2024-11-11T07:50:55-06:00 2023-12-31 131577780 SCHULTHEIS & PANETTIERI LLP 450 WIRELESS BLVD HAUPPAUGE NY 11788 990 2023-01-01 133156507 IRON WORKERS LOCALS 40 361 & 417 TOPPING OUT FUND IRON 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 DANIEL D DOYLE TRUSTEE 2126841586 2024-11-11 1 1 CAROL WESTFALL P00539069 6312734778 2023 2024-10-15 13:58:12Z BRIAN J SABBAGH 451 PARK AVE SOUTH NEW YORK NY 10016 180411264 0 X WWW.IWUSF.NET X 1982 NY TO PROVIDE DEATH, DISABILITY, UNEMPLOYMENT AND UNREIMBURSED MEDICAL EXPENSE TO ELIGIBLE PARTICIPANTS. 16 16 0 0 0 0 0 0 45921131 41594817 12575735 7443080 0 0 58496866 49037897 0 0 48953676 48656973 346919 0 0 0 0 799116 1363889 50099711 50020862 8397155 -982965 290630517 303166578 1680384 847137 288950133 302319441 TO PROVIDE DEATH, DISABILITY, UNEMPLOYMENT AND UNREIMBURSED MEDICAL EXPENSE TO ELIGIBLE PARTICIPANTS. 0 0 TO PROVIDE DEATH, DISABILITY, UNEMPLOYMENT AND UNREIMBURSED MEDICAL EXPENSE TO ELIGIBLE PARTICIPANTS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1524 0 1 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 0 0 0 X BRIAN J SABBAGH 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 JAKE BIDOSKY EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 STEVE ISAACSON EMPLOYER TRUSTEE - THRU 5/23 0.50 0.50 X 0 0 0 GORD LEDER EMPLOYER TRUSTEE - EFF 9/23 0.50 0.50 X 0 0 0 ROBERT SAMELA EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 DAVID PISACRITA EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ALAN SEIDMAN EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 DANIEL TEUTUL EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 BILL MATRE EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WEISS EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 DANIEL DOYLE UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL GAYDOS UNION TRUSTEE 0.50 0.50 X 0 0 0 JOHN CUSH UNION TRUSTEE 0.50 0.50 X 0 0 0 CHRISTOPHER WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT JOHNSON UNION TRUSTEE - EFF 09/23 0.50 0.50 X 0 0 0 KEITH EISGRUBER UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW P STODDARD UNION TRUSTEE 0.50 0.50 X 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW CHARTRAND UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WALSH UNION TRUSTEE - THRU 09/23 0.50 0.50 X 0 0 0 BRIAN J SABBAGH FUND ADMINISTRATOR 5.00 35.00 X 0 242055 136877 0 242055 136877 0 0 1 0 LAZARD ASSET MANAGEMENT LLC 30 ROCKEFELLER PLAZA NEW YORK NY 10112 INVESTMENT MANAGER 156429 MANNING & NAPIER ADVISORS LLC 290 WOODCLIFF DRIVE FAIRPORT NY 14450 INVESTMENT MANAGER 135715 INSIGHT NORTH AMERICA 200 PARK AVE STE 7 NEW YORK NY 10166 INVESTMENT MANAGER 127721 3 EMPLOYER CONTRIBUTION 238900 41594817 41594817 41594817 7762244 7762244 131054203 131373367 -319164 -319164 -319164 49037897 41594817 0 7443080 48656973 25137 68130 450729 10597 REIMB TO RELATED 809296 50020862 496023 542805 17911160 7803271 1857628 4315078 274544348 268479249 15331829 1886457 629247 290630517 303166578 98930 75507 1581454 771630 1680384 847137 X 0 0 0 0 288950133 302319441 288950133 302319441 290630517 303166578 -982965 14352273 0 X 0 1 X 1 0 0 COMMON COLLECTIVE TRUST FUNDS 8736476 F PARTNERSHIPS 6595353 F 15331829 DUE TO RELATED ORGANIZATIONS 223465 NET TRADES PENDING SETTLEMENT 112799 OPERATING LEASE LIABILITY 435366 771630 62939441 14352273 14352273 48587168 450729 450729 49037897 49570133 0 49570133 450729 450729 50020862 0 0 0 BRIAN J SABBAGH FUND ADMINISTRATOR 0 242055 0 0 0 0 0 70026 0 66851 0 378932 0 0 PART III - ADDITIONAL INFORMATION BRIAN J. SABBAGH RECEIVED COMPENSATION AND BENEFITS IN HIS CAPACITY AS FUND ADMINISTRATOR OF THIS ENTITY AND THE RELATED ANNUITY, APPRENTICE, PENSION, AND HEALTH FUNDS. COMPENSATION AND BENEFITS ARE PAID BY THE HEALTH FUND WITH REIMBURSEMENTS MADE ACCORDINGLY. THE TOPPING OUT FUND'S PORTION OF THESE EXPENSES IS 10% OF THE GROSS AMOUNTS DETAILED ON SCHEDULE J, PART II. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED IN COORDINATION WITH THE FUND ADMINISTRATOR AND CONTROLLER WHO WORK FULL TIME FOR THE PLANS. ONCE COMPLETE, THE FORM WAS PROVIDED TO AND REVIEWED BY THE BOARD OF TRUSTEES PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE PLAN MONITORS ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN'S GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO PARTICIPANTS UPON REQUEST. IRON WORKERS LOCALS 40 361 & 417 HEALTH FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 135622663 TO PROVIDE HEALTH & OTHER BEN TO PARTIC NY 501(C)(9) N/A N/A 0 IRON WORKERS LOCALS 40 361 & 417 PENSION FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 516102576 TO PROVIDE PENSION BEN TO PARTICIPANTS NY 401(A) N/A N/A 0 IRON WORKERS LOCALS 40 361 & 417 ANNUITY FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 237299279 TO PROVIDE ANNUITY BEN TO PARTICIPANTS NY 401(A) N/A N/A 0 IRON WORKERS LOCALS 40 & 361 APPRENTICESHIP & TRAINING FUND 35-23 36TH STREET ASTORIA NY 11106 132571023 TO PROVIDE TRAINING TO PARTICIPANTS NY 501(C)(3) LINE 7 N/A 0 SEE SCHEDULE R FOR SUPPLEMENTAL INFORMATION SEE SCHEDULE R FOR SUPPLEMENTAL INFORMATION 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 SCHEDULE R, PART II AND IV: TRUSTEES LISTED ON PART VII, SECTION A, SERVE AS VOLUNTEERS AND DO NOT RECEIVE COMPENSATION FROM THIS ORGANIZATION OR ANY RELATED ORGANIZATION IN THEIR CAPACITY AS TRUSTEES OF THIS ORGANIZATION. CERTAIN TRUSTEES LISTED ON PART VII, SECTION A, DO NOT RECEIVE COMPENSATION FROM THIS ORGANIZATION, BUT DO RECEIVE COMPENSATION FROM IRON WORKERS LOCALS 40, 361 AND 417 UNIONS (THE UNIONS") IN THEIR CAPACITY AS EMPLOYEES/OFFICERS OF THE UNIONS. ACCORDINGLY, THEIR COMPENSATION IS REPORTED ON THE FORM 990 OF THE UNIONS. THE INFORMATION DISCLOSED ON THE ATTACHED SCHEDULE OF RELATED PARTIES IS THAT WHICH WAS AVAILABLE TO THIS ORGANIZATION AT THE TIME OF THIS FILING. FORM 990, SCHEDULE R ATTACHMENT, RELATED ORGANIZATIONS PART III & IV, IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A PARTNERSHIP OR CORPORATION OR TRUST. A & J CRANE SERVICE A & V STEEL (AUDIT) A & V STEEL (AUDIT) PRO-METAL PS 121Q A & V STEEL AUDIT 2/5-12/23/18 305K PLUS A & V STEEL, LLC A J MCNULTY CO INC AALCO TRANSPORT & STORAGE INC. ABC & NY CONSTRUCTION, INC. ABC CONSTRUCTION CONTRACTING INC ABGNJ, LLC ABLE RIGGING CONTRACTORS, INC ADAM'S EUROPEAN CONTRACTING, INC AFC SOLAR LLC AHERN PAINTING CONTRACTORS, INC ALC STEEL CORP. ALL AROUND CONTRACTING CORP. ALLBAR STEEL INC AMERICAN BRIDGE COMPANY AMERICAN IRON INC. AMERICAN STRUCTURAL WORKS, AJV ANVIL IRON WORKS, INC. ATLANTIC MANUFACTURING AND CONTRACTING CORP ATLAS PAINTING AND SHEETING CORP ATLAS PROFESSIONALS INC B. M. ALTER ERECTORS CORP BARNHART CRANE & RIGGING CO. BD ERECTORS BEAVER CONCRETE CONSTRUCTION CO INC BERLIN STEEL CONSTRUCTION CO BIRDAIR INC BLAIR CONSTRUCTION BLAKESLEE PRESTRESS INC BMG