2025-07-01T14:28:33-05:00 2024-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2024-01-01 522213646 SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY SECU 2025490158 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 2025490158 2025-07-01 1 0 KATHRYN A MILLER P01337652 3019519090 2024 2025-03-06 01:10:19Z X MEREDITH CROSS 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 443864 0 X WWW.SECHISTORICAL.ORG X 1999 DC SEE PART III, LINE 1. 24 24 1 82 0 0 399830 387445 0 0 32814 51219 500 5200 433144 443864 0 0 0 0 218008 215991 0 0 72116 131997 131392 350005 347383 83139 96481 4161586 4321167 21318 28773 4140268 4292394 X TO PRESERVE AND SHARE THE HISTORY OF U.S. FINANCIAL MARKETS AND REGULATION. THE MISSION IS ACCOMPLISHED BY GROWING AND MAKING PUBLICLY AVAILABLE OUR COLLECTION OF UNIQUE MATERIALS THROUGH OUR ONLINE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG. 0 0 107705 THE ONLINE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG CONTAINS A RICH RESOURCE OF PRIMARY AND UNIQUE MATERIALS ON THE CREATION, GROWTH AND IMPACT OF CAPITAL MARKETS REGULATION FROM THE 20TH CENTURY TO THE PRESENT. THE VIRTUAL MUSEUM HOUSES A DIGITAL COLLECTION OF MATERIALS SELECTED FOR INCLUSION BECAUSE OF THE HISTORICAL IMPORTANCE OF THE SUBJECT MATTER. TO DATE, THE PERMANENT COLLECTION INCLUDES HUNDREDS OF ORAL HISTORIES, ROUNDTABLES AND PANEL PROGRAMS FEATURING EXPERTS FROM ALL CORNERS OF THE SECURITIES MARKETS - REGULATORY, CORPORATE, LEGISLATIVE, INVESTOR, AND ACADEMIC - WHO HAVE HAD A DIRECT AND SIGNIFICANT ROLE IN, OR IMPACT UPON, THE FUNCTIONING OF THE U.S. CAPITAL MARKETS. OTHER ITEMS IN THE MUSEUM INCLUDE LETTERS, PHOTOS, SPEECHES, PAPERS AND OTHER MATERIALS (CONTINUED ON SCHEDULE O)RELEVANT TO THE DEVELOPMENT, OVERSIGHT AND HISTORY OF THE SECURITIES MARKETS. THE MUSEUM'S COLLECTION OF MATERIALS ASSISTS RESEARCHERS AND THE PUBLIC IN UNDERSTANDING HOW THE STATUTES, REGULATIONS AND POLICIES FOR THE CAPITAL MARKETS HAVE DEVELOPED AND BEEN INTERPRETED FROM THE 1900'S TO THE PRESENT. ENTRANCE TO THE VIRTUAL MUSEUM IS FREE TO ANYONE WITH INTERNET ACCESS. 107705 1 1 0 0 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 9 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA MD NJ NY PA VA X KATHLEEN GRAHAM 2025490158 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 SUSAN MARKEL CHAIRMAN 1.00 X X 0 0 0 MEREDITH CROSS PRESIDENT 1.00 X X 0 0 0 LORI RICHARDS PRESIDENT-ELECT 1.00 X X 0 0 0 SHELLEY PARRATT TREASURER 1.00 X X 0 0 0 HAIMA MARLIER SECRETARY 1.00 X X 0 0 0 JEFFREY BOUJOUKOS VP OF THE MUSEUM 1.00 X X 0 0 0 RONALD LONG VP OF DEVELOPMENT 1.00 X X 0 0 0 WILLIAM BAKER TRUSTEE 0.50 X 0 0 0 JAMES BARRATT TRUSTEE 0.50 X 0 0 0 TAMARA BRIGHTWELL TRUSTEE 0.50 X 0 0 0 JAMES BURNS TRUSTEE 0.50 X 0 0 0 PETER CHAN TRUSTEE 0.50 X 0 0 0 ALAN DYE TRUSTEE 0.50 X 0 0 0 LISA FAIRFAX TRUSTEE 0.50 X 0 0 0 K SUSAN GRAFTON TRUSTEE 0.50 X 0 0 0 ELIZABETH GRAY TRUSTEE 0.50 X 0 0 0 KEIR GUMBS TRUSTEE 0.50 X 0 0 0 DANIEL HAWKE TRUSTEE 0.50 X 0 0 0 CONSUELO HITCHCOCK TRUSTEE 0.50 X 0 0 0 AARON LIPSON TRUSTEE 0.50 X 0 0 0 LONA NALLENGARA TRUSTEE 0.50 X 0 0 0 ANNETTE NAZARETH TRUSTEE 0.50 X 0 0 0 KRISTOFER SWANSON TRUSTEE 0.50 X 0 0 0 ERICA WILLIAMS TRUSTEE 0.50 X 0 0 0 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 40.00 X 170000 0 24516 170000 0 24516 1 0 1 0 0 387445 387445 51219 51219 MISCELLANEOUS 900099 5200 5200 5200 443864 0 0 56419 207034 84219 56030 66785 8957 3849 2025 3083 74399 74399 1025 1025 6865 1395 5470 9066 7304 1762 5220 3850 1370 2206 2206 4570 2068 2502 5466 5466 MUSEUM MAINTENANCE 11725 11725 DUES & SUBSCRIPTIONS 5137 599 4052 486 PAYROLL PROCESSING 4925 4925 PROFESSIONAL MEMBERSHIP 788 788 347383 107705 167562 72116 38666 214306 1086865 860670 32053 39080 3010 3803 14743 14743 0 0 348852 540598 2652140 2662710 4161586 4321167 21318 28773 21318 28773 X 4104268 4259894 36000 32500 4140268 4292394 4161586 4321167 96481 55645 0 X 0 1 X 1 0 X 389751 469354 352818 399830 387445 1999198 389751 469354 352818 399830 387445 1999198 312908 1686290 16883 9527 11989 32814 51219 122432 674 389 302 500 5200 7065 2128695 0.79220 0.84910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2637710 X X X X 0 14743 14743 0 0 VIRTUAL MUSEUM COLLECTION 2637710 DONATED ARTWORK 25000 2662710 498484 55645 55645 442839 1025 1025 443864 346358 0 346358 1025 1025 347383 PART III, LINE 1A: THE SOCIETY HAS CAPITALIZED THE COLLECTION OF THE VIRTUAL MUSEUM AND ARCHIVE SINCE THE MUSEUM'S INCEPTION IN MARCH 2002. AS OF DECEMBER 31, 2024, THE MUSEUM COLLECTION TOTALED 10,974 PRIMARY MATERIALS: PAPERS, PHOTOS, ORAL HISTORIES, PROGRAMS, FILM, RADIO AND TELEVISION MEDIA, TIMELINE DEVELOPMENTS, GALLERY ESSAYS AND EXHIBITS. NO MATERIALS WERE DE-ACCESSIONED FROM THE COLLECTION IN 2024. FOR THE YEAR ENDED DECEMBER 31, 2024, THE COSTS TO UTILIZE OUTSIDE VENDORS IN BUILDING THE COLLECTION OF THE VIRTUAL MUSEUM AND ARCHIVE TOTALED $10,868. AS OF DECEMBER 31, 2024, THE ACCUMULATED COSTS INCURRED IN BUILDING THE VIRTUAL MUSEUM AND ARCHIVE TOTALED $2,637,710. THE SOCIETY PERIODICALLY REVIEWS THE CARRYING VALUE OF THE VIRTUAL MUSEUM AND ARCHIVE COLLECTION AND PERFORM A QUALITATIVE IMPAIRMENT ANALYSIS. DURING THE YEAR ENDED DECEMBER 31, 2024, THE ASSESSMENT CONCLUDED THAT NO IMPAIRMENT PROVISION WAS DEEMED NECESSARY. PART III, LINE 4: THE VIRTUAL MUSEUM AND ARCHIVE IS THE PREEMINENT SOURCE FOR TRUSTED AND VERIFIED INFORMATION AND MATERIAL ON THE REGULATION OF THE CAPITAL MARKETS FROM THE 20TH CENTURY TO THE PRESENT, FULFILLING THE SOCIETY'S MISSION TO SHARE, PRESERVE AND ADVANCE KNOWLEDGE OF THE HISTORY OF FINANCIAL REGULATION. X 0 0 0 0 0 0 0 1 0 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 160000 0 10000 0 0 0 10000 0 14516 0 194516 0 0 0 PART I, LINE 7 PERFORMANCE BASED BONUS COMPENSATION IS REPORTED IN PART II, COLUMN (B)(II). FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS. THE SOCIETY BOARD OF TRUSTEES REVIEWED THE FORM 990 PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH TRUSTEE AND THE EXECUTIVE DIRECTOR MUST SIGN A STATEMENT OF COMPLIANCE WITH THE CODE OF ETHICS AND DISCLOSE ANY EXCEPTIONS. THE PRESIDENT AND CHAIRMAN OF THE BOARD REVIEW ALL CONFLICTS AS THEY ARISE AND TAKE ACTIONS AS DEEMED NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 IN 2024, THE EXECUTIVE DIRECTOR DID NOT RECEIVE A CHANGE TO ANNUAL SALARY. THE LAST COMPENSATION REVIEW TOOK PLACE DURING THE DECEMBER 12, 2024, BOARD MEETING, AT WHICH TIME A BONUS WAS APPROVED. DUE TO THE UNIQUE NATURE OF THE ORGANIZATION'S BUSINESS, COMPARABLE DATA IS NOT AVAILABLE. WHEN APPLICABLE, ALL DECISIONS REGARDING EXECUTIVE SALARIES ARE APPROVED BY THE BOARD DURING EXECUTIVE SESSION AND THE EXECUTIVE DIRECTOR IS NOTIFIED OF DECISIONS AS APPROPRIATE. NO MINUTES ARE TAKEN. FORM 990, PART VI, SECTION C, LINE 19 THE SOCIETY'S ANNUAL REPORTS, WHICH INCLUDE THE AUDITED FINANCIAL STATEMENTS, ARE AVAILABLE AT ALL TIMES ON WWW.SECHISTORICAL.ORG. THE CODE OF ETHICS CAN BE ACCESSED ONLINE AT WWW.SECHISTORICAL.ORG/SEC/ABOUT. THE OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST.