2025-12-11T08:52:33-06:00 2025-04-30 133850905 FRANKEL LOUGHRAN STARR & VALLONE LLP 1475 FRANKLIN AVE GARDEN CITY NY 115301662 990PF 2024-05-01 462849664 THE PHILIP AND JANET SHAPIRO FAMILY FOUN PHIL 5164888800 50 JERICHO QUADRANGLE 301 JERICHO NY 11753 PHILIP SHAPIRO PRESIDENT 5164888800 2025-12-10 1 0 JAMES TOTO P00229579 5168748800 2024 2025-03-06 01:10:19Z X X 2027300 X X 12153 12153 18089 18089 75940 394435 75940 3720 3720 0 109902 109902 0 0 0 0 0 11026 11026 0 0 11026 11026 0 0 55850 55850 66876 11026 0 55850 43026 98876 0 15026 79114 79114 111675 28911 28911 1755511 1675510 1919275 -152129 -10426 0 1730083 1773109 2027300 0 0 X 0 0 0 0 1730083 1773109 1730083 1773109 1730083 1773109 1730083 43026 0 1773109 0 1773109 37,000 SHRS US TSY BILL P 2023-09-28 2024-08-23 36946 35178 1768 1768 9,000 SHRS US TSY BILL P 2024-07-16 2024-09-03 8672 8587 85 85 19,800 SHRS US TSY NOTE P 2023-12-13 2024-09-03 19959 19848 111 111 107 SHRS VANGUARD HEALTH CARE ETF P 2022-09-20 2024-12-17 27538 24882 2656 2656 1,000 SHRS BCS CI AUTO FCX 13000 *26FB20 P 2023-02-17 2024-05-22 10000 10000 0 0 1,000 SHRS BNS CI AUTO XOM 10200 *26FB27 P 2023-02-24 2024-05-30 10000 10000 0 0 2,000 SHRS GS CI AUTO C 8750 *24MY03 P 2021-04-30 2024-05-03 20000 20000 0 0 10,000 SHRS GS DDTJUMP ON SPX 24MY15 P 2019-05-10 2024-05-15 181255 100000 81255 81255 1,000 SHRS MS CI AUTO BAC 10100 *25MY09 P 2022-05-06 2024-05-09 10000 10000 0 0 50,000 SHRS MS JUMP CL1 00000 *26MY29 P 2023-05-25 2024-06-06 56775 50000 6775 6775 2,000 SHRS JPM CI AUTO EQTY 13000 *24NV08 P 2021-11-05 2024-11-08 9048 20000 -10952 -10952 1,000 SHRS GS CI AUTO AA 20000 *25MH19 P 2022-03-14 2025-03-19 4242 10000 -5758 -5758 75940 1964 1374 0 1374 0 1374 0 0 0 0 0 X 74 1448 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 1 N/A PHILIP J SHAPIRO 5164888800 1979 MARCUS AVENUE STE 200 LAKE SUCCESS NY 11042 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILIP J SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 PRESIDENT & CEO 0.00 0 0 0 JANET SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 TREASURER 0.00 0 0 0 BROOKE F SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 VICE PRESIDENT 0.00 0 0 0 JOSHUA M SHAPIRO 1979 MARCUS AVENUE 200 LAKE SUCCESS NY 11042 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 1931448 138709 0 2070157 0 0 2070157 31052 2039105 101955 101955 1374 1374 100581 0 100581 0 100581 55850 0 55850 100581 0 0 9878 38336 60179 9077 117470 55850 0 0 0 55850 0 44731 44731 72739 0 0 0 0 0 0 0 72739 3483 60179 9077 X 5 UNDER 40 FOUNDATION CORP 135 PARKINSON AVE STATEN ISLAND NY 10305 NONE PC CHARITABLE CONTRIBUTION 1000 AMERICAN CANCER SOCIETY 250 WILLIAMS ST NW ATLANTA GA 30303 NONE PC CHARITABLE CONTRIBUTION 2000 FOUNDATION FOR INNOVATIONS IN MEDICAL EDUCATION 225 HILLCREST LN OYSTER BAY NY 11771 NONE PC CHARITABLE CONTRIBUTION 2000 FRIENDS OF THE ISREAEL DEFENSE FORCE 60 