2025-04-14T15:17:03-05:00 2024-05-31 410746749 CLIFTONLARSONALLEN LLP TWO INTERNATIONAL PLACE 22ND FLOOR BOSTON MA 02110 990 2023-06-01 030179424 NORWICH UNIVERSITY NORW 8024852040 158 HARMON DRIVE NORTHFIELD VT 05663 LEROY YOUNG CHIEF FINANCIAL OFFICER 8024852040 2025-04-11 1 0 LAURA J KENNEY P00202198 6177170831 2025-04-11 2023 2025-03-06 01:10:19Z JOHN BROADMEADOW 158 HARMON DRIVE NORTHFIELD VT 05663 215749128 0 X WWW.NORWICH.EDU X 1819 VT NORWICH'S MISSION IS TO GIVE OUR YOUTH AN EDUCATION THAT SHALL BE AMERICAN IN ITS CHARACTER. 34 33 1730 500 4436 0 27562974 43489378 147234898 142516113 17639890 12471449 222536 429653 192660298 198906593 71388830 83016849 0 0 62666606 61620650 0 0 3565267 62469590 53858513 196525026 198496012 -3864728 410581 487810039 517611300 95522875 90933829 392287164 426677471 X NORWICH UNIVERSITY'S MISSION IS TO GIVE OUR YOUTH AN EDUCATION THAT SHALL BE AMERICAN IN ITS CHARACTER. 0 0 126546169 83016849 113850643 INSTRUCTIONAL - STUDENT BODY OF OVER 3,000 GRADUATE AND UNDERGRADUATE STUDENTS. LIBRARY AND COMPUTER CENTER SERVICING STUDENT BODY, FACULTY AND STAFF. WEB-BASED INSTRUCTIONAL PLATFORM SUPPORTING OVER 1,000 GRADUATE AND UNDERGRADUATE STUDENTS. STUDENTS RECEIVE CAMPUS-BASED GRANTS, SCHOLARSHIPS AND AWARDS COUPLED WITH AID FROM FEDERALLY FUNDED PROGRAMS. 47042540 28802219 AUXILIARY ENTERPRISES AND OTHER STUDENT SERVICES INCLUDE CAFETERIA, DORMITORIES, BOOKSTORE AND UNIFORM SHOP SERVICING THE UNDERGRADUATE POPULATION OF OVER 2,000 UNDERGRADUATE STUDENTS. 173588709 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 5042 0 1 1730 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 34 33 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK CO ME MD MA MI NV NH NY OH OR SC X X SUSANNAH NAYLOR 8024852890 158 HARMON DRIVE NORTHFIELD VT 05663 X MARK ANARUMO PRESIDENT (UNTIL JAN. 2024) 40.00 0.00 X X 385945 0 80975 JOHN BROADMEADOW PRESIDENT (FROM MAY 2024) 2.50 0.00 X X 0 0 0 ALAN F DEFOREST CHAIRMAN 2.50 0.00 X X 0 0 0 ROBERTA HANEY VICE CHAIR 2.50 0.00 X X 0 0 0 PHILIP SOUCY VICE CHAIRMAN 2.50 0.00 X X 0 0 0 ANTHONY AGNITTI TRUSTEE 2.50 0.00 X 0 0 0 TREVOR ALBERTSON TRUSTEE 2.50 0.00 X 0 0 0 JOHN BERGQUIST TRUSTEE 2.50 0.00 X 0 0 0 MARK BOWMAN TRUSTEE 2.50 0.00 X 0 0 0 JOHN COLLINS TRUSTEE 2.50 0.00 X 0 0 0 LAWRENCE COSTA TRUSTEE 2.50 0.00 X 0 0 0 ISABELLE DESJARDINS TRUSTEE 2.50 0.00 X 0 0 0 PHILIP DOWN TRUSTEE 2.50 0.00 X 0 0 0 PATRICIA ELMER TRUSTEE 2.50 0.00 X 0 0 0 ALFRED GOBEILLE TRUSTEE 2.50 0.00 X 0 0 0 MAXINE GRAD TRUSTEE 2.50 0.00 X 0 0 0 JOHN KOZIOL TRUSTEE 2.50 0.00 X 0 0 0 JOAN LAFRANCE TRUSTEE 2.50 0.00 X 0 0 0 LARRY LANG TRUSTEE 2.50 0.00 X 0 0 0 WILLIAM LASKY TRUSTEE 2.50 0.00 X 0 0 0 BLAIR LAVOIE TRUSTEE 2.50 0.00 X 0 0 0 FRANCISCO LEIJA TRUSTEE 2.50 0.00 X 0 0 0 PAMELA LITTLE TRUSTEE 2.50 0.00 X 0 0 0 JESUS MANGUAL TRUSTEE 2.50 0.00 X 0 0 0 VINCENT MCDERMOTT TRUSTEE 2.50 0.00 X 0 0 0 DAVID NOLL TRUSTEE 2.50 0.00 X 0 0 0 DAVID ORFAO TRUSTEE 2.50 0.00 X 0 0 0 MICHAEL PALMER TRUSTEE 2.50 0.00 X 0 0 0 DAVID PIERCE TRUSTEE 2.50 0.00 X 0 0 0 E MILES PRENTICE TRUSTEE 2.50 0.00 X 0 0 0 BENJAMIN PRICE TRUSTEE 2.50 0.00 X 0 0 0 WILLIAM PRIESMEYER TRUSTEE 2.50 0.00 X 0 0 0 LANDERS SYMES TRUSTEE 2.50 0.00 X 0 0 0 PATRICIA TRACEY TRUSTEE 2.50 0.00 X 0 0 0 ROBERT YOUNG TRUSTEE 2.50 0.00 X 0 0 0 JAMIE COMOLLI ASSISTANT SECRETARY 40.00 0.00 X 71257 0 6095 KAREN GAINES PROVOST 40.00 0.00 X 249044 0 41270 DANIELLE PELCZARSKI SENIOR VP AND CHIEF OF STAFF 40.00 0.00 X 188246 0 15313 WILLIAM MCCULLOUGH COMMANDANT/VP STUDENT AFFAIRS 40.00 0.00 X 127661 0 51005 JAMES DUNKELMAN VP ADMIN & FINANCE 40.00 0.00 X 174224 0 0 GEORGE SILOWASH CHIEF INFORMATION SECURITY OFFICER 40.00 0.00 X 157314 0 10841 ELIZABETH POTSKOWSKI VP DEVELOPMENT 40.00 0.00 X 189095 0 15029 PHILIP SUSMANN VP STRATEGIC PTNRSHP/PRES NUARI 4.00 36.00 X 0 292091 50813 HUW READ PROFESSOR OF INFORMATION ASSURANCE 40.00 0.00 X 