2025-11-04T09:53:39-06:00 2024-12-31 992277914 EAG NEW ENGLAND LLC 160 FEDERAL STREET 9TH FLOOR BOSTON MA 02110 990PF 2024-01-01 711051630 THE RISC FOUNDATION INC RISC 2034305013 140 OGDEN STREET NEW HAVEN CT 06511 L LINFIELD SIMON PRESIDENT 2034305013 2025-11-03 1 0 EUGENE BORGONZI P01269879 6172276161 2025-10-30 2024 2025-03-06 01:10:19Z X 279381424 X X 259496 259496 838531 821961 23602668 53136773 23627165 6471 6471 24707166 24715093 265000 26500 238500 818462 749528 68934 5866110 47 5866063 479755 49755 0 4229 0 4229 7433556 825830 6177726 6774996 6774996 14208552 825830 12952722 10498614 23889263 59947 40986 40986 8510310 3033159 3033159 156703281 176135403 176135403 0 18478314 18478314 40164179 81693562 81693562 205437717 279381424 279381424 60150654 114313872 60150654 114313872 X 0 0 0 0 145287063 165067552 145287063 165067552 205437717 279381424 145287063 10498614 9281875 165067552 0 165067552 SALE OF PUBLICLY TRADED SECURITIES 53136773 29534105 23602668 23602668 DISALLOWED WASH SALES 24497 24497 23627165 332061 0 332061 0 332061 331318 0 56000 0 387318 X 0 55257 55257 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A L LINFIELD SIMON 2034305013 140 OGDEN STREET NEW HAVEN CT 06511 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 L LINFIELD SIMON 140 OGDEN STREET NEW HAVEN CT 06511 PRESIDENT/DIRECTOR 30.00 160000 0 0 SUSAN R SIMON 140 OGDEN STREET NEW HAVEN CT 06511 V.P./CLERK/DIRECTOR 8.00 35000 0 0 CAITLIN J SIMON 20 EDGEHILL ROAD NEW HAVEN CT 06511 TREASURER/DIRECTOR 8.00 35000 0 0 GREGORY A HUBER 20 EDGEHILL ROAD NEW HAVEN CT 06511 DIRECTOR 8.00 35000 0 0 NONE 0 LAGODA INVESTMENT MANAGEMENT LP 3 COLUMBUS CIRCLE STE 2215 NEW YORK NY 10019 INVESTMENT MGMT. SERVICES 633893 GELHAUSEN & ASSOCIATES LLC 417 DARROW AVE EVANSTON IL 60202 PHILANTHROPIC DEVELOPMENT CONSULTING 68934 0 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 4636000 INVESTMENT IN CONNCORP LLC, A 501(C)(3) ORGANIZATION, TO PROVIDE OPPORTUNITIES TO NEW HAVEN, CT'S UNDERSERVED RESIDENTS BY THE ACQUISITION AND REVITALIZATION OF COMMERCIAL PROPERTIES AS WELL AS INVESTMENT IN NEW AND EXISTING LOCAL COMMUNITY-BASED BUSINESSES. IT ALSO SEEKS TO ATTRACT BUSINESSES TO NEW HAVEN, CT AND TO CATALYZE AND SUPPORT A PLACE-BASED IMPACT INVESTING ECOSYSTEM IN THE CITY. 2885000 34008383 41529383 179654831 7685432 0 187340263 0 0 187340263 2810104 184530159 9226508 9226508 332061 332061 8894447 2119 8896566 0 8896566 12952722 41529383 54482105 8896566 0 0 3556977 3556977 54482105 0 0 0 8896566 45585539 0 0 49142516 0 0 0 0 0 0 0 49142516 3556977 45585539 X COMMUNITY FOUNDATION OF GREATER NEW HAVEN 70 AUDUBON STREET NEW HAVEN CT 06510 N/A PC PROGRAM SUPPORT 6724996 JACOB'S PILLOW DANCE FESTIVAL INC 358 GEORGE CARTER ROAD BECKET MA 01223 N/A PC PROGRAM SUPPORT 50000 6774996 0 14 259496 14 838531 15 6471 18 23602668 0 24707166 0 24707166 0 0 0 0 0 0 0 0 0 0 INVESTMENT IN THE CONNECTICUT CENTER FOR ARTS AND TECHNOLOGY, A 501(C)(3) ORGANIZATION, TO PROCEED WITH THE CREATION OF A CULINARY ARTS PROGRAM, WHICH, AMONG OTHER THINGS, WAS INTENDED TO PROVIDE JOB TRAINING FOR NEW HAVEN'S MINORITY REENTRY POPULATION. 