2024-05-14T14:30:53-05:00 2023-06-30 PWC US TAX LLP 655 NEW YORK AVENUE NW SUITE 1100 WASHINGTON DC 20001 990 2022-07-01 475638574 UAB ATHLETICS FOUNDATION % DR BRIAN BURNETT UABA 2059345493 1720 2ND AVENUE SOUTH AB 1030 BIRMINGHAM AL 352940110 DR BRIAN BURNETT PHD TREASURER 2059345493 2024-05-14 true DR BRIAN BURNETT PHD 999009999 TRAVIS L PATTON PARTNER P00369623 2024141000 2024-05-14 2 2022 2023-04-26 12:10:37Z DR BRIAN BURNETT PHD 1720 2ND AVENUE SOUTH AB 1030 BIRMINGHAM AL 352940110 3793357 false X N/A X 2015 AL SEE SCHEDULE O 75 70 0 70 0 0 5381835 3275099 506878 469927 -2899 -376 1189 -6000 5887003 3738650 5447514 5345214 0 0 0 0 0 0 0 463818 906354 5911332 6251568 -24329 -2512918 11374310 8869253 31992 39853 11342318 8829400 X SEE SCHEDULE O false false 6251568 5345214 469927 SUPPORT OF UNIVERSITY OF ALABAMA AT BIRMINGHAM ATHLETICS IN ACCORDANCE WITH THE FOUNDATION'S MISSION STATEMENT. 6251568 true true false false false false false false false false false false false false false false true true false false false false false false false false false true false true false false false false false false false false true false false false false true false false false true 5 0 true 0 false false false false false false false false false false false false X 75 70 true false false false false true true true true false false true true true true true true false AL X DR BRIAN BURNETT 2059345493 1720 2ND AVE S AB1070 BIRMINGHAM AL 35294 RAY L WATTS MD DIRECTOR AND VICE CHAIR 1.0 60.75 X X 0 1459487 176224 FINIS ST JOHN IV DIRECTOR 1.0 43.25 X 0 1180431 137243 BRIAN D BURNETT DIRECTOR AND TREASURER 1.0 41.5 X X 0 498527 85304 MARK INGRAM DIRECTOR AND PRESIDENT 1.0 40.0 X X 0 484640 51422 THOMAS BRANNAN DIRECTOR 1.0 41.0 X 0 411753 102299 HATTON SMITH DIRECTOR AND CHAIR 1.0 0.0 X X 0 0 0 TOMMY BRIGHAM DIRECTOR AND VICE PRESIDENT 1.0 0.0 X X 0 0 0 JUSTIN CRAFT DIRECTOR AND VICE PRESIDENT 1.0 0.0 X X 0 0 0 CRAFT O'NEAL DIRECTOR AND ASS'T TREASURER 1.0 0.0 X X 0 0 0 MIKE GOODRICH DIRECTOR AND SECRETARY 1.0 0.0 X X 0 0 0 ROBERT BUCHALTER DIRECTOR 1.0 0.0 X 0 0 0 WES CALHOUN DIRECTOR 1.0 0.0 X 0 0 0 WILLIAM CARROLL DIRECTOR 1.0 0.0 X 0 0 0 ANIL CHADHA DIRECTOR 1.0 0.0 X 0 0 0 HAFIZ F CHANDIWALA DIRECTOR 1.0 0.0 X 0 0 0 ZACK CLOUD DIRECTOR 1.0 0.0 X 0 0 0 MILES CUNNINGHAM DIRECTOR 1.0 0.0 X 0 0 0 DANIEL DILLON DIRECTOR 1.0 0.0 X 0 0 0 JIMMY FILLER DIRECTOR 1.0 0.0 X 0 0 0 WES FOSS DIRECTOR 1.0 0.0 X 0 0 0 NELSON BEAN DIRECTOR 1.0 0.0 X 0 0 0 M JAMES GORRIE DIRECTOR 1.0 0.0 X 0 0 0 MILLER GORRIE DIRECTOR 1.0 0.0 X 0 0 0 BROOKS HARRIS DIRECTOR 1.0 0.0 X 0 0 0 DONALD HIRE DIRECTOR 1.0 0.0 X 0 0 0 DON HUEY DIRECTOR 1.0 0.0 X 0 0 0 BARBARA HUMPHREY DIRECTOR 1.0 0.0 X 0 0 0 WILLIAM IRELAND JR DIRECTOR 1.0 0.0 X 0 0 0 JIMMY LEE DIRECTOR 1.0 0.0 X 0 0 0 M DON LOGAN