2025-02-26T16:59:36-06:00 2024-06-30 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990PF 2023-07-01 136114308 THE SPERRY FUND SPER 2123701165 99 PARK AVENUE 2220 NEW YORK NY 100161601 MAUREEN HOWLEY TREASURER 2123701165 2025-02-26 1 1 JOSEPH L ALI CPA P02093808 2122862600 2025-02-26 2023 2025-03-06 01:10:19Z X 18111049 X X 13869 13869 202564 202424 141630 816881 141557 157275 150208 515338 508058 6000 0 6000 101328 0 101328 20339 0 20339 24700 0 24700 85485 16980 68505 7858 7776 0 8208 8206 0 188019 141519 45687 441937 174481 266559 623250 623250 1065187 174481 889809 -549849 333577 33824 47596 47596 271352 181551 181551 17357955 17881902 17881902 17663131 18111049 18111049 0 0 X 17663131 18111049 17663131 18111049 17663131 18111049 17663131 -549849 997767 18111049 0 18111049 SCHEDULE K-1 - PROSPECT CAPITAL PARTNERS P 139610 139610 SCHEDULE K-1 - VENTURE INVESTMENT ASSOCIATES IV, L.P P -5532 -5532 SCHEDULE K-1 - VENTURE INVESTMENT ASSOCIATES, L.P P 7479 7479 141557 4637 0 4637 0 4637 20784 0 0 0 20784 X 0 16147 16147 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 N/A MAUREEN HOWLEY TREASURER 2123701165 99 PARK AVENUE 2220 NEW YORK NY 100161601 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 FREDERICK W BEINECKE 99 PARK AVENUE 2200 NEW YORK NY 100161601 PRESIDENT & DIRECTOR 2.00 0 0 0 JOHN B BEINECKE 99 PARK AVENUE 2200 NEW YORK NY 100161601 VICE PRESIDENT & DIRECTOR 2.00 0 0 0 R SCOTT GREATHEAD 99 PARK AVENUE 2200 NEW YORK NY 100161601 SECRETARY & DIRECTOR 2.00 3000 0 0 SARAH BEINECKE RICHARDSON 99 PARK AVENUE 2200 NEW YORK NY 100161601 DIRECTOR 2.00 0 0 0 FRANCES G BEINECKE 99 PARK AVENUE 2200 NEW YORK NY 100161601 DIRECTOR 2.00 0 0 0 MAUREEN HOWLEY 99 PARK AVENUE 2200 NEW YORK NY 100161601 TREASURER 5.00 0 0 0 DIANE M FLYNN 99 PARK AVENUE 2200 NEW YORK NY 100161601 DIRECTOR (JOINED 10/30/23) 2.00 3000 0 0 NONE 0 MATTHEW LOAR 23 WESTSIDE COURT LEXINGTON VA 24450 PROGRAM CONSULTING FEES 60000 0 0 17224683 314466 0 17539149 0 0 17539149 263087 17276062 863803 863803 4637 4637 859166 0 859166 0 859166 889809 0 889809 859166 0 0 176320 109610 2344 42988 106915 438177 889809 0 0 0 859166 30643 0 0 468820 0 0 0 0 0 0 176320 292500 109610 2344 42988 106915 30643 THE SPERRY FUND ATTN GRANTS ADMINISTRATOR 99 PARK AVENUE 2220 NEW YORK NY 100161601 2123701165 BEINECKESCHOLARSHIP@SPERRYFUND.ORG PLEASE CONTACT BEINECKESCHOLARSHIP@SPERRYFUND.ORG FOR FULL APPLICATION REQUIREMENTS. PLEASE REFER TO HTTPS://BEINECKESCHOLARSHIP.ORG/ FOR APPLICATION DEADLINES. PLEASE SEE WEBSITE HTTPS://BEINECKESCHOLARSHIP.ORG/ FOR AWARD RESTRICTIONS AND LIMITATIONS. ADRIANA GONZALES C/O UNIVERSITY OF CALIFORNIA BERKELEY 424 SPROUL HALL MAIL CODE BERKELEY CA 94720 N/A I SCHOLARSHIP 4000 BIRKBECK UNIVERSITY OF LONDON ITF ANNEE LYONS MALET STREET LONDON UK WC1E 7HX N/A PC SCHOLARSHIP 5000 BROWN UNIVERSITY ITF CHRISTINA STEELE 69 BROWN STREET PROVIDENCE PR 02912 N/A PC SCHOLARSHIP 