY 10158 NONE PF CHARITABLE CONTRIBUTION 500 COAST GUARD FOUNDATION AGP 394 TAUGWONK RD STONINGTON CT 06378 NONE PF CHARITABLE CONTRIBUTION 10000 FRIENDS OF THE ISRAEL DEFENSE FORCES 60 EAST 42ND STREET NEW YORK NY 10165 NONE PC CHARITABLE CONTRIBUTION 5000 GLEN OAKS PHILANTHROPIC FUND AT THE JEWISH COMMUNAL 575 MADISON AVE 703 NEW YROK NY 10022 NONE PC CHARITABLE CONTRIBUTION 750 HILLEL INTERNATIONAL 800 EIGHTH STREET NW WASHINGTON DC 20001 NONE PC CHARITABLE CONTRIBUTION 500 JEWISH NATIONAL FUND 42 E 69TH STREET NEW YORK NY 10021 NONE PC CHARITABLE CONTRIBUTION 5000 LICADD 1025 OLD COUNTRY RD 221 WESTBURY NY 11590 NONE PC CHARITABLE CONTRIBUTION 1500 MAKE A WISH 1702 E HIGHLAND AVENUE PHOENIX AZ 85016 NONE PC CHARITABLE CONTRIBUTION 50 MORSELIFE FOUNDATION INC 4847 DAVID S MACK DR WEST PALM BEACH FL 33417 NONE PC CHARITABLE CONTRIBUTON 2500 NORTHWELL HEALTH FOUNDATION 12000 MARCUS AVENUE NEW HYDE PARK NY 11042 NONE PC CHARITABLE CONRIBUTION 5000 ST FRANCIS HOSPITAL 100 PORT WASHINGTON BLD ROSYLN NY 11576 NONE PC CHARITABLE CONTRIBUTION 10000 THE METROPOLITAN MUSEUM OF ART 1000 5TH AVENUE NEW YORK NY 10020 NONE PC CHARITABLE CONTRIBTION 1500 THE RICHARD DAVID KANN MELANOMA FOUNDATION 2751 SOUTH DIXIE HWY WEST PALM BEACH FL 33405 NONE PC CHARITABLE CONTRIBUTION 500 THIRTEEN PO BOX 1032 CISCO TX 76437 NONE PC CHARITABLE CONTRIBUTIONS 500 TINA'S WISH 31 WEST 52ND STREET SUITE 4-22 NEW YORK NY 10019 NONE PC CHARITABLE CONTRIBUTION 2500 UJA FEDERATION OF NY 130 E 59TH ST NEW YORK NY 10022 NONE PC CHARITABLE CONTRIBUTION 35000 UNITED SEAMEN'S SERVICES 104 BROADWAY GROUND FLOOR JERSEY CITY NJ 07306 NONE PC CHARITABLE CONTRIBUTION 5000 WEBB INSTITUTE 298 CRESCENT BEACH ROAD GLEN COVE NY 11542 NONE PC CHARITABLE CONTRIBUTION 5000 WHITNEY MUSEUM OF AMERICAN ART 59 GANSEVOORT STREET NEW YORK NY 10014 NONE PC CHARITABLE CONTRIBUTION 600 WOUNDED WARRIOR PROJECT 4899 BELFORT ROAD SUITE 300 JACKSONVILLE FL 32256 NONE PC CHARITABLE CONTRIBUTIONS 500 YOUNG ISRAEL OF SCARSDALE 1313 WEAVER ST SCARSDALE NY 10583 NONE PC CHARITABLE CONTRIBUTION 250 103650 0 14 22801 14 23623 14 12857 18 61331 0 120612 0 120612 0 0 0 0 0 0 0 0 0 0 EXXON MOBIL CORP (XOM) 54746 154106 HONEYWELL INTERNATIONAL INC (HON) 54236 63794 RAYTHEON TECHNOLOGIES CORP (RTX) 64320 102332 BCS 13% CONTINGENT AUTOCALL FCX (SQHSW) 10000 10230 BNS 10.2% CONTINGENT AUTOCALL XOM (SQHUC) 10000 10080 GS 20% CONTINGENT AUTOCALL AA (SQGVB) 10000 6180 GS 8.75% CONTINGENT AUTOCALL C (SQEOI) 20000 20420 GS DUAL DIRECTIONAL TRIGGER JUMP ON SPX (SQARE) 100000 175800 HSBC 8.1% CONTINGENT AUOTCALL GM (SQGCL) 10000 8940 JPM 13% WORSTOF CONTINGENT AUTOCALL LNC MET (SQFWA) 20000 7280 MS 10.1% CONTINGENT AUTOCALL BAC (SQHDG) 10000 10105 MS TRIGGER JUMP SPX (SPIHQ) 50000 62475 UBS 10.25% CONTINGENT AUTOCALL JETS (SQGES) 10000 9720 UBS 10.7% CONTINGENT AUTCALL JETS (SQGLU) 10000 9770 MS MARKET LINKED NOTE COMMODITIES BASKET 53285 48500 JPM ENHANCED TRIGGER JUMP SPX 50000 47955 JPM TRIGGER JUMP TPX 50000 63765 MS AUTO-CALLABLE TRIGGER JUMP CL 1 50000 55563 MS TRIGGER PLUS TPX (CUSIP 61776LDW4) 25000 24089 MS TRIGGER PLUS TPX (CUSIP 61776LWA1) 25000 25000 RBC DUAL DIRECETIONAL TRIGGER JUMP MXEF 100000 108240 MS TRIGGER JUMP SX5E 25000 26370 MS TRIGGER JUMP TPX 75000 82046 MS TRIGGER JUMP IWN 20000 18179 MS PARTIAL PRINCIPAL AT RISK SECURITIES SX5E 50960 50960 INVESCO S&P 500 EQUAL WEIGHT (RSPT) 100102 93350 INVESCO S&P 500 EQUAL WEIGHT E (RSP) 99781 98010 ISHARES GLOBAL ENERGY ETF (IXC) 83975 146556 ISHARES RUSSELL 2000 GRWTH ETF (IWO) 49597 46059 VANGUARD HEALTH CARE ETF (VHT) 24882 27396 UST BILL ISSUED 07/13/23 - MATURES 07/11/24 94847 8907 UST BILL ISSUED 09/07/23 95077 36319 UST NOTE - INT PAID - MATURES 11/30/25 100379 74689 UST NOTE - INT PAID - MATURES 12/31/25 99990 98600 UST NOTE - INT PAID - MATURES 12/31/28 49334 47932 AMORTIZATION AND ACCRETION -152129 NY CHAR500 FILING FEE 250 250 0 0 ADVISORY FEES 12832 12832 0 0 BANK FEES 30 30 0 0 MORGAN STANLEY 12857 12857 0