2025-06-18T18:15:54-05:00 2024-04-30 840930288 BROCK AND COMPANY CPAS PC 12050 PECOS STREET SUITE 210 WESTMINSTER CO 80234 990PF 2023-05-01 046864140 CATHERINE HAWKINS FOUNDATION CATH 6174884463 125 HIGH STREET 29TH FLOOR BOSTON MA 02110 COLE H TAYLOR TRUSTEE 6174884463 2025-06-04 1 0 D MICHELLE GOEN CPA P00298791 3034500400 2023 2025-03-06 01:10:19Z X 8408715 X X 15870 15870 106435 106435 667008 8485294 667008 789313 789313 100000 100000 0 1500 1500 0 46038 46038 0 4559 4559 0 18 18 0 152115 152115 0 200000 200000 352115 152115 200000 437198 637198 -30501 34386 34386 92594 314052 5753826 6370971 8374329 6129971 6405357 8408715 0 0 X 6129971 6405357 0 0 0 0 6129971 6405357 6129971 6405357 6129971 437198 0 6567169 161812 6405357 PUBLICALLY TRADED SECURITIES-WILMINGTON TRUST 2023-05-01 2023-12-31 193859 252506 -58647 -58647 PUBLICALLY TRADED SECURITIES-WILMINGTON TRUST 2022-01-01 2023-12-31 811630 789860 21770 21770 PUBLICALLY TRADED SECURITIES-STIFEL NICOLAUS & COMPANY 2023-12-01 2024-04-30 4855782 4689461 166321 166321 PUBLICALLY TRADED SECURITIES-STIFEL NICOLAUS & COMPANY 2023-01-01 2024-04-30 2601287 2086459 514828 514828 PUBLICALLY TRADED SECURITIES-OTHER CAPITAL GAINS 2023-05-01 2024-04-30 22736 22736 22736 667008 8857 0 8857 0 8857 5280 0 0 0 5280 0 3577 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A STIFEL NICOLAUS COMPANY INC 6174884463 125 HIGH STREET 29TH FLOOR BOSTON MA 02110 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN I TAYLOR 35 OWL CREEK ROAD BOULDER CO 80302 TRUSTEE 1.00 0 0 0 ELIZABETH C TAYLOR 35 OWL CREEK ROAD BOULDER CO 80302 TRUSTEE 1.00 0 0 0 COLE H TAYLOR 6614 COLTON BLVD OAKLAND CA 94611 FOUNDATION MANAGER 40.00 100000 0 0 NONE 0 NONE 0 0 7726326 48240 0 7774566 0 0 7774566 116618 7657948 382897 382897 8857 8857 374040 0 374040 0 374040 200000 0 200000 374040 0 0 221321 221321 200000 0 0 0 200000 0 174040 174040 47281 0 0 0 0 0 0 0 47281 47281 X CENTRE FOR EFFECTIVE ALTRUISM USA AKA GIVING GREEN 2443 FILLMORE STREET 380-16662 SAN FRANCISCO CA 94115 NONE 501(C)(3) CHARITY GENERAL 200000 200000 0 14 15870 14 106435 18 667008 0 789313 0 789313 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION FEE 1500 1500 0 LATE FILING PENALTY ABATEMENT REQUEST (FORM 990-PF, PART V, LINE 9) WE RESPECTFULLY REQUEST ABATEMENT OF THE PENALTIES ASSESSED FOR THE LATE FILING OF 2022 FORM 990-PF FOR THE TAX YEAR ENDED APRIL 30, 2023 FOR CATHERINE HAWKINS FOUNDATION, EIN 04-6864140, PURSUANT TO INTERNAL REVENUE CODE SECTION 6652(C)(3).THE FORM 990-PF FOR THE TAX YEAR ENDED APRIL 30, 2023 WAS FILED AFTER THE ORIGINAL DUE DATE DUE TO TRANSITION OF THE FOUNDATION ASSETS TO A NEW FUND MANAGER AND MISCOMMUNICATION BETWEEN THE NEW FUND MANAGER AND THE PREVIOUS FUND MANAGER AS TO WHOM WOULD FILE THE REQUIRED TAX RETURN. THE FOUNDATION AND THE NEW FUND MANAGER UNDERSTOOD THE PREVIOUS FUND MANAGER WOULD FILE FORM 990-PF; HOWEVER, THE OLD FUND MANAGER UNDERSTOOD THE NEW FUND MANAGER WOULD FILE THE RETURN. THIS DELAY WAS NOT DUE TO WILLFUL NEGLECT, BUT WAS UNINTENTIONAL AND OCCURRED DESPITE OUR GOOD-FAITH EFFORTS TO COMPLY WITH ALL IRS FILING REQUIREMENTS.ONCE WE BECAME AWARE OF THE DELINQUENCY, WE TOOK IMMEDIATE STEPS TO COMPLETE AND SUBMIT THE RETURN. THE RETURN WAS FILED IN JUNE OF 2025, AND ALL TAXES DUE WERE PAID IN FULL. THE FOUNDATION HAS A LONG HISTORY OF TIMELY FILING OF RETURNS. WE TAKE OUR TAX COMPLIANCE OBLIGATIONS SERIOUSLY AND HAVE IMPLEMENTED THE FOLLOWING CORRECTIVE MEASURES TO ENSURE THIS DOES NOT RECUR: -ESTABLISHED A COMPLIANCE CALENDAR WITH IRS DEADLINES -ENGAGED A NEW ACCOUNTING FIRM TO OVERSEE TAX FILINGS -DESIGNATED AN OFFICER TO MONITOR FILING COMPLIANCEWE RESPECTFULLY REQUEST THAT THE IRS CONSIDER THESE FACTS AND CIRCUMSTANCES AND FIND THAT THE FAILURE TO TIMELY FILE WAS DUE TO REASONABLE CAUSE AND NOT WILLFUL NEGLECT. THEREFORE, WE ASK THAT ALL PENALTIES ASSESSED UNDER IRC 6652(C) BE ABATED IN FULL.THANK YOU FOR YOUR TIME AND CONSIDERATION.SINCERELY,COLE H. TAYLORFOUNDATION MANAGERCATHERINE HAWKINS FOUNDATION NET PORTFOLIO ASSETS 6370971 8374329 PRIOR PERIOD ADJ FOR UNREALIZED GAINS INCLUDED IN BOOK VALUE OF INVESTMENTS 161812 OTHER EXPENSE 18 18 0 INVESTMENT ADVISORY FEE 36872 36872 0 TRUSTEE FEES 9166 9166 0 FOREIGN TAX 3455 3455 0 FOREIGN TAX ON QUALIFIED DIVIDENDS 893 893 0 FOREIGN TAX ON NONQUALIFIED DIVIDENDS 211 211 0