2024-05-07T16:25:26-05:00 2023-06-30 941481988 BOWMAN & COMPANY LLP 10100 TRINITY PARKWAYSTE 310 STOCKTON CA 95219 990 2022-07-01 941462758 STOCKTON SYMPHONY ASSOCIATION INC STOC 2099510196 4629 QUAIL LAKES DRIVE STOCKTON CA 95207 SCOTT WATKINS CEO 2099510196 2024-05-07 1 SCOTT WATKINS 999009999 1 TOBBIE J WELLS CPA P01426383 2094731040 2024-05-06 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z SCOTT WATKINS 4629 QUAIL LAKES DRIVE STOCKTON CA 95207 3355533 0 X WWW.STOCKTONSYMPHONY.ORG X 1926 CA TO INSPIRE JOY AND TO BUILD COMMUNITY THROUGH THE MAGIC OF MUSIC. 23 22 237 25 7800 0 838957 903513 161610 270321 179418 393510 41440 192586 1221425 1759930 0 0 0 0 850271 935952 0 0 14723 654934 574998 1505205 1510950 -283780 248980 1669399 1800269 148869 282345 1520530 1517924 X THE MISSION OF STOCKTON SYMPHONY IS TO INSPIRE JOY AND TO BUILD COMMUNITY THROUGH THE MAGIC OF MUSIC. 0 0 1042146 270321 SINCE 1926, THE STOCKTON SYMPHONY ASSOCIATION HAS PROVIDED HIGH QUALITY, LIVE ARTISTIC ORCHESTRA PERFORMANCES TO THE RESIDENTS OF STOCKTON AND THE SAN JOAQUIN COUNTY REGION. OUR VISION IS TO UNITE COMMUNITIES AND NEIGHBORHOODS THROUGH THE POWER OF MUSIC. OUR MISSION IS TO INSPIRE JOY AND BUILD COMMUNITY THROUGH THE MAGIC OF MUSIC. THE STOCKTON SYMPHONY IS A FULLY PROFESSIONAL ORCHESTRA OF 50-70 UNION PLAYERS. THE STAFF IS MADE UP OF A CEO, MUSIC DIRECTOR, DEVELOPMENT DIRECTOR, OPERATIONS/BOX OFFICE PERSONNEL, AND ASSISTANT TO THE CEO, AND A LIBRARIAN. A MAIN SERIES OF NINE SUBSCRIPTION CONCERTS IS PROVIDED AT ATHERTON AUDITORIUM ON THE DELTA COLLEGE CAMPUS. ADDITIONAL PERFORMANCES ARE PROVIDED AT THE GRAND THEATRE IN TRACY AND AT HUTCHINS STREET SQUARE AUDITORIUM IN LODI. THE ORGANIZATION PROVIDES OUTREACH CONCERTS IN A VARIETY OF ADDITIONAL LOCATIONS AND VENUES THROUGHOUT THE SAN JOAQUIN COUNTY REGION TO BETTER SERVE THE COMMUNITY. A SUMMER SERIES OF "GATHERINGS" ARE HELD AT SELECT WINERIES TO PROMOTE ORCHESTRA WITH AN INTIMATE OUTDOOR MUSIC EXPERIENCE. EDUCATION IS A PRIMARY INITIATIVE OF THE SYMPHONY AND A SET OF SIX "STEPPIN' OUT" CHILDREN'S PROGRAMS ARE PERFORMED FOR OVER 6,000 CHILDREN FROM STOCKTON, LINCOLN, LODI, ELK GROVE, LINDEN, AND MANTECA SCHOOL DISTRICTS. INSTRUMENT PETTING ZOOS AND GUEST ARTIST VISITS TO SCHOOLS ARE IMPORTANT EDUCATION INITIATIVES OFFERED TO GIVE STUDENTS EXPOSURE AND ACCESS TO MUSIC TO INSPIRE AND EDUCATE FOR THEIR SUCCESS. THIS YEAR WAS A CHALLENGING ONE WITH THE CEO, PHILIP WEST, PASSING AWAY SUDDENLY IN FEBRUARY 2023. IN ADDITION, THE SYMPHONY WAS ONLY AT 56% OF THE SUBSCRIPTIONS SOLD VS. PRE-PANDEMIC AND DONATIONS WERE TRENDING DOWN. THE SYMPHONY HIRED A SEASONED EXECUTIVE, SCOTT WATKINS, IN FALL OF 2023 TO BE CEO WHO BEGAN OBSERVING CRITICAL DATA TO PRESCRIBE CHANGES LEADING TO FUTURE GROWTH AND SUSTAINABILITY. CONSOLIDATING CLASSICAL CONCERTS FROM TWO TO ONE, CUTTING BACK ONE CONCERT, AND DEVELOPING AUDIENCES THROUGH REVISED TICKET PRICING ALONG WITH PROGRAMMING UPGRADES. PLANS FOR THE CENTENNIAL SEASON (2026) WERE DEVELOPED IN ANTICIPATION OF SILENT PHASE LEGACY GIVING AND ACTIVITIES ENCOURAGING FUTURE SUPPORT OF THE SYMPHONY. THE SYMPHONY IS A COLLABORATOR WITH OTHER NON-PROFITS AND BUSINESSES TO BUILD THE STRENGTH OF THE COMMUNITY. 