2024-08-28T19:59:35-05:00 2023-12-31 410746749 CLIFTONLARSONALLEN LLP 2875 MICHELLE DRIVE 300 IRVINE CA 92606 990PF 2023-01-01 204809927 THE JOSEPH & KATHERINE CASTUCCI FOUNDATION JOSE 6269174995 2144 KINGS CREST DRIVE WEST COVINA CA 91791 STEVE HERFERT TRUSTEE 6269174995 2024-08-20 1 1 LISA N RYSSEL CPA P00643670 7149781300 2024-08-20 2023 2024-08-08 14:25:15Z X 2210105 X X 5610 5610 66389 66389 93874 764151 93874 165873 165873 33950 0 33950 6615 3307 3308 375 119 0 168 0 168 41108 3426 37426 157640 157640 198748 3426 195066 -32875 162447 16433 53265 53265 600264 636219 990546 261863 237342 209092 971333 886848 957202 1849893 1813674 2210105 0 0 X 1849893 1813674 1849893 1813674 1849893 1813674 1849893 -32875 0 1817018 3344 1813674 PUBLICLY TRADED SECURITIES 2023-01-01 2023-12-31 761475 670277 91198 91198 CAPITAL GAIN DIVIDENDS -MORGAN STANLEY 2023-01-01 2023-12-31 2676 2676 2676 93874 2258 0 2258 0 2258 1840 0 0 0 1840 0 418 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A STEPHEN HERFERT 6269174995 2144 KINGS CREST DR WEST COVINA CA 91790 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MIKE TOUHEY 135 E BADILLO ST 302 COVINA CA 91723 TRUSTEE 5.00 16975 0 0 STEPHEN HERFERT 2144 KINGS CREST DR WEST COVINA CA 91790 TRUSTEE 5.00 16975 0 0 NONE 0 NONE 0 0 2098967 29732 0 2128699 0 0 2128699 31930 2096769 104838 104838 2258 2258 102580 0 102580 0 102580 195066 0 195066 102580 0 0 24744 95689 26178 146611 195066 0 0 0 102580 92486 0 0 239097 0 0 0 0 0 0 24744 214353 95689 26178 92486 X ASSISTANCE LEAGUE OF COVINA VALLEY 626 E SAN BERNARDINO RD COVINA CA 91723 NONE PC GENERAL CONTRIBUTION 2050 BEAUMONT CHERRY VALLEY REC AND PARK DISTRICT 390 W OAK VALLEY PARKWAY BEAUMONT CA 92223 NONE PC GENERAL CONTRIBUTION 500 BIOLA UNIVERSITY 13800 BIOLA AVE LA MIRADA CA 90639 NONE PC GENERAL CONTRIBUTION 2000 CHARTER OAK HIGH SCHOOL 1430 E COVINA BLVD COVINA CA 91724 NONE PC GENERAL CONTRIBUTION 500 CORE 934 INCORPORATED 33175 TEMECULA PARKWAY SUITE A TEMECULA CA 92592 NONE PC GENERAL CONTRIBUTION 5000 COVINA ROTARY CHARITIES P O BOX 334 COVINA CA 91723 NONE PC GENERAL CONTRIBUTION 7500 CSHA YOUTH LEAGUES 2501 E CORTEZ STREET WEST COVINA CA 91792 NONE PC GENERAL CONTRIBUTION 50000 EGGLESTON YOUTH CENTERS 13001 RAMONA BLVD STE E IRWINDALE CA 91706 NONE PC GENERAL CONTRIBUTION 1000 FRIENDS OF WCPD K-9'S 1444 W GARVEY AVE S WEST COVINA CA 91790 NONE PC GENERAL CONTRIBUTION 3500 FRONTSIGHT MILITARY MINISTRY 22324 GOLDEN SPRINGS DR DIAMOND BAR CA 91765 NONE PC GENERAL CONTRIBUTION 3000 K-9 PARTNERS OF COVINA 370 E ROWLAND ST COVINA CA 91723 NONE PC GENERAL CONTRIBUTION 5000 KIWANIS CLUB OF COVINA SOUTH HILLS PO BOX 1334 COVINA CA 91722 NONE PC GENERAL CONTRIBUTION 3000 KIWANIS OF WEST COVINA 1004 WEST COVINA PARKWAY UNIT 483 WEST COVINA CA 91790 NONE PC GENERAL CONTRIBUTION 3000 LA PUENTE SOFTBALL INC PO BOX 3662 INDUSTRY CA 91746 NONE PC GENERAL CONTRIBUTION 5000 LEAVE NO PAWS BEHIND 1047 AMAR RD WEST COVINA