172248 0 49503 FRANK VANECEK PROFESSOR OF INFORMATION TECH. 40.00 0.00 X 180523 0 16299 JESSICA WOOD DIR & ASST. PROF OF NURSING 40.00 0.00 X 188818 0 43058 MICHAEL BATTIG PROFESSOR 40.00 0.00 X 166159 0 48872 2250534 292091 429073 74 0 1 0 VIRGINIA POLYTECHNICAL INSTITUTE AND STA 800 WASHINGTON ST SW BLACKSBURG VA 24061 GRANT SUBAWARD 4693006 NORWICH UNIVERSITY APPLIED RESEARCH INST PO BOX 30 NORTHFIELD VT 05663 GRANT SUBAWARD 3993726 TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PKWY S SUITE 3 COLLEGE STATION TX 77845 GRANT SUBAWARD 1948187 VMI RESEARCH LABORATORIES INC 319 LETCHER AVENUE LEXINGTON VA 24450 GRANT SUBAWARD 1936296 UNIVERSITY OF NORTH GEORGIA 82 COLLEGE CIRCLE DAHLONEGA GA 30597 GRANT SUBAWARD 1851567 33 26323 276809 27081434 16104812 419436 43489378 TUITION AND FEES 611310 113850643 113850643 ROOM AND BOARD 611310 24108712 24108712 AUXILIARY SERVICES 611310 4556758 4552908 3850 142516113 4805469 586 4804883 14535 14535 703531 439508 264023 264023 264023 23763905 16097925 7665980 7665980 7665980 315598 276809 305102 10496 10496 STUDENT LOAN INTEREST 900099 140599 140599 140599 198906593 142652862 4436 12759917 16409794 16409794 66560360 66560360 46695 46695 1748725 533081 921265 294379 51069270 41353614 7651058 2064598 2615108 2117598 391788 105722 2800230 2267501 419523 113206 3387317 2742898 507479 136940 1300666 1162390 138276 438501 438501 132405 132405 10557 10557 1673199 1673199 3929406 3115617 473436 340353 1241570 180206 1061364 563470 342686 154075 66709 3485834 981455 2379502 124877 3341340 3331494 8693 1153 3654416 3066895 451808 135713 67222 59773 327 7122 3029885 2880763 149122 9263899 8808025 455874 1438118 1438118 FOOD SERVICE 7509812 7288818 208438 12556 SUPPLIES 2038505 1653948 371650 12907 REPAIRS AND MAINTENANCE 1800387 1770971 27126 2290 OUTSOURCED ADMISSIONS 1658288 1658288 7281033 5255839 1878452 146742 198496012 173588709 21342036 3565267 20543794 30920176 5644918 6123512 9927872 13760031 2487623 1724642 1850134 1979198 2576270 2245370 335419293 170659830 167945940 164759463 88062524 92645398 174867263 187896815 13903701 15556695 487810039 517611300 3539670 5821368 5940848 5728763 68432121 65045965 2376651 1822107 15233585 12515626 95522875 90933829 X 176286970 193992446 216000194 232685025 392287164 426677471 487810039 517611300 X 410581 29164536 4815190 X 0 1 X 1 1 1 X 13859364 25214598 27830528 27562974 43489378 137956842 13859364 25214598 27830528 27562974 43489378 137956842 2871013 135085829 2535717 4194469 2169139 4069641 5523535 18492501 156449343 742087974 0.86340 0.86180 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 10577 10577 0 PART II-B, LINE 1: NORWICH UNIVERSITY PAYS DUES TO SEVERAL ASSOCIATIONS WHICH INCLUDE AS PART OF THEIR ONGOING ACTIVITIES LOBBYING ACTIVITIES WITH FEDERAL AND STATE LEGISLATIVE BODIES. NORWICH ESTIMATES THAT A QUARTER OF DUES PAID TO SUCH ORGANIZATIONS FINANCE SUCH LOBBYING ACTIVITIES, THE TOTAL OF WHICH IS $10,577. X X X X 0 271823104 4447681 41426238 12039665 13284879 1673199 290699280 292956988 5400168 -3345716 6380565 15784088 1023683 271823104 338240724 4727117 -38208664 5318298 5472762 1011129 292956988 224549886 4652080 121313475 3964889 6408065 1901763 338240724 221547427 2196086 15493780 4762328 9105247 819832 224549886 0.28260 0.71730 0.00010 0 0 1051510 1051510 248682600 111807489 136875111 45960353 41648759 4311594 39724830 17203582 22521248 164759463 EQUITY ALTERNATIVE INVESTMENTS 96189501 F OTHER ALTERNATIVE INVESTMENTS 1074766 F HEDGE FUND ALTERNATIVE INVESTMENTS 29783361 F PRIVATE EQUITY ALTERNATIVE INVESTMENTS 60788850 F REAL ASSET FUNDS 60337 F 187896815 GOVERNMENT ADVANCES & STUDENT LOANS 2282751 ACCRUED LIABILITIES 4943410 DISCOUNT ON LIFE INCOME FUNDS 2029134 SWAP VALUATION 3260331 12515626 X PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE UNIVERSITY'S COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE UNIVERSITY RECORDS ITEMS OF COLLECTIONS, WHICH ARE RECEIVED FOR EDUCATIONAL PURPOSES AND GENERALLY DISPLAYED THROUGHOUT THE UNIVERSITY, AS GIFTS AT NOMINAL VALUE. THESE GIFTS ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER. PART III, LINE 4: THE SULLIVAN MUSEUM AND HISTORY CENTER, THE MUSEUM OF NORWICH UNIVERSITY, HAS A COLLECTION OF 14,000-16,000 OBJECTS WHICH ARE USED TO SHARE THE COLLECTIVE STORIES OF THE THOUSANDS OF NORWICH STUDENTS, FACULTY, AND STAFF SINCE ITS FOUNDING IN 1819. THE COLLECTION BEGAN AROUND 1900 AND IS STILL GROWING TODAY WITH THE GENEROUS DONATIONS OF NORWICH ALUMNI AND FRIENDS. TODAY THE COLLECTION PROCESS IS OVERSEEN BY A COLLECTION COMMITTEE AND TWO PROFESSIONALLY TRAINED MUSEUM STAFF MEMBERS, A DIRECTOR AND A CURATOR. THE COLLECTION CONTAINS FINE ARTS (PAINTINGS, SCULPTURES, PRINTS), DECORATIVE ARTS (FURNITURE, ETC.), MILITARY FIREARMS AND OTHER WEAPONS, TEXTILES (UNIFORMS AND FLAGS), PERSONAL COLLECTIONS OF VARIOUS MILITARY OFFICERS FROM CAPTAIN ALDEN PARTRIDGE, OUR FOUNDER, TO THE PRESENT, AND ITEMS REPRESENTING THE VARIOUS DEPARTMENTS OF THE UNIVERSITY INCLUDING MUSICAL INSTRUMENTS, ENGINEERING EQUIPMENT, SPORTS ITEMS, CAVALRY AND AVIATION EQUIPMENT, AND BUSINESS MACHINES. THE SULLIVAN MUSEUM IS CONSIDERED A "TEACHING MUSEUM," A TERM OFFICIALLY ADOPTED BY THE AMERICAN ASSOCIATION OF UNIVERSITY MUSEUMS AND GALLERIES, WHICH INDICATES AN INSTITUTION WITH THE PRIMARY PURPOSE OF USING ITS COLLECTIONS AS A TEACHING RESOURCE. MUSEUM STAFF IS COMMITTED TO WORKING WITH ALL FACULTY AND CLASSES ACROSS CAMPUS IN MULTIPLE DISCIPLINES AND HAS A SPECIAL "SMART CLASSROOM" WITHIN THE MUSEUM FOR THAT PURPOSE. THE MUSEUM STRIVES TO INTEGRATE ITSELF INTO THE CURRICULUM IN VARIOUS WAYS INCLUDING OFFERING EXHIBITION AND PROGRAM OPPORTUNITIES TO BOTH FACULTY AND STAFF; MAKING THE COLLECTION RESOURCES AVAILABLE TO ALL FOR RESEARCH AND PROJECT USE; AND DIRECTLY TEACHING IN THE MUSEUM FOR VARIOUS CLASSES SUCH AS ENGLISH, LITERATURE, AND HISTORY. PART V, LINE 4: THE PURPOSE OF THE NORWICH UNIVERSITY ENDOWMENT IS TO GENERATE A STREAM OF EARNINGS TO SUPPORT CURRENT OPERATIONS UNDER AN INVESTMENT STRATEGY DESIGNED TO MAINTAIN, OR GROW, CORPUS VALUE IN REAL OR INFLATION ADJUSTED TERMS. THE BOARD OF TRUSTEES HAS ADOPTED A SPENDING PLAN WHEREBY THE UNIVERSITY UTILIZES 5% OF THE PRODUCT OF THE AVERAGE POOLED UNIT VALUE FOR THE 12 PRIOR QUARTERS ENDING DECEMBER 31 AND THE NUMBER OF POOLED UNITS ON HAND AT DECEMBER 31. THE ANNUAL ENDOWMENT DISTRIBUTION IS SPLIT EVENLY BETWEEN UNIVERSITY SCHOLARSHIPS AND THE UNIVERSITY GENERAL FUND. ENDOWMENT FUNDS ALSO SUPPORT ACADEMIC ENRICHMENT, FACULTY DEVELOPMENT, STUDENT LOANS, MARGIN OF EXCELLENCE PROGRAMS, AND NUMEROUS OTHER ACTIVITIES. THE BOARD DEEMED IT APPROPRIATE TO APPROVE AN ADDITIONAL DRAW PERCENTAGE FROM THE ENDOWMENT, TO HELP SUPPORT THE UNIVERSITY DURING TEMPORARY ENROLLMENT CHALLENGES. PART X, LINE 2: THE UNIVERSITY IS A NONPROFIT CORPORATION AS DESCRIBED IN SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE (IRC) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) OF THE IRC. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S APPLICATION FORM CONTAINS A STATEMENT OF THE SCHOOL'S NONDISCRIMINATION POLICY, AS DO THE UNIVERSITY'S RECRUITING LITERATURE, UNIVERSITY CATALOGUE AND WEBSITE HOMEPAGE. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES STUDENT LOAN AND GRANT FUNDS FROM THE FEDERAL GOVERNMENT WHICH ARE DISBURSED TO STUDENTS BASED UPON FINANCIAL NEED ACCORDING TO FEDERAL GUIDELINES. 1 CENTRAL AMERICA & THE CARIBBEAN INVESTMENTS 79234585 SUB-SAHARAN AFRICA INVESTMENTS 1792917 EAST ASIA & THE PACIFIC PROGRAM SERVICES STUDY ABROAD 19850 EUROPE 1 5 PROGRAM SERVICES STUDY ABROAD 392936 RUSSIA AND NEIGHBORING STATES PROGRAM SERVICES STUDY ABROAD 23361 CENTRAL AMERICA & THE CARIBBEAN GRANTMAKING GRANT TO AN ORGANIZATION 3300 SOUTH ASIA GRANTMAKING GRANT TO AN ORGANIZATION 24895 EAST ASIA & THE PACIFIC GRANTMAKING SCHOLARSHIPS 1000 NORTH AMERICA GRANTMAKING SCHOLARSHIPS 500 SOUTH AMERICA GRANTMAKING SCHOLARSHIPS 1000 EUROPE GRANTMAKING SCHOLARSHIPS 16000 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 2166 SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 14595 1 5 0 0 1 5 81492844 34261 81527105 SOUTH ASIA HUMANITARIAN 24885 WIRE 0 1 0 SCHOLARSHIPS EAST ASIA & THE PACIFIC 1 1000 TUITION SCHOLARSHIP SCHOLARSHIPS EUROPE 16 16000 TUITION SCHOLARSHIP SCHOLARSHIPS NORTH AMERICA 1 500 TUITION SCHOLARSHIP SCHOLARSHIPS SOUTH AMERICA 1 1000 TUITION SCHOLARSHIP 1 0 1 1 1 0 PART I, LINE 2: NORWICH UNIVERSITY OFFERS FINANCIAL ASSISTANCE TO STUDENTS WHO ARE ACCEPTED TO PARTICIPATE IN APPROVED STUDY ABROAD PROGRAMS. IN ORDER TO QUALIFY FOR THE ASSISTANCE, A STUDENT MUST BE ENROLLED FULL-TIME, MUST HAVE ACHIEVED A SATISFACTORY GRADE POINT AVERAGE AT NORWICH UNIVERSITY AND MUST HAVE A DEMONSTRATED FINANCIAL NEED. THE OFFICE OF THE PROVOST, WITH ASSISTANCE FROM THE FINANCIAL AID OFFICE, SELECTS AND MONITORS THE PARTICIPANTS. THE UNIVERSITY IS PROVIDING FUNDING AND VOLUNTEER SUPPORT FOR A HEALTH POST AND BIRTHING CENTER IN NEPAL. BRIAN BILL GOLF TOURNAMENT 275949 154837 121112 30 15997 38750 32228 45101 FINS AND FEATHERS 208998 68217 140781 15631 40405 21758 39465 3 107460 53755 53705 3000 312 21911 16617 13897 592407 276809 315598 3030 31940 101066 70603 98463 305102 10496 1 VILLAGE OF NORTHFIELD 51 SOUTH MAIN STREET NORTHFIELD VT 05663 036000607 170(B)(1)(A)(V) 233970 0 N/A N/A EMERGENCY ASSISTANCE FORSYTH TECHNICAL COMMUNITY COLLEGE 2100 SILAS CREEK PARKWAY WINSTONSALEM NC 27103 561070364 501(C)(3) 14242 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) IQ4 CORPORATION 300 TICE BOULEVARD WOODCLIFF LAKE NJ 07677 813778692 37600 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) MONTREAT COLLEGE 310 GAITHER CIRCLE MONTREAT NC 28757 560543261 501(C)(3) 194788 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES PO BOX 30 NORTHFIELD VT 05663 061669185 501(C)(3) 3594516 0 N/A N/A TO HELP DEVELOP AND DELIVER TRAINING TO ADDRESS URGENT AND EMERGING PREPAREDNESS GAPS FOR THE NATION; TO CREATE AND MANAGE A COLLABORATIVE CYBERSECURITY EDUCATIONAL PROGRAM WITH COMMUNITY COLLEGES, COLLEGES, AND UNIVERSITIES THAT ESTABLISHES STANDARDS FOR CYBERSECURITY CURRICULUM AND ACADEMIC EXCELLENCE, INCLUDES COMPETENCY DEVELOPMENT AMONG STUDENTS AND FACULTY, VALUES COMMUNITY OUTREACH AND LEADERSHIP IN PROFESSIONAL DEVELOPMENT, INTEGRATES CYBERSECURITY PRACTICE WITHIN THE INSTITUTION ACROSS ACADEMIC DISCIPLINES, ACTIVELY ENGAGES IN SOLUTIONS TO CHALLENGES FACING CYBERSECURITY EDUCATION; FOR SOFTWARE TOOLS TO SUPPORT THE SERVICE'S PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT OCHIN INC 1881 SW NAITO PARKWAY PORTLAND OR 97201 200195556 501(C)(3) 69630 0 N/A N/A TO ENHANCE THE PARTICIPATION AND REPRESENTATION OF RESEARCHERS AND COMMUNITIES CURRENTLY UNDER-RESOURCED IN THE DEVELOPMENT OF AI/ML MODELS AND TO IMPROVE THE CAPABILITIES OF THIS EMERGING TECHNOLOGY PURDUE UNIVERSITY 610 PURDUE MALL WEST LAFAYETTE IN 47907 833289520 501(C)(3) 223782 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) SECURED INC 400 CONCAR DRIVE SAN MATEO CA 94402 824516895 501(C)(3) 165594 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) STEVENS INSTITUTE OF TECHNOLOGY 1 CASTLE POINT TERRACE HOBOKEN NJ 07030 221487354 501(C)(3) 173763 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) TEXAS A&M UNIVERSITY 400 BIZZELL STREET COLLEGE STATION TX 77840 742245072 501(C)(3) 1789923 0 N/A N/A FOR SOFTWARE TOOLS TO SUPPORT THE SERVICES PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT THE CITADEL 171 MOULTRIE STREET CHARLESTON SC 29409 576020493 501(C)(3) 905557 0 N/A N/A FOR SOFTWARE TOOLS TO SUPPORT THE SERVICES PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT UNIVERSITY OF NORTH