2024-05-15T14:19:43-05:00 2023-06-30 873707167 CBIZ MARKS PANETH LLC 685 THIRD AVENUE NEW YORK NY 10017 990 2022-07-01 112030172 YOUNG ADULT INSTITUTE INC YOUN 2122736100 220 EAST 42ND STREET NEW YORK NY 10017 KEVIN CAREY CEO 2122736100 2024-05-15 1 KEVIN CAREY 999009999 1 MAGDALENA CZERNIAWSKI P00535099 2125038800 2024-05-15 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z YAI KEVIN CAREY 220 EAST 42ND STREET NEW YORK NY 10017 263879503 0 X WWW.YAI.ORG X 1957 NY YAI'S MISSION IS TO EMPOWER PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES (I/DD) TO LIVE THE LIVES THEY TRULY DESIRE. WE PROVIDE A WIDE RANGE OF SUPPORTS AND SERVICES THAT ARE PERSON CENTERED AND PERSON DIRECTED. BY SEEING BEYOND DISABILITIES, WE PROMOTE OPPORTUNITIES FOR PEOPLE WITH I/DD TO LIVE, LOVE, WORK, AND LEARN IN THEIR COMMUNITIES. OUR SUPPORTS AND SERVICES COVER THE LIFESPAN AND INCLUDE RESIDENTIAL OPPORTUNITIES, DAY SERVICES, EMPLOYMENT SERVICES, COMMUNITY HABILITATION, FAMILY SUPPORT PROGRAMS, THERAPIES, RESPITE, AND RECREATION. 10 9 4832 165 4319116 0 5781176 9220864 207190561 223308337 496408 39593 6961279 9000115 220429424 241568909 0 0 0 0 164581170 180208942 0 0 1133520 65270210 72043567 229851380 252252509 -9421956 -10683600 231169399 217324476 214189711 210363066 16979688 6961410 X YAI'S MISSION IS TO EMPOWER PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES (I/DD) TO LIVE THE LIVES THEY TRULY DESIRE. WE PROVIDE A WIDE RANGE OF SUPPORTS AND SERVICES THAT ARE PERSON CENTERED AND PERSON DIRECTED. BY SEEING BEYOND DISABILITIES, WE PROMOTE OPPORTUNITIES FOR PEOPLE WITH I/DD TO LIVE, LOVE, WORK, AND LEARN IN THEIR COMMUNITIES. OUR SUPPORTS AND SERVICES COVER THE LIFESPAN AND INCLUDE RESIDENTIAL OPPORTUNITIES, DAY SERVICES, EMPLOYMENT SERVICES, COMMUNITY HABILITATION, FAMILY SUPPORT PROGRAMS, THERAPIES, RESPITE, AND RECREATION. 0 0 153097854 148399087 RESIDENTIAL SERVICES - WE PROVIDE RESIDENTIAL SERVICES TO PEOPLE IN SETTINGS THAT REFLECT THEIR DESIRES AND NEEDS. WE OPERATE GROUP HOMES THAT PROVIDE 24-HOUR SUPERVISION AS WELL AS APARTMENTS FOR THOSE WHO ARE MORE INDEPENDENT AND REQUIRE LESS SUPPORTS. WE AIM TO HAVE PEOPLE WITH I/DD LIVE IN THE LEAST RESTRICTIVE SETTING POSSIBLE AND SUPPORT THEM WITH INDEPENDENT LIVING. 61012988 63049990 DAY AND COMMUNITY SERVICES - DAY HABILIATION OFFERS INDIVIDUALIZED AND GROUP ACTIVITIES DESIGNED TO TEACH LIFE SKILS, BUILD RELATIONSHIPS, PROMOTE INDEPENDENCE AND PROVIDE ENGAGEMENT IN THE COMMUNITY. IN ADDITION, TRAINED SPECIALISTS PROVIDE INDIVIDUALIZED SKILLS TRAINING IN THE HOME AND THE COMMUNITY. FOCUS IS ON A PERSON'S STRENGTHS AND CRITICAL SKILLS FOR DEVELOPMENT, INCLUDING BUILDING SKILLS AND INDEPENDENCE IN THE AREAS OF SELF CARE, SOCIAL SKILLS DEVELOPMENT, MONEY MANAGEMENT, LIFE SAFETY, HOUSEHOLD TASKS, ENJOYING THE COMMUNITY, AND JOB SUCCESS. 