CA 91792 NONE PC GENERAL CONTRIBUTION 2000 MAVERICK BASEBALL ACADEMY 2044 E CAMEO VISTA WEST COVINA CA 91791 NONE PC GENERAL CONTRIBUTION 10000 OVATION SCHOOL FOR THE PERFORMING ARTS 1529 W 13TH ST STE G UPLAND CA 91786 NONE PC GENERAL CONTRIBUTION 2000 PROJECT 29-11 250 E SAN BERNARDINO RD COVINA CA 91723 NONE PC GENERAL CONTRIBUTION 3000 SAN GABRIEL VALLEY SENIOR SOFTBALL ASSOCIATIION CORP 2100 S AZUSA AVE WEST COVINA CA 91792 NONE PC GENERAL CONTRIBUTION 5000 THE PASSIONATE LIFE FOUNDATION 22632 GOLDEN SPRINGS DR STE 140 DIAMOND BAR CA 91765 NONE PC GENERAL CONTRIBUTION 2000 THE SAN GABRIEL POMONA PARENTS PLACE 1500 S HYACINTH STE B WEST COVINA CA 91791 NONE PC GENERAL CONTRIBUTION 2000 UPLAND FOOTHILL KIWANIS PO BOX1955 UPLAND CA 91785 NONE PC GENERAL CONTRIBUTION 2000 VICTORY OUTREACH WEST COVINA 1320 FLEETWELL AVENUE WEST COVINA CA 91791 NONE PC GENERAL CONTRIBUTION 2000 WEST COVINA BEAUTIFUL PO BOX 962 WEST COVINA CA 91793 NONE PC GENERAL CONTRIBUTION 2000 WEST COVINA BRUINS YOUTH FOOTBALL 2564 ASSOCIATED RD NO 9 FULLERTON CA 92835 NONE PC GENERAL CONTRIBUTION 8000 WEST COVINA COMMUNITY SERVICE FOUNDATION 1750 W CAMERON AVE WEST COVINA CA 91790 NONE PC GENERAL CONTRIBUTION 2000 WEST COVINA SENIOR CITIZEN ASSOCIATION 2501 E CORTEZ WEST COVINA CA 91791 NONE PC GENERAL CONTRIBUTION 5000 WEST COVINA UNIFIED 1625 DURNESS ST WEST COVINA CA 91790 NONE PC GENERAL CONTRIBUTION 3500 BALDWIN PARK CHARITABLE RELIEF FOUNDATION 14403 PACIFIC AVENUE BALDWIN PARK CA 91706 NONE PC GENERAL CONTRIBUTION 3000 TILLYS LIFE CENTER 17 PASTEUR IRVINE CA 92618 NONE PC GENERAL CONTRIBUTION 4450 SOUTHERN CALIFORNIA WATER UTILITIES ASSOCIATION 4700 HALAGA CIRCLE LA VERNE CA 91750 NONE PC GENERAL CONTRIBUTION 840 ONE ALL CHURCH 1404 W COVINA BLVD SAN DIMAS CA 91773 NONE PC GENERAL CONTRIBUTION 2000 WCFA FIREFIGHTER RELIEF PO BOX 5191 WEST COVINA CA 91791 NONE PC GENERAL CONTRIBUTION 2300 CITY OF BALDWIN PARK 14403 E PACIFIC AVE BALDWIN PARK CA 91706 NONE PC GENERAL CONTRIBUTION 500 FILM IT WEST COVINA 2916 W MAIN ST 6 ALHAMBRA CA 91801 NONE PC GENERAL CONTRIBUTION 1000 THE HISTORIAL SOCIETY OF WEST COVINA 336 S GLENDORA AVE WEST COVINA CA 91790 NONE PC GENERAL CONTRIBUTION 1000 LA PUENTE COMMUNITY FOUNDATION 15900 E MAIN STREE LA PUENTE CA 91744 NONE PC GENERAL CONTRIBUTION 1000 157640 0 14 5610 14 66389 18 93874 0 165873 0 165873 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 6615 3307 3308 BANK OF AMERICA CORP FXD TO 092024 VAR THRAFTR 6.2500% - 23000 24805 22887 CITIGROUP INC FXD TO 012023 VAR THRAFTR 5.9500% - 25000 25410 25513 GOLDMAN SACHS CAPITAL II FXD TO 062012 VAR THRAFTR 4.0000% - 40000 32933 33294 JPMORGAN CHASE & CO FXD TO 022024 VAR THRAFTR 6.7500% - 25000 26214 25016 LINCOLN NATIONAL CORP FXD TO 042017 VAR THRAFTR 2.2583% - 25000 25251 15568 NATIONWIDE FINANCIAL SERVICES - 25000 24486 24520 TRUIST FINL CORP FXD TO 122027 VAR THRAFTR 5.1250%- 50000 55758 42408 WELLS FARGO & CO FXD TO 062024 VAR THRAFTR 5.9000% - 20000 22485 19886 ABBOTT LABORATORIES (ABT) - 175.000 SHARES 23941 19262 ADOBE INC (ADBE)- 40 SHARES 22854 23864 ADVANSIX INC (ASIX) - 40.000 SHARES 213 1198 AMAZON COM INC (AMZN)-200.000 SHARES 35456 30388 APPLE INC (AAPL) - 700.000 SHARES 7085 67385 BLACKROCK HEALTH SCIENCS TR II (BMEZ) - 1000.000 SHARES 25707 14650 BLACKROCK INC (BLK)-50.000 SHARES 36928 40590 BLACKSTONE GROUP INC CL A (BX) - 300.000 SHARES 8691 39276 BROADCOM INC (AVGO) - 110.000 SHARES 6750 31255 CHEVRON CORP (CVX) - 150.000 SHARES 11104 22374 COHEN & STEERS REIT & PFD &INM (RNP) - 2700.000 SHARES 45663 54432 COSTCO WHOLESALE CORP NEW (COST) - 50.000 SHARES 6969 33004 DELL TECHNOLOGIES INC CL C - 300 SHARES 22628 22950 ELI LILLY & CO - 50 SHARES 29368 29146 FORD MOTOR CO NEW- 1,200 SHARES 13984 14628 JPMORGAN CHASE & CO 200 SHARES 29007 34020 L3HARRIS TECHNOLOGIES INC - 150 SHARES 32896 31593 LOWES COMPANIES INC (LOW) - 300.000 SHARES 22680 66765 MICROSOFT CORP (MSFT) - 300.000 SHARES 22862 75208 NORTHROP GRUMMAN CP(HLDG CO) (NOC) - 75.000 SHARES 25907 35110 PEPSICO INC NC (PEP) - 600.000 SHARES 50697 101904 PJT PARTNERS INC COM CL A (PJT) - 15.000 SHARES 55 1528 RTX CORPORATION 19396 23139 SALESFORCE.COM,INC. (CRM) - 125.000 SHARES 20608 32893 T-MOBILE US INC COM (TMUS) - 120.000 SHARES 15622 19240 UNITEDHEALTH GP INC (UNH) - 100.000 SHARES 30202 52647 VERIZON COMMUNICATIONS - 500 SHARES 17848 18850 VIATRIS INC (VTRS) - 124.000 SHARES 929 1343 VISA INC CL A (V) - 130,000 SHARES 29000 33846 WALT DISNEY CO HLDG CO (DIS) - 200.000 SHARES 21169 18058 HARTFORD BALANCED INC C (HBLCX) - 9234.300 SHARES AT COST 129509 136630 JPMORGAN INCOME BUILDER C (JNBCX) - 4812.926 SHARES AT COST 21895 21256 LORD ABBETT HIGH YIELD A (LHYAX) - 5589.565 SHARES AT COST 40193 35326 MSIF GLOBAL INFRASTRUCTURE A (MTIPX) - 2747.851 SHARES AT COST 31569 32480 MSIF GROWTH A (MSEGX) - 659.345 SHARES AT COST 36970 22688 MSIFT GLOBAL STRATEGIST A (MBAAX) - 2956.222 SHARES AT COST 47966 49103 UNIT FIRST DIVIDENT INCOME & VALUE 2023-1 5689 SHARES AT COST 52450 57296 UNIT FIRST TRUST CAPITAL STRENGTH 60 - 10005 SHARES AT COST 83954 108501 UNIT FIRST TRUST CAPITAL STRENGTH BUY-WRITE 66 - 6293 SHARES AT COST 59095 65467 UNIT FIRST TRUST HOMEBUILDERS RECOVERY SELECT 30 - 6702 SHARES AT COST 82620 110622 UNIT FIRST TRUST STONEBRIDGE PREFERRED INCOME 43 - 3683 SHARES AT COST 36555 37452 UNIT GUGGENHEIM CORPORATE HIGH YIELD & INCOME CEFS 43 5763.000 SHARES AT COST 59987 59117 UNIT INVESCO DIVIDEND SUSTAINABILITY CDA 2022-3 4304.000 SHARES AT COST 41814 44967 UNIT INVESCO S&P POWERPICKS 2022-3 - 4802.000 SHARES AT COST 45988 49347 UNIT INVESCO SELECT 10 INDUSTRIAL 2023-1 - 4052 SHARES AT COST 40085 41795 UNIT MORGAN STANLEY GLOBAL BEST BUSINESS MODELS 4- 3928 SHARES AT COST 39280 44785 UNIT MORGAN STANLEY UNCOMMON VALUES 2023 - 3855 SHARES AT COST 36918 40370 BOOK / TAX BASIS ADJUSTMENT 3344 OFFICE EXP 168 0 168 FOREIGN TAX 119 119 0 FEDERAL TAX 256 0 0