2025-11-14T09:32:58-06:00 2024-12-31 352123203 KSM BUSINESS SERVICES INC PO BOX 40857 INDIANAPOLIS IN 46240 990PF 2024-01-01 462577284 HERBERT & BUI SIMON FOUNDATION INC HERB 3176361600 PO BOX 40857 INDIANAPOLIS IN 462400857 PORNTIP BUI SIMON PRESIDENT 3176361600 2025-11-10 1 1 MARK N BERNSTEIN P00045271 3175802000 2025-11-10 2024 2025-03-06 01:10:19Z X 13441910 X 1005427 375 375 543032 535824 -239632 1637810 297397 50252 228 1359454 833824 0 0 0 87456 87456 0 1912 1912 0 14161 3483 0 21896 21432 0 125425 114283 0 625950 625950 751375 114283 625950 608079 719541 9277 8878 8878 57959 114245 114245 10459 21220 10459 10459 3604059 4094099 7311634 547390 810655 1004431 5020651 5181803 4992263 9260556 10220139 13441910 0 0 X 0 0 0 0 9260556 10220139 9260556 10220139 9260556 10220139 9260556 608079 351504 10220139 0 10220139 FROM K-1: KARIP, L.P. 15758 38665 -22907 -22907 FROM K-1: KLCF, L.P. 13547 -13547 -13547 FROM K-1: SCI III, L.P. 14010 -14010 -14010 PUBLICLY TRADED SECURITIES 998172 456283 541889 541889 PUBLICLY TRADED SECURITIES 622120 815809 -193689 -193689 FROM K-1: SCI II, L.P. 1623 2099 -476 -476 CAPITAL GAINS DIVIDENDS P 137 137 137 297397 10002 0 10002 0 10002 8840 0 8700 0 17540 92 7446 7446 0 0 0 0 0 0 0 0 0 0 0 1 1 IN 1 0 0 0 0 1 N/A HERBERT SIMON 3176361600 PO BOX 40857 INDIANAPOLIS IN 462400857 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PORNTIP BUI SIMON PO BOX 40857 INDIANAPOLIS IN 462400857 PRESIDENT 1.00 0 0 0 HERBERT SIMON PO BOX 40857 INDIANAPOLIS IN 462400857 VICE PRESIDENT 1.00 0 0 0 ROBYN L FREEDMAN PO BOX 40857 INDIANAPOLIS IN 462400857 SECRETARY 1.00 0 0 0 MARK N BERNSTEIN PO BOX 40857 INDIANAPOLIS IN 462400857 TREASURER 1.00 0 0 0 NONE 0 CHARLES SCHWAB & CO INC 3000 SCHWAB WAY WESTLAKE TX 46262 INVESTMENT MANAGEMENT 87456 0 0 6879496 122276 4992263 11994035 0 0 11994035 179911 11814124 590706 590706 10002 10002 580704 0 580704 0 580704 625950 0 625950 580704 0 0 463523 265030 232288 123385 49655 1133881 625950 0 0 0 580704 45246 0 0 1179127 0 0 0 0 0 0 463523 715604 265030 232288 123385 49655 45246 HERBERT SIMON X AMERICAN BAR FOUNDATION 750 NORTH LAKE SHORE DRIVE FL 4 CHICAGO IL 60611 N/A PC DONATION IN HONOR OF SANDRA CHAN 10000 AMERICAN FRIENDS OF THE HEBREW UNIVERSITY ONE BATTERY PARK PLAZA 25TH FLOOR NEW YORK NY 10004 N/A PC TO PROVIDE ACADEMIC AND CAPITAL SUPPORT TO THE HEBREW UNIVERSITY 100000 CESAR MILLAN FOUNDATION 15260 VENTURA BLVD SUITE 2100 SHERMAN OAKS CA 91403 N/A PC TO SUPPORT THE RESCUE, REHABILITATION, AND REHOMING OF ABUSED AND ABANDONED DOGS. 25000 CHILDREN'S MUSEUM OF INDIANAPOLIS 3000 N MERIDIAN STREET INDIANAPOLIS IN 46208 N/A PC TO PROVIDE CHILDREN WITH EXCEPTIONAL LEARNING EXPERIENCES 50000 GANNA WALSKA LOTUSLAND 695 ASHLEY RD SANTA BARBARA CA 93108 N/A PC TO SUPPORT THE PRESERVATION AND ENHANCEMENT OF THE HISTORIC ESTATE OF MADAME GANNA WALSKA. 25000 INDIANAPOLIS ZOOLOGICAL SOCIETY INC 1200 W WASHINGTON ST PO BOX 22309 INDIANAPOLIS IN 46222 N/A PC TO PROMOTE ANIMAL CONSERVATION; CONTRIBUTION IN HONOR OF SPIKE & FRIENDS 250000 LOS ANGELES POLICE FOUNDATION 633 WEST 5TH STREET SUITE 960 LOS ANGELES CA 90071 N/A PC OPERATIONS 10950 MARYMOUNT HIGH SCHOOL 10643 SUNSET BLVD LOS ANGELES CA 90077 N/A PC OPERATIONS 50000 SANTA BARBARA CITY COLLEGE FOUNDATION 721 CLIFF DRIVE SANTA BARBARA CA 93109 N/A PC TO PROVIDE FUNDING FOR TUITION AND OTHER RELATED EDUCATION EXPENSES FOR FULL-TIME STUDENTS OF SBCC 50000 SHARE INC PO BOX 1342 