2024-11-14T13:02:02-06:00 2022-12-31 521957206 ROSE FINANCIAL SOLUTIONS LLC 909 ROSE AVE SUITE 660 NORTH BETHESDA MD 20852 990 2022-01-01 521930922 CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS CENT 2023317990 1667 K STREET NW NO 900 WASHINGTON DC 20006 JOHN LIESKE INTERIM CFO 2023317990 2024-11-14 1 0 P01325409 3015271130 2024-11-14 2022 2024-10-15 13:58:12Z X JOHN LIESKE 1667 K STREET NW NO 900 WASHINGTON DC 20006 4668469 0 X WWW.CSBAONLINE.ORG X 1995 DC PROMOTE INNOVATIVE THINKING AND DEBATE ABOUT NATIONAL SECURITY STRATEGY AND INVESTMENT OPTIONS. 10 10 23 10 0 0 2637270 3950548 3683382 702268 42301 7203 8394 8450 6371347 4668469 0 0 0 0 3236495 3595526 0 0 0 2500953 2032072 5737448 5627598 633899 -959129 2639810 1578682 1191846 1126374 1447964 452308 CONDUCT INDEPENDENT NONPARTISAN RESEARCH ON U.S. DEFENSE POLICY, MILITARY STRATEGY, DEFENSE SPENDING, AND DEFENSE ECONOMIC POLICIES, DISSEMINATE THE RESULTS TO POLICYMAKERS, PUBLIC OPINION LEADERS AND OTHER DEFENSE PROFESSIONALS. 0 0 3929784 717921 STRATEGIC STUDIES: RESEARCH, ANALYSIS AND PUBLIC EDUCATION ACTIVITIES ON MILITARY STRATEGY, POLICY AND OPERATIONS. THIS PROGRAM FOCUSES ON THE IMPACT OF THE CHANGING INTERNATIOANAL SECURITY ENVIRONMENT ON THE U.S. MILITARY; THE PLANS AND ACTIONS ADVANCED BY THE DEFENSE DEPARTMENT, MILITARY SERVICES, AND U.S. CONGRESS TO RESPOND TO THREATS AND CHALLENGES; AND OPTIONS FOR THE FUTURE. CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS (CSBA) ACTIVITIES INCLUDE PUBLISHING AND DISSEMINATION OF RESEARCH FINDINGS, SPONSORSHIP OF SEMINARS AND BRIEFINGS, INTERVIEW WITH THE MEDIA, TESTIMONY BEFORE CONGRESSIONAL COMMITTEES, AND SPEAKING ENGAGEMENTS BEFORE POLICYMAKERS, CIVIC LEADERS AND A RANGE OF DEFENSE PROFESSIONALS. DEFENSE BUDGET STUDIES: RESEARCH AND ANALYSIS OF THE ANNUAL DEFENSE DEPARTMENT BUDGET REQUEST AND CONGRESSIONAL ACTION ON THE DEFENSE AUTHORIZATION AND APPROPRIATIONS BILLS, PROVIDING HISTORICAL TREND ANALYSES, PROJECTED SPENDING ESTIMATES AND IN-DEPTH ASSESSMENTS OF WEAPON SYSTEM AND FORCE STRUCTURE INVESTMENTS. CSBA ACTIVITIES INCLUDE PUBLISHING AND DISSEMINATION OF RESEARCH FINDINGS, SPONSORSHIP OF SEMINARS AND BRIEFINGS, INTERVIEWS WITH THE MEDIA, TESTIMONY BEFORE CONGRESSIONAL COMMITTEES, AND SPEAKING ENGAGEMENTS BEFORE POLICYMAKERS, CIVIC LEASDERS AND A RANGE OF DEFENSE PROFESSIONALS. 