2024-10-17T12:52:55-05:00 2023-12-31 910189318 MOSS ADAMS LLP 6565 AMERICAS PARKWAY NE STE 600 ALBUQUERQUE NM 87110 990 2023-01-01 850283465 CASWELL SILVER FOUNDATION CASW 5052774204 EARTH PLANETARY SCI DEP MSC 03-204 ALBUQUERQUE NM 871310001 PETER CASTIGLIA PRESIDENT 5052774204 2024-10-11 1 1 STEVEN TALBOT P01695427 5058787200 2024-10-11 2023 2024-10-15 13:58:12Z X PETER CASTIGLIA C/O INTERA INC 2440 LOUISIANA BLVD NE STE 700 ALBUQUERQUE NM 87110 565053 0 X N/A X 1980 CO PROVIDE SCHOLARSHIPS, FELLOWSHIPS, AND OTHER MISCELLANEOUS SUPPORT TO THE UNIVERSITY OF NEW MEXICO DEPARTMENT OF EARTH AND PLANETARY SCIENCES. 7 5 0 5 0 0 0 0 0 0 100782 199096 0 0 100782 199096 89083 84116 0 0 0 0 0 0 0 23741 25737 112824 109853 -12042 89243 2567368 2910493 0 0 2567368 2910493 PROVIDE SCHOLARSHIPS, FELLOWSHIPS, AND OTHER MISCELLANEOUS SUPPORT TO THE UNIVERSITY OF NEW MEXICO DEPARTMENT OF EARTH AND PLANETARY SCIENCES. 0 0 84116 84116 FELLOWSHIPS TO THE UNIVERSITY OF NEW MEXICO DEPARTMENT OF EARTH AND PLANETARY SCIENCES 84116 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CO X DR PETER FAWCETT 5052771641 DEPT OF EARTH PLANETARY SCIENCES ALBUQUERQUE NM 87131 DR JOHN SHOMAKER PRESIDENT (THRU 10/28/23), DIRECTOR 1.00 X X 0 0 0 PATRICK GRATTON VP/TREASURER (THRU 10/28/23) 1.00 X X 0 0 0 DR PETER FAWCETT SECRETARY 1.00 40.00 X X 0 143824 55523 SUE SILVER HARIVANDI DIRECTOR 1.00 X 0 0 0 DR LINDSAY WORTHINGTON DIRECTOR 1.00 40.00 X 0 129016 50328 PETER CASTIGLIA DIRECTOR, PRESIDENT (BEG. 10/28/23) 1.00 X X 0 0 0 ANNE TILLERY DIRECTOR, VP (BEG. 10/28/23) 1.00 X X 0 0 0 SHALEENE CHAVARRIA DIRECTOR 1.00 X 0 0 0 0 272840 105851 0 0 1 0 0 56918 56918 508135 365957 142178 142178 142178 199096 0 0 199096 84116 84116 8414 8414 16046 16046 788 788 FOREIGN TAXES PAID 489 489 109853 84116 25737 0 44641 40620 2193998 2568654 328729 301219 2567368 2910493 0 0 X 0 0 0 0 2567368 2910493 2567368 2910493 2567368 2910493 89243 253882 0 X 0 0 0 X X 1 UNIVERSITY OF NEW MEXICO DEPT OF EARTH & PLANETARY SCIENCES 856000642 6 1 84116 0 1 84116 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 9096 0 0 48605 56918 48605 66014 0 0 23743 25737 0 0 24862 40277 2352774 2388762 68406 39175 328729 301219 2749909 2729156 0 0 0 2749909 2729156 41249 40937 2708660 2688219 94803 94088 0 0 94803 94088 24862 21133 94803 94803 0 94803 84116 0 0 0 0 0 84116 84116 94803 88.730000000000 94803 0 0 0 0 0 27895 27895 0 27895 0 0 84116 0 66908 17208 0 0 17208 0 0 0 0 17208 PART IV, SECTION A, LINE 2 THE ORGANIZATION SUPPORTS A STATE UNIVERSITY, WHICH IS NOT REQUIRED TO OBTAIN RECOGNITION OF ITS PUBLIC CHARITY STATUS. PART IV, SECTION D, LINE 3 THE CASWELL SILVER FOUNDATION (FOUNDATION) IS A 501(C)(3) ORGANIZATION CLASSIFIED AS A SUPPORTING ORGANIZATION UNDER 509(A)(3). FURTHER, UNDER THE FOUNDATION'S ARTICLES AND BYLAWS, IT SUPPORTS THE UNIVERSITY OF NEW MEXICO'S DEPARTMENT OF EARTH AND PLANETARY SCIENCES (DEPARTMENT) AND SPECIFICALLY, HOLDS, ADMINISTERS, INVESTS AND DISTRIBUTES FOUNDATION FUNDS OR THE EARNINGS THEREFROM TO THE DEPARTMENT ON A REGULAR QUARTERLY AND TIMELY BASIS. THE UNIVERSITY OF NEW MEXICO (UNM) IS A STATE-OWNED INSTITUTION THAT CAN BE DESCRIBED AS A STATE GOVERNMENTAL UNIT ACCORDING TO IRC SECTION 170(B)(1)(A)(V). THE FOUNDATION HAS A BOARD OF DIRECTORS, WHICH INCLUDES THE CHAIR OF THE DEPARTMENT AND ONE OTHER UNM FACULTY MEMBER. THE BYLAWS OF THE FOUNDATION