125000 INVESTMENT IN CONNCORP HOLDINGS INC, A DISREGARDED ENTITY OF CONNCORP LLC, (A 501(C)(3) ORGANIZATION), TO PROVIDE OPPORTUNITIES TO NEW HAVEN, CT'S UNDERSERVED RESIDENTS BY THE ACQUISITION AND REVITALIZATION OF COMMERCIAL PROPERTIES AS WELL AS INVESTMENT IN NEW AND EXISTING LOCAL COMMUNITY-BASED BUSI 26916136 INVESTMENT IN NXTHVN INC, A 501(C)(3) ORGANIZATION, TO PLAY A CENTRAL ROLE IN THE DEVELOPMENT OF THE NEXT GENERATION OF PROFESSIONAL ARTISTS, FOSTER THE RETENTION OF HIGHLY SKILLED PROFESSIONAL ART TALENT, AND SERVE AS A CATALYST IN HELPING NEW HAVEN BECOME A WORLD CLASS SUSTAINABLE ARTS COMMUNITY. 6967247 THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-01-03 475000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 475000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-04-05 380000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 380000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-05-03 275000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 275000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-05-31 315000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 315000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-07-02 415000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 415000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-08-01 460000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 460000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-08-30 380000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 380000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-09-20 540000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 540000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-10-04 590000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 590000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-10-24 78000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 78000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-01-31 380000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 380000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. THE ELM CITY COMMUNITY MARKET INC 777 CHAPEL STREET NEW HAVEN CT 06510 2024-02-28 348000 INVESTMENT IN ELM CITY COMMUNITY MARKET, INC. TO PROVIDE THE MARKET WITH AN OPPORTUNITY TO ACHIEVE SUSTAINABILITY IN THE FORM OF A LOAN. THE PURPOSE OF THIS INVESTMENT IS TO ENABLE ELM CITY COMMUNITY MARKET, INC. TO PRESERVE JOBS FOR MINORITY AND LOW INCOME NEW HAVEN, CONNECTICUT RESIDENTS, INCLUDING A SUBSTANTIAL NUMBER OF PRISON REENTRY EMPLOYEES IN FURTHERANCE OF THE RISC FOUNDATION'S MISSION OF PROMOTING ECONOMIC DEVELOPMENT, RELIEVING POVERTY AND COMBATING COMMUNITY AND ENVIRONMENTAL DETERIORATION IN ECONOMICALLY DEPRESSED NEW HAVEN, CONNECTICUT. 348000 AT THE TIME OF THE GRANT, THE GRANTOR HAD NO KNOWLEDGE OF ANY DIVERSION NO REPORT AVAILABLE BECAUSE THE RESPONSIBLE OFFICER WAS DISCHARGED FOR CAUSE THE GRANTOR HAD NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE PRIOR REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. MORGAN STANLEY 18478314 18478314 MORGAN STANLEY 176135403 176135403 114313872 MORGAN STANLEY - LINE OF CREDIT 114313872 PROGRAM-RELATED INVESTMENTS - VARIOUS LOANS 40164179 47810179 47810179 PROGRAM-RELATED INVESTMENT - CONNCORP HOLDINGS INC 26916136 26916136 PROGRAM-RELATED INVESTMENT - NXTHVN INC 6967247 6967247 STATE FILING FEES 269 0 269 D&O LIABILITY INSURANCE 2300 0 2300 MEMBERSHIP DUES 1660 0 1660 MORGAN STANLEY ROYALTIES 6471 6471 6471 UNREALIZED GAINS ON INVESTMENTS 9279756 REFUND OF DUPLICATE INSURANCE PAYMENT MADE IN PRIOR YEAR 2119 INVESTMENT MANAGEMENT FEES 749528 749528 0 GELHAUSEN CONSULTING 68934 0 68934 FOREIGN TAXES PAID ON INVESTMENTS 49755 49755 0 FEDERAL EXCISE TAXES 430000 0 0