7000 BRYN EVANS C/O STANFORD UNIVERSITY 355 GALVEZ STREET STANFORD CA 943056106 N/A I SCHOLARSHIP 4000 CHAPMAN UNIVERSITY ITF PARKER ROSE ONE UNIVERSITY DRIVE ORANGE NJ 92866 N/A PC SCHOLARSHIP 8000 COLLEGE OF WILLIAM & MARY ITF CHRISTOPHER MCCRACKIN POST OFFICE BOX 1693 WILLIAMSBURG VA 23187 N/A PC SCHOLARSHIP 15000 COLUMBIA UNIVERSITY ITF EYSHE BEIRICH 622 WEST 113TH STREET NEW YORK NY 10025 N/A PC SCHOLARSHIP 6000 CORNELL UNIVERSITY ITF JOHN STARR 125 CALDWELL HALL ITHACA NY 148532602 N/A PC SCHOLARSHIP 6000 CORNELL UNIVERSITY ITF JUHYAE KIM 125 CALDWELL HALL ITHACA NY 148532602 N/A PC SCHOLARSHIP 6500 CORNELL UNIVERSITY ITF JUHYAE KIM 125 CALDWELL HALL ITHACA NY 148532602 N/A PC SCHOLARSHIP 7500 COURTAULD INSTITUTE OF ART ITF EMMA IADANZA SOMERSET HOUSE STRAND UK WC2R 0RN N/A PC SCHOLARSHIP 5000 DUKE UNIVERSITY ITF RACHEL KAUFMAN OLD CHEMISTRY BUILDING ROOM 327 415 CHAPEL DRIVE BOX 90065 DURHAM NC 27708 N/A PC SCHOLARSHIP 5500 EMILY HACKETT C/O HARVARD UNIVERSITY 350 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 01238 N/A I SCHOLARSHIP 4000 FRANK NAJARRO C/O UNIVERSITY OF CHICAGO 6031 S ELLIS AVENUE CHICAGO IL 60637 N/A I SCHOLARSHIP 1000 HARVARD UNIVERSITY ITF BENJAMIN WALDMAN 351 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 01238 N/A PC SCHOLARSHIP 10000 HARVARD UNIVERSITY ITF EMILY HACKETT 350 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 01238 N/A PC SCHOLARSHIP 10000 HARVARD UNIVERSITY ITF KATERINA RAMOS-JORDAN 352 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 01238 N/A PC SCHOLARSHIP 3750 HARVARD UNIVERSITY ITF LAUREN SCHILLING 352 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 01238 N/A PC SCHOLARSHIP 6000 HELENA SILVA-NICHOLS C/O STANFORD UNIVERSITY 355 GALVEZ STREET STANFORD CA 943056106 N/A I SCHOLARSHIP 1000 HUDSON RIVER SLOOP CLEARWATER INC 724 WOLCOTT AVENUE BEACON NY 12508 N/A PC GRANTS 25000 ISCTE - UNIVERSITY INSTITUTE OF LISBON ITF HELENA SILVA-NICHOLS AV DAS FOR AS ARMADAS 1649-026 LISBON PO N/A PC SCHOLARSHIP 14000 JASMINE OKIDI C/O UNIVERSITY OF CAMBRIDGE TRINITY LANE CAMBRIDGE UK CB2 3AP N/A I SCHOLARSHIP 4000 JOHNS HOPKINS UNIVERSITY ITF KORY GAINES 3910 KESWICK ROAD SUITE N2100 BALTIMORE MD 21211 N/A PC SCHOLARSHIP 7500 JONATHAN TANAKA C/O UNIVERSITY OF CALIFORNIA BERKELEY 424 SPROUL HALL MAIL CODE BERKELEY CA 94720 N/A I SCHOLARSHIP 4000 JUHYAE KIM C/O CORNELL UNIVERSITY 377 PINE TREE ROAD ITHACA NY 14850 N/A I SCHOLARSHIP 1000 KATHRYN COOK C/O TULANE UNIVERSITY 6823 ST CHARLES AVENUE NEW ORLEANS LA 70118 N/A I SCHOLARSHIP 4000 LINDSEY BOULDIN C/O UNIVERSITY OF TENNESSEE-KNOXVIL E KNOXVILLE TN 37996 N/A I SCHOLARSHIP 4000 NORTH CAROLINA STATE UNIVERSITY ITF JORDAN JENKINS 1020 MAIN CAMPUS DRIVE RALEIGH NC 27695 N/A PC SCHOLARSHIP 5000 OXFORD UNIVERSITY ITF CHINAZA (RUTH) OKONKWO WELLINGTON SQUARE OXFORD UK OX2 6HD N/A PC SCHOLARSHIP 6500 OXFORD UNIVERSITY ITF REGINA KONG WELLINGTON SQUARE OXFORD UK