2024-11-14T15:50:53-06:00 2023-12-31 390758449 WIPFLI LLP 170 N RADNOR-CHESTER RD SUITE 200 RADNOR PA 19087 990 2023-01-01 396630218 JOHNSON CONTROLS WORLD SERVICES INC RETIREE BENEFITS TRUST JOHN 4145241200 5757 N GREEN BAY AVE MAIL STOPX- GLENDALE WI 53209 PATTY BAKKE DIRECTOR GLOBAL TAX ACCOUNTING 4145241200 2024-11-13 1 1 SOLOMON MARDAKHAEV P01806552 6105653930 2024-11-13 2023 2024-10-15 13:58:12Z KATHY MLADA 5757 N GREEN BAY AVE MAIL STOPX-81 GLENDALE WI 53209 271170 0 X N/A X 1984 WI TO PROVIDE MEDICAL, PRESCRIPTION DRUG & DENTAL, VISION, & LIFE INSURANCE BENEFITS UNDER DESIGNATED BENEFITS PROGRAMS TO ELIGIBLE RETIRED EMPLOYEES OF JOHNSON CONTROLS WORLD SERVICES, INC. 5 5 0 5 81092 80092 0 0 0 0 182284 271170 0 0 182284 271170 0 0 493364 491338 0 0 0 0 0 21240 20060 514604 511398 -332320 -240228 7856245 7766785 59750 78820 7796495 7687965 NONE 0 0 THE PLAN IS A WELFARE BENEFIT PLAN PROVIDING MEDICAL, PRESCRIPTION DRUG AND DENTAL, VISION, AND LIFE INSURANCE BENEFITS UNDER DESIGNATED BENEFITS PROGRAMS TO ELIGIBLE RETIRED EMPLOYEES OF JOHNSON CONTROLS WORLD SERVICES, INC. 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X JOHNSON CONTROLS INC 4145241200 5757 N GREEN BAY AVE MAIL STOPX-81 GLENDALE WI 53209 X MARC VANDIEPENBEECK CHIEF FINANCIAL OFFICER 1.00 X X 0 0 0 PIETER LENS TREASURER 1.00 X X 0 0 0 MARLON J SULLIVAN CHIEF HUMAN RESOURCES OFFICER 1.00 X 0 0 0 JODY YAEGER VP GLOBAL TOTAL REWARDS 1.00 X 0 0 0 KATHY MLADA VP HR BENEFITS & GLOBAL PAYROLL 1.00 X 0 0 0 0 0 0 0 0 0 0 0 271170 190078 81092 271170 190078 81092 0 491338 ADMINISTRATIVE EXPENSE 20060 511398 36180 45477 25028 3243 4149 3002 7790888 7715063 7856245 7766785 35815 52804 23935 26016 59750 78820 X 7796495 7687965 0 0 0 0 7796495 7687965 7856245 7766785 -240228 131698 0 X 0 1 X 1 0 0 ACCRUED BENEFIT PAYMENTS 26016 26016 X 402868 131698 131698 271170 0 271170 511398 0 511398 0 511398 PART X, LINE 2: DURING 1995, THE COMPANY ESTABLISHED THE JOHNSON CONTROLS WORLD SERVICES, INC. 501(C)(9) TRUST (THE TRUST) FOR THE PURPOSE OF ACCUMULATING AND DISTRIBUTING CONTRIBUTIONS MADE IN ACCORDANCE WITH THE PLAN. THE TRUST IS QUALIFIED PURSUANT TO SECTION 501(C)(9) OF THE INTERNAL REVENUE CODE (IRC); THEREFORE, THE TRUST'S NET INVESTMENT INCOME, TO THE EXTENT THE TRUST IS DEFICIENT IN NET ASSETS COMPARED TO THE PLAN'S BENEFIT OBLIGATIONS, IS TREATED AS EXEMPT FROM INCOME TAXES. DURING THE YEAR ENDED DECEMBER 31, 2023, THE PLAN INCURRED A NET INVESTMENT LOSS RESULTING IN THE TRUST NOT BEING SUBJECT TO TAXATION. UNREALIZED BUSINESS INCOME TAXES OF $27,779 HAVE BEEN INCURRED BY THE TRUST FOR THE YEAR ENDED DECEMBER 31, 2023. THE PLAN ADMINISTRATOR BELIEVES THAT THE PLAN IS CURRENTLY DESIGNED AND BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. U.S. GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR DEPARTMENT OF LABOR. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2023 AND 2022, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. FORM 990, PART VI, SECTION A, LINE 7A THE TRUSTEE OF THE ORGANIZATION IS DESIGNATED BY THE JOHNSON CONTROLS WORLD SERVICES PENSION COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE LEAD ANALYST, EXTERNAL REPORTING WHO REPORTS TO THE TRUSTEES OF THE TRUST. THE FORM 990 IS ALSO REVIEWED BY THE DIRECTOR GLOBAL TAX ACCOUNTING, WHO ENSURES ALL TAX FILINGS OF THE ORGANIZATION, BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ETHICS POLICY OF THE SPONSOR REQUIRES INDIVIDUALS TO MAKE IMMEDIATE DISCLOSURE TO THE AUDIT COMMITTEE ON ISSUES RELATING TO CONFLICTS OF INTEREST. EMPLOYEES MUST AVOID ANY RELATIONSHIP OR ACTIVITY THAT COULD AFFECT THEIR INDEPENDENT JUDGEMENT IN THE CONDUCT OF JOHNSON CONTROLS' INTERESTS. IN ASSESSING WHETHER A SITUATION POSES A CONFLICT OF INTEREST, EMPLOYEES SHOULD EXAMINE WHETHER THEIR INTEREST OR ACTIVITY COULD INFLUENCE, OR COULD GIVE THE APPEARANCE OF INFLUENCING, THEIR DECISIONS ON BEHALF OF THE COMPANY. ALL EMPLOYEES MUST PROVIDE WRITTEN NOTICE TO THE COMPANY OF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON THE SPONSORS' WEBSITE WWW.JOHNSONCONTROLS.COM. JOHNSON CONTROLS INC 5757 N GREEN BAY AVE MAIL STOP X-81 GLENDALE WI 53209 390380010 MANUFACTURING WI C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0