2025-11-15T13:41:19-06:00 2024-12-31 390859910 BAKER TILLY ADVISORY GROUP LP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2024-01-01 871702255 REDWOOD RESEARCH GROUP INC REDW 6197803839 2150 SHATTUCK AVE SUITE 1200 BERKELEY CA 94704 JAMES BREGAN SECRETARY, TREASURER 6197803839 2025-11-14 1 1 PATRICIA J MAYER P00188643 8586271400 2024 2025-03-06 01:10:19Z JAMES BREGAN 2150 SHATTUCK AVE SUITE 1200 BERKELEY CA 94704 22060 0 X REDWOODRESEARCH.ORG X 2021 DE REDWOOD RESEARCH RESEARCHES RISKS THAT COULD ARISE IF POWERFUL AI SYSTEMS ACT AGAINST HUMAN INTERESTS, AIMING TO IMPROVE UNDERSTANDING OF THESE RISKS AND DEVELOP TECHNIQUES THAT ALLOW HUMANS TO MANAGE THESE RISKS WHILE STILL REALIZING THE BENEFITS OF AI. 3 2 6 4 0 0 9398000 9659 343734 0 1250 0 293363 12401 10036347 22060 5097655 679955 0 0 3709667 842174 0 0 0 3783512 1400369 12590834 2922498 -2554487 -2900438 11984181 6560743 3685286 63221 8298895 6497522 AI RESEARCH - REDWOOD RESEARCH CONDUCTED RESEARCH ON AI INTERPRETABILITY AND ADVERSARIAL TRAINING TECHNIQUES. AS PART OF THE RESEARCH, WE PUBLISHED BLOG POSTS AND LAID THE FOUNDATION FOR RESEARCH PROJECTS. 0 0 2647359 679955 AI RESEARCH - REDWOOD RESEARCH RESEARCHES RISKS THAT COULD ARISE IF POWERFUL AI SYSTEMS ACT AGAINST HUMAN INTERESTS, AIMING TO IMPROVE UNDERSTANDING OF THESE RISKS AND DEVELOP TECHNIQUES THAT ALLOW HUMANS TO MANAGE THESE RISKS WHILE STILL REALIZING THE BENEFITS OF AI. 2647359 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 15 0 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MEGHNA MANN 5102008195 2150 SHATTUCK AVE SUITE 1200 BERKELEY CA 94704 MICHAEL SHLEGERIS CEO, DIRECTOR 40.00 X X 272164 0 11301 NATHANIEL THOMAS DIRECTOR, BOARD CHAIR 2.00 X X 0 0 0 AJEYA COTRA DIRECTOR (THRU 8/24) 2.00 X 0 0 0 AMMON BARTRAM DIRECTOR 2.00 X 0 0 0 JAMES BREGAN SECRETARY, TREASURER 4.00 X 0 0 0 RYAN GREENBLATT CHIEF SCIENTIST 40.00 X 314922 0 7688 FABIEN ROGER TECHNICAL STAFF (THRU 7/24) 40.00 X 141452 0 4077 728538 0 23066 4 0 1 0 DIGITALOCEAN 105 EDGEVIEW DR STE 425 BROOMFIELD CO 80021 COMPUTE FOR RESEARCH EXPERIMENTS 297902 LAMBDA CLOUD 2510 ZANKER ROAD SAN JOSE CA 95131 COMPUTE FOR RESEARCH EXPERIMENTS 175201 OPENAI 548 MARKET ST PMB 97273 SAN FRANCISCO CA 94104 MODEL API ACCESS FOR RESEARCH EXPERIMENT 150018 ARYAN BHATT 1917 MARTIN LUTHER KING JR WAY BERKELEY CA 94704 RESEARCH MANAGEMENT 105000 4 9659 9659 12401 12401 12401 22060 0 0 12401 X 679955 679955 606075 606075 136144 136144 40623 34848 5775 59332 42726 16606 2884 2884 36162 36162 337323 306899 30424 569932 568869 1063 269966 264363 5603 7932 2228 5704 6456 4102 2354 1000 1000 44538 44538 2206 2206 MEMBERSHIP DUES 121359 121359 EXCHANGE LOSSES 330 330 TAX AND LICENSING 31 31 250 150 100 2922498 2647359 275139 0 5632335 5028579 0 1035574 75586 0 221499 5869 138800 74413 92147 64387 5962614 426334 11984181 6560743 18573 63221 3666713 0 3685286 63221 X 8298895 6497522 8298895 6497522 11984181 6560743 X -2900438 1099065 X 0 0 0 X 13900000 11974000 9398000 9659 35281659 13900000 11974000 9398000 9659 35281659 13274565 22007094 6773 6773 4248 75894 293363 12401 385906 35674338 336961 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2021 AMOUNT: $ 4,248. 