GEORGIA 82 COLLEGE CIRCLE DAHLONEGA GA 30597 237066297 501(C)(3) 2083169 0 N/A N/A FOR SOFTWARE TOOLS TO SUPPORT THE SERVICE'S PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT; TO CREATE AND MANAGE A COLLABORATIVE CYBERSECURITY EDUCATIONAL PROGRAM WITH COMMUNITY COLLEGES, COLLEGES, AND UNIVERSITIES THAT ESTABLISHES STANDARDS FOR CYBERSECURITY CURRICULUM AND ACADEMIC EXCELLENCE, INCLUDES COMPETENCY DEVELOPMENT AMONG STUDENTS AND FACULTY, VALUES COMMUNITY OUTREACH AND LEADERSHIP IN PROFESSIONAL DEVELOPMENT, INTEGRATES CYBERSECURITY PRACTICE WITHIN THE INSTITUTION ACROSS ACADEMIC DISCIPLINES, ACTIVELY ENGAGES IN SOLUTIONS TO CHALLENGES FACING CYBERSECURITY EDUCATION UNIVERSITY OF WASHINGTON 1410 NE CAMPUS PARKWAY SEATTLE WA 98195 943079432 501(C)(3) 59106 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) UNIVERSITY ENTERPRISES CORPORATION 6000 J STREET SUITE 3800 SACRAMENTO CA 95819 956067343 501(C)(3) 174205 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) UNIVERSITY OF NORTH TEXAS 1155 UNION CIRCLE DENTON TX 76205 237232618 501(C)(3) 341254 0 N/A N/A TO MANAGE A COALITION OF NINE INSTITUTIONS OF HIGHER LEARNING TO DEVELOP THE NCAE-C CAREERS PREPARATION NATIONAL CENTER (CPNC) VMI RESEARCH LABORATORIES INC 2100 SILAS CREEK PARKWAY WINSTON-SALEM NC 27103 WINSTON-SALE LEXINGTON VA 24450 540737652 501(C)(3) 1821748 0 N/A N/A FOR SOFTWARE TOOLS TO SUPPORT THE SERVICES PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT VIRGINIA POLYTECHNIC INSTITUTE 902 PRICES FORK ROAD 400 BLACKSBURG VA 24061 540721690 501(C)(3) 4526947 0 N/A N/A FOR SOFTWARE TOOLS TO SUPPORT THE SERVICE'S PLANS FOR COMMAND AND CONTROL OF THE INFORMATION ENVIRONMENT; TO CREATE AND MANAGE A COLLABORATIVE CYBERSECURITY EDUCATIONAL PROGRAM WITH COMMUNITY COLLEGES, COLLEGES, AND UNIVERSITIES THAT ESTABLISHES STANDARDS FOR CYBERSECURITY CURRICULUM AND ACADEMIC EXCELLENCE, INCLUDES COMPETENCY DEVELOPMENT AMONG STUDENTS AND FACULTY, VALUES COMMUNITY OUTREACH AND LEADERSHIP IN PROFESSIONAL DEVELOPMENT, INTEGRATES CYBERSECURITY PRACTICE WITHIN THE INSTITUTION ACROSS ACADEMIC DISCIPLINES, ACTIVELY ENGAGES IN SOLUTIONS TO CHALLENGES FACING CYBERSECURITY EDUCATION 16 1 SCHOLARSHIPS 3185 66560360 N/A N/A PART I, LINE 2: VIRTUALLY ALL UNIVERSITY FUNDED SCHOLARSHIPS ARE TIED TO THE STUDENTS' GRADE POINT AVERAGE (GPA) OR BASED UPON FINANCIAL NEED AS DETERMINED BY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). ANNUALLY, THE GPA AND NEED ARE REVIEWED TO DETERMINE COMPLIANCE WITH THE UNIVERSITY STANDARD. IF A STUDENT'S GPA FALLS BELOW THE MINIMUM REQUIREMENT, THE SCHOLARSHIP IS EITHER REMOVED OR REDUCED BY HALF. STUDENTS CAN APPEAL TO HAVE THE SCHOLARSHIP RESTORED IF THEIR GPA RETURNS TO THE REQUIRED LEVEL. NEED BASED SCHOLARSHIPS ARE CARRIED FORWARD EACH YEAR ONCE THE STUDENT HAS COMPLETED THE FAFSA. THE UNIVERSITY PROVIDES ASSISTANCE TO CERTAIN LOCAL GOVERNMENTAL AND NOT-FOR-PROFIT ORGANIZATIONS THAT PROVIDE CRITICAL INFRASTRUCTURAL SUPPORT TO THE UNIVERSITY. THE ASSISTANCE IS CONSIDERED A DONATION AND THE UNIVERSITY DOES NO FURTHER MONITORING OF THE USE OF THE FUNDS. X 1 1 X X X 0 0 0 0 0 0 0 0 0 MARK ANARUMO PRESIDENT (UNTIL JAN. 2024) 377072 0 0 0 8873 0 23661 0 57314 0 466920 0 0 0 PHILIP SUSMANN VP STRATEGIC PTNRSHP/PRES NUARI 0 291299 0 0 0 792 0 17931 0 32882 0 342904 0 0 KAREN GAINES PROVOST 248478 0 0 0 566 0 19125 0 22145 0 290314 0 0 0 JESSICA WOOD DIR & ASST. PROF OF NURSING 188620 0 0 0 198 0 9977 0 33081 0 231876 0 0 0 HUW READ PROFESSOR OF INFORMATION ASSURANCE 172145 0 0 0 103 0 13366 0 36137 0 221751 0 0 0 MICHAEL BATTIG PROFESSOR 165422 0 0 0 737 0 13132 0 35740 0 215031 0 0 0 ELIZABETH POTSKOWSKI VP DEVELOPMENT 188930 0 0 0 165 0 12793 0 2236 0 204124 0 0 0 DANIELLE PELCZARSKI SENIOR VP AND CHIEF OF STAFF 187224 0 0 0 1022 0 14069 0 1244 0 203559 0 0 0 FRANK VANECEK PROFESSOR OF INFORMATION TECH. 176790 0 0 0 3733 0 13377 0 2922 0 