2025-09-17T12:59:39-05:00 2024-12-31 521853933 JM&M 1730 RHODE ISLAND AVE NW SUITE 800 WASHINGTON DC 20036 990 2024-01-01 271573481 DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION DEFI 2026561868 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 LEW MINSKY PRESIDENT & CEO 2026561868 2025-09-17 1 1 P01608821 2022963306 2024 2025-03-06 01:10:19Z LEW MINSKY 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 2742774 0 X WWW.DCIIA.ORG X 2010 DE TO FOSTER A DIALOGUE AMONG THE LEADERS OF THE DEFINED CONTRIBUTION COMMUNITY. 28 28 10 32 0 0 429205 724550 1790539 1955166 22129 53961 9413 9097 2251286 2742774 0 0 0 0 1288222 1290674 0 0 0 1133351 1388082 2421573 2678756 -170287 64018 2607949 2722590 1217968 1268591 1389981 1453999 X TO FOSTER A DIALOGUE AMONG THE LEADERS OF THE DEFINED CONTRIBUTION COMMUNITY. 0 0 ANNUAL FORUMS AND SUMMIT: PUBLIC POLICY FORUM - DCIIA PARTNERS WITH INDUSTRY ORGANIZATION (SPARK INSTITUTE) TO PROVIDE AN ANNUAL PUBLIC POLICY FORUM OPEN TO ALL OF ITS MEMBERS. THE PUBLIC POLICY FORUM PROVIDES AN OPPORTUNITY TO PROMOTE COLLABORATIVE RELATIONSHIPS BETWEEN INDUSTRY LEADERS AND THE KEY PLAYERS IN THE POLICY COMMUNITY SUCH AS MEMBERS OF CONGRESS, SENIOR CAPITOL HILL STAFF, DEPARTMENT OF LABOR, SECURITIES AND EXCHANGE COMMISSION, AND THE U.S. TREASURY AS WELL AS SIMILAR INTERNATIONAL ENTITIES. THE PUBLIC POLICY FORUM ALSO PROVIDES MEMBERS WITH UPDATES FROM EACH OF DCIIA'S COMMITTEES.ACADEMIC FORUM - DCIIA PROVIDES AN ANNUAL ONE-DAY MEETING OPEN TO ALL OF ITS MEMBERS. THE ACADEMIC FORUM BRINGS TOGETHER OVER 300 INDUSTRY LEADERS WITH THOUGHT LEADERS IN THE ACADEMIC AND PLAN SPONSOR COMMUNITIES. TOPICS AT THE ACADEMIC FORUM INCLUDE DISCUSSIONS ON BEHAVIORAL FINANCE, RETIREMENT INCOME, AND ADVANCED INVESTMENT DESIGN.INNOVATION FORUM - DCIIA PROVIDES AN ANNUAL ONE-DAY INNOVATION FORUM OPEN TO ALL OF ITS MEMBERS. THE INNOVATION FORUM FOCUSES ON TOPICS DRIVING THE FUTURE OF THE DEFINED CONTRIBUTION INDUSTRY AND FEATURES EXPERT SPEAKERS FROM ITS MEMBER FIRMS.DIVERSITY, EQUITY, & INCLUSION (DEI) AWARDS DINNER - DCIIA PROVIDES AN ANNUAL EVENING EVENT OPEN TO ALL OF ITS MEMBERS WITH PROGRAMMING FOCUSING ON DEI. THE AWARDS RECOGNIZE INDIVIDUALS WHO ARE ADVOCATING FOR OR OTHERWISE CONTRIBUTING TO MEMBER ORGANIZATIONS' DIVERSITY, EQUITY, AND INCLUSIVENESS IN TWO CATEGORIES: LEADERS, AND RISING STARS.THE ADVISOR INSTITUTE FORUM - DCIIA BRINGS TOGETHER SENIOR EXECUTIVES TO SHARE IDEAS FREELY IN A COLLABORATIVE, INTIMATE ATMOSPHERE HELD OVER TWO DAYS. EXECUTIVES EXPLORE