OX2 6HD N/A PC SCHOLARSHIP 15000 OXFORD UNIVERSITY ITF THYRA-LILJA ALTUNIN WELLINGTON SQUARE OXFORD UK OX2 6HD N/A PC SCHOLARSHIP 6000 OXFORD UNIVERSITY ITF THYRA-LILJA ALTUNIN WELLINGTON SQUARE OXFORD UK OX2 6HD N/A PC SCHOLARSHIP 6000 PRINCETON UNIVERSITY ITF MARK (NEE MEREDITH) WALKER 701 CARNEGIE CTR STE 445 PRINCETON NJ 08540 N/A PC SCHOLARSHIP 6000 REGINA KONG C/O OXFORD UNIVERSITY WELLINGTON SQUARE OXFORD UK OX2 6HD OXFORD UK OX2 6HD N/A I SCHOLARSHIP 4000 STANFORD UNIVERSITY ITF EMILY RUSSELL 355 GALVEZ STREET STANFORD CA 943056106 N/A PC SCHOLARSHIP 10000 TEMPLE UNIVERSITY ITF CAMERON JOY GRAY 1801 NORTH BROAD STREET PHILADELPHIA PA 19122 N/A PC SCHOLARSHIP 10000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY ITF ADRIANA GONZALES 424 SPROUL HALL MAIL CODE 5900 BERKELEY CA 94720 N/A PC SCHOLARSHIP 15000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY ITF SEAN CRONAN 424 SPROUL HALL MAIL CODE 5900 BERKELEY CA 94720 N/A PC SCHOLARSHIP 6000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY ITF SEBASTIAN PUERTA 424 SPROUL HALL MAIL CODE 5900 BERKELEY CA 94720 N/A PC SCHOLARSHIP 15000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY ITF SYDNEY TO 424 SPROUL HALL MAIL CODE 5900 BERKELEY CA 94720 N/A PC SCHOLARSHIP 3000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY JONATHAN TANAKA 424 SPROUL HALL MAIL CODE 5900 BERKELEY CA 94720 N/A PC SCHOLARSHIP 6000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE ITF CIENNA BENN 120 ALDRICH HALL IRVINE CA 926973180 N/A PC SCHOLARSHIP 5500 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES ITF NICOLETTE D'AN 1000 VETERAN AVE LOS ANGELES CA 90095 N/A PC SCHOLARSHIP 6000 THE UNIVERSITY OF TENNESSEE-KNOXVILLE ITF LINDSEY BOULDIN UNIVERSITY OF TENNESSEE-KNOXVILLE KNOXVILLE TN 37996 N/A PC SCHOLARSHIP 7500 TRUSTEES OF PHILLIPS ACADEMY 180 MAIN ST ANDOVER MA 01810 N/A PC BEINECKE SCHOLARSHIP ENDOWMENT FUND 75000 UNIVERSITY OF CHICAGO ITF CHRISTOPHER BATTERMAN 6031 S ELLIS AVENUE CHICAGO IL 60637 N/A PC SCHOLARSHIP 9000 UNIVERSITY OF CHICAGO ITF MADELINE OUIMET 6031 S ELLIS AVENUE CHICAGO IL 60637 N/A PC SCHOLARSHIP 6000 UNIVERSITY OF CHICAGO ITF MISHA MCDANIEL 6031 S ELLIS AVENUE CHICAGO IL 60637 N/A PC SCHOLARSHIP 5000 UNIVERSITY OF FLORIDA ITF BEATRICE KYASIIMIRE 107 CRISER HALL PO BOX 114025 GAINESVILLE FL 32611 N/A PC SCHOLARSHIP 18000 UNIVERSITY OF GEORGIA ITF BENJAMIN ROY 104 CALDWELL HALL ATHENS GA 306026113 N/A PC SCHOLARSHIP 7500 UNIVERSITY OF GEORGIA ITF BENJAMIN ROY 104 CALDWELL HALL ATHENS GA 306026113 N/A PC SCHOLARSHIP 7500 UNIVERSITY OF GEORGIA ITF MEREDITH EMERY 104 CALDWELL HALL ATHENS GA 306026113 N/A PC SCHOLARSHIP 10000 UNIVERSITY OF MASSACHUSETTS AMHERST ITF ALESSA FARINELLA 374 WHITMORE BUILDING 181 PRESIDENT DRIVE AMHERST MA 01003 N/A PC SCHOLARSHIP 6000 UNIVERSITY OF MASSACHUSETTS AMHERST ITF JOANNA HEJL 374 WHITMORE BUILDING 181 PRESIDENT DRIVE AMHERST MA 01003 N/A PC SCHOLARSHIP 7500 UNIVERSITY OF MASSACHUSETTS AMHERST ITF JOANNA HEJL 374 WHITMORE BUILDING 181 PRESIDENT DRIVE AMHERST MA 01003 N/A PC SCHOLARSHIP 7500 UNIVERSITY OF MASSACHUSETTS AMHERST ITF SHIVAN KAITESI KAMUGISHA 374 WHITMORE BUILDING 181 PRESIDENT DRIVE AMHERST MA 01003 N/A PC SCHOLARSHIP 18000 UNIVERSITY OF MINNESOTA ITF MARIANA PENALOZA MORALES 100 CHURCH ST SE MINNEAPOLIS MN 55455 N/A PC SCHOLARSHIP 6000 UNIVERSITY OF NEVADA LAS VEGAS ITF LEAH MELL 4505 SOUTH MARYLAND PARKWAY LAS VEGAS NV 89154 N/A PC SCHOLARSHIP 4500 UNIVERSITY OF NEVADA LAS VEGAS ITF LEAH MELL 4505 SOUTH MARYLAND PARKWAY LAS VEGAS NV 89154 N/A PC SCHOLARSHIP 9500 UNIVERSITY OF NEW MEXICO ITF KATHRYN COOK 700 LOMAS BLVD NE STE 108 ALBUQUERQUE NM 87102 N/A PC SCHOLARSHIP 15000 UNIVERSITY OF PENNSYLVANIA ITF DAVID MULDER 3451 WALNUT ST PHILADELPHIA PA 19104 N/A PC SCHOLARSHIP 6000 UNIVERSITY OF SOUTHERN CALIFORNIA ITF KOLTEN CONKLEN 669 W 34TH ST LOS ANGELES CA 90089 N/A PC SCHOLARSHIP 6000 UNIVERSITY OF VERMONT ITF GRANT BURTON 223 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 N/A PC SCHOLARSHIP 15000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC WORLD CONSERVATION PROGRAM 25000 YALE UNIVERSITY ITF KATHRYN MUENSTERMAN PO BOX 208241 NEW HAVEN CT 06520 N/A PC SCHOLARSHIP 15000 YALE UNIVERSITY ITF NATHANIEL SERIO PO BOX 208241 NEW HAVEN CT 06520 N/A PC SCHOLARSHIP 4000 YALE UNIVERSITY ITF PARKER ZANE PO BOX 208241 NEW HAVEN CT 06520 N/A PC SCHOLARSHIP 4000 YALE UNIVERSITY ITF SERGIO INFANTE PO BOX 208241 NEW HAVEN CT 06520 N/A PC SCHOLARSHIP 15000 YALE UNIVERSITY ITF SOPHIA CAREY PO BOX 208241 NEW HAVEN CT 06520 N/A PC SCHOLARSHIP 10000 623250 PHILLIPS ACADEMY ANDOVER 180 MAIN STREET ANDOVER MA 01810 N/A PC BEINECKE SCHOLARSHIP FUND 75000 PHILLIPS ACADEMY ANDOVER 180 MAIN STREET ANDOVER MA 01810 N/A PC BEINECKE SCHOLARSHIP FUND 75000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC WORLD CONSERVATION PROGRAM 25000 175000 14 13869 901101 140 14 202424 901101 7057 01 150208 901101 73 18 141557 REFUND OF STATE FILING FEES 01 10 7270 508068 0 515338 0 0 0 0 0 0 0 0 0 0 AUDIT AND TAX RETURN PREPARATION 24700 0 24700 PROSPECT CAPITAL PARTNERS FMV 17790684 17790684 VENTURE INVESTMENT ASSOCIATES, L.P. FMV 535 535 VENTURE INVESTMENT ASSOCIATES IV, L.P. FMV 90683 90683 FILING FEES 750 0 750 PHONE AND COMPUTER EXPENSES 3360 0 3360 OFFICE EXPENSE 34077 0 34077 SELECTION COMMITTEE FEES 7500 0 7500 SCHEDULE K-1'S - OTHER EXPENSES 142332 141519 0 SCHEDULE K-1 - PROSPECT CAPITAL PARTNERS 155359 148205 155359 SCHEDULE K-1 - VENTURE INVESTMENT ASSOCIATES IV, L.P -102 -5 -102 SCHEDULE K-1 - VENTURE INVESTMENT ASSOCIATES, L.P 2008 2008 2008 REFUND OF STATE FILING FEES 10 10 UNREALIZED APPRECIATION OF INVESTMENTS 997767 PROGRAM CONSULTING FEES 60000 0 60000 FOUNDATION ADMINISTRATIVE SERVICES 24360 15855 8505 INVESTMENT CUSTODY FEES 1125 1125 0 SCHEDULE K-1'S - FOREIGN TAXES WITHHELD 8208 8206 0