196822 0 0 0 WILLIAM MCCULLOUGH COMMANDANT/VP STUDENT AFFAIRS 127454 0 0 0 207 0 9559 0 41446 0 178666 0 0 0 JAMES DUNKELMAN VP ADMIN & FINANCE 172670 0 0 0 1554 0 0 0 0 0 174224 0 0 0 GEORGE SILOWASH CHIEF INFORMATION SECURITY OFFICER 157122 0 0 0 192 0 7767 0 3074 0 168155 0 0 0 PART I, LINE 1A BOTH THE PRESIDENT AND THE COMMANDANT OF CADETS ARE PROVIDED HOUSING AS A CONDITION OF EMPLOYMENT, AND FOR THE CONVENIENCE OF THE EMPLOYER. THE VALUES OF HOUSING PROVIDED TO THE PRESIDENT AND TO THE COMMANDANT OF CADETS THROUGH DECEMBER 31, 2023 IN THE AMOUNTS OF $54,660 OF $40,920 RESPECTIVELY ARE INCLUDED IN FORM 990 AS PART OF THEIR NONTAXABLE BENEFITS. A VERMONT EDUCATIONAL & HEALTH BUILDINGS FINANCING AGENCY 237154467 2017-12-28 60490068 REFINANCE 2008 CONSTRUCTION BONDS 0 0 0 B VERMONT EDUCATIONAL & HEALTH BUILDINGS FINANCING AGENCY 237154467 924166FP1 2013-12-23 24515000 CONSTRUCTION FINANCING 0 0 0 A 13990068 60490068 60490068 2009 1 0 1 1 B 5505000 24515000 516563 457908 22960299 580230 2014 0 0 1 1 A 0 1 1 1 0 0.02000 0.00000 0.02000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 1 TD SECURITIES 30.000000000000 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART IV, ARBITRAGE, LINE 2C: ISSUER NAME: VERMONT EDUCATIONAL & HEALTH BUILDINGS FINANCING AGENCY THE REBATE COMPUTATION WAS PERFORMED IN 2020. ISSUER NAME: VERMONT EDUCATIONAL & HEALTH BUILDINGS FINANCING AGENCY THE REBATE COMPUTATION WAS PERFORMED IN 2020. X 1 4000 FMV X 16 241170 FMV X PRIZES 132 154499 FMV X EVENT SUPPLIES 28 19767 FMV 0 1 0 PART I, COLUMN (B): COLUMN (B) REPORTS THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 1, PART III, LINE 1 NORWICH UNIVERSITY'S MISSION IS TO GIVE OUR YOUTH AN EDUCATION THAT SHALL BE AMERICAN IN CHARACTER - TO ENABLE THEM TO ACT AS WELL AS TO THINK - TO EXECUTE AS WELL AS TO CONCEIVE - "TO TOLERATE ALL OPINIONS WHEN REASON IS LEFT FREE TO COMBAT THEM" - TO MAKE MORAL, PATRIOTIC, EFFICIENT, AND USEFUL CITIZENS, AND TO QUALIFY THEM FOR ALL THOSE HIGH RESPONSIBILITIES RESTING UPON A CITIZEN OF THIS FREE REPUBLIC. NORWICH'S MISSION STATEMENT IS UNIQUE IN HIGHER EDUCATION. WE KNOW EXACTLY WHO WE ARE, WHY WE ARE HERE, AND WHERE WE ARE GOING. WE ARE ABLE TO BE VERY SPECIFIC: THE DISTINCTIVE TERMS AND PHRASES FOUND IN THIS MISSION STATEMENT PROVIDE IMPORTANT CLUES IN UNDERSTANDING THE ESSENCE OF THIS ORGANIZATION, AND ULTIMATELY THE DIRECTIONS WE WILL SEEK AND THE OUTCOMES WE WILL REQUIRE OF OUR STUDENTS. THE MOST DISTINGUISHING TERMS ARE: AMERICAN IN CHARACTER GLOBAL IN PERSPECTIVE MUTUAL RESPECT SERVICE THINKING AND ACTING CONCEIVING AND EXECUTING MAKING MORAL AND PATRIOTIC CITIZENS MAKING USEFUL CITIZENS QUALIFYING GRADUATES FOR RESPONSIBILITIES OF A FREE REPUBLIC THESE, AS WELL AS OTHER DISTINGUISHING OUTCOMES OF THE NORWICH EXPERIENCE ARE DISCUSSED BELOW: AMERICAN IN CHARACTER MEANS THAT WE TEACH STUDENTS TO UNDERSTAND AND HOLD DEAR THOSE VALUES AND PRINCIPLES UPON WHICH THIS FREE REPUBLIC WAS ESTABLISHED. THE AMERICAN EXPERIENCE WAS UNIQUE AND WORLD CHANGING IN ITS DEVELOPMENT. IT WAS BUILT UPON THE FUNDAMENTALS OF DEMOCRACY AND THE NOTION THAT PEOPLE HAVE INALIENABLE RIGHTS. WE WANT OUR STUDENTS TO KNOW THE PRINCIPLES AND THE EVENTS IN WHICH THESE PRINCIPLES MANIFESTED WHICH LEAD UP TO THE GREAT AMERICAN EXPERIMENT, THE HISTORY OF OUR SUCCESSFUL JOURNEY, AND THE REASONS WHY THE PRINCIPLES MANIFESTED IN THE BILL OF RIGHTS, THE CONSTITUTION, AND THE DECLARATION OF INDEPENDENCE ARE WORTH FIGHTING FOR. THROUGHOUT THE ENTIRE STUDENT EXPERIENCE, BOTH ACADEMIC AND EXTRACURRICULAR, WE TEACH THIS VALUE AND ENSURE THAT OUR STUDENTS UNDERSTAND ITS MEANING. GLOBAL IN PERSPECTIVE MEANS THAT OUR STUDENTS SHOULD UNDERSTAND THAT THE USA IS NOT ALONE IN THIS WORLD. THE WORLD IS A COMPLEX PLACE, AND CIVILIZATION AND ITS CULTURES ARE CONSTANTLY EVOLVING. DEFINING THE ENTIRE WORLD WITH AMERICAN VALUES DISTORTS THE REALITY OF A