EAST 42ND STREET NEW YROK NY 10165 NONE PF CHARITABLE CONTRIBUTION 3500 HILLEL INTERNATIONAL 800 EIGHTH STREET NW WASHINGTON DC 20001 NONE PF CHARITABLE CONTRIBUTION 1000 HOSPITAL FOR SPECIAL SURGERY 535 E 70TH STREET NEW YORK NY 10021 NONE PC CHARITABLE CONTRIBUTION 2000 LICADD 1025 OLD COUNTRY RD 221 WESTBURY NY 11590 NONE PC CHARITABLE CONTRIBUTION 1000 MAKE A WISH 1702 E HIGHLAND AVENUE PHOENIX AZ 85016 NONE PC CHARITABLE CONTRIBUTION 500 MORSELIFE FOUNDATION INC 4847 DAVID S MACK DR WEST PALM BEACH FL 33417 NONE PC CHARITABLE CONTRIBUTION 2000 MUTTONTOWN UPPER BROOKVILLE PBA HOLIDAY FUND 1 RAZ TAFURO WAY MUTTONTOWN NY 11791 NONE PC CHARITABLE CONTRIBUTION 250 NYU LANGONE HEALTH ONE PARK AVENUE 9TH FL NEW YORK NY 10016 NONE PC CHARITABLE CONTRIBUTION 2000 SUNRISE ASSOCIATION DAY CAMP 11 NEIL CT OCEANSIDE NY 11572 NONE PC CHARITABLE CONTRIBUTION 1000 TUNNEL TO TOWERS 2361 HYLAN BLVD STATEN ISLAND NY 10306 NONE PC CHARITABLE CONTRIBUTION 100 UJA FEDERATION OF NY 130 E 59TH ST NEW YORK NY 10022 NONE PC CHARITABLE CONTRIBUTION 25000 UMASS CHAN MEDICAL SCHOOL 55 N LAKE AVE WORCESTER MA 01655 NONE PC CHARITABLE CONTRIBUTION 1000 WEBB INSTITUTE 298 CRESCENT BEACH ROAD GLEN COVE NY 11542 NONE PC CHARITABLE CONTRIBUTION 10000 WOUNDED WARRIOR PROJECT 4899 BELFORT ROAD SUITE 300 JACKSONVILLE FL 32256 NONE PC CHARITABLE CONTRIBUTION 1000 ST JUDE CHILDREN'S RESEARCH HOSPITAL 220 E 42ND STREET NEW YORK NY 10017 NONE PC CHARITABLE CONTRIBUTION 500 55850 0 14 12153 14 18089 14 3720 18 75940 0 109902 0 109902 0 0 0 0 0 0 0 0 0 0 EXXON MOBIL CORP (XOM) 54746 137636 HONEYWELL INTERNATIONAL INC (HON) 54236 69676 RAYTHEON TECHNOLOGIES CORP (RTX) 64320 127139 MS TRIGGER JUMP SPX (SPIHQ) 50000 70025 JPM ENHANCED TRIGGER JUMP SPX 50000 53255 BNS TRIGGER JUMP CRWD 50000 65150 JPM TRIGGER JUMP TPX 50000 67280 JPM AUTO-CALLABLE TRIGGER PLUS RTY (CUSIP 48135P2M2) 100000 97820 JPM AUTO-CALLABLE TRIGGER PLUS RTY (CUSIP 48135TQY2) 50000 46160 GS BUFFERED PLUS SX5E 75000 77130 MS TRIGGER PLUS TPX (CUSIP 61776LDW4) 25000 24601 MS TRIGGER PLUS TPX (CUSIP 61776LWA1) 25000 24916 GS TRIGGER PLUS TPX 25000 24925 JPM AUTO-CALLABLE TRIGGER PLUS SPX 100000 99330 RBC DUAL DIRECTIONAL TRIGGER JUMP MXEF 100000 118960 MS TRIGGER JUMP SX5E 25000 28703 MS TRIGGER JUMP TPX 75000 89201 MS TRIGGER JUMP IWN 20000 18291 MS PARTIAL PRINCIPAL AT RISK SECURITIES SX5E 50000 55335 INVESCO S&P 500 EQUAL WEIGHT (RSPT) 100102 97152 INVESCO S&P 500 EQUAL WEIGHT E (RSP) 99781 102837 ISHARES GLOBAL ENERGY ETF (IXC) 83975 126100 ISHARES RUSSELL 2000 GRWTH ETF (IWO) 49597 46653 SPDR S&P 500 ETF TRUST (SPY) 44686 42145 UST NOTE - INT PAID - MATURES 11/30/25 55409 55439 UST NOTE - INT PAID - MATURES 12/31/2025 99990 100121 UST NOTE - INT PAID - MAUTRES 12/31/2028 49334 50148 AIP 49334 3147 AMORTIZATION AND ACCRETION -152129 -10426 ADVISORY FEES 10966 10966 0 0 BANK FEES 60 60 0 0 MORGAN STANLEY 3720 3720 0