BEVERLY HILLS CA 30213 N/A PC FOR GENERAL OPERATIONS 5000 VNA HEALTH FOUNDATION 509 EAST MONTECITO STREET 200 SANTA BARBARA CA 93103 N/A PC OPERATIONS 50000 625950 0 14 375 900099 248 14 542784 01 50252 18 -239632 248 353779 0 354027 0 0 0 0 0 0 0 0 0 0 X X 1 HERBERT SIMON NATIONAL CITY CENTER PO BOX 7033 INDIANAPOLIS IN 46207 1005427 X 1 PUBLICLY TRADED SECURITIES 1005427 2024-12-31 FORM 990-PF, PART VI-B, LINES 1A(3) AND 1B PART VI-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE HERBERT SIMON IS A SUBSTANTIAL CONTRIBUTOR TO THIS FOUNDATION AND PORNTIP BUI SIMON IS HIS WIFE, SO BOTH OF THEM ARE CONSIDERED DISQUALIFIED PERSONS. THEY PROVIDE "SERVICE" TO THE ORGANIZATION BY KEEPING ITS BOOKS AND SERVING ON ITS BOARD. LINE 1B IS ANSWERED "NO" BECAUSE THESE SERVICES ARE EXCEPTED BY THE REGULATIONS UNDER SECTION 4941. BLUEROCK HIGH INCOME INSTITUTIONAL 200000 195452 FORD MOTOR CRED 63213 63265 FORUM REAL ESTATE INCOME 100000 104658 GMO U S QUALITY ETF 200052 237537 SPDR GOLD SHARES ETF 99332 199757 VANECK VECTORS GOLD 69396 93253 VANECK VECTORS JUNIOR 78662 110509 ADOBE INC 11167 19566 ALPHABET INC, CLASS C 354451 476100 AMAZON 72867 219390 APPLE INC 351083 473294 ARES CAPITAL CORP 99402 111201 BANK OF AMERICA CORP 24101 30941 BERKSHIRE HTWY (1/100) 615990 1361840 BLUEROCK TOTAL INCOME & REAL ESTATE 100000 78617 BOOKING HLDGS INC 12765 29811 CALAMOS MARKET NEUTRAL 235786 265147 CATERPILLAR 72394 165781 CHEESECAKE FACTORY INC 292601 318892 CHEVRON CORP NEW 17886 24333 COHEN & STEERS PREFERRED SEC & INC I 99476 87669 COSTCO WHSL CORP NEW 21172 36651 DIAMONDBACK ENERGY INC 27515 25230 FERRARI N V NEW F 9054 20392 FS KKR CAP CORP II 100632 126497 GE AEROSPACE 26869 23851 GE VERNOVA INC 23585 29604 INTUIT 23375 26397 JP MORGAN CHASE & CO. 97101 277584 KKR & CO INC 24178 36978 LENNAR CORP 12552 19365 LINCOLN ELEC HLDGS INC 10720 11811 M & T BANK 23767 25193 MARTIN MARIETTA MATERIAL 35927 220546 MERCADOLIBRE INC 27320 30608 MERCK & CO. INC. 20522 22980 MICROSOFT CORP 348831 379350 MONOLITHIC PWR SYS INC 11587 17751 NESTLE 102299 217322 NETFLIX 125503 505378 NOVO-NORDISK A S 8724 23569 NVIDIA CORP 199315 490159 O REILLY AUTOMOTIVE INC 29772 27273 PALO ALTO NETWORKS INC 15005 27658 TEXAS INSTRS INC 8569 15188 TJX COS INC NEW 12486 19330 VANGUARD 500 INDEX 145152 450121 VANGUARD VALUE INDEX 95015 218219 VERTEX PHARMACEUTICALS 16055 18524 WELLS FARGO & CO 111923 279204 WORKDAY INC 19605 26319 GOLUB CAPITAL PARTNERS 11 INTERNATIONAL AT COST 875000 900111 GOLUB CAPITAL PARTNERS 12 INTERNATIONAL AT COST 450000 462916 GREENBACKER RENEWABLE ENERGY AT COST 300346 448751 KAYNE ANDERSON RENEWABLE INFRA (KARIP) AT COST 450389 569497 KAYNE COMMERCIAL REAL ESTATE DEBT (KCRED) AT COST 232727 231922 KAYNE LIQUID CREDIT FUND (KLCF) AT COST 484601 485370 KAYNE RENEWABLE OPP PARTNERS (KROPTE) AT COST 363758 394472 KAYNE SENIOR CREDIT III OFFSHORE FUND AT COST 865319 321727 STRUCTURAL CAPITAL INV II AT COST 23795 27385 STRUCTURAL CAPITAL INV III AT COST 350333 377206 SUNDANCE DEBT PARTNERS LLC AT COST 785535 772906 PASSTHROUGH INVESTMENT EXPENSES 21498 21432 0 BANK FEES 398 0 0 FROM K-1: SCI III LP 49797 0 49797 FROM K-1: SUNDANCE DEBT PARTNERS 73 0 73 FROM K-1: KAYNE ANDERSON RENEWABLE INFRASTRUCTURE 365 225 365 FROM K-1: IRRADIANT RENEWABLE OPPORTUNITIES PARTNERS 17 3 17 COST BASIS ADJUSTMENT FOR DONATED STOCKS 351504 INVESTMENT FEES 87456 87456 0 FOREIGN TAXES PAID 3483 3483 0 FEDERAL TAX 10678 0 0