RIGGING & HAULING BRANDSAFWAY INDUSTRIES LLC BROTHERS & COMPANY, INC. BUDCO ENTERPRISES BURGESS STEEL ERECTORS OF NEW YORK, LLC C & H RENTALS INC. CHAMPION PAINTING SPECIALTY SERVICES CORP CHAMPION SPECIALTY SERVICES LLC CITY EVOLUTIONARY CONSTRUCTION, LLC COMMODORE MAINTENANCE CORP COMPOSITE TECHNOLOGY & INFRASTRUCTURE, CTI CORNELL & COMPANY INC CRESCENT BUILDING SERVICES, LLC CRYSTAL STEEL FABRICATORS DEBORAH BRADLEY CONST. & MGMNT SVC DEFOE CORP DKM STEEL CONSTRUCTION CORP E & Y GENERAL CONST. CO., INC. EAGLE ERECTORS GROUP, LTD ECCO 111 ENTERPRISES INC EL SOL CONT. CORP/GCCOM CONST. J.V. EL SOL CONTRACTING CORP EL SOL CONTRACTING/ ES 11 ENT J.V. EL SOL DEFOE JV EMPIRE CITY IRON WORKS ERECTION & WELDING CONTRACTORS, LLC ERIN ERECTORS & CONSTRUCTION INC. ESW SPECIALTY SERVICES, LLC FAIRBORN EQUIPMENT COMPANY FALCON BUILDER, INC FERREIRA CONSTRUCTION CO. INC. FMB INC FOREFRONT CONTRACTING, INC FREEDOM IRONWORKS, INC G C COM CONSTRUCTION CO., INC GABRIEL STEEL ERECTORS, INC. GATEWAY DEMO - CIVIL CORP GCT CONSTRUCTORS JV GEORGE YOUNG MAMMOET GLASMAR STEEL ERECTORS INC GLENRIDGE FABRICATORS GLOBAL WIND SERVICE GUYTEC STEEL INC H & L CONTRACTING, LLC HALLEN WELDING SERVICE HALMAR INTERNATIONAL, LLC HARRISON & BURROWES BRIDGE CONSTR HI TECH STEEL INC HINSS J.V. HUDSON VALLEY BRIDGE CONSTRUCTION, INC. ICON CONTRACTING GROUP INC IMPERIAL IRON WORKS INDUSTRIAL STEEL STRUCTURES, INC INTEGRATED STRUCTURES CORP IRON WK LOCAL 40 361 417 IRON WORKERS LOC 40 & 361 APPRENTICE TRAINING FUND IRON WORKERS LOCAL 361 IRON WORKERS LOCAL 40 IRONCLAD CONCEPTS J ANTHONY EQUIPMENT CO J FLETCHER CREAMER & SON, INC J.C. STEEL ERECTORS CORP. JAG D CONSTRUCTION, INC JEMCO ERECTORS, INC JOHN CIVETTA & SONS, INC JS GENERAL CONTRACTING JUDLAU CONTRACTING K M SIMMONS INC KENVIL UNITED CORP. KG CONSTRUCTION SERVICES, INC KIEWIT CONSTRUCTORS INC. KOCH SKANSKA, INC. KOEHLER MASONRY CORP. L M SESSLER EXCAVATING AND WRECKING, INC L&M FABRICATION & MACHINE, INC LANE SUPPLY INC MACE CONTRACTING CORP MARQ STEEL SERVICES METROPOLITAN WALTERS, LLC MID TOWN HEIGHTS, INC. MIDTOWN CONTRACTING LLC MINESTONE CONSTRUCTION LLC NATIONAL ENVIRONMENTAL SAFETY CO., INC. NICHOLSON CORP NORDIC CONTRACTING CO INC NORTHEAST STRUCTURAL STEEL, INC. NORTHSTAR ERECTORS, INC NUCO PAINTING CORP NYC CONSTRUCTORS LLC NYSFAB, INC. OCE CONTRACTING OCS INDUSTRIES, INC PERMADUR IND INC T/A SISSCO PONDEROSA FENCE ENTERPRISES, INC. PRECAST SERVICES INC R BAKER & SON ALL INDUSTRIAL SVCS RAILROAD CONSTRUCTION CO., INC RED IRONWORKS, INC RIG ALL, INC ROBERT L GEROSA INC ROMA IRON WORKS INC RPM STEEL INC SAHEET CONSTRUCTION CORP SCHIAVONE CONSTRUCTION CO SJF IRONWORKS SKANSKA MECHANICAL AND STRUCTURAL INC. SKYLIFT CONTRACTOR CORP. SKYSCRAPER STEEL STONEBRIDGE INC STRUCTURAL SERVICES INC. STRUCTURAL SYSTEMS INC SUPOR RIGGING, LLC SYMBRANT AVIATION SERVICES SYOSSET STEEL CORP. THIRD TRACK CONSTRUCTORS THOMAS NOVELLI CONTRACTING CORP TITAN ERECTORS, INC TRANSIT CONSTRUCTION CORP. TRIPLE H CONSTRUCTION, INC TULLY CONSTRUCTION CO., INC. TUTOR PERINI CORP UNICORN CONSTRUCTION ENT. INC. UNIONPORT CONSTRUCTORS, JV (UCJV) UNITED BRIDGE CONSTRUCTION INC. UNITED FENCE & GUARD RAIL CORP UNITED IRON INC UNITED STRUCTURAL WORKS UNIVERSAL CONSTRUCTION RESOURCES, INC UTB UNITED TECHNOLOGY INC. W & W STEEL ERECTORS, LLC WILLIAMS SPECIALTY #2 FROM #4469 WURTS BRIDGE CONSTRUCTORS, LLC XTREME CONSTRUCTION CORP YONKERS CONTRACTING CO ZORIA HOUSING LLC