7232756 9213574 CLINICAL PROGRAMS - YAI OPERATES ARTICLE 16 CLINICS WHICH PROVIDE PSYCHOLOGICAL TESTING AND EVALUATIONS, MENTAL HEALTH SERVICES, NUTRITION, AND OCCUPATIONAL, PHYSICAL, AND SPEECH THERAPIES. 2440744 6358596 EMPLOYMENT INITIATIVE SERVICES - HELP PEOPLE WITH DEVELOPMENTAL AND LEARNING DISABILITIES PREPARE FOR AND FIND EMPLOYMENT OPPORTUNITIES IN THEIR COMMUNITIES. THROUGH INDIVIDUAL AND GROUP EMPLOYMENT COUNSELING, EMPLOYMENT SERVICES PROVIDES EDUCATION ON HOW TO BUILD A RESUME, TO DEVELOP INTERVIEWING SKILLS, TO LEARN HOW TO CONDUCT ONESELF ON THE JOB, AND GAIN NEW EMPLOYMENT SKILLS THROUGH INTERNSHIPS IN RETAIL, OFFICE SERVICES, MAINTENANCE AND OTHER WORK SETTINGS IN THE COMMUNITY. 2440744 6358596 223784342 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 636 0 1 4832 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 10 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X VANDA ANGELILLO ACTING CFO 2122736100 220 EAST 42ND STREET NEW YORK NY 10001 ALINA RAMOS TRUSTEE 1.00 1.00 X 0 0 0 DAVID B STAFFORD VICE CHAIR 1.00 1.00 X X 0 0 0 FREDERICK ROYAL III TRUSTEE 1.00 1.00 X 0 0 0 HOLLY MACDONALD TRUSTEE 1.00 1.00 X 0 0 0 JEFFERY A MORDOS CHAIR 1.00 1.00 X X 0 0 0 JEFFREY LIEBERMAN ESQ SECRETARY 1.00 1.00 X X 0 0 0 KEVIN HOGAN TREASURER 1.00 1.00 X X 0 0 0 LEWIS LINDENBERG ESQ TRUSTEE 1.00 1.00 X 0 0 0 MARLA MZ GOODMAN TRUSTEE 1.00 1.00 X 0 0 0 RICHARD PAUL ROSENBAUM TRUSTEE 1.00 1.00 X 0 0 0 GEORGE CONTOS ESQ CEO (OUTGOING) 35.50 4.50 X 592996 0 40986 KEVIN CAREY CFO/INTERIM CEO 28.50 11.50 X 388408 0 122401 VANDA ANGELILLO ACTING CFO 40.00 X 181306 0 35854 ANTHONY OTTRANDO CHIEF HR OFFICER 40.00 X 297113 0 73531 GARY A MILCHMAN REGIONAL DIRECTOR SENIOR 40.00 X 196542 0 55615 KATHRYN SCHIAVI REGIONAL DIRECTOR 40.00 X 196257 0 32179 PETER TABACK CHIEF ENGAGEMENT & PR OFFICER 40.00 X 279349 0 12617 RAVI DAHIYA CHIEF PROGRAM OFFICER 40.00 X 298391 0 76202 2430362 0 449385 148 0 1 0 D-J AMBULETTE SERVICE DBA CITICARE 1200 ZEREGA AVE BRONX NY 10462 AMBULATORY SERVICES 5565698 ATC HEALTHCARE SERVICES LLC 1983 MARCUS AVE SUITE E-122 LAKE SUCCESS NY 11042 TEMP SERVICES 2417952 CLIFTON BUDD & DEMARIA LLP 350 FIFTH AVENUE 61ST F NEW YORK NY 10118 LEGAL SERVICES 524070 BEACON PROTECTION GROUPLLC 41 VREELAND AVENUE TOTOWA NJ 07512 SECURITY/PHONE SERVICES 512073 RUSKIN MOSCOU FALTISCHEK PC EAST TOWER 15TH FL 1425 UNIONDALE NY 11556 LEGAL SERVICES 418600 16 90079 8016423 1114362 27970 9220864 RESIDENTIAL SERVICES 623990 148399087 148399087 DAY AND COMMUNITY SERVICES 621400 63049990 63049990 CLINICAL SERVICES 621400 9213574 9213574 EMPLOYMENT SERVICES 561300 2645686 2645686 223308337 362779 362779 1087072 0 1087072 1087072 1087072 21840525 105495 22269206 0 -428681 105495 -323186 105495 -428681 27900 90079 41388 -13488 -13488 MANAGEMENT SERVICE FEES 561000 4319116 4319116 YAI ARTS & CULTURE 900099 1542496 1542496 SETTLEMENT ESTIMATE & INTEREST 900099 650000 650000 1414919 1414919 7926531 241568909 227021247 4319116 1007682 1101212 1101212 148355363 138560176 9197847 597340 1252150 1243137 3270 5743 13428707 12479182 891874 57651 16071510 14843378 1159559 68573 1610291 1610291 188895 188895 168250 168250 79534 79534 7409436 6270287 973929 165220 3394778 2384144 944377 66257 4487270 1776699 2708256 2315 16475195 12801736 3673459 9984793 9895216 87629 1948 3666216 1956486 1709730 3956269 3438856 517413 4511958 3845750 664436 1772 PRGM. RECR. & SUPPLIES 6351745 6321886 29410 449 REPAIRS & MAINTENANCE 4834558 4003992 830566 FOOD 3212709 3212709 STAFF DEVELOPMENT 1099941 590775 506863 2303 611729 159933 287847 163949 252252509 223784342 27334647 1133520 5014747 1168514 9287342 885600 360692 324692 36152992 42243924 4388782 2889510 144501992 89394940 54700523 55107052 14588712 9920995 758558 573392 105917051 104210797 231169399 217324476 25239796 27676748 40311263 36747726 21848370 29364610 126790282 116573982 214189711 210363066 X 15616679 5513597 1363009 1447813 16979688 6961410 231169399 217324476 X -10683600 592813 72509 X X 0 1 X 1 0 X 1857295 3996164 11585775 5781176 9220864 32441274 180534339 190886666 175233381 207190560 223308337 977153283 182391634 194882830 186819156 212971736 232529201 1009594557 20581 22445 22046 14848 18006 97926 0 20581 22445 22046 14848 18006 97926 1009496631 1015485 646870 954229 843746 1449851 4910181 1015485 646870 954229 843746 1449851 4910181 1127521 3875825 2798162 2313627 3635315 13750450 184534640 199405525 190571547 216129109 237614367 1028255188 0.98180 0.98500 0.00480 0.00390 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: FUNDRAISING - 2018 AMOUNT: $ 63,115. 2019 AMOUNT: $ 29,784. 2020 AMOUNT: $ 10,500. 2021 AMOUNT: $ 40,500. 2022 AMOUNT: $ 27,900. MISCELLANEOUS - 2018 AMOUNT: $ 75,178. 2019 AMOUNT: $ 28,979. 2020 AMOUNT: $ 384,936. 2021 AMOUNT: $ 183,360. 2022 AMOUNT: $ 4,558. INSURANCE REIMBURSEMENT - 2018 AMOUNT: $ 694,581. 2019 AMOUNT: $ 307,649. 2020 AMOUNT: $ 60,927. 2021 AMOUNT: $ 333,572. 2022 AMOUNT: $ 41,038. BUS TRANSPORTATION - 2018 AMOUNT: $ 24,740. 2019 AMOUNT: $ 20,500. TICKET SALES - 2018 AMOUNT: $ 149,781. 