MULTICULTURAL PLANET AND LIMITS ONE'S PERSPECTIVE ON THE HISTORY OF MAN'S JOURNEY TO THE PRESENT TIME. BECAUSE AMERICA IS A LEADER IN THE WORLD, AND BECAUSE OUR STUDENTS ARE DESTINED TO BE LEADERS IN AMERICA, WE MUST UNDERSTAND AND RESPECT ALL POINTS OF VIEW AS PART OF GAINING THE WISDOM TO LEAD. THROUGHOUT THE ENTIRE STUDENT EXPERIENCE, BOTH ACADEMIC AND EXTRACURRICULAR, WE TEACH THIS VALUE AND ENSURE THAT OUR STUDENTS UNDERSTAND ITS MEANING. MUTUAL RESPECT, SOCIAL GRACES, AND POLITENESS. MUTUAL RESPECT IS A CORNERSTONE OF CIVILIZATION AND A FOUNDATION OF ACADEMIA. IT IS WHAT INITIATES A SALUTE; IT IS WHAT ALLOWS TWO PEOPLE TO APPRECIATE EACH OTHER FOR THE VALUE THAT THEY BRING TO THE RELATIONSHIP, NO MATTER HOW LASTING OR TEMPORARY THE RELATIONSHIP IS. IT IS COMMON HUMAN DECENCY, KINDNESS, AND A CORNERSTONE OF A CIVIL SOCIETY. MUTUAL RESPECT TURNS INTO LASTING FRIENDSHIP. ITS SUCCESSFUL BREEDING AT NORWICH UNIVERSITY IS A PRIMARY REASON WHY PEOPLE DEVELOP CLOSE RELATIONSHIPS WITH THOSE THEY OTHERWISE MIGHT NOT. IN ADDITION TO MUTUAL RESPECT, NORWICH STUDENTS AND GRADUATES ARE KNOWN FOR THEIR GRACE IN SOCIAL SITUATIONS AND THEIR POLITENESS. THE NORWICH ENVIRONMENT BREEDS THIS CHARACTERISTIC. THROUGHOUT THE ENTIRE STUDENT EXPERIENCE, BOTH ACADEMIC AND EXTRACURRICULAR, WE TEACH THESE VALUES AND ENSURE THAT OUR STUDENTS PRACTICE THEM. SERVICE IS AN INTEGRAL PART OF THE NORWICH EXPERIENCE. LEADERS SERVE, AND WE TRAIN LEADERS. WE SEEK TO INCULCATE THIS VALUE IN OUR STUDENTS, IN PART BY ENSURING THAT THEY DIRECTLY EXPERIENCE IT. EXPERIENCING "SERVICE TO OTHERS BEFORE SELF" IS A VITAL PART OF EACH STUDENT'S MATURATION PROCESS. STUDENTS TAKE WITH THEM FROM NORWICH THE EXPECTATION THAT SERVICE WILL BE A LIFELONG COMMITMENT. THROUGHOUT THE ENTIRE STUDENT EXPERIENCE, BOTH ACADEMIC AND EXTRA-CURRICULAR, WE TEACH THIS VALUE AND ENSURE THAT OUR STUDENTS EXPERIENCE IT. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY NORWICH UNIVERSITY'S TAX ADVISORS WITH INFORMATION PROVIDED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND THE UNIVERSITY'S CONTROLLER. THE BOARD OF TRUSTEES AUDIT COMMITTEE REVIEWS AND COMMENTS ON THE FORM 990 WITH SCHEDULE B - SCHEDULE OF CONTRIBUTORS - REDACTED. ONCE IT IS APPROVED BY THE COMMITTEE, THE FORM 990 WITH THE SCHEDULE B REDACTED IS PROVIDED TO THE FULL BOARD. AFTER IT IS APPROVED BY THE FULL BOARD, IT IS SUBMITTED TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND AFFIDAVIT IS DISTRIBUTED ANNUALLY TO BOARD OF TRUSTEES. THE COMPLETED AFFIDAVITS ARE RETURNED AND REVIEWED BY BOTH THE UNIVERSITY ADMINISTRATION AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR CONFLICTS THAT COULD IMPAIR THE JUDGEMENT OF THE INDIVIDUALS. THE AUDIT COMMITTEE REPORTS THE RESULT OF THEIR REVIEW TO THE FULL BOARD DURING THE FALL MEETING. THE AUDIT COMMITTEE ASKS ANY TRUSTEE WITH A DISCLOSED CONFLICT OF INTEREST TO RECUSE THEMSELVES FROM BOARD CONVERSATIONS WHERE THE OUTCOME COULD AFFECT THE BUSINESS RELATIONSHIP WITH THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF OFFICERS AND SENIOR ADMINISTRATORS AT NORWICH UNIVERSITY IS SET BY THE PRESIDENT WITH THE ADVICE OF THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE PRESIDENT'S COMPENSATION IS SET BY THE BOARD OF TRUSTEES WITH THE ADVICE OF THE COMPENSATION COMMITTEE. THE PROCESS USED FOR THESE DECISIONS FOLLOWS THE GUIDELINES SUGGESTED BY THE IRS FOR COMPLIANCE WITH IRC SECTION 4958. THE PRIMARY FACTOR IN THESE DETERMINATIONS IS COMPENSATION BENCHMARKING FOLLOWING THE METHODS USED FOR ALL STAFF AT THE UNIVERSITY. BENCHMARK COMPENSATION DATA IS OBTAINED FROM AN ANNUAL COMPENSATION SURVEY OF HIGHER EDUCATION INSTITUTIONS CONDUCTED BY THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES (CUPA-HR). NORWICH UNIVERSITY COMPARES TO A SELECTED COMPENSATION COHORT FROM THIS SURVEY. THE CURRENT COHORT INCLUDES ALL RESPONSES FROM INSTITUTIONS WITH