3929784 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 26 0 1 23 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN LIESKE 2023317990 1667 K STREET NW NO 900 WASHINGTON DC 20006 BARBARA HUMPTON CHAIR 1.00 X 0 0 0 NELSON M FORD VICE CHAIR 1.00 X 0 0 0 ANITA ANTENUCCI DIRECTOR 1.00 X 0 0 0 DEVON GAFFNEY CROSS DIRECTOR 1.00 X 0 0 0 RANDY FORBES DIRECTOR 1.00 X 0 0 0 ADAM FRANKEL DIRECTOR 1.00 X 0 0 0 GENERAL JOHN M KEANE DIRECTOR 1.00 X 0 0 0 DAVE MCCURDY DIRECTOR 1.00 X 0 0 0 GENERAL PAUL SELVA DIRECTOR 1.00 X 0 0 0 LAURENCE ZURIFF DIRECTOR 1.00 X 0 0 0 THOMAS G MAHNKEN PRESIDENT 40.00 X 400000 0 42808 ROGER POOR SECRETARY 40.00 X 186250 0 9294 JAN VAN TOL SENIOR FELLOW 40.00 X 243785 0 23853 TOSHI YOSHIHARA SENIOR FELLOW 40.00 X 212500 0 33978 EVAN B MONTGOMERY SENIOR FELLOW 40.00 X 202500 0 25402 CHRISTOPHER BASSLER SENIOR FELLOW 40.00 X 199500 0 36442 1444535 0 171777 12 0 1 0 EDELMAN CONSULTING 1200 PEACHTREE ST NE SUITE 300 ATLANTA GA 30309 CONSULTING PROJECT SUPPORT 218000 CORNERSTONE STRATEGIC CONSULTING LLC 126 CAMINO BAILEN ESCONIDO CA 92029 CONSULTING PROJECT SUPPORT 119700 2 65771 3884777 3950548 CONTRACT REVENUE 900099 701218 701218 HONORARIA 900099 1050 1050 702268 7203 7203 OTHER 900099 8450 8450 8450 4668469 717921 0 0 1392360 1392360 1429627 1163327 266300 209080 209080 380358 380358 184101 184101 12645 12645 179326 179326 248978 26700 222278 115768 115768 641284 641284 65020 31347 33673 40988 40988 3440 3440 CONSULTANTS & SUBCONTRA 467366 467366 DUES & SUBSCRIPTIONS 128233 128233 OTHER DIRECT COSTS 75145 75145 OFFICE MAINTENANCE 40354 40354 13525 13525 5627598 3929784 1697814 0 1667687 770986 78728 262292 402454 278852 22396 8880 2760514 2511342 250099 249172 209946 8500 8500 2639810 1578682 348649 32653 400000 166717 166717 276480 927004 1191846 1126374 X 885480 452308 562484 0 1447964 452308 2639810 1578682 -959129 -35933 -594 0 X 0 0 0 X 4565901 2312573 1121301 2637270 3950458 14587503 4565901 2312573 1121301 2637270 3950458 14587503 6886681 7700822 63855 36110 10125 5779 7203 123072 31398 2784 8394 8450 51026 14761601 0.52170 0.67490 X 2760514 2511342 249172 249172 DEFERRED LEASE BENEFITS 584808 DEFERRED CONSTRUCTION ALLOWANCE 8477 ACCRUED PAYROLL 152506 EMPLOYEE W/H MERP 14138 ACCRUED ANNUAL LEAVE 167075 927004 X 1 1 0 0 0 0 0 0 0 1 0 THOMAS G MAHNKEN PRESIDENT 400000 0 0 0 0 0 19500 0 23308 0 442808 0 0 0 JAN VAN TOL SENIOR FELLOW 221610 0 22175 0 0 0 10601 0 13252 0 267638 0 0 0 TOSHI YOSHIHARA SENIOR FELLOW 197500 0 15000 0 0 0 0 0 33978 0 246478 0 0 0 CHRISTOPHER BASSLER SENIOR FELLOW 194500 0 5000 0 0 0 11480 0 24962 0 235942 0 0 0 EVAN B MONTGOMERY SENIOR FELLOW 192500 0 10000 0 0 0 12150 0 13252 0 227902 0 0 0 ROGER POOR SECRETARY 186250 0 0 0 0 0 8575 0 719 0 195544 0 0 0 PART I, LINE 1A THE COST OF MEMBERSHIP DUES FOR A SOCIAL CLUB IS PROVIDED AS A NONTAXABE BENEFIT FOR THE PRESIDENT/EXECUTIVE DIRECTOR. THE POLICY IS OUTLINED IN THE CSBA PERSONNEL FILES. PART I, LINE 7 OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES REPORTED ON THE FEDERAL FORM 990, PART VII, SECTION A RECEIVED NON-FIXED BONUS PAYMETNS THAT WERE DISCRETIONARY. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT VERSION OF THE FEDERAL FORM 990 IS REVIEWED BY THE EXECUTIVE COMMITTEE, AUDIT COMMITTEE AND MANAGEMENT GROUP, CONSISTING OF THE PRESIDENT/EXECUTIVE DIRECTOR, SECRETARY/TREASURER, AND THE VP OF STUDIES. MEMBERS OF THE BOARD OF DIRECTORS ALSO RECEIVE A COPY OF THE DRAFT FEDERAL FORM 990 FOR REVIEW BEFORE THE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE BOARD OF DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. IF THE GOVERNING BODY OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, THEY SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE, IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE GOVERNING BODY OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 CSBA'S COMPENSATION COMMITTEE, EXECUTIVE COMMITTEE, AND FULL BOARD OF DIRECTORS ANNUALLY REVIEW AND APPROVE THE PRESIDENT'S COMPENSATION AND THAT OF OTHER EMPLOYEES. NEITHER THE PRESIDENT OR ANY CSBA STAFF ARE VOTING MEMBERS OF THE GOVERNING BODY OR ITS COMMITTEES. IN MAKING ITS RECOMMENDATIONS, THE COMPENSATION COMMITTEE RELIES ON COMPARABLE COMPENSATION FOR SIMILAR QUALIFED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARY SITUATED ORGANIZATIONS. THE DATA IS FIRST REVIEWED BY THE COMPENSATION COMMITTEE, AND THEN PRESENTED WITH RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE, WHICH REPORTS ITS RECOMMENDATIONS TO THE FULL BOARD OF DIRECTORS PRIOR TO TAKING A VOTE ON THE PRESIDENT'S COMPENSATION. THE RESULTS OF THESE DELIBERATIONS ARE RECORDED IN THE MINUTES OF THE EXECUTIVE COMMITTEE AND THE MINUTES OF THE BOARD OF DIRECTORS. THE COMPARABLE DATA SURVEY FOR THE PRESIDENT, VICE PRESIDENT, CAO, AND HIGHLY COMPENSATED EMPLOYEES WAS PROVIDED TO CSBA'S GOVERNING BODY BY PRM CONSULTING GROUP IN AN ANNUAL COMPENSATION SURVEY REPORT. THE CHAIRMAN OF THE BOARD ALSO REPORTED TO THE COMPENSATION COMMITTEE, EXECUTIVE COMMITTEE, AND FULL BOARD OF DIRECTORS ON HIS DISCUSSIONS WIHT PRM CONSULTING GROUP IN ADVANCE OF MAKING THE FOLLOWING FISCAL YEAR COMPENSATION DECISIONS. THE PRESIDENT IS AUTHORIZED TO ESTABLISH THE SALARIES AND BONUSES OF THE CAO AND THE VICE PRESIDENT OF STUDIES SUBJECT TO APPROVAL BY THE EXECUTIVE COMMITTEE, WHICH THE COMMITTEE EVENTUALLY APPROVES THE SALARIES OF ALL EMPLOYEES AT CSBA. CSBA CONDUCTS EXTERNAL THIRD PARTY COMPENSATION REVIEWS EVERY THREE YEARS. FORM 990, PART VI, SECTION C, LINE 19 CSBA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.