PROVIDE THAT THE CHAIR OF THE DEPARTMENT SHALL BE AN EX-OFFICIO MEMBER OF THE BOARD. THE BYLAWS ALSO PROVIDE THAT ANOTHER MEMBER OF THE DEPARTMENT FACULTY, APPOINTED BY THE DEPARTMENT CHAIR, SHALL BE A MEMBER OF THE BOARD. THE CHAIR OF THE DEPARTMENT ALSO SERVES ON THE GOVERNING BODY OF THE SUPPORTED ORGANIZATION IN HIS/HER POSITION IN THE GOVERNANCE OF THE DEPARTMENT. BOTH OF THESE FACULTY MEMBERS AS FULL VOTING MEMBERS OF THE FOUNDATION'S BOARD HAVE A SIGNIFICANT VOICE IN THE ORGANIZATION'S POLICIES AND USE OF ASSETS. THE GOVERNING DOCUMENTS PROVIDE THE BOARD WITH DISCRETION REGARDING THE TIMING AND AMOUNT OF DISTRIBUTIONS CONSISTENT WITH THE BOARD'S FIDUCIARY DUTIES. REPRESENTATIVES OF THE BOARD HAVE REGULAR FACE-TO-FACE MEETINGS DURING WHICH THEY DISCUSS THE PERFORMANCE OF THE FOUNDATION'S INVESTMENTS, THE MONITORING OF THE INVESTMENTS, AND THE ASSET MIX OF THE INVESTMENTS. ALSO DURING THESE SEMI-ANNUAL MEETINGS, THE DEPARTMENT'S PROJECTS AND ACTIVITIES ARE DISCUSSED, INCLUDING THEIR PROJECTED NEEDS FOR INCOME FROM THE FOUNDATION. THE FOUNDATION'S BOARD COMMUNICATES REGULARLY WITH THE CHAIR OF THE DEPARTMENT REGARDING THE FOUNDATION'S INVESTMENTS AND PLANS FOR DISTRIBUTIONS. THE FOUNDATION'S INVESTMENT STATEMENTS ARE PREPARED FOR AND REVIEWED BY THE FOUNDATION'S BOARD, WHICH INCLUDES THE CHAIR OF THE DEPARTMENT AND ONE OTHER UNM FACULTY MEMBER. 0 CPG FOCUSED ACCESS FUND 84075 F CPG VINTAGE ACCESS FUND 217144 F 301219 1 DEPARTMENT OF EARTH AND PLANETARY SCIENCES MSC 03-2040 1 UNIVERSITY OF NEW MEXICO ALBUQUERQUE NM 871310001 856000642 STATE OF NM 84116 0 FELLOWSHIPS 1 0 PART I, LINE 2: GRANTS FROM THE CASWELL SILVER FOUNDATION ARE MADE ONLY TO THE UNIVERSITY OF NEW MEXICO DEPARTMENT OF EARTH AND PLANETARY SCIENCES. ANNUALLY, THE UNM DEPARTMENT OF EARTH AND PLANETARY SCIENCES PROVIDES AN EXPENDITURE REPORT TO THE FOUNDATION. THIS REPORT INCLUDES SUBGRANT DETAIL OF THE BENEFICIARIES, THE USE OF THE FUNDS, AND BUDGET VARIANCES. THESE REPORTS ARE REVIEWED BY THE BOARD OF DIRECTORS FOR COMPLETENESS AND COMPLIANCE. 0 0 0 0 0 0 0 0 0 DR PETER FAWCETT SECRETARY 0 143824 0 0 0 0 0 25231 0 30292 0 199347 0 0 DR LINDSAY WORTHINGTON DIRECTOR 0 129016 0 0 0 0 0 19431 0 30897 0 179344 0 0 FORM 990, PART VI, SECTION B, LINE 11B AFTER THE RETURN IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, THE PRESIDENT OF THE BOARD OF DIRECTORS REVIEWS THE FORM 990 FOR COMPLETENESS AND ACCURACY AND APPROVES IT. THE PRESIDENT THEN SHARES THE FORM 990 WITH THE VICE PRESIDENT. BOTH THE PRESIDENT AND THE VICE PRESIDENT PROVIDE APPROVALS TO THE INDEPENDENT PREPARER PRIOR TO FILING. A COPY OF THE FORM 990 IS ALSO PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED WITH EACH BOARD MEMBER ANNUALLY AT BOARD MEETINGS. ALL CONFLICTS ARE DOCUMENTED. IF A CONFLICT ARISES, THE PERSON WITH SUCH CONFLICT IS NOT ALLOWED TO VOTE ON THE TRANSACTION. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 15 THE CASWELL SILVER FOUNDATION IS OPERATED ON A VOLUNTEER BASIS. ALL BOARD MEMBERS ARE VOLUNTEERS AND THERE ARE NO PAID EMPLOYEES OF THE ORGANIZATION. ACCORDINGLY, COMPENSATION REVIEW AND APPROVAL BY THE BOARD IS NOT APPLICABLE. UNIVERSITY OF NEW MEXICO DEPARTMENT OF EARTH AND PLANETARY SCIENCES MSC 03-2040 1 UNIVERSITY OF NEW MEX ALBUQUERQUE NM 871310001 856000642 EDUCATIONAL INSTITUTION NM STATE OF NM N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0