2019 AMOUNT: $ 163,533. 2021 AMOUNT: $ 942,793. REGISTRATION FEES - 2018 AMOUNT: $ 91,918. 2019 AMOUNT: $ 48,836. 2021 AMOUNT: $ 2,355. SALES - 2018 AMOUNT: $ 28,208. SELF DIRECTION - 2019 AMOUNT: $ 11,880. PREVOC - 2019 AMOUNT: $ 15,348. RESIDENTIAL - 2019 AMOUNT: $ 3,591. OTHER ADMIN - 2019 AMOUNT: $ 320,158. 2021 AMOUNT: $ 132,264. RETIREMENT FORFEITURES - 2019 AMOUNT: $ 2,000,914. CONSULTING INCOME - 2019 AMOUNT: $ 924,653. 2021 AMOUNT: $ 159,495. 2022 AMOUNT: $ 9,500. PRIOR YEAR INCOME - 2020 AMOUNT: $ 1,495,622. 2021 AMOUNT: $ 392,843. 2022 AMOUNT: $ 202,163. SAUDI ARABIA REVENUE - 2020 AMOUNT: $ 453,709. 2022 AMOUNT: $ 384,004. TENANT BUYOUT - 2020 AMOUNT: $ 100,000. DSRIP REVENUE - 2020 AMOUNT: $ 180,367. 2021 AMOUNT: $ 31,735. PROJECT SHINE - 2020 AMOUNT: $ 112,101. 2021 AMOUNT: $ 94,710. 2022 AMOUNT: $ 86,154. AUTISM CONFERENCE - 2022 AMOUNT: $ 8,481. ENTERPRISE CAR RENTAL REBATE PROGRAM - 2022 AMOUNT: $ 454,208. FINANCIAL RECOVERIES - 2022 AMOUNT: $ 56,553. INTERNATIONAL PROGRAM - 2022 AMOUNT: $ 19,700. PCARD REBATE PROGRAM - 2022 AMOUNT: $ 33,428. PROFESSIONAL DEVELOPMENT - 2022 AMOUNT: $ 26,783. MAC-CAMPING - 2022 AMOUNT: $ 88,349. YAI ARTS CULTURE - 2022 AMOUNT: $ 1,542,496. SETTLEMENT ESTIMATE INTEREST - 2022 AMOUNT: $ 650,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 288883 0 0 288883 0 PART II-B, LINE 1: THE ORGANIZATION LOBBIES NEW YORK STATE AND NEW YORK CITY OFFICIALS FOR BUDGET FUNDING INITIATIVES AND TO SUPPORT DEVELOPMENTAL DISABILITIES ISSUES. 1 4609147 3091110 2984383 4715874 0 13089251 13089251 71290513 55805626 15484887 34737021 19023035 15713986 13789059 9982592 3806467 11596148 4583687 7012461 55107052 SECURITY DEPOSITS 646996 DEBT SERVICE RESERVE 3604533 DUE FROM NETWORK AGENCIES 6502021 LEASE RIGHT TO USE ASSET 93456530 OTHER ASSETS 717 104210797 DUE TO FUNDING SOURCES 1216791 OTHER LIABILITIES 13338395 ACCRUED PENSION 2086273 REFUNDABLE ADVANCES 2387575 LEASE LIABILITY 97544948 116573982 X 291395964 592813 49316003 49908816 241487148 79534 2227 81761 241568909 299070473 46897498 46897498 252172975 79534 79534 252252509 PART IV, LINE 2B: IN 1997, YAI ESTABLISHED TWO COMMUNITY TRUSTS THAT PROVIDE FAMILIES WITH THE ASSURANCE AND SECURITY OF KNOWING THAT THEIR FAMILY MEMBERS WITH INTELLECTUAL AND DEVELOPMENT DISABILITIES WILL BE PROVIDED FOR, EVEN IF THEY ARE NO LONGER AVAILABLE TO CARE FOR THEM. THE PROGRAM WILL ASSURE THAT A FAMILY MEMBER WITH INTELLECTUAL AND DEVELOPMENT DISABILITIES WILL RECEIVE SUPPLEMENTAL CARE AND SERVICES WHILE RETAINING PUBLIC BENEFITS. CONSUMER BANK ACCOUNTS ARE MAINTAINED BY THE INDIVIDUAL PROGRAMS