THE FUTURE OF THE INDUSTRY, ENGAGE IN THOUGHT-PROVOKING DISCUSSIONS, AND ENJOY NETWORKING OPPORTUNITIES WITH A CROSS-SECTION OF INDUSTRY LEADERS. COMMITTEES AND MEETINGS:DCIIA'S MEMBERS MAY PARTICIPATE IN THE FOLLOWING COMMITTEES: COMMUNICATIONS; DIVERSITY, EQUITY, AND INCLUSION; GLOBAL; INVESTMENT POLICY AND DESIGN; ESG (SUBCOMMITTEE); PLAN DESIGN AND ADMIN; PUBLIC POLICY; AND RETIREMENT INCOME.THESE COMMITTEES BRING TOGETHER A DIVERSE GROUP OF DC PROFESSIONALS, INCLUDING: INVESTMENT MANAGERS, INSURANCE COMPANIES, CONSULTANTS, RECORDKEEPING AND TRUST COMPANIES, PLAN SPONSORS, LAW FIRMS, ACADEMIA, AND OTHER STAKEHOLDERS FOCUSED ON IMPROVING FINANCIAL OUTCOMES FOR AMERICA'S WORKERS. THESE COMMITTEES FURTHER THE MISSION OF DCIIA THROUGH THE FOLLOWING STRATEGIES:-PROVIDES AN INDEPENDENT FORUM FOR THOUGHT LEADERSHIP ON ADVANCING DEFINED CONTRIBUTION AND RETIREMENT INCOME DESIGN, INCLUDING INSTITUTIONAL DEFAULT INVESTMENT STRATEGIES AND RETIREMENT INCOME SOLUTIONS;-CONDUCTS RESEARCH, PUBLISHES ANALYSIS AND INSIGHTS, AND HOSTS EVENTS THAT SUPPORT THE ADVANCEMENT OF INSTITUTIONAL APPROACHES AND BETTER DEFINED CONTRIBUTION DESIGN;-IDENTIFIES AND REMOVES BARRIERS FOR PLAN SPONSORS SO THAT THEY MAY PURSUE IMPROVED DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT STRUCTURES;-ENCOURAGES IMPROVED FIDUCIARY PRACTICES AND TOOLS TO SUPPORT INSTITUTIONAL DEFINED CONTRIBUTION PLAN DESIGN; AND-EDUCATES LEGISLATORS AND REGULATORS ABOUT ISSUES AND CHALLENGES IN INSTITUTIONAL DEFINED CONTRIBUTION PLAN DESIGN AND BETTER APPROACHES TO RETIREMENT SECURITY.DCIIA HOLDS REGIONAL EVENTS IN VARIOUS CITIES THROUGHOUT THE YEAR. THESE EVENTS OFFER EDUCATIONAL OR NETWORKING OPPORTUNITIES FOR DCIIA'S MEMBERS.DCIIA HOLDS AN ANNUAL PLANNING MEETING WITH ITS BOARD TO DISCUSS VARIOUS STRATEGIC AND ORGANIZATIONAL MATTERS THAT MAY INFLUENCE DCIIA'S JOURNEY TOWARDS ITS MISSION. MEMBERSHIP AND PUBLIC RELATIONS: DCIIA'S SENIOR LEADERSHIP REPRESENTS THE ORGANIZATION TO THE PRESS AND TO EXTERNAL STAKEHOLDERS, AND PARTICIPATES IN INDUSTRY EVENTS ON BEHALF OF DCIIA. 0 1 0 1 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 16 0 1 10 1 0 0 0 0 0 0 0 0 X 28 28 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X AMANDA MCCORMICK - DCIIA 2026561868 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 CHRIS LYON CHAIR 2.00 X X 0 0 0 MIKE RASO VICE CHAIR 2.00 X X 0 0 0 MARY BETH GLOTZBACH IMMEDIATE PAST CHAIR UNTIL JANUARY 2.00 X X 0 0 0 ALLEGRA HEYLIGERS TREASURER 2.00 X X 0 0 0 KAI WALKER DIRECTOR 1.50 1.50 X 0 0 0 