2024-10-16T16:20:38-05:00 2023-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990EZ 2023-01-01 133541289 AMERICAN FRIENDS OF THE WARBURG INSTITUTE AMER 2123325820 1270 AVENUE OF THE AMERICAS 300 NEW YORK NY 10020 JONATHAN KAGAN TREASURER 2123325820 2024-10-16 1 0 LAUREN CRESCI P01268493 2126972299 2023 2024-10-15 13:58:12Z X X X N/A X X 178709 X 10816 9836 158057 165230 -7173 13479 46398 9027 22534 77959 -64480 439521 53052 428093 X 89634 29078 349887 399015 439521 428093 0 0 439521 428093 X TO SUPPORT THE ACTIVITIES, PROGRAMS AND PURPOSES OF THE WARBURG INSTITUTE, AN INSTITUTION OF HIGHER EDUCATION IN LONDON, ENGLAND, DEVOTED TO THE STUDY OF HISTORY OF THE CLASSICAL TRADITION. SUPPORT OF HISTORICAL RESEARCH AT THE WARBURG INSTITUTE IN LONDON 46398 46398 46398 TANYA POLLARD PRESIDENT 1.00 0 0 0 JOHN ADAMS VICE PRESIDENT 1.00 0 0 0 SUSAN A MATHISEN SECRETARY 1.00 0 0 0 JONATHAN KAGAN TREASURER 1.00 0 0 0 JONATHAN ALEXANDER BOARD MEMBER AT LARGE 1.00 0 0 0 NOGA ARIKHA BOARD MEMBER AT LARGE 1.00 0 0 0 ALLISON COUDERT BOARD MEMBER AT LARGE 1.00 0 0 0 DANIEL JAVITCH BOARD MEMBER AT LARGE 1.00 0 0 0 JOHN MONFASANI BOARD MEMBER AT LARGE 1.00 0 0 0 BILL SHERMAN BOARD MEMBER AT LARGE 1.00 0 0 0 LUKE SYSON BOARD MEMBER AT LARGE 1.00 0 0 0 X 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NY JONATHAN KAGAN 1270 AVENUE OF THE AMERICAS 300 NEW YORK NY 10020 2123325820 0 0 0 0 0 0 0 0 0 0 NONE 0 NONE 0 1 X 9225 8395 14436 8430 10816 51302 9225 8395 14436 8430 10816 51302 4087 47215 31431 42660 75112 23195 9836 182234 233536 0.20220 0.19340 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: BEQUEST DATE: 09/02/21 AMOUNT: 50000. PAGE 2, LINE 17 FACTS AND CIRCUMSTANCES TEST: A. 10% SUPPORT LIMITATION. THE AFWI'S PUBLIC SUPPORT PERCENTAGE FOR 2023 WAS 20.22%. ACCORDINGLY, IT IS ENTITLED TO USE THE "FACTS AND CIRCUMSTANCES" TEST. B. ATTRACTION OF PUBLIC SUPPORT FACTOR. THE AFWI HAS A CONTINUOUS AND BONA FIDE PROGRAM FOR SEEKING CONTRIBUTIONS AND GRANTS FROM INDIVIDUALS AND FOUNDATIONS THAT ARE SUPPORTIVE OF ITS UNIQUE PROGRAMS. THE AFWI ACHIEVE THIS THROUGH AN ANNUAL APPEAL TO ITS MAILING LIST OF ALMOST 300 NAMES. IT SEEKS TO GROW THAT BY HOSTING EVENTS WHEN MEMBERS OF THE WARBURG INSTITUTE (THE "WARBURG") STAFF ARE IN NEW YORK. IT ALSO SOLICITS FOUNDATIONS LIKE TO SUPPORT SPECIFIC PROGRAMS OF INTEREST TO THEM. THE WARBURG IN ONE OF THE TEN MEMBER INSTITUTES OF THE SCHOOL OF ADVANCED STUDY OF THE UNIVERSITY OF LONDON, ENGLAND. THE WARBURG IS CONCERNED MAINLY WITH CULTURAL HISTORY, ART HISTORY AND HISTORY OF IDEAS, ESPECIALLY IN THE RENAISSANCE. IT AIMS TO PROMOTE AND CONDUCT RESEARCH ON THE INTERACTION OF CULTURES, USING VERBAL AND VISUAL MATERIALS. IT SPECIALIZES IN THE INFLUENCE OF ANCIENT MEDITERRANEAN TRADITIONS ON EUROPEAN CULTURE FROM THE MIDDLE AGES TO THE MODERN PERIOD. ITS OPEN-ACCESS LIBRARY HAS OUTSTANDING STRENGTHS IN BYZANTINE, MEDIEVAL AND RENAISSANCE ART, ARABIC, MEDIEVAL AND RENAISSANCE PHILOSOPHY, THE HISTORY OF RELIGION, SCIENCE AND MAGIC, ITALIAN HISTORY, THE HISTORY OF THE CLASSICAL TRADITION, AND HUMANISM. IN SEVERAL OF THESE FIELDS IT CAN CLAIM TO BE THE MOST IMPORTANT LIBRARY IN THE WORLD. THE PHOTOGRAPHIC COLLECTION, ORGANIZED BY SUBJECT, DOCUMENTS THE ICONOGRAPHICAL TRADITIONS OF WESTERN ART AND FACILITATES RESEARCH INTO THESE TRADITIONS AS WELL AS THE IDENTIFICATION OF THE SUBJECT OF INDIVIDUAL IMAGES. THE ARCHIVE HOLDS THE PAPERS OF ABY WARBURG, FRITZ SAXL AND OTHER STAFF MEMBERS OF THE INSTITUTE, INCLUDING BOTH SIDES OF THEIR CORRESPONDENCE WITH MANY LEADING SCHOLARS OF THE TWENTIETH CENTURY. C. PERCENTAGE OF FINANCIAL SUPPORT FACTOR. THE AFWI'S PUBLIC SUPPORT PERCENTAGE IS SUBSTANTIALLY ABOVE THE MINIMUM 10%. D. SOURCES OF SUPPORT FACTOR. THE AFWI RECEIVES SUPPORT FROM A REPRESENTATIVE NUMBER OF INDIVIDUALS AND ORGANIZATIONS EACH YEAR AND NOT FROM ONLY A SINGLE INDIVIDUAL OR FAMILY. IN 2023, FOR INSTANCE, IT HAD 30 INDIVIDUAL GIFTS. THE AFWI HAS SUPPORTERS NATIONWIDE WHO MAKE ANNUAL SMALL CONTRIBUTIONS. MANY OF THESE ARE ACADEMICS WHO HAVE MADE PRODUCTIVE USE OF THE WARBURG'S FACILITIES AND APPRECIATE THAT THE AFWI SUPPORTS THE ABILITY OF AMERICAN STUDENTS TO STUDY AT THE WARBURG AND FOR AMERICAN FACULTY TO WORK AND TEACH THERE FOR SHORT PERIODS. E. REPRESENTATIVE GOVERNING BODY FACTOR. THE BOARD OF DIRECTORS OF THE AFWI CONSISTS OF INDIVIDUALS BROADLY REPRESENTATIVE OF THE COMMUNITY INTERESTED IN ITS PROGRAM. THE MAJORITY ARE ACADEMICS OR MUSEUM PROFESSIONALS. THE NON-ACADEMIC MEMBERS BRING FINANCIAL EXPERIENCE. EXCEPT FOR TWO, NONE ARE RELATED TO EACH OTHER BY FAMILY OR BUSINESS TIES. THE MAJORITY OF DIRECTORS ARE U.S. CITIZENS. ALL BUT ONE HAS A U.S. BASE. F. AVAILABILITY OF PUBLIC FACILITIES OR SERVICES FACTOR. THE AFWI SUPPORTS THE GRADUATE STUDY, ARCHIVES AND LIBRARY OF THE WARBURG, WHICH IS OPEN TO STUDENTS SEEKING A HIGHER DEGREE IN ITS FIELD. THE WARBURG'S LIBRARY AND PHOTOGRAPHIC COLLECTION ARE OPEN, WITHOUT CHARGE, TO ANYONE ENGAGED IN RESEARCH OR GENUINELY INTERESTED IN THE WARBURG. AMERICAN ACADEMICS AND GRADUATE STUDENTS ARE INVITED TO USE THE RESOURCES. THE OPEN STACK LIBRARY WITH ITS BESPOKE CLASSIFICATION SYSTEM IS A UNIQUE SCHOLARLY TOOL. THE AFWI HAS ALSO SUPPORTED DIGITIZATION PROJECTS OF MATERIALS UNIQUE TO THE WARBURG THAT ENABLE GREATER ACCESS ON A WORLDWIDE BASIS. THUS AFWI'S PROGRAM DIRECTLY BENEFITS THE PUBLIC. FORM 990-EZ, PART I, LINE 4 - OTHER INVESTMENT INCOME DESCRIPTION: DIVIDENDS AND INTEREST. AMOUNT: 9,836. FORM 990-EZ, PART I, LINE 10 - GRANTS AND SIMILAR AMOUNTS PAID ACTIVITY CLASSIFICATION: GRANTS. GRANTEE NAME: WARBURG INSTITUTE. GRANTEE ADDRESS: WOBURN SQUARE , LONDON, UNITED KINGDOM WC1H 0AB. DATE OF GIFT: 12/19/23. AMOUNT GIVEN: 46,398. FORM 990-EZ, PART I, LINE 16 - OTHER EXPENSES DESCRIPTION: OFFICE EXPENSES. AMOUNT: 8,858. DESCRIPTION: EVENTS. AMOUNT: 8,580. DESCRIPTION: BROKERAGE FEES. AMOUNT: 4,121. DESCRIPTION: INSURANCE. AMOUNT: 880. DESCRIPTION: OTHER EXPENSES. AMOUNT: 95. TOTAL TO FORM 990-EZ, LINE 16: 22,534. FORM 990-EZ, PART I, LINE 20 - OTHER CHANGES IN NET ASSETS DESCRIPTION: UNREALIZED GAIN ON INVESTMENTS. AMOUNT: 53,052. FORM 990-EZ, PART II, LINE 24 - OTHER ASSETS DESCRIPTION: PLEDGES RECEIVABLE. BEG. OF YEAR AMOUNT: 5,005. END OF YEAR AMOUNT: 2,200. DESCRIPTION: INVESTMENTS. BEG. OF YEAR AMOUNT: 319,213. END OF YEAR AMOUNT: 371,146. DESCRIPTION: PREPAID INSURANCE. BEG. OF YEAR AMOUNT: 669. END OF YEAR AMOUNT: 669. DESCRIPTION: HISTORICAL DOCUMENTS. BEG. OF YEAR AMOUNT: 25,000. END OF YEAR AMOUNT: 25,000. THE ORGANIZATION DID NOT, DURING THE YEAR, RECEIVE ANY FUNDS, DIRECTLY,OR INDIRECTLY, TO PAY PREMIUMS ON A PERSONAL BENEFIT CONTRACT.THE ORGANIZATION, DID NOT, DURING THE YEAR, PAY ANY PREMIUMS, DIRECTLY,OR INDIRECTLY, ON A PERSONAL BENEFIT CONTRACT.