2024-05-11T22:26:22-05:00 2023-12-31 351489521 GREENWALT CPAS INC 5342 WEST VERMONT STREET INDIANAPOLIS IN 46224 990 2023-01-01 262312607 SECURITIES & INSURANCE LICENSING ASSOCIATION SECU 8004288329 343 PREBSTER DR BROWNSBURG IN 46112 DIANA CAPES EXECUTIVE VICE PRESIDENT 8004288329 2024-05-11 1 DIANA CAPES 999009999 0 JOHN W KELLER CPA P01329619 3172412999 2024-05-11 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z DIANA CAPES 343 PREBSTER DR BROWNSBURG IN 46112 1038648 0 X WWW.SILA.ORG X 2008 IN TO PROVIDE AN EDUCATIONAL FORUM THROUGH WHICH ALL MEMBERS OF THE INSURANCE LICENSING AND SECURITIES REGISTRATION INDUSTRIES CAN EXCHANGE INFORMATION, BEST PRACTICES AND IDEAS TO RESOLVE ISSUES COMMON TO THE INDUSTRY. 18 18 3 240 4775 832 311525 361625 564460 654605 4695 6816 29067 15602 909747 1038648 10000 9000 0 0 225763 235510 0 0 0 634140 758796 869903 1003306 39844 35342 1844452 1937125 238155 295486 1606297 1641639 X THE MISSION OF THE SECURITIES AND INSURANCE LICENSING ASSOCIATION (SILA) IS TO PROVIDE AN EDUCATIONAL FORUM THROUGH WHICH ALL MEMBERS OF THE INSURANCE LICENSING AND SECURITIES REGISTRATION INDUSTRIES CAN EXCHANGE INFORMATION, BEST PRACTICES AND IDEAS TO RESOLVE ISSUES COMMON TO THE INDUSTRY. SILA PROVIDES A VENUE FOR INDUSTRY AND REGULATORS TO COME TOGETHER TO STREAMLINE AND IMPROVE LICENSING AND REGISTRATION ACROSS THE COUNTRY. 0 0 MEMBERSHIP SERVICES: SILA CONTINUES TO PROVIDE THE FOLLOWING BENEFITS TO ITS MEMBERS: SILA LICENSING JOURNAL, MEMBERSHIP DIRECTORY, SILA NEWSLETTERS, RESOURCE CENTER (DISCUSSION FORUM, REGULATORY UPDATES, SUBGROUP COMMITTEES, NON-DUES PAYING CHAPTER MEETINGS), AND AWARD RECOGNITIONS. SILA ADDED THE SILA DIGEST SERVICE AS A RESOURCE BENEFIT TO ITS MEMBERS, OFFERED UNDER A REVENUE SHARE ARRANGEMENT WITH THE CONTENT PROVIDERS. SILA CREATED AND INTRODUCED A NEW RESOURCE PUBLICATION IN 2013 CALLED THE SILA BEST PRACTICES HANDBOOK AVAILABLE TO ALL SILA MEMBERS WHICH PROVIDES INDUSTRY PRACTICES TO SPECIFIC LICENSING AND COMPLIANCE TOPICS. ANNUAL EDUCATION CONFERENCE: MEMBERS EXPERIENCE PROFESSIONAL DEVELOPMENT AND NETWORKING OPPORTUNITIES. TRAINING AND DESIGNATION PROGRAMS: PROVIDE EDUCATIONAL COURSES AND PROGRAMS FOR MEMBERS' EDUCATIONAL GROWTH AND RECOGNITION. 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 6 0 1 3 1 1 1 0 0 0 0 0 0 0 X 18 18 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 IN X MARY KAY KRAMBEER 8004288329 PO BOX 498 ZIONSVILLE IN 460770498 HEATHER COULTER TREASURER 1.00 X X 0 0 0 CINDY DAVIDSON EDUCATION CHAIR 1.00 X 0 0 0 BILL SWANSTROM FINRA ADVISOR 1.00 X 0 0 0 PAUL WILLIS PRESIDENT ELECT 1.00 X X 0 0 0 PAULA SISNEROS VENDOR RELATIONS CHAIR 1.00 X 0 0 0 NIKKI BROWN MEMBERSHIP SERVICES 1.00 X 0 0 0 JASON MCCARTNEY SPONSORSHIP 1.00 X 0 0 0 MARGIE WEBBER GOVERNANCE CHAIR 1.00 X 0 0 0 DIANA IVEY PRESIDENT 1.00 X X 0 0 0 STEPHANIE RUSTAD SECURITIES 1.00 X 0 0 0 FRED KARLINSKY LEGAL ADVISOR 1.00 X 0 0 0 TIM OWEN SECRETARY 1.00 X X 0 0 0 SHERRI COLEMAN IMMEDIATE PAST PRESIDENT 1.00 X X 0 0 0 DIANA CAPES EXECUTIVE DIRECTOR 40.00 X X 119845 0 1183 ALLISTER YU COMMUNICATIONS CHAIR 1.00 X 0 0 0 DEBORAH FABRITZ REGULATORY SECURITIES ADVI 1.00 X 0 0 0 TRACY SLOAN NOMINATIONS 1.00 X 0 0 0 RICHARD TOZER REGULATORY ADVISOR 1.00 X 0 0 0 LORIE GASIOR REGULATORY ADVISOR 1.00 X 0 0 0 119845 0 1183 1 0 0 0 0 361625 361625 MEETING REGISTRATION 611430 543905 543905 SPONSORSHIPS 611430 110700 110700 654605 6816 6816 MISCELLANOUS REVENUE 10827 10827 ADVERTISING 541800 4775 4775 15602 1038648 665432 4775 6816 9000 119125 90135 2795 23455 2500 23805 5833 10164 17726 614056 220 3308 TAXES 517 REGULATOR REIMBURSEMENT 25342 SOFTWARE/WEB 23837 MERCHANT FEES 22110 9378 1003306 33143 165928 1639906 1547620 70027 100561 100556 122416 1100 500 820 600 1844452 1937125 26630 30211 211525 265275 238155 295486 X 1606297 1641639 1606297 1641639 1844452 1937125 35342 0 X 0 0 0 0 1 0 1100 500 600 600 0 SECURITIES & INSURANCE LICENSING ASSOCIATION FOUNDATION INC 343 PREBSTER DR BROWNSBURG IN 46112 453249908 501(C)(3) 9000 0 SILA MADE CONTRIBUTIONS TO THE SILA FOUNDATION INC. THIS 501(C)3 ORGANIZATION PROVIDES SIMILAR SERVICES TO THE GENERAL PUBLIC. 1 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS ORGANIZED AS A NOT-FOR-PROFIT CORPORATION THAT IS A MEMBERSHIP ASSOCIATION. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR AND GOVERNANCE CHAIR OF THE SILA BOARD OF DIRECTORS REVIEW FORM 990 PRIOR TO SUBMISSION. ANY IDENTIFIED DISCREPANCIES ARE COMMUNICATED TO THE EXECUTIVE DIRECTOR AND OFFICERS FOR DISCUSSION AND CORRECTION AS NEEDED. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD MEMBERS, INCLUDING OFFICERS AND MEMBERS OF COMMITTEES WITH BOARD-DELEGATED POWERS, ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THEIR READING AND UNDERSTANDING OF THE CONFLICT OF INTEREST POLICY, AND BY SIGNATURE AGREE TO COMPLY WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE SECURITIES & INSURANCE LICENSING ASSOCIATION HAS DESIGNATED A PERSONNEL COMMITTEE THAT INCLUDES THE PRESIDENT, PRESIDENT-ELECT AND IMMEDIATE PAST-PRESIDENT. THIS COMMITTEE'S SOLE PURPOSE IS TO EVALUATE THE EXECUTIVE DIRECTOR'S PERFORMANCE, ADMINISTER SALARY AND BENEFITS ON AN ANNUAL BASIS WITHIN THE APPROVED SALARY AND BENEFIT BUDGETS AND RECOMMEND TO THE BOARD OF DIRECTORS ACTION TO HIRE, FIRE AND/OR ADJUST THE PAID STAFF LEVELS OF THE CORPORATION. ACCORDING TO THE BYLAWS, THE OFFICERS AND DIRECTORS SHALL SERVE WITHOUT COMPENSATION FOR THEIR BOARD POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE BYLAWS WHICH INCLUDES THE CONFLICT OF INTEREST POLICY, THE MISSION/VISION STATEMENTS AND THE 5-YEAR STRATEGIC PLAN ARE AVAILABLE TO MEMBERS VIA THE SILA WEBSITE. FINANCIAL REVIEWS ARE COMPLETED ANNUALLY AT THE NATIONAL EDUCATION CONFERENCE DURING THE BUSINESS MEETING, AND THE INFORMATION IS THEN POSTED ON THE WEBSITE WITH OTHER CONFERENCE PRESENTATIONS. SECURITIES & INSURANCE LICENSING ASSOCIATION FOUNDATION INC 343 PREBSTER DR BROWNSBURG IN 46112 453249908 THE FDN PROVIDES SERVICES SIMILAR TO THOSE OF SILA TO THE GENERAL PUBLIC. IN 501(C)(3) LINE 7 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 SECURITIES & INSURANCE LICENSING ASSOCIATION FOUNDATION INC B 9000 CASH SECURITIES & INSURANCE LICENSING ASSOCIATION FOUNDATION INC Q CASH