DIRECTOR 1.0 0.0 X 0 0 0 JOE MALUFF DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH L MCGEE DIRECTOR 1.0 0.0 X 0 0 0 DANNY MCKINNEY DIRECTOR 1.0 1.0 X 0 0 0 EMMETT MCLEAN DIRECTOR 1.0 0.0 X 0 0 0 GARRETT MCNEIL DIRECTOR 1.0 0.0 X 0 0 0 C PHILLIP MCWANE DIRECTOR 1.0 0.0 X 0 0 0 WILLIAM MORTON JR DIRECTOR 1.0 0.0 X 0 0 0 RICHARD MURRAY IV DIRECTOR 1.0 0.0 X 0 0 0 CHARLES E NOWLIN DIRECTOR 1.0 0.0 X 0 0 0 TREMELE PERRY DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL PIZITZ DIRECTOR 1.0 0.0 X 0 0 0 GAVIN PRIER DIRECTOR 1.0 0.0 X 0 0 0 HAROLD RIPPS DIRECTOR 1.0 0.0 X 0 0 0 DAVID L SILVERSTEIN DIRECTOR 1.0 0.0 X 0 0 0 ROBERT SIMON DIRECTOR 1.0 0.0 X 0 0 0 HOUSTON SMITH DIRECTOR 1.0 0.0 X 0 0 0 STAN STARNES DIRECTOR 1.0 1.0 X 0 0 0 MERRILL STEWART DIRECTOR 1.0 0.0 X 0 0 0 MIKE THOMPSON DIRECTOR 1.0 0.0 X 0 0 0 BRYANT TURNER DIRECTOR 1.0 0.0 X 0 0 0 JAMES WAGGONER DIRECTOR 1.0 0.0 X 0 0 0 JOHN WHITCOMB DIRECTOR 1.0 0.0 X 0 0 0 DON WILLIAMS DIRECTOR 1.0 0.0 X 0 0 0 RANDALL WOODFIN DIRECTOR 1.0 0.0 X 0 0 0 AJ JOHNSON DIRECTOR 1.0 0.0 X 0 0 0 ANNALISE SORRENTINO DIRECTOR 1.0 0.0 X 0 0 0 CHRIS DONOHOO DIRECTOR 1.0 0.0 X 0 0 0 D SCOTT ADAMS DIRECTOR 1.0 0.0 X 0 0 0 GENE HALLMAN DIRECTOR 1.0 0.0 X 0 0 0 JOE WEBB III DIRECTOR 1.0 0.0 X 0 0 0 JONATHAN PORTER DIRECTOR 1.0 0.0 X 0 0 0 MITESH SHAH DIRECTOR 1.0 0.0 X 0 0 0 NICK SELLERS DIRECTOR 1.0 0.0 X 0 0 0 NICK WILLIS DIRECTOR 1.0 0.0 X 0 0 0 SAM MILLER DIRECTOR 1.0 0.0 X 0 0 0 TOMMY FINCHER DIRECTOR 1.0 0.0 X 0 0 0 TAMMI THOMAS DIRECTOR 1.0 0.0 X 0 0 0 KEVIN DAVISON DIRECTOR 1.0 0.0 X 0 0 0 BOB BARRETT DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 JOHN HARBERT DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 Krystal Drummond DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 Layne Held DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 Miller Girvin DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 S Glenn Bryan DIRECTOR (STARTING 2/2023) 1.0 0.0 X 0 0 0 MICHAEL GOODRICH II DIRECTOR 1.0 0.0 X 0 0 0 THOMAS CROSBY DIRECTOR (THROUGH 2/2023) 1.0 0.0 X 0 0 0 0 4034838 552492 0 false true false 0 3275099 48707 3275099 EVENT PROMOTIONS 711300 469927 469927 0 0 469927 0 0 0 0 0 0 48331 48707 -376 -376 -376 0 6000 -6000 -6000 0 0 0 0 0 0 0 3738650 469927 0 -6376 5345214 5345214 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 125707 125707 0 0 10331 10331 0 0 18758 18758 0 0 -10476 -10476 0 0 0 0 51217 51217 0 0 0 322475 322475 0 0 0 0 0 0 SPORTS EQUIPMENT 220922 220922 0 0 MISC EXP. 167420 167420 0 0 6251568 6251568 0 0 4907826 3690694 0 0 6466484 5178559 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11374310 8869253 31992 39853 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 31992 39853 X 117306 66587 11225012 8762813 11342318 8829400 11374310 8869253 -2512918 X false true X true false X X X 1 UNIVERSITY OF ALABAMA AT BIRMINGHAM 636005396 6 true 5345214 0 1 5345214 0 2479581 2859679 3827130 5381835 3275099 17823324 0 0 2479581 2859679 3827130 5381835 3275099 17823324 145534 17677790 0 0 0 17823324 1649928 0.99184 0.92508 X true false false false false false false false false false false false false false false false true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3744650 3744650 -6000 -6000 3738650 6257568 6000 6000 6251568 6251568 SCHEDULE D, PART XI, LINE 4B FUNDRAISING EXPENSES ($6,000) SCHEDULE D, PART XII, LINE 2B FUNDRAISING EXPENSES $6,000 true UNIVERSITY OF ALABAMA AT BIRMINGHAM 1720 2ND AVE S AB 1030 BIRMINGHAM AL 35202 636005396 501(C)(3) 5345214 N/A N/A GENERAL SUPPORT 1 0 PART I, LINE 2: THE FOUNDATION TRANSFERRED TO THE UNIVERSITY $5,345,214 FOR FUNDING OF THE INTERCOLLEGIATE ATHLETIC PROGRAM IN ACCORDANCE WITH THE FOUNDATION'S MISSION TO SUPPORT THE ATHLETICS DEPARTMENT. false false false false false false false false false MARK INGRAM DIRECTOR AND PRESIDENT 0 475998 0 0 0 8642 0 33204 0 18218 0 536062 0 0 RAY L WATTS MD DIRECTOR AND VICE CHAIR 0 873746 0 154780 0 430961 0 143794 0 32430 0 1635711 0 345060 THOMAS BRANNAN DIRECTOR 0 391975 0 12000 0 7778 0 80551 0 21748 0 514052 0 0 FINIS ST JOHN IV DIRECTOR 0 747170 0 318266 0 114995 0 124636 0 12607 0 1317674 0 0 BRIAN D BURNETT DIRECTOR AND TREASURER 0 476413 0 12000 0 10114 0 75490 0 9814 0 583831 0 0 X 7 48707 FMV false true true PART I, LINE 9 THE NUMBER REPORTED IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS AND NOT NECESSARILY THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B PURSUANT TO AN AFFILIATION AGREEMENT BETWEEN THE ORGANIZATION AND THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA DATED NOVEMBER 5, 2015, THE UNIVERSITY DEVELOPMENT OFFICE COORDINATES THE SALE OF GIFTS OF STOCK. PART I, LINE 1 - MISSION STATEMENT TO PROMOTE AND ENCOURAGE A CONTINUING INTEREST IN AND LOYALTY TO THE INTERCOLLEGIATE ATHLETIC PROGRAM AT THE UNIVERSITY OF BIRMINGHAM, BIRMINGHAM, ALABAMA (HEREINAFTER THE "UNIVERSITY"); TO SUPPORT THE STAFF OF THE UNIVERSITY'S DEPARTMENT OF ATHLETICS IN THEIR EFFORTS TO COORDINATE, DEVELOP, MAINTAIN, AND IMPROVE A SUPERIOR INTERCOLLEGIATE ATHLETICS PROGRAM AT THE UNIVERSITY; TO PROMOTE, ENCOURAGE AND SUPPORT THE CONSTRUCTION, IMPROVEMENT AND RENOVATION OF FIRST CLASS, HIGH QUALITY ATHLETIC FACILITIES ON THE UNIVERSITY'S CAMPUS AND ELSEWHERE AS THE SAME MAY BE LAWFULLY LOCATED; TO ENCOURAGE ALUMNI AND FRIENDS OF THE UNIVERSITY TO GENEROUSLY SUPPORT THE UNIVERSITY AND ITS ATHLETIC DEPARTMENT BY GIFTS, DEVICES AND BEQUESTS; TO ORGANIZE AND PROMOTE ONE OR MORE FUNDS FOR THE USE AND BENEFIT OF THE UNIVERSITY'S ATHLETIC DEPARTMENT AND THIS FOUNDATION; TO SUPPORT, PROMOTE, AND ENCOURAGE