2024-11-14T15:53:18-06:00 2023-12-31 390758449 WIPFLI LLP 170 N RADNOR-CHESTER RD SUITE 200 RADNOR PA 19087 990 2023-01-01 456420054 JOHNSON CONTROLS INC RETIREE WELFARE TRUST JOHN 4145241200 5757 N GREEN BAY AVE MAIL STOPX- GLENDALE WI 53209 PATTY BAKKE DIRECTOR GLOBAL TAX ACCOUNTING 4145241200 2024-11-13 1 1 SOLOMON MARDAKHAEV P01806552 6105653930 2024-11-13 2023 2024-10-15 13:58:12Z KATHY MLADA 5757 N GREEN BAY AVE MAIL STOPX-81 GLENDALE WI 53209 2559418 0 X N/A X 2011 WI TO PROVIDE MEDICAL, HEALTH & LIFE INSURANCE BENEFITS UNDER DESIGNATED BENEFITS PROGRAMS TO ELIGIBLE UNION & NON-UNION RETIRED EMPLOYEES OF JOHNSON CONTROLS, INC. AND CERTAIN AFFILIATED COMPANIES. 5 5 0 5 0 0 0 0 2744415 2395611 31388 163807 0 0 2775803 2559418 0 0 13647078 12448456 0 0 0 0 0 265491 130744 13912569 12579200 -11136766 -10019782 141359465 149786768 4526742 1046438 136832723 148740330 NONE 0 0 THE PLAN IS A WELFARE BENEFIT PLAN PROVIDING MEDICAL, HEALTH AND LIFE INSURANCE BENEFITS UNDER DESIGNATED PROGRAMS TO ELIGIBLE UNION AND NON-UNION RETIRED EMPLOYEES OF JOHNSON CONTROLS, INC. AND CERTAIN AFFILIATED COMPANIES. 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X JOHNSON CONTROLS INC 4145241200 5757 N GREEN BAY AVE MAIL STOPX-81 GLENDALE WI 53209 X MARC VANDIEPENBEECK CHIEF FINANCIAL OFFICER 1.00 X X 0 0 0 PIETER LENS TREASURER 1.00 X X 0 0 0 MARLON J SULLIVAN CHIEF HUMAN RESOURCES OFFICER 1.00 X 0 0 0 JODY YAEGER VP GLOBAL TOTAL REWARDS 1.00 X 0 0 0 KATHY MLADA VP HR BENEFITS & GLOBAL PAYROLL 1.00 X 0 0 0 0 0 0 0 0 0 0 0 VEBA PREMIUMS 525100 2395611 2395611 2395611 163807 163807 2559418 2559418 0 0 12448456 ADMINISTRATIVE EXPENSES 130744 12579200 2136101 728829 139223364 149057939 141359465 149786768 545170 297717 3981572 748721 4526742 1046438 X 136832723 148740330 0 0 0 0 136832723 148740330 141359465 149786768 -10019782 21927389 0 X 0 1 X 1 0 0 ACCRUED BENEFITS PAYMENTS 748721 748721 X 24486807 21927389 21927389 2559418 0 2559418 12579200 0 12579200 0 12579200 PART X, LINE 2: THE COMPANY ESTABLISHED THE JOHNSON CONTROLS, INC. RETIREE WELFARE TRUST (THE TRUST) FOR THE PURPOSE OF ACCUMULATING AND DISTRIBUTING CONTRIBUTIONS MADE IN ACCORDANCE WITH THE PLAN. THE TRUST IS QUALIFIED PURSUANT TO SECTION 501(C)(9) OF THE INTERNAL REVENUE CODE; THEREFORE, THE TRUST'S NET INVESTMENT INCOME, TO THE EXTENT THE TRUST IS DEFICIENT IN NET ASSETS COMPARED TO THE PLAN'S OBLIGATIONS, ARE TREATED AS EXEMPT FROM INCOME TAXES. U.S. GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR DEPARTMENT OF LABOR. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2023 AND 2022, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. FORM 990, PART VI, SECTION A, LINE 7A THE TRUSTEE OF THE ORGANIZATION IS DESIGNATED BY THE EMPLOYEE BENEFITS POLICY COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE LEAD ANALYST, EXTERNAL REPORTING WHO REPORTS TO THE TRUSTEES OF THE TRUST. THE FORM 990 IS ALSO REVIEWED BY THE DIRECTOR GLOBAL TAX ACCOUNTING, WHO ENSURES ALL TAX FILINGS OF THE ORGANIZATION, BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ETHICS POLICY OF THE SPONSOR REQUIRES INDIVIDUALS TO MAKE IMMEDIATE DISCLOSURE TO THE AUDIT COMMITTEE ON ISSUES RELATING TO CONFLICTS OF INTEREST. EMPLOYEES MUST AVOID ANY RELATIONSHIP OR ACTIVITY THAT COULD AFFECT THEIR INDEPENDENT JUDGEMENT IN THE CONDUCT OF JOHNSON CONTROLS' INTERESTS. IN ASSESSING WHETHER A SITUATION POSES A CONFLICT OF INTEREST, EMPLOYEES SHOULD EXAMINE WHETHER THEIR INTEREST OR ACTIVITY COULD INFLUENCE, OR COULD GIVE THE APPEARANCE OF INFLUENCING, THEIR DECISIONS ON BEHALF OF THE COMPANY. ALL EMPLOYEES MUST PROVIDE WRITTEN NOTICE TO THE COMPANY OF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON THE SPONSORS' WEBSITE WWW.JOHNSONCONTROLS.COM. JOHNSON CONTROLS INC 5757 N GREEN BAY AVE MAIL STOP X-81 GLENDALE WI 53209 390380010 MANUFACTURING WI C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0