WHERE THE CONSUMER RESIDES. EACH CONSUMER HAS A BANK LEDGER AND AN IN-HOUSE LEDGER. THE BANK LEDGER RECORDS ALL THE DEPOSITS AND WITHDRAWALS THAT TAKE PLACE IN THE ACCOUNT. THE IN-HOUSE LEDGER PROVIDES THE DETAIL ON HOW CONSUMKER SPENDS MONEY THAT IS WITHDRAWN FROM THEIR ACCOUNT. PART X, LINE 2: YAI BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2023 IN ACCORDANCE WITH ACCOUNTING STANDARD CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' REVENUE 54,045,869. CONSOLIDATING ELIMINATION -4,729,866. PART XI, LINE 4B - OTHER ADJUSTMENTS: INDIRECT FUNDRAISING EXPENSE 2,227. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' EXPENSES 51,629,591. CONSOLIDATING ELIMINATION -4,729,866. INDIRECT FUNDRAISING EXPENSE -2,227. GOLF TOURNAMENT 117979 90079 27900 30827 1214 5842 3505 117979 90079 27900 30827 1214 5842 3505 41388 -13488 X X X X X 0 1 0 0 0 0 0 1 0 GEORGE CONTOS ESQ CEO (OUTGOING) 527453 0 35000 0 30543 0 0 0 40986 0 633982 0 17309 0 KEVIN CAREY CFO/INTERIM CEO 323981 0 0 0 64427 0 90414 0 31987 0 510809 0 63673 0 RAVI DAHIYA CHIEF PROGRAM OFFICER 244889 0 0 0 53502 0 52673 0 23529 0 374593 0 42979 0 ANTHONY OTTRANDO CHIEF HR OFFICER 248089 0 0 0 49024 0 61036 0 12495 0 370644 0 47754 0 PETER TABACK CHIEF ENGAGEMENT & PR OFFICER 240004 0 0 0 39345 0 3065 0 9552 0 291966 0 37091 0 GARY A MILCHMAN REGIONAL DIRECTOR SENIOR 170204 0 0 0 26338 0 32326 0 23289 0 252157 0 25500 0 KATHRYN SCHIAVI REGIONAL DIRECTOR 169673 0 0 0 26584 0 32110 0 69 0 228436 0 25500 0 VANDA ANGELILLO ACTING CFO 174665 0 6250 0 391 0 5632 0 30222 0 217160 0 0 0 PART I, LINE 4B GEORGE CONTOS AND KEVIN CAREY RECEIVED A DISTRIBUTION OF $17,309 AND $63,673 RESPECTIVELY FROM A NON-QUALIFIED 457(F) RETIREMENT PLAN, AND IT IS REPORTED IN COLUMN B (III) AND F. THE FOLLOWING INDIVIDUALS REVEIVED THE FOLLOWING DISTRIBUTIONS: -ANTHONY OTTRANDO $47,754 -RAVI DAHIYA $42,979 -PETER TABACK $37,091 -KATHRYN SCHIAVI $25,500 -GARY A MILCHMAN $25,500 KEVIN CAREY, RAVI DAHIYA, GARY MILCHMAN, ANTHONY OTTRADO AND KATHRYN SCHIAVI RECEIVED CONTRIBUTIONS TO THE 457(B) PLAN AND IT IS INCLUDED IN COLUMN C. PART I, LINE 7 THE AMOUNT ON SCHEDULE J, PART II REPRESENTS BONUS PAID. THE CEO'S BONUS IS APPROVED BY THE BOARD EXECUTIVE COMPENSATION COMMITTEE AND THE FULL BOARD. VANDA ANGELILLO, ACTING CFO RECEIVED A BONUS WHEN SHE WAS IN THE CONTROLLER POSITION AND IT WAS APPROVED BY KEVIN CAREY IN HIS ROLES AS CFO/INTERIM CEO. PART II, COLUMN B(III) FOR RAVI DAHIYA, CPO, OTHER COMPENSATION INCLUDES INCLUDE PERSONAL USE OF THE ORGANIZATION'S CAR. THAT AMOUNT IS INCLUDED ON PART II, COLUMN B(III). THE AMOUNTS IN THIS COLUMN ALSO INCLUDES DOMESTIC PARTNER INSURANCE FOR GEORGE CONTOS. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 65000BBS6 2021-06-23 5699686 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 65000BF78 2023-06-01 7512406 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 C BUILD NYC RESOURCE CORPORATION 454040561 12008EQW9 2020-12-17 5946040 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 D BUILD NYC RESOURCE CORPORATION 454040561 12008ESN7 2022-06-15 3331023 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 A 190000 5699686 177290 113994 5408402 0 0 0 0 B 7512406 256352 150248 7105805 0 0 0 0 C 30000 5946040 426000 89191 5430849 0 0 0 0 D 55000 3331023 317000 49965 2964058 0 0 0 0 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 C 0 1 0 1 0 0 0 0 1 D 0 1 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905T63 2010-06-30 13087712 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 6499074Z2 2015-02-11 7543443 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990BVQ3 2016-02-10 9421406 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 D DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GFQ0 2018-08-15 2140015 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 A 10841667 13087712 492000 261734 12333978 2010 0 0 1 1 B 7150000 7543443 703499 150869 6689075 2015 1 0 1 1 C 3305000 9421406 376636 188428 8856342 2016 0 0 0 1 D 205000 2140014 67836 42800 2029378 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 1 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 C 0 1 0 1 0 0 0 0 1 D 0 1 0 1 1 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GLA8 2019-04-10 6381994 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GD41 2020-04-28 8964441 ACQUIRING, RENOVATION AND EQUIPPING FACITILITES 0 1 1 A 585000 6381994 205335 127640 6049019 0 0 0 1 B 345000 8964441 271505 179289 8513647 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 A 1 B 1 DAVID B STAFFORD FAMILY MEMBER IS A BOARD MEMBER AND VICE CHAIR OF THE ORGANIZATION. 6745 DANIEL STAFFORD IS AN EMPLOYEE OF THE ORGANIZATION AND HAS A FAMILY RELATIONSHIP WITH THE ORGANIZATION'S TRUSTEE, DAVID B. STAFFORD. 0 X 339 27970 FMV 0 0 1 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF SHARES CONTRIBUTED. PART I, LINE 32B: YOUNG ADULT INSTITUTE, INC. HIRES UBS TO SELL CONTRIBUTIONS THAT ARE RECEIVED IN THE FORM OF PUBLICLY TRADED SECURITIES. THE DONOR FIRST INFORMS THEIR BROKER TO TRANSFER THE SHARES TO UBS USING INSTRUCTIONS PROVIDED BY YAI. ONCE THE SHARES ARE RECEIVED, A NOTIFICATION IS SENT TO YAI AND A REQUEST TO SELL IS MADE. YAI IS NOTIFIED OF THE DATE OF RECEIPT, FMV, SALE DATE AND