THE EDUCATION OF UNIVERSITY STUDENTS; TO PROVIDE AND CONTRIBUTE TO SCHOLARSHIP FUNDING TO THE UNIVERSITY FOR THE UNIVERSITYS STUDENT-ATHLETES, BOTH MEN AND WOMEN, IN ALL OF THE UNIVERSITYS INTERCOLLEGIATE SPORTS; AND TO CONDUCT ANY AND ALL APPROPRIATE ACTIVITIES, IN ACCORDANCE WITH THE NATIONAL COLLEGIATE ATHLETIC ASSOCIATION AND CONFERENCE USA POLICIES ON INSTITUTIONAL CONTROL, IN ORDER TO ACCOMPLISH THE ABOVE OBJECTS AND PURPOSES. PART VI, SECTION A, LINE 2 MICHAEL GOODRICH AND MIKE GOODRICH II - FAMILY RELATIONSHIP. M. JAMES GORRIE AND MILLER GORRIE - FAMILY RELATIONSHIP. PART VI, SECTION A, LINES 7A & 7B LINE 7A: THE BOARD OF TRUSTEES HAS THE POWER TO APPOINT MEMBERS OF THE BOARD OF DIRECTORS WITH APPROVAL OF THE UNIVERSITY OF ALABAMA BOARD OF TRUSTEES. LINE 7B: ALL CORPORATE POWERS OF THE FOUNDATION SHALL BE EXERCISED BY OR UNDER THE AUTHORITY OF, AND THE BUSINESS AFFAIRS OF THE FOUNDATION, SHALL BE MANAGED UNDER THE DIRECTION OF THE BOARD OF DIRECTORS. NO ACTION SHALL BE TAKEN BY THE BOARD OF DIRECTORS UNLESS AUTHORIZED BY THE VOTE OF A MAJORITY OF THE COMMUNITY DIRECTORS AND A MAJORITY OF UAB INSTITUTION DIRECTORS PRESENT AT THE TIME OF SUCH VOTE. THE PRESENCE OF AT LEAST ONE-THIRD IN NUMBER OF THE COMMUNITY DIRECTORS IN OFFICE AND AT LEAST THREE (3) OF THE UAB INSTITUTION DIRECTORS SHALL CONSTITUTE A QUORUM FOR THE CONDUCT OF BUSINESS. PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY PWC US TAX, LLP. THE RETURN IS REVIEWED BY DR. BRIAN BURNETT (A FOUNDATION OFFICER), PRIOR TO FILING WITH THE IRS. COPIES OF THE FINAL VERSION OF THE FORM 990 ARE EMAILED TO THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. IN ADDITION, THE FILED FORM 990 WILL BE MADE AVAILABLE AT THE NEXT SCHEDULED BOARD MEETING. PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST (COI) POLICY COVERS ALL BOARD DIRECTORS OF THE FOUNDATION'S BOARD OF DIRECTORS (BOARD). THE COI POLICY OUTLINES "DUTY TO DISCLOSE" PROCEDURES WHICH REQUIRE ALL BOARD DIRECTORS TO DISCLOSE ANY TRANSACTION INVOLVING INTERESTED PERSONS WITH POTENTIAL FINANCIAL INTERESTS TO THE BOARD PRIOR TO THE TRANSACTION BEING ENTERED INTO. VIOLATIONS OF THE COI POLICY WILL BE DISCUSSED BY THE BOARD AND THE RESPONSIBLE DIRECTOR WILL BE GIVEN THE OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF A FAILURE TO DISCLOSE IS CONFIRMED, THE BOARD SHALL TAKE APPROPRIATE DISCILPLINARY AND CORRECTIVE ACTION. PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. SEE PART VII NA SEE PART VII NA false true false false false false false false false false false false false true true true false true false FORM 990, SCHEDULE R, PART II - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (EXEMPT) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH INSURANCE COMPANY (C CORP) VIVA HEALTH, INC. (EXEMPT)