1042146 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 20 0 1 237 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X STOCKTON SYMPHONY ASSOCIATION 2099510196 4629 QUAIL LAKES DRIVE STOCKTON CA 95207 PETER JAFFE MUSIC DIRECTOR/CONDUCTOR 40.00 X 101029 0 8272 ELIZABETH KIM PRESIDENT 10.00 X X 0 0 0 NICOLE GOEHRING SECRETARY 10.00 X X 0 0 0 NIKO TORRES TREASURER 10.00 X X 0 0 0 DOUGLAS HUNT FINANCE CHAIR 10.00 X X 0 0 0 KATHY HART GOVERNANCE CHAIR 10.00 X X 0 0 0 LISA BLOUNT CO-VP EDUCATION 2.00 X X 0 0 0 PHEON DAVIS CO-VP EDUCATION 2.00 X X 0 0 0 JOE SUBLETT MEMBER 4.00 X X 0 0 0 VELMA LIM MEMBER 2.00 X 0 0 0 CECILIA MORAN MEMBER 2.00 X 0 0 0 ROGER SITKIN MEMBER 10.00 X 0 0 0 DANIEL TERRY JR MEMBER 4.00 X 0 0 0 JAMES MORRIS MEMBER 2.00 X 0 0 0 PAMELA LEE MEMBER 2.00 X 0 0 0 SUSANNE GHIDONI MEMBER 2.00 X 0 0 0 FJ DIETRICH IV MEMBER 2.00 X 0 0 0 BOB GUTIERREZ MEMBER 2.00 X 0 0 0 AKILAH JEFFERY MEMBER 2.00 X 0 0 0 DWAYNE GARCIA MEMBER 2.00 X 0 0 0 MINIYA BRISBANE MEMBER 2.00 X 0 0 0 LISA BLANCO JIMENEZ MEMBER 2.00 X 0 0 0 KIRK DE JESUS MEMBER 2.00 X 0 0 0 BARBARA MATERS EX-OFFICIO 2.00 X 0 0 0 CHRISTOPHER GUPTILL EX-OFFICIO 2.00 X 0 0 0 PETER WITTE EX-OFFICIO 2.00 X 0 0 0 PHILIP D WEST CEO (THRU 2/23) 40.00 X 112417 0 5779 213446 0 14051 2 0 0 0 0 310000 593513 420 903513 TICKET SALES 711110 270321 270321 270321 42618 42618 1946495 1595603 350892 350892 350892 EMPLOYEE RETENTION TAX CREDIT 900099 173018 173018 CONTRACTED SERVICES 541900 10705 10705 PROGRAM ADVERTISING 541800 7800 7800 1063 1063 192586 1759930 270321 7800 578296 219225 130578 88647 622838 511324 111514 4792 692 4100 15615 9915 5700 73482 55629 17853 105167 105167 10456 10456 60235 60235 84376 84376 62796 40131 21983 682 2680 2680 75654 13696 61958 52699 52699 10942 10942 2292 2292 UNRELATED BUSINESS TAX 2447 2447 PRODUCTION & EXHIBITION 40756 40756 INSTRUMENT & STAGING RE 37929 37929 DEVELOPMENT EXPENSES 14041 14041 12528 1506 11022 1510950 1042146 454081 14723 72499 242197 2000 23746 135323 18615 23324 106145 66643 50444 39502 1499845 1253864 2250 106059 1669399 1800269 22804 29569 126065 148644 0 104132 148869 282345 X 1006964 1007696 513566 510228 1520530 1517924 1669399 1800269 248980 -251586 0 X X 0 1 X 1 0 X 711173 804630 1045052 838957 903513 4303325 459369 294516 1750 163121 270321 1189077 20275 5540 25815 1170542 1119421 1052342 1002078 1173834 5518217 93291 162543 85473 123400 81896 546603 0 93291 162543 85473 123400 81896 546603 4971614 27824 30159 27409 38647 42618 166657 27824 30159 27409 38647 42618 166657 3962 5758 5306 15026 6642 7466 4617 23040 184786 226551 1208970 1162804 1084368 1069071 1401238 5926451 0.83890 0.71790 0.02810 0.02550 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 6,642. 