2022 AMOUNT: $ 75,894. 2023 AMOUNT: $ 293,363. 2024 AMOUNT: $ 12,401. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 138800 74413 64387 64387 DUE TO/FROM CONSTELLATION 426334 426334 0 CONSTELLATION RESEARCH CENTER INC 2150 SHATTUCK AVE STE 1200 BERKELEY CA 94704 932465256 501(C)(3) 250000 429955 FMV LEASEHOLD IMPROVEMENT TRANSFER OF $250,000 GRANT AND $429,955 LEASEHOLD IMPROVEMENT DEEMED TO BELONG TO NEW CONSTELLATION ENTITY AS PART OF THE GRANT OF THE CONSTELLATION PROGRAM FROM REDWOOD FOR GENERAL OPERATIONAL SUPPORT. 1 0 X X 0 0 0 0 0 0 0 0 0 RYAN GREENBLATT CHIEF SCIENTIST 314922 0 0 0 0 0 0 0 7688 0 322610 0 0 0 MICHAEL SHLEGERIS CEO, DIRECTOR 272164 0 0 0 0 0 2750 0 8551 0 283465 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY THE CEO AND THE SECRETARY/ TREASURER. A COPY OF THE 990 IS PROVIDED TO BOARD MEMBERS PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A CONTRACT OR TRANSACTION IN WHICH A DIRECTOR OR OFFICER HAS FINANCIAL INTEREST, SHALL ONLY BE AUTHORIZED BY THE BOARD OF THE DIRECTORS OR THE COMMITTEE THEREOF UNDER THE FOLLOWING CONDITIONS: A) THE MATERIAL FACTS OF THE RELATIONSHIP OR INTEREST AS TO THE CONTRACT OR TRANSACTION ARE FULLY DISCLOSED TO THE BOARD OF DIRECTORS OR COMMITTEE WHO AUTHORIZES THE CONTRACT OR TRANSACTION BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE DISINTERESTED DIRECTORS AND OFFICERS B) THE CONTRACT OR TRANSACTION IS FAIR AS TO THE CORPORATION AS OF THE TIME IT IS AUTHORIZED, APPROVED OR RATIFIED BY THE BOARD OF DIRECTORS. AT A MEETING OF THE BOARD OF DIRECTORS IN WHICH THE AUTHORIZATION OF A CONTRACT OR TRANSACTION IS IN QUESTION, THE COMMON OR INTERESTED DIRECTORS MAY BE COUNTED IN DETERMINING THE PRESCENCE OF A QUORUM. FORM 990, PART VI, SECTION B, LINE 15 APPROVED COMPENSATION PACKAGE FOR CEO WAS BASED ON COMPENSATION STUDY PREPARED BY A THIRD PARTY. IN ADDITION OTHER OFFICER'S COMPENSATION WAS BASED ON REVIEWING COMPARABLE DATA FROM SIMILAR FIRMS AND REPORTED SALARIES FOR MACHINE LEARNING ENGINEERS IN THE BAY AREA, AND AGGREGATED DATA FROM PAYFACTORS FOR POSITIONS IN OPERATIONS AND MANAGEMENT. THE ORGANIZATION ALSO CONSIDERED OFFER LETTERS RECEIVED BY INDIVIDUALS ON THE STAFF FROM OTHER ORGANIZATIONS, AS WELL AS PUBLICLY AVAILABLE NONPROFIT REPORTED SALARIES FROM SIMILAR ORGANIZATIONS SUCH AS OPENAI. THE PROCESS IS DOCUMENTED. THE ORGANIZATION CONSIDERED ALL OF THE DATA, AND THE RESPONSIBILITIES AND EXPERTISE REQUIRED OF THE VARIOUS POSITIONS TO DETERMINE DIFFERENT SALARY AMOUNTS FOR DIFFERENT POSITIONS AND LEVELS WITHIN THOSE POSITIONS. FURTHERMORE, THE ORGANIZATION HIRED A LAW FIRM TO PROVIDE AND INDEPENDENT REVIEW AND RECOMMENDATION FOR THE COMPENSATION POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTORS - OTHER: PROGRAM SERVICE EXPENSES 306,899. MANAGEMENT AND GENERAL EXPENSES 30,424. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 337,323. FORM 990, PART XI, LINE 9: BOOK/TAX GAAP ADJUSTMENT 1,099,065.