JEFF CIMINI DIRECTOR 2.00 X 0 0 0 MICHAEL ANDEBERHAN DIRECTOR 2.00 X 0 0 0 KRISTIN O'DONNELL DIRECTOR 2.00 X 0 0 0 VIKRANT ARYA DIRECTOR 2.00 X 0 0 0 CATHERINE COLLINSON DIRECTOR 1.50 1.50 X 0 0 0 MICHELLE RAPPA DIRECTOR 2.00 X 0 0 0 VIDYA RAJAPPA DIRECTOR 2.00 X 0 0 0 KRISTEN COLVIN DIRECTOR 2.00 X 0 0 0 BILL RYAN DIRECTOR 1.50 1.50 X 0 0 0 JANE GREENFIELD DIRECTOR 2.00 X 0 0 0 CHRIS ANAST DIRECTOR 1.50 1.50 X 0 0 0 MICHAEL DAVIS DIRECTOR 2.00 X 0 0 0 MICHAEL KREPS DIRECTOR 2.00 X 0 0 0 JAMIE MCALLISTER DIRECTOR 2.00 X 0 0 0 CHRISTOPHER NIKOLICH DIRECTOR 2.00 X 0 0 0 JOHANNA VOGEL DIRECTOR 2.00 X 0 0 0 KATIE HOCKENMAIER DIRECTOR 2.00 X 0 0 0 MATTHEW RAUSEO DIRECTOR 2.00 X 0 0 0 HANNAH SCHRINER DIRECTOR 2.00 X 0 0 0 MEGAN YOST DIRECTOR 2.00 X 0 0 0 BETH PATTILLO DIRECTOR 2.00 X 0 0 0 SIMON FRANKLIN DIRECTOR 2.00 X 0 0 0 CHRIS WEIRATH DIRECTOR 2.00 X 0 0 0 ASHWINI JAMBEKAR DIRECTOR AS OF APRIL 2.00 X 0 0 0 STEVE FERBER DIRECTOR UNTIL FEBRUARY 2.00 X 0 0 0 MIKAYLEE O'CONNOR DIRECTOR UNTIL APRIL 2.00 X 0 0 0 AARON BORDERS DIRECTOR UNTIL APRIL 1.50 X 0 0 0 LEW MINSKY PRESIDENT & CEO 40.00 1.00 X 663387 0 30800 PAM HESS EXECUTIVE DIRECTOR OF DCIIA RRC 1.00 40.00 X 203333 0 6400 AMANDA MCCORMICK VP OF OPERATIONS 40.00 X 154579 0 4865 KAREN WITHAM VP OF COMMUNICATIONS & MARKETING 40.00 X 128100 0 4560 1149399 0 46625 4 0 1 0 AVIVANT PARTNERS LLC 215 E RIDGEWOOD AVE SUITE 201 RIDGEWOOD NJ 07450 MEETING PLANNING 240000 KNOX CONSULTING 775 FAIR OAKS DRIVE ALAMO CA 94507 CONSULTING 153750 2 724550 724550 MEMBERSHIP REVENUE 900099 1710976 1710976 MEETING REVENUE 900099 191440 191440 PROJECT REVENUE 900099 52750 52750 1955166 53961 53961 HOTEL COMMISSION 900099 7630 7630 JOB BOARD 900099 921 921 OTHER INCOME 900099 546 546 9097 2742774 1955166 0 63058 X 661468 549139 13102 1673 65292 3146 36000 20529 287944 68409 42483 55423 697961 10376 SPONSORSHIP EXPENSES 89311 PUBLIC RELATIONS 76500 2678756 273717 239099 4500 124678 182898 865719 1047024 1339335 1253569 2607949 2722590 127043 100996 1090925 1167595 1217968 1268591 X 1389981 1453999 1389981 1453999 2607949 2722590 64018 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 DUE FROM AFFILIATES 1253569 1253569 X PART X, LINE 2: THE ORGANIZATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT WOULD HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THERE WERE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES THAT NEEDED TO BE RECORDED. X 1 0 X X X 0 0 0 LEW MINSKY PRESIDENT & CEO 514274 0 149113 0 0 0 9900 0 20900 0 694187 0 0 0 PAM HESS EXECUTIVE DIRECTOR OF DCIIA RRC 203333 0 0 0 0 0 5500 0 900 0 209733 0 0 0 AMANDA MCCORMICK VP OF OPERATIONS 144579 0 10000 0 0 0 3965 0 900 0 159444 0 0 0 FORM 990, PART VI, SECTION A, LINE 1A IN ADDITION TO ANY OTHER DIRECTORS APPOINTED TO THE EXECUTIVE COMMITTEE, THE CHAIR, VICE-CHAIR, SECOND VICE-CHAIR, AND THE CHAIRS OF EACH COMMITTEE OF THE BOARD AND OF THE CORPORATION SHALL BE EX-OFFICIO VOTING MEMBERS OF THE EXECUTIVE COMMITTEE. NO MORE THAN 50% OF THE EXECUTIVE COMMITTEE MEMBERS SHALL BE FROM FIRMS REPRESENTING THE SAME CONSTITUENCY GROUP WITHIN THE CORPORATION. THE CORPORATION'S EXECUTIVE COMMITTEE MAY EXERCISE DURING THE INTERVAL BETWEEN MEETINGS OF THE BOARD, ALL OF THE POWERS OF THE BOARD IN THE MANAGEMENT AND CONTROL OF THE ACTIVITIES, PROPERTY, BUSINESS AND AFFAIRS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 6 ENTITIES AND INDIVIDUALS MAY BE ELIGIBLE FOR MEMBERSHIP. THERE IS A TIERED MEMBERSHIP LEVEL BASED ON THE SIZE, ORGANIZATION TYPE AND/OR NUMBER OF SEATS AVAILABLE AT EVENTS ACROSS ALL INDUSTRY TYPES. FORM 990, PART VI, SECTION A, LINE 7A EACH IMIC MEMBER AND EACH EXPERT MEMBER MAY APPOINT ONE PERSON TO SERVE ON THE MEMBERSHIP BOARD. THE MEMBERSHIP BOARD SHALL APPOINT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE CEO AND THE ACCOUNTANT REVIEW THE FORM 990, WHICH IS THEN DISTRIBUTED TO THE BOARD, AND IT IS THEN DISCUSSED WITH THE CHAIRPERSON AND TREASURER BEFORE IT IS SIGNED BY THE EXECUTIVE DIRECTOR AND FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C MONITORED AT BOARD MEETINGS AND REVIEWED BY MANAGEMENT ON POLICIES DEVELOPED. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION FOR THE CEO BY COMPARING THE COMPENSATION OF OTHER CEO'S IN THE AREA. THE LAST TIME THIS REVIEW USING COMPENSATION COMPARABLE DATA WAS DONE FOR THE CEO WAS IN SEPTEMBER 2024. THE CEO REVIEWS AND DETERMINES THE COMPENSATION FOR THE OTHER OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PAYROLL SERVICES PROVIDER 1,996. CONSULTING 285,768. PROFESSIONAL DEVELOPMENT 180. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS SELECTION OR OVERSIGHT PROCESS FOR THE TAX YEAR. DCIIA RETIREMENT RESEARCH CENTER 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 814104942 RESEARCH DE 501(C)(3) LINE 12A, I 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 FORM 990, PART VII AND SCHEDULE J, PART II: PAM HESS IS THE EXECUTIVE DIRECTOR OF DCIIA RETIREMENT RESEARCH CENTER, INC., A RELATED ORGANIZATION. THE OFFICER WAS COMPENSATED FOR HER SERVICES BY DCIIA IN 2024.