2019 AMOUNT: $ 7,466. 2020 AMOUNT: $ 1,015. 2021 AMOUNT: $ 409. 2022 AMOUNT: $ 1,063. CONTRACTED SERVICES - 2020 AMOUNT: $ 3,602. 2021 AMOUNT: $ 3,850. 2022 AMOUNT: $ 10,705. EMPLOYEE RETENTION TAX CREDIT - 2021 AMOUNT: $ 18,781. 2022 AMOUNT: $ 173,018. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 613112 52171 34253 631030 678201 -49126 15963 613112 388306 213476 88759 12340 678201 394227 5214 11135 388306 390535 10000 4700 11008 394227 0.20000 0.80000 0 0 106145 66643 39502 39502 EQUITY FUNDS 892424 F EQUITY REAL ESTATE INVESTMENTS 8613 F FIXED INCOME MUTUAL FUNDS 322530 F CASH AND CASH EQUIVALENTS 30297 F 1253864 SECUIRTY DEPOSIT 2250 RIGHT-OF-USE ASSET 103809 106059 RIGHT-OF-USE OBLIGATION 104132 104132 X 1508344 -251586 -251586 1759930 0 1759930 1510950 0 1510950 0 1510950 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO ENSURE THE FUTURE OF THE SYMPHONY AND TO PROVIDE SUPPORT TO THE ASSOCIATION'S ANNUAL BUDGET BY MEANS OF A PERCENTAGE WITHDRAWAL EACH YEAR. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER IRC SEC. 501(C)(3) AND STATE INCOME TAX UNDER SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE ASSOCIATION IS CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS AN OTHER-THAN-PRIVATE FOUNDATION. ACCORDINGLY, NO PROVISION FOR FEDERAL OR STATE INCOME TAXES IS MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ASSOCIATION'S FORMS 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE TO FOUR YEARS AFTER THEY WERE FILED. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS EMAILED TO ALL VOTING BOARD MEMBERS FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER, MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, AND EMPLOYEES OF THE STOCKTON SYMPHONY ASSOCIATION (SSA) SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSONS HAVE RECEIVED A COPY, HAVE READ AND UNDERSTAND, AND HAVE AGREED TO COMPLY WITH THE POLICY. TO ENSURE THAT THE SSA OPERATES IN A MANNER CONSISTENT WITH ITS PURPOSES AND DOES NOT ENGAGE IN ACTIVITES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS, PERIODIC REVIEWS ARE CONDUCTED. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE MADE UP OF THE BOARD PRESIDENT AND OTHER BOARD MEMBERS RELIES ON SALARY SURVEYS FROM THE LEAGUE OF AMERICAN ORCHESTRAS AND ACSO FOR COMPENSATION COMPARABILITY DATA. THE COMMITTEE NEGOTIATES THE COMPENSATION PACKAGE/CONTRACT FOR THE EXECUTIVE DIRECTOR. THE BOARD OF DIRECTORS MUST APPROVE THE PACKAGE,WHICH IS DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR.