2025-03-06T15:57:51-06:00 2024-06-30 812950760 SAX LLP 1040 AVENUE OF THE AMERICAS 16TH FLOOR NEW YORK NY 10018 990 2023-07-01 131573954 CARNEGIE COUNCIL FOR ETHICS IN INTERNATIONAL AFFAIRS INC CARN 2128384120 170 E 64TH STREET NEW YORK NY 10065 JOEL ROSENTHAL PRESIDENT 2128384120 2025-03-06 1 0 MIKE SCHALL P02024184 2122682804 2025-03-03 2023 2025-03-06 01:10:19Z JOEL ROSENTHAL 170 E 64TH STREET NEW YORK NY 10065 11256357 0 X WWW.CCEIA.ORG X 1914 NY AN INDEPENDENT, NONPARTISAN, NONPROFIT ORGANIZATION DEDICATED TO INCREASING UNDERSTANDING OF THE RELATIONSHIP BETWEEN ETHICS AND INTERNATIONAL AFFAIRS. 14 13 21 13 0 0 1846466 1257662 0 0 1151804 1925569 56553 112142 3054823 3295373 236994 283146 0 0 2699622 2928524 0 0 575277 2756869 2817432 5693485 6029102 -2638662 -2733729 37733725 35891816 352074 168681 37381651 35723135 X CARNEGIE COUNCIL FOR ETHICS IN INTERNATIONAL AFFAIRS IS A TRUSTED NON-PARTISAN AND INDEPENDENT NONPROFIT THAT WORKS TO EMPOWER ETHICS AROUND THE WORLD BY IDENTIFYING AND ADDRESSING THE MOST CRITICAL ETHICAL ISSUES OF TODAY AND TOMORROW. FOUNDED BY ANDREW CARNEGIE OVER A CENTURY AGO, CARNEGIE COUNCIL DELIVERS ON THIS MISSION AND SETS THE GLOBAL ETHICAL AGENDA BY: - IDENTIFYING CURRENT AND FUTURE CRITICAL ETHICAL ISSUES THAT AFFECT POLITICS AND BUSINESS, EDUCATION AND JOURNALISM, RELIGION AND SCIENCE, AND THE ARMED FORCES;- CONVENING LEADING EXPERTS AND THINKERS TO CATALYZE THE CREATION OF ETHICAL SOLUTIONS TO GLOBAL PROBLEMS;- CREATING COMMUNITIES AND ACTIVATING CONSTITUENCIES BY EMBRACING MULTILATERALISM AND EXPLORING SHARED VALUES; AND- FRAMING ETHICAL PERSPECTIVES BY PUBLISHING, STREAMING, EDUCATING, AND ENGAGING WITH AUDIENCES AROUND THE WORLD. 0 0 1650524 221521 CARNEGIE COUNCIL HAS SEVERAL PROGRAM TRACKS WHICH INCLUDE:1. IMPACT INITIATIVES THESE ARE MULTI-YEAR PROGRAMS THAT IDENTIFY A PRESSING ETHICAL ISSUE(S), CONVENE LEADING EXPERTS, AND PRODUCE AGENDA-SETTING RESOURCES TO EDUCATE AND ACTIVATE KEY COMMUNITIES. EACH IMPACT INITIATIVE HAS AN ISSUE SPECIFIC SET OF TARGETED GOALS AND MEASURED OUTCOMES THAT IT AIMS TO ACHIEVE BY THE END OF THE INITIATIVE. CURRENT IMPACT INITIATIVES INCLUDE: ARTIFICIAL INTELLIGENCE & EQUALITY INITIATIVE (AIEI) CARNEGIE CLIMATE GOVERNANCE INITIATIVE (C2G) THE MODEL INTERNATIONAL MOBILITY CONVENTION (MIMC) US GLOBAL ENGAGEMENT INITIATIVE (USGE)2. THE CARNEGIE ETHICS FELLOWSHIP THIS IS A TWO-YEAR COHORT MODEL LEADERSHIP PROGRAM DESIGNED TO DEVELOP THE NEXT GENERATION OF TALENTED LEADERS FROM ACROSS A VARIETY OF GEOGRAPHIES AND SECTORS. IT PROVIDES YOUNG LEADERS WITH A THOUGHT-LEADERSHIP PLATFORM, GUIDANCE AND SKILLS-BASED LEADERSHIP TRAININGS, COLLABORATIVE OPPORTUNITIES, EDUCATIONAL RESOURCES, AND THE TOOLS NECESSARY TO BUILD A COMMUNITY OF YOUNG PROFESSIONALS WHO ARE COMMITTED TO ETHICAL ACTION AND MULTI-LATERAL COOPERATION.3. THE CARNEGIE ETHICS ACCELERATOR THIS ACCELERATOR PROGRAM SERVES AS AN ISSUE INCUBATOR TO ADDRESS AND EMPOWER THE APPLICATION OF ETHICAL DECISION MAKING TO FRONTIER ISSUES IN TECHNOLOGY AND PUBLIC POLICY. THE ACCELERATOR PROGRAMS TYPICALLY TAKES PLACE OVER A SHORT TO MEDIUM PROJECT TIMEFRAME COMPARED TO THE IMPACT INITIATIVES. THE ACCELERATOR METHODOLOGY CAN BE APPLIED TO A RANGE OF EMERGING ETHICAL ISSUES AND IS DESIGNED TO AMPLIFY AN ISSUE AREA, IDENTIFY SOLUTIONS, GENERATE NOVEL POLICY INSTRUMENTS AND GUIDING PRINCIPLES, AND CATALYZE ACTION AROUND THE ISSUE. 4. ETHICS & INTERNATIONAL AFFAIRS JOURNAL (EIA) THE JOURNAL IS CARNEGIE COUNCIL'S FLAGSHIP PUBLICATION. IT IS PUBLISHED QUARTERLY WITH CAMBRIDGE UNIVERSITY PRESS AND IS HOME TO PARADIGM-SHIFTING SCHOLARSHIP, RESEARCH, AND ETHICAL DISCUSSION. EACH YEAR, EIA ARTICLES RECEIVE OVER 100,000 DOWNLOADS AND ARE FEATURED IN SYLLABI ACROSS 30 COUNTRIES.5. GLOBAL ETHICS DAY GLOBAL ETHICS DAY IS AN ANNUAL EVENT THAT WAS LAUNCHED IN 2014. IT SERVES AS AN IMPORTANT ANNUAL MOMENT TO ENCOURAGE INDIVIDUALS AND ORGANIZATIONS TO EXPLORE AND EMPOWER ETHICS THROUGH REFLECTION AND BY TAKING ACTION. TO DATE, CITIZENS, SCHOOLS, NONPROFITS, AND BUSINESSES FROM OVER 100 COUNTRIES HAVE PARTICIPATED IN THE DAY OF ETHICAL ACTION.EACH YEAR, OUR GLOBAL ETHICS STUDIO PRODUCES A MULTITUDE OF FREE-TO-ACCESS CONTENT, EVENTS, AND EDUCATIONAL RESOURCES REACHING AUDIENCES ACROSS 200 COUNTRIES. HIGHLIGHTS INCLUDE: ARTIFICIAL INTELLIGENCE & EQUALITY PODCAST WILL AI BE DEPLOYED IN WAYS THAT ENHANCE EQUALITY OR CREATE NEW INEQUITIES? THIS PODCAST BRINGS TOGETHER LEADING MINDS ACROSS THE TECH AND GOVERNANCE ARENAS TO DISCUSS IMPACT OF AI. CARNEGIE ROUNDTABLES WITH A FOCUS ON ATTENDEE PARTICIPATION, THIS SERIES LEVERAGES THE PHYSICAL SPACE OF THE COUNCIL AND ITS RECOGNITION AS A DESTINATION FOR CIVIC ENGAGEMENT TO CONVENE EXPERTS ON ETHICS AND INTERNATIONAL AFFAIRS. PRESIDENT'S DESK IN A SERIES OF EVENTS, ARTICLES, AND NEWSLETTERS, CARNEGIE COUNCIL PRESIDENT JOEL ROSENTHAL AIMS TO TRANSLATE ETHICS, ANALYZE DEMOCRACY, AND EXAMINE THE INCREASINGLY INTERCONNECTED WORLD. 1225253 MULTIMEDIA DISTRIBUTION - THE CARNEGIE ETHICS STUDIO PRODUCES PODCASTS, VIDEOS, TRANSCRIPTS, AND LIVE STREAMS OF CARNEGIE COUNCIL'S PUBLIC PROGRAMS, SPECIAL EVENTS, AND CLOSED-SET STUDIO INTERVIEWS. THE STUDIO ENSURES THAT THE COUNCIL'S SPONSORED RESEARCH AND PUBLIC EDUCATION PROGRAMS REACH WORLDWIDE AUDIENCES THROUGH FREE AND WIDELY ACCESSIBLE CHANNELS. THESE HAVE HISTORICALLY INCLUDED PUBLIC RADIO AND TELLY AWARD WINNING PUBLIC TELEVISION PROGRAMS. TODAY, THE STUDIO FOCUSES ON ITS GROWING ONLINE DISTRIBUTION NETWORKS, INCLUDING CARNEGIE COUNCIL'S TOP RATED PODCAST AND VIDEO CHANNELS ON ITUNES AND YOUTUBE. 1094361 34000 SPONSORED RESEARCH CARNEGIE COUNCIL'S SPONSORED RESEARCH PROGRAMS ADVANCE ETHICAL INQUIRY, SPUR PUBLIC DIALOGUE, AND PUBLISH POLICY-RELEVANT FINDINGS IN THE AREAS OF AMERICAN FOREIGN POLICY, COLLECTIVE HISTORY, CLIMATE CHANGE, AND EMERGING TECHNOLOGIES. THESE PROGRAMS CONVENE EXPERT WORKING GROUPS, LEAD RESEARCH DELEGATIONS ABROAD, PUBLISH POLICY PAPERS AND ARTICLES, HOST LIVE INTERVIEWS AND PANELS, AND SUPPORT INDEPENDENT RESEARCHERS AROUND THE WORLD. CURRENT SPONSORED RESEARCH PROGRAMS INCLUDE U.S. GLOBAL ENGAGEMENT, ARTIFICIAL INTELLIGENCE AND EQUALITY INITIATIVE, CARNEGIE NEW LEADERS AND INTERNS.CARNEGIE CLIMATE GEOENGINEERING GOVERNANCE INITIATIVE (C2G2):C2G2'S PRIORITIES ARE:(1) GOVERNANCE OF SOLAR RADIATION MODIFICATION: C2G2 WILL CATALYSE INTERNATIONAL AGREEMENTS TO HELP PREVENT THE DEPLOYMENT OF SOLAR RADIATION MODIFICATION UNLESS (I) THE RISKS AND POTENTIAL BENEFITS ARE SUFFICIENTLY UNDERSTOOD, AND (II) INTERNATIONAL GOVERNANCE FRAMEWORKS ARE AGREED.(2) GOVERNANCE OF RESEARCH: C2G2 WILL SUPPORT THE DEVELOPMENT OF INTERNATIONAL GOVERNANCE OF RESEARCH, PARTICULARLY FOR SOLAR RADIATION MODIFICATION.(3) GOVERNANCE OF CARBON DIOXIDE REMOVAL: C2G2 WILL ENCOURAGE DISCUSSIONS ABOUT THE GOVERNANCE OF LARGE-SCALE CARBON DIOXIDE REMOVAL AT THE APPROPRIATE SUB-NATIONAL, NATIONAL AND GLOBAL LEVELS, INCLUDING IN PARTICULAR AT THE UNFCCC. 539316 27625 PUBLIC EDUCATION - CARNEGIE COUNCIL'S PUBLIC EDUCATION PROGRAMS AIM TO MAKE THE MORAL DIMENSIONS OF INTERNATIONAL ISSUES MORE VISIBLE AND ACCESSIBLE TO STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. THESE PROGRAMS INCLUDE: PUBLIC AFFAIRS LECTURES AND STUDIO INTERVIEWS WITH PROMINENT INTELLECTUALS AND PRACTITIONERS; STUDENT ENGAGEMENT EVENTS, INTERNATIONAL STUDENT ESSAY CONTESTS, AND ANNUAL STUDENT RESEARCH CONFERENCES; AND THE PEER-REVIEWED JOURNAL ETHICS & INTERNATIONAL AFFAIRS, PUBLISHED QUARTERLY IN PRINT AND ONLINE THROUGH CAMBRIDGE UNIVERSITY PRESS. 539316 27625 4509454 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 61 0 1 21 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X MELISSA SEMENIUK 2128384120 170 E 64TH STREET NEW YORK NY 10065 JOEL ROSENTHAL PRESIDENT 43.00 X X 450000 0 64347 MARISA BRASOR CHIEF PHILANTHROPY OFFICE 43.00 X 195266 0 38297 MELISSA SEMENIUK CHIEF OF STAFF 43.00 X 196921 0 18062 KEVIN MALONEY DIR COMMUNICATIONS 43.00 X 169762 0 33520 CYNTHIA SCHARF SR. STRATEGY DIR. 43.00 X 150910 0 12532 DEBORAH CARROLL DIRECTOR IT (LEFT 11/23) 43.00 X 143562 0 32664 DONNY BODNER CFO (LEFT 12/23) 15.00 X 125000 0 272 ANTHONY FAILLACE CHAIR 2.00 X X 0 0 0 LESLIE VINJAMURI VICE CHAIR 2.00 X X 0 0 0 KATHLEEN CHEEK MILBY SECRETARY 2.00 X X 0 0 0 MAXMILLIAN ANGERHOLZER TREASURER 2.00 X X 0 0 0 ALEXANDER PLATT TRUSTEE 2.00 X 0 0 0 SANJAY MODY TRUSTEE 2.00 X 0 0 0 EDDIE MANDHRY TRUSTEE 2.00 X 0 0 0 HARIS HROMIC TRUSTEE 2.00 X 0 0 0 CHRIS KAOUTZANIS TRUSTEE 2.00 X 0 0 0 AINE DONOVAN TRUSTEE 2.00 X 0 0 0 ROBERT SHAW TRUSTEE 2.00 X 0 0 0 KRISTEN EDGREEN KAUFMAN TRUSTEE 2.00 X 0 0 0 ROBERT PERLMAN TRUSTEE 2.00 X 0 0 0 1431421 0 199694 11 0 1 0 KNEXSYS 4410 CLAIBORNE SQ EAST SUITE 334 7 HAMPTON VA 23666 IT CONSULTING 250640 JANOS PASTOR 2 RUE DU TEMPLE ROLLE SZ 1180 CONSULTING 150000 KAI SCHMIDT 2351 CHAMPLAIN ST NW WASHINGTON DC 20009 CONSULTING 126980 NICHOLAS HARRISON MOOSMTTLE 9 DACHSBERG BADEN-WRTEMBERG GM CONSULTING 107296 4 1257662 1257662 769576 769576 112116 112116 9116977 7960984 1155993 1155993 1155993 OTHER INCOME 900099 26 26 26 3295373 0 0 2037711 X 283146 283146 646097 364768 151055 130274 1765577 1337071 253527 174979 144145 101980 29606 12559 196857 139082 36484 21291 175848 124118 30067 21663 464158 347297 80452 36409 92170 92170 56655 56655 914020 813965 27173 72882 64847 64847 318501 258647 37436 22418 415870 313305 59615 42950 3023 3023 215161 151866 36789 26506 73187 62209 10978 REPAIRS AND MAINTENANCE 123436 96205 19785 7446 PROGRAM EVENTS AND OTHE 65038 50948 8190 5900 STIPENDS 11366 11366 6029102 4509454 944371 575277 603 1601723 764794 950000 12715 18557 10967501 6263326 3203875 4704175 30557751 29384435 1315208 928005 91850 91850 37733725 35891816 210227 65511 141847 103170 352074 168681 X 36331210 35573135 1050441 150000 37381651 35723135 37733725 35891816 -2733729 1075213 0 X 0 1 X 1 0 X 2861450 808573 5217864 1846466 1257662 11992015 2861450 808573 5217864 1846466 1257662 11992015 5488709 6503306 751002 760022 754172 688207 881692 3835095 2087 5022 4268 26 11403 15838513 0.41060 0.38270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 91850 X EXHIBITED AT CORPORATE OFFICE 0 31953717 2944127 4530025 30367819 33109543 2171875 3327701 31953717 38836386 -3816168 1910675 33109543 34480017 6415107 2058738 38836386 33180170 1690853 358994 750000 34480017 1.00000 0 0 19500 19500 4234281 4234281 0 5757285 1343810 4413475 570294 451857 118437 386141 233378 152763 4704175 X 4313931 1075213 1075213 3238718 56655 56655 3295373 5972447 0 5972447 56655 56655 6029102 PART V, LINE 4: THE COUNCIL AND AFFILIATE HAVE ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE SUFFICIENT INCOME TO MEET VARIOUS PROGRAM AND OPERATIONAL EXPENSES, AND TO EXTEND THE PURSUIT OF THE COUNCIL AND AFFILIATE'S MISSION IN PERPETUITY. PART X, LINE 2: THE ORGANIZATION DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY MATERIAL, UNCERTAIN TAX POSITIONS. TAX FILINGS FOR YEARS ENDED JUNE 30, 2021 AND LATER ARE SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. 1 RESEARCH STIPEND 127 283146 PART I, LINE 2: GRANTS ARE PAID TO SCHOLARS DOING INDEPENDENT WORK, WHOSE REPORTS ARE PUBLISHED IN THE ORGANIZATION'S JOURNAL. X X X X 0 0 0 0 0 0 0 0 0 JOEL ROSENTHAL PRESIDENT 450000 0 0 0 0 0 40996 0 23351 0 514347 0 0 0 MARISA BRASOR CHIEF PHILANTHROPY OFFICE 195266 0 0 0 0 0 18396 0 19901 0 233563 0 0 0 MELISSA SEMENIUK CHIEF OF STAFF 169950 0 26971 0 0 0 15972 0 2090 0 214983 0 0 0 KEVIN MALONEY DIR COMMUNICATIONS 169762 0 0 0 0 0 15972 0 17548 0 203282 0 0 0 CYNTHIA SCHARF SR. STRATEGY DIR. 148217 0 2693 0 0 0 11991 0 541 0 163442 0 0 0 DEBORAH CARROLL DIRECTOR IT (LEFT 11/23) 143562 0 0 0 0 0 14506 0 18158 0 176226 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT REVIEWED A DRAFT OF THE FORM 990 WITH THE AUDIT/EXECUTIVE COMMITTEE AND PROVIDED EDITS TO THE TAX PREPARER. AFTER THIS PROCESS WAS PERFORMED, THE FORM 990 WAS SENT TO THE FULL BOARD OF DIRECTORS PRIOR TO BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A BOARD APPROVED CONFLICTS OF INTEREST POLICY. EACH BOARD MEMBER MUST FILL OUT AN ANNUAL DECLARATION STATING THEY HAD NO CONFLICTS OR IDENTIFYING THE NATURE OF THEIR INTERESTED PARTY TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR, THE EXECUTIVE COMMITTEE REVIEWS COMPARABLE SALARIES BASED ON A RECOGNIZED STUDY AND REVIEWS THE PERFORMANCE OF THE OFFICERS TO DETERMINE IF THE EXISTING SALARY FALLS WITHIN THESE RANGES. AFTER A DELIBERATION OF THIS MATTER, A NEW PROPOSED SALARY AND BENEFIT PACKAGE IS VOTED ON. THE MINUTES OF THE BOARD OF DIRECTORS REFLECT THE NATURE OF THIS PROCESS. IN ADDITION, EACH YEAR THE EXECUTIVE COMMITTEE REVIEWS THE PERFORMANCE OF THE EXECUTIVE DIRECTOR TO ASSESS PERFORMANCE UNDER THE CONTRACT AND ACHIEVEMENT OF ESTABLISHED GOALS. THE MINUTES OF THE BOARD OF DIRECTORS REFLECT THE NATURE OF THIS PROCESS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 813,965. MANAGEMENT AND GENERAL EXPENSES 27,173. FUNDRAISING EXPENSES 72,882. TOTAL EXPENSES 914,020. CARNEGIE COUNCIL FUND INC 170 EAST 64TH STREET NEW YORK NY 10065 134185528 SUPPORT NY 501(C)(3) LINE 12A, I N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0