PROCEEDS FROM THE STOCK CONTRIBUTION. FORM 990, PART VI, SECTION B, LINE 11B YAI EXECUTIVE MANAGEMENT WORKS WITH THE AUDIT FIRM AND OUTSIDE COUNSEL TO PREPARE THE DRAFT 990 FOR BOARD REVIEW. A COPY OF THE COMPLETED FORM 990 IS PRESENTED TO THE BOARD MEMBERS IN ADVANCE OF A TELEPHONIC OR REGULAR MEETING OF THE BOARD. THE BOARD MEMBERS ARE AFFORDED THE OPPORTUNITY TO ASK QUESTIONS AND REQUEST CHANGES (IF THERE ARE PERCEIVED FACTUAL INACCURACIES). THE FINAL FORM 990 IS APPROVED AS PRESENTED OR, IF APPLICABLE, AS CHANGED, BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS EACH OFFICER, DIRECTOR, TRUSTEE, AND KEY EMPLOYEE COMPLETES A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE. AN AMENDED FORM MUST BE FILED IN THE EVENT OF A MATERIAL CHANGE OF CIRCUMSTANCES. THE COMPLETED FORM SHALL BE REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE CHIEF COMPLIANCE OFFICER AND ANY OTHER STAFF, AS NECESSARY, TO DISCERN IF THERE MAY BE A CONFLICT OF INTEREST IN THE CONDUCT OF AGENCY BUSINESS OR THAT MAY CREATE AN APPEARANCE OF INVOLVING A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER SHALL REPORT TO THE BOARD AT LEAST ANNUALLY ON ANY DISCLOSED CONFLICT OF INTEREST. IN THE EVENT THERE IS A CONFLICT OF INTEREST, PURSUANT TO THE CONFLICT OF INTEREST POLICY, THE PERSON WHO HAS THE CONFLICT RECUSES HIMSELF/HERSELF FROM ANY DECISION AND DOES NOT PARTICIPATE IN ANY CONFLICT OF INTEREST DECISION. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD HAS ADOPTED A COMPENSATION POLICY (THE "POLICY") FOR COVERED INDIVIDUALS. PURSUANT TO THE POLICY, AN EXECUTIVE COMPENSATION COMMITTEE ("ECC") OF INDEPENDENT DIRECTORS WAS ESTABLISHED TO REVIEW THE COMPENSATION OF ALL EMPLOYEES SPECIFIED AS HAVING A SUBSTANTIAL INFLUENCE OVER THE AGENCY AND WHO RECEIVE REMUNERATION FROM THE AGENCY, INCLUDING THE AGENCY'S SENIOR EXECUTIVES. THE ECC IS ADVISED BY INDEPENDENT COMPENSATION CONSULTANTS AND SEPARATELY RETAINED COUNSEL, WHO OPINE TO THE ECC THAT THE LEVEL OF COMPENSATION PAID AND THE PROCESS BY WHICH COMPENSATION IS ESTABLISHED MEET APPLICABLE IRS REASONABLENESS AND "SAFE HARBOR" STANDARDS. "INTERMEDIATE SANCTIONS" RULES. THE OUTSIDE COMPENSATION CONSULTANTS AND COUNSEL PROVIDE DATA ON COMPENSATION PROVIDED AT COMPARABLE ORGANIZATIONS TO ENSURE THAT THE AGENCY PAYS ONLY REASONABLE COMPENSATION, AND DOES NOT COMPENSATE IN EXCESS OF MARKET NORMS. THE ECC MAKES RECOMMENDATIONS TO THE FULL BOARD. THE ECC'S DECISIONS ARE SUBJECT TO APPROVAL BY THE FULL BOARD PRIOR TO IMPLEMENTATION. IN RESPONSE TO VARIOUS ECONOMIC CHALLENGES, THE BOARD HAS SUBSTANTIALLY REVISED THE AGENCY'S EXECUTIVE MANAGEMENT