2024-10-15T17:47:35-05:00 2023-11-30 320216084 CAIN WATTERS & ASSOCIATES LLC 17 COWBOYS WAY STE 300 FRISCO TX 75034 990 2022-12-01 752731283 3 TO 1 FOUNDATION 3TO1 9722333323 17 COWBOYS WAY 300 FRISCO TX 75034 DARRELL CAIN PRESIDENT 9722333323 2024-10-15 1 0 DARRELL CAIN P00284034 9722333323 2022 2024-10-15 13:58:12Z DARRELL CAIN 17 COWBOYS WAY SUITE 300 FRISCO TX 75034 1077344 0 X WWW.3TO1FOUNDATION.ORG X 1997 TX TO SERVE THE COMMUNITY BY PROVIDING FINANCIAL SEMINARS AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. TO PROVIDE NEED & ACADEMIC-BASED SCHOLARSHIPS FOR COLLEGE STUDENTS. 17 17 2 20 0 0 24391 29935 1025 740 46644 184335 76627 56189 148687 271199 30468 28000 0 0 66683 70761 0 0 45048 19894 22991 117045 121752 31642 149447 1071103 1221121 0 571 1071103 1220550 X TO SERVE THE COMMUNITY BY PROVIDING FINANCIAL SEMINARS AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. TO PROVIDE NEED & ACADEMIC-BASED SCHOLARSHIPS FOR COLLEGE STUDENTS. 0 0 75137 28000 740 THE ORGANIZATION CONDUCTED SEMINARS PROVIDING INFORMATION AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. SEMINARS CONDUCTED FOR HIGH SCHOOL STUDENTS ALSO INCLUDED PRESENTING INFORMATION ABOUT CAREERS IN ACCOUNTING, TAX, BANKING, FINANCIAL PLANNING AND INVESTMENT ADVISING. THE ORGANIZATION ALSO AWARDED SCHOLARSHIPS TO COLLEGE STUDENTS. OTHER EXPENSES THAT ARE FOR THE ONGOING OPERATIONS OF THE FOUNDATION TO PRESENT MORE SEMINARS THAT WERE NOT DIRECT EXPENSES OF THE SEMINARS PRESENTED THIS FISCAL YEAR. 75137 1 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2 1 0 0 0 0 0 0 0 0 0 0 X 17 17 1 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 TX X CAIN WATTERS & ASSOC LLC 9722333323 17 COWBOYS WAY SUITE 300 FRISCO TX 75034 DARRELL CAIN PRES/BOARD CHAIRMAN 5.00 X X 0 0 0 MICHAEL ROSENBERG BOARD MEMBER 1.00 X 0 0 0 MICHELLE BAIRD BOARD MEMBER 5.00 X 0 0 0 TONI LEE BOARD MEMBER 5.00 X 0 0 0 JOE MILLER BOARD MEMBER 2.00 X 0 0 0 RICHARD CHILLEMI II VICE PRES/BOARD MEMBER 5.00 X X 0 0 0 TIMOTHY LANE BOARD MEMBER 1.00 X 0 0 0 WAYNE DOMINICK FOUNDATION DIRECTOR 40.00 X 62792 0 0 KIMBERLY MCBRAYER BOARD MEMBER 1.00 X 0 0 0 BRETT PIERCE BOARD MEMBER 5.00 X 0 0 0 ZANE HARRIS BOARD MEMBER 5.00 X 0 0 0 BRENDREN AUSTIN BOARD MEMBER 5.00 X 0 0 0 JENNIFER SAUNDERS BOARD MEMBER 1.00 X 0 0 0 BRITTANY FRAZIER BOARD MEMBER 5.00 X 0 0 0 MEGAN MIERS BOARD MEMBER 1.00 X 0 0 0 CRYSTAL DAVIS BOARD MEMBER 1.00 X 0 0 0 JON SOREY BOARD MEMBER 5.00 X 0 0 0 62792 0 0 0 0 0 0 0 7183 22752 29935 FINANCIAL SEMINARS 901101 740 740 740 42957 42957 100 0 100 100 100 927920 786542 141378 141378 141378 72712 19603 53109 53109 OTHER INVESTMENT REVEN 900001 2980 2980 2980 271199 740 0 240524 28000 28000 62792 31396 31396 2940 1470 1470 5029 2514 2515 194 68 126 3350 3350 1249 1249 CREDIT CARD/STRIPE/PAYP 4924 4924 WEBSITE DESIGN & MAINTE 4312 2156 2156 SEMINAR EXPENSES 2827 2827 ADULT & CHILDREN FINANC 1845 1845 4290 1511 318 2461 121752 75137 1567 45048 90879 115062 318376 35430 658346 1067495 3502 3134 1071103 1221121 0 571 0 571 X 0 0 0 0 1071103 1220550 1071103 1220550 1071103 1221121 149447 0 X 0 0 0 X 23568 39892 23819 24391 29935 141605 23568 39892 23819 24391 29935 141605 141605 55603 -8650 83539 45556 187415 363463 20385 20385 525453 67245 0.26950 0.24630 X THE ORGANIZATION BELIEVES THAT IT MEETS THE FACTS AND CIRCUMSTANCES TEST BASED ON THE FOLLOWING FACTORS:(1) THE PERCENTAGE OF PUBLIC SUPPORT IS LOWER THAN 33 1/3% BECAUSE THE ORGANIZATION RECEIVES A HIGH PERCENTAGE OF INCOME FROM INVESTMENTS. THIS INVESTMENT INCOME IS EARNED ON FUNDS THAT WERE ORIGINALLY CONTRIBUTED BY THE GENERAL PUBLIC.(2) THE ORGANIZATION RECEIVES SUPPORT FROM A REPRESENTATIVE NUMBER OF PERSONS RATHER THAN FROM THE MEMBERS OF A SINGLE FAMILY. THE ORGANIZATION SOLICITS DONATIONS ON ITS PUBLIC WEBSITE, AND ALSO DRIVES THE GENERAL PUBLIC TO ITS SITE VIA A LINK ON ITS SOCIAL MEDIA PAGES, INCLUDING FACEBOOK. THE ORGANIZATION ALSO MAINTAINS A DATABASE OF OVER 800 PERSONS FROM WHICH IT CAMPAIGNS FOR DONATIONS ANNUALLY DURING NORTH TEXAS GIVING WEEK AND OTHER CAMPAIGNS.(3) THE ORGANIZATION HAS ACTIVELY GROWN ITS PROGRAMMING PARTNERS FROM 2 MAIN PARTNERS, THE DALLAS INDEPENDENT SCHOOL DISTRICT AND UPLIFT CHARTER SCHOOLS, TO OVER 32 DURING THE COURSE OF THE CURRENT TAX YEAR.(4) THE MISSION OF THE ORGANIZATION IS TO MAKE AVAILABLE TO THE GENERAL PUBLIC, FINANCIAL EDUCATION SEMINARS AND TO AWARD COLLEGE SCHOLARSHIPS TO DESERVING STUDENTS; AND IT USES ITS PROGRAMMING PARTNERS IN ADDITION TO PUBLIC SOCIAL MEDIA CAMPAIGNS TO LOCATE POTENTIAL SCHOLARSHIP CANDIDATES. OVER ITS LIFE TO DATE, THE ORGANIZATION HAS IMPACTED OVER 8,770 PERSONS THROUGH ITS FINANCIAL LITERACY EFFORTS.(5) THE ORGANIZATION HAS A REPRESENTATIVE GOVERNING BODY, INCLUDING PERSONS WITH EXPERIENCE WITH OTHER 501(C)(3) PUBLIC CHARITIES, AS WELL AS OUTSIDE DIRECTORS FROM LOCALLY HEADQUARTERED BUSINESSES.(6) THE FOUNDATION PRESENTED FINANCIAL PLANNING EDUCATION TO INDIVIDUALS OR PARTICIPATED IN EVENTS WITH ORGANIZATIONS SERVING INDIVIDUALS IN NEED OF FINANCIAL PLANNING EDUCATION AT 90 EVENTS DURING THE FISCAL PERIOD OF 12/1/22 - 11/30/23.(7) THE FOUNDATION'S DIRECTOR WORKS DAILY TO ENHANCE THE FOUNDATION'S CURRENT RELATIONSHIPS WITH ITS PARNTERS, AND TO IDENTIFY NEW PARTNERS WITH WHOM WE CAN WORK TO OFFER FINANCIAL PLANNING EDUCATION CONTENT WITH THE GOAL OF REACHING MORE INDIVIDUALS IN NEED OF FINANCIAL PLANNING EDUCATION, WHO FACE OBSTACLES OBTAINING IT THROUGH TRADITIONAL MEANS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 SCHWAB INVESTMENTS 1067495 C 1067495 INVESTMENT BASIS ADJUSTMENT 571 571 LIVE/ONLINE AUCTIONS 39518 39518 14012 NORTH TEXAS GIVING DAY 27569 27569 1907 5 5625 5625 3684 72712 72712 19603 19603 53109 1 COLLEGE SCHOLARSHIPS IN THE AMOUNT OF $3,000 EACH. 1 3000 COLLEGE SCHOLARSHIPS IN THE AMOUNT OF $2,500 EACH. 2 5000 COLLEGE SCHOLARSHIPS IN THE AMOUNT OF $2,000 EACH. 10 20000 X 0 0 0 0 0 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 A MAJORITY OF THE BOARD MEMBERS ARE EITHER PARTNERS/EMPLOYEES OF THE SAME FINANCIAL SERVICES FIRM OR CLIENTS OF THAT FINANCIAL SERVICES FIRM. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE TAX RETURN IS REVIEWED BY A CPA AND THE PRESIDENT OF THE FOUNDATION BEFORE IT IS FILED. FORM 990, PART VI, SECTION C, LINE 18 THE FOUNDATION MAKES IT'S FORM 1023 AND 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES IT'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.