OPERATING BUDGETS IN THE RANGE OF $60 MILLION TO $140 MILLION THAT OFFER BOTH UNDERGRADUATE AND GRADUATE DEGREES. ABOUT 205 INSTITUTIONS INCLUDED IN THE SURVEY MEET THESE CRITERIA. FOR ALL STAFF AT NORWICH, A FACTOR BASED ON TIME IN THE CURRENT JOB LEVEL IS APPLIED TO THE BENCHMARK RATE FROM THE COMPENSATION SURVEY TO FIND AN EXPECTED MARKET RATE FOR EACH EMPLOYEE IN THE CURRENT POSITION. COMPENSATION INCREASES ARE PROPOSED TO ASSURE THAT EMPLOYEES ARE NOT BELOW A SPECIFIED PERCENTAGE OF THE EXPECTED MARKET RATE. CURRENTLY, THE MINIMUM IS 85%. IN ADDITION TO THE COMPENSATION BENCHMARK DATA, THE COMMITTEE CONSIDERS PERFORMANCE INFORMATION ON THE SENIOR ADMINISTRATORS PROVIDED BY THE PRESIDENT, AND THE RESULTS OF THE PERFORMANCE APPRAISAL OF THE PRESIDENT CONDUCTED BY THE BOARD. THE DIRECTOR OF HUMAN RESOURCES SERVES AS THE STAFF LIAISON TO THE COMPENSATION COMMITTEE. THE PROCESS WAS MOST RECENTLY UNDERTAKEN IN 2023. THE PRESIDENT'S COMPENSATION IS REVIEWED ANNUALLY. THE FORMAL CHARGE TO THE COMPENSATION COMMITTEE OF THE BOARD IS PRESENTED BELOW. COMPENSATION COMMITTEE THIS COMMITTEE WAS ESTABLISHED IN OCTOBER 2009 BASED ON THE WORK OF THE AD HOC COMPENSATION COMMITTEE, WHICH WAS ESTABLISHED ON JUNE 10, 2005. THE PRIMARY PURPOSE OF THIS COMMITTEE IS TO ENSURE THAT THE PRESIDENT AND OTHER HIGHLY COMPENSATED EMPLOYEES ARE COMPENSATED IN A WAY THAT IS CONSISTENT WITH PERFORMANCE, LONGEVITY, MARKET EQUITY, AND IN ACCORDANCE WITH CURRENT IRS RULES AND REGULATIONS, INCLUDING THE INTERMEDIATE SANCTIONS UNDER IRC SECTION 4958. THE COMMITTEE WILL REVIEW AND PROVIDE ADVICE TO THE PRESIDENT ON COMPENSATION ISSUES FOR THE OFFICERS AND SENIOR ADMINISTRATORS AND OTHER HIGHLY COMPENSATED INDIVIDUALS, REVIEW COMPENSATION BENCHMARKS AND STUDIES DONE BY INDEPENDENT ORGANIZATIONS, AND USE APPROPRIATE COMPARABLE DATA PRIOR TO MAKING THESE RECOMMENDATIONS TO THE PRESIDENT. IN ADDITION, THE COMMITTEE WILL MAKE A RECOMMENDATION TO THE FULL BOARD ON THE PRESIDENT'S COMPENSATION. DOCUMENTATION OF THE BOARD'S ACTIONS ARE TO BE CONSIDERED CONFIDENTIAL AND ARE TO REMAIN ON FILE WITH THE SECRETARY OF THE BOARD. COMMITTEES SHOULD USE APPROPRIATE IRS PROVIDED CHECKLISTS IN THEIR DECISION MAKING PROCESS AND DELIBERATIONS. THE DIRECTOR OF HUMAN RESOURCES WILL BE THE LIAISON. FORM 990, PART VI, SECTION C, LINE 19 NORWICH UNIVERSITY'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, TAX FILINGS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE FOR REVIEW UPON REQUEST. THE NORWICH UNIVERSITY FORM 990 IS AVAILABLE FOR PUBLIC REVIEW AT WWW.GUIDESTAR.ORG. FORM 990, PART VII, SECTION A, SEQUENCE 2 MR. SUSMANN AVERAGES 4 HOURS PER WEEK AS THE NORWICH UNIVERSITY VICE PRESIDENT FOR STRATEGIC PARTNERSHIPS AND 36 HOURS PER WEEK AS THE NUARI PRESIDENT. NUARI PAYS ALL OF MR. SUSMANN'S WAGES AND REPORTS ALL OF HIS WAGES ON FORM W-2. NUARI, A CONTROLLED, TAX EXEMPT, 501(C)(3) ORGANIZATION, CHARGES BACK FOR THE TIME MR. SUSMANN DEVOTES TO NORWICH UNIVERSITY. FORM 990, PART XI, LINE 9: RELATED ENTITY REVENUES 5,819,108. RELATED ENTITY EXPENSES -5,057,459. CHANGE IN INTEREST RATE SWAP VALUATION 2,186,577. CHANGE IN SPLIT INTEREST AGREEMENTS 885,927. GAIN FROM BENEFICIAL INTEREST IN PERPETUAL TRUST 981,037. NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES PO BOX 30 NORTHFIELD VT 05663 061669185 APPLIED RESEARCH TO ENHANCE NATIONAL SECURITY VT 501(C)(3) LINE 10 NORWICH UNIVERSITY 1 CHARITABLE REMAINDER UNITRUST CHARITABLE REMAIDER UNITRUST NY N/A T 0 CHARITABLE TRUST CHARITABLE TRUST VT N/A T 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 0 1 0 0 0 NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES J 152643 CASH CHARITABLE TRUST A 427817 CASH NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES L 363083 CASH NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES M 3469035 CASH NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES C 200000 CASH