COMPENSATION POLICIES AND PRACTICES, INCLUDING THE AGENCY'S WRITTEN COMPENSATION PHILOSOPHY AND POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: BENEFIT OBLIGATION IN EXCESS OF PLAN ASSETS 72,509. FORM 990, PART XII, LINE 2C: YAI HAS A COMMITTEE THAT ASSUMES RESPONSIBILTY FOR OVERSIGHT OF THE AUDIT. YAI HAS NOT CHANGED ITS OVERSIGHT PROCESS OR INDEPENDENT ACCOUNTANTS. FORM 990: PART IX, STATEMENT OF FUNCTIONAL EXPENSES THE COSTS OF PROVIDING PROGRAM AND SUPPORTING SERVICES OF THE AGENCY HAVE BEEN SUMMARIZED ON A FUNCTIONAL BASIS. ACCORDINGLY, CERTAIN COSTS HAVE BEEN ALLOCATED AMONG THE PROGRAMS AND GENERAL SUPPORTING SERVICES BENEFITED. INCLUDED IN MANAGEMENT AND GENERAL ARE COSTS ASSOCIATED WITH PROVIDING MANAGEMENT SERVICES FOR OTHER AGENCIES WHICH REIMBURSE YAI FOR SERVICES PROVIDED. FORM 990: PART X, BALANCE SHEET YAI IS REPORTING A DECREASE IN NET ASSETS FOR THE PERIOD ENDED JUNE 30, 2023. REIMBURSEMENT RATES FROM GOVERNMENT CONTINUE TO REMAIN STAGNANT AND INSUFFICIENT TO COVER THE COSTS OF OPERATIONS UNTIL A RE-BASE HAPPENS WHICH IS SCHEDULED FOR JULY 1, 2024 FOR THE FIRST TIME IN OVER FIVE YEARS. OTHER CHALLENGES YAI FACED IN FY23 INCLUDED LINGERING SERVICE EFFECTS OF THE COVID PANDEMIC, CHALLENGING LABOR MARKET, INFLATIONARY PRESSURES, AND DELAYED PROGRAM OPENINGS/CAPACITY INCREASES. IN THE LATTER PART OF FY23 AND CONTINUING IN FY24 YAI MADE SIGNIFICANT OPERATIONAL ADJUSTMENTS TO STRENGTHEN FINANCIALLY SUSTAINABILITY AND IS EXPECTED TO HAVE A POSITIVE FISCAL YEAR 2024 AND BEYOND. PREMIER HEALTH CARE INC 220 EAST 42ND STREET NEW YORK NY 10017 133916271 OUTPATIENT DIAGNOSTIC & TREATMENT CENTER. NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 INTERNATIONAL INSTITUTE FOR PEOPLE WITH DISABILITIES OF PUERTO RICOINC 220 EAST 42ND STREET NEW YORK NY 10017 131648579 CREATES EMPLOYMENT OPPORTUNITIES FOR DISABLED PEOPLE NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 INTERNATIONAL ACADEMY OF HOPE 101 WEST 116TH STREET NEW YORK NY 10026 463901238 SCHOOL FOR THOSE WITH BRAIN INJURIES NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 STAR PROGRAM 220 EAST 42ND STREET NEW YORK NY 10017 134069634 DYNAMIC SCHOOL ENVIRONMENT THAT ENCOURAGES TO STRENGTH NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 THE INTERNATIONAL CENTER OF HOPE LTD 101 WEST 116TH STREET NEW YORK NY 10026 813372024 ADVANCE THE MISSION OF THE INTERNATIONAL ACADEMY OF HOPE NY 501(C)(3) LINE 10 INTERNATIONAL ACADEMY OF HOPE 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 1 0 0 PREMIER HEALTH CARE INC Q 1328279 COST INTERNATIONAL ACADEMY OF HOPE Q 1292718 COST STAR PROGRAM Q 1021797 COST