2024-12-19T15:13:39-06:00 2024-03-31 880583367 SPRING STREET TAX RESOURCES 12 CENTURY HILL DRIVE SUITE 104 LATHAM NY 12110 990PF 2023-04-01 854107828 CAPRI HOLDINGS FOUNDATION FOR THE ADVANCEMENT OF DIVERSITY IN FASHION INC CAPR 2125495544 CO RCM PO BOX 5016 NEW YORK NY 101855016 TAI CARR-FRASER TREASURER 2125495544 2024-12-19 1 0 WILLIAM SULLIVAN P02263405 5183278353 2023 2024-10-15 13:58:12Z X 18558811 X X 500198 500198 146746 2139396 146746 646944 646944 0 0 0 1403 0 1403 118085 65014 53071 15347 347 0 691 292 399 135526 65653 54873 832000 832000 967526 65653 886873 -320582 581291 15975928 977127 977127 35405 10876 0 0 0 9429980 10591832 0 6637700 6682925 1611295 283341 306927 17633504 17328148 18558811 0 16838 0 16838 X 17633504 17311310 0 0 0 0 17633504 17311310 17633504 17328148 17633504 -320582 0 17312922 1612 17311310 PUBLICLY TRADED 2000561 1992650 7911 7911 REGULATED FUTURES 138835 138835 138835 146746 8080 0 8080 0 8080 20488 0 0 0 20488 0 12408 12408 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A ROCKEFELLER CAPITAL MANAGEMENT 2125495544 PO BOX 5016 NEW YORK NY 101855016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JENNA HENDRICKS C/O CAPRI HOLDING LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 PRESIDENT, DIRECTOR, CHAIR 1.00 0 0 0 DANIEL PUREFOY C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR, PRESIDENT 1.00 0 0 0 TAI CARR-FRASER C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 TREASURER 1.00 0 0 0 ALEXANDRA SIMMERSON C/O CAPRI HOLDING LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 SECRETARY 1.00 0 0 0 KRISTA MCDONOUGH C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR, CHAIR 1.00 0 0 0 SEMONEEL BAMBOAT C/O CAPRI HOLDINGS LIMITED ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 DIRECTOR 1.00 0 0 0 NONE 0 ROCKEFELLER & CO LLC 45 ROCKEFELLER PLAZA 5TH FLOOR NEW YORK NY 10111 INV,ACCOUNTING, TAX 64676 GOLDMAN SACHS AND CO 200 WEST STREET NEW YORK NY 10282 INVESTMENT MANAGEMENT 52297 0 0 14765328 3071807 0 17837135 0 0 17837135 267557 17569578 878479 878479 8080 8080 870399 0 870399 0 870399 886873 0 886873 870399 144769 0 0 886873 144769 0 0 742104 0 0 0 0 0 0 0 0 128295 0 0 0 X BRITISH SCHOOLS AND UNIVERSITIES FOUNDATION 575 MADISON AVENUE SUITE 1006 NEW YORK NY 100222511 PC GENERAL SUPPORT 250000 FASHION INSTITUTE OF TECHNOLOGY FOUNDATION 512 7TH AVENUE NEW YORK NY 10018 PC GENERAL SUPPORT 250000 INTERNATIONAL COMMITTEE OF THE RED CROSS 19 AVENUE DE LA PAIX 1202 GENEVA SZ PC GENERAL SUPPORT 100000 LEWIS COLLEGE OF BUSINESS 17526 PRAIRIE ST DETROIT MI 48221 PC GENERAL SUPPORT 232000 832000 0 14 500198 18 146746 0 646944 0 646944 0 0 0 0 0 0 0 0 0 0 ZIMMER HOLDINGS INC 3.55% 04/01/2025 34499 34339 ALEXANDRIA REAL ESTATE EQUITIE 3.45% 04/30/2025 44157 44049 VODAFONE GROUP PUBLIC LIMITED 4.125% 05/30/2025 38874 38412 ROYAL BANK OF CANADA MTN 1.15% 06/10/2025 51713 51505 CANADIAN IMPERIAL BANK OF COMM 3.945% 08/04/2025 41519 41248 BUNGE LIMITED FINANCE CORP. 1.63% 08/17/2025 27729 27473 TORONTO-DOMINION BANK (THE) MTN 0.75% 09/11/2025 51798 51667 DUKE ENERGY CORP 0.9% 09/15/2025 40754 40356 THE WILLIAMS COMPANIES, INC. 4.0% 09/15/2025 29654 29433 REALTY INCOME CORP 4.625% 11/01/2025 61710 61411 CONSTELLATION BRANDS, INC. 4.4% 11/15/2025 49751 49249 DOWDUPONT INC. 4.493% 11/15/2025 44069 43422 AON PLC 3.875% 12/15/2025 75178 74331 THE BANK OF NOVA SCOTIA 4.5% 12/16/2025 49441 49184 CROWN CASTLE INTERNATIONAL COR 4.45% 02/15/2026 27853 27541 BANK OF NOVA SCOTIA (THE) 1.05% 03/02/2026 51246 50878 PIONEER NATURAL RESOURCES COMP 5.1% 03/29/2026 35154 34964 TOTAL SYSTEM SERVICES IN 4.8% 04/01/2026 28698 28696 BOEING CO 3.1% 05/01/2026 50156 49363 THOMSON REUTERS CORPORATION 3.35% 05/15/2026 38963 38512 EMERA US FINANCE LP 3.55% 06/15/2026 75717 74885 FORTIVE CORPORATION 3.15% 06/15/2026 19424 19136 NASDAQ INC 3.85% 06/30/2026 24765 24330 SABINE PASS LIQUEFACTION, LLC 5.875% 06/30/2026 24413 24199 FISERV INC 3.2% 07/01/2026 28081 27804 AIR LEASE CORP 1.875% 08/15/2026 28552 28589 THE BANK OF NEW YORK MELLON CO MTN 2.45% 08/17/2026 50917 50026 ALTRIA GROUP, INC. 2.625% 09/16/2026 43991 43377 DELL INT LLC / EMC CORP 4.9% 10/01/2026 34023 33800 DTE ENERGY COMPANY 2.85% 10/01/2026 50896 50130 U.S. BANCORP HYBRID 10/21/2026 48501 48265 BANK OF AMERICA CORPORATION HYBRID MTN 10/24/2026 49665 51456 JPMORGAN CHASE & CO. HYBRID 11/19/2026 48851 50340 MORGAN STANLEY HYBRID 12/10/2026 36659 37991 ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 75659 74655 BAXTER INTERNATIONAL INC 1.915% 02/01/2027 27692 27396 HUMANA INC. 1.35% 02/03/2027 40215 39650 SABINE PASS LIQUEFACTION, LLC 5.0% 03/15/2027 39103 38901 ENERGY TRANSFER PARTNERS 4.2% 04/15/2027 29307 29183 MORGAN STANLEY HYBRID 05/04/2027 49629 50899 CANADIAN NATURAL RESOURCES LIM 3.85% 06/01/2027 49507 49181 CITIGROUP INC. HYBRID 06/09/2027 43782 45014 CARDINAL HEALTH, INC. 3.41% 06/15/2027 31891 31342 SIMON PROPERTY GROUP LP 3.375% 06/15/2027 30791 30535 MORGAN STANLEY HYBRID MTN 07/20/2027 12494 12855 BANK OF AMERICA CORPORATION HYBRID 07/22/2027 49455 50726 KROGER CO 3.7% 08/01/2027 39046 38534 ROYAL BANK OF CANADA MTN 4.24% 08/03/2027 49236 48882 JPMORGAN CHASE & CO. HYBRID 09/22/2027 50939 51997 PUBLIC SERVICE ENTERPRISE GROU 5.85% 11/15/2027 21761 21519 STATE STREET CORPORATION HYBRID 11/18/2027 83995 85462 AIR LEASE CORPORATION 5.85% 12/15/2027 38351 38619 SIMON PROPERTY GROUP INC 1.75% 02/01/2028 45512 45456 FISERV INC 5.45% 03/02/2028 38786 38454 BAT INTL FINANCE PLC 4.448% 03/16/2028 66617 67002 NUTRIEN LTD. 4.9% 03/27/2028 34140 33839 L3HARRIS TECHNOLOGIES, INC. 4.4% 06/15/2028 38548 37972 BAXTER INTERNATIONAL INC 2.272% 12/01/2028 40213 39683 NXP BV/NXP FUNDING LLC 5.55% 12/01/2028 38891 38605 PNC FINANCIAL SERVICES GROUP, HYBRID 12/02/2028 73841 73339 FOX CORPORATION 4.709% 01/25/2029 28667 28612 US BANCORP HYBRID 02/01/2029 50587 50972 T-MOBILE USA INC 2.625% 02/15/2029 37980 37567 MITSUBISHI UFJ FIN GRP 3.741% 03/07/2029 76126 76080 AMERICAN TOWER CORP 3.95% 03/15/2029 29472 29288 T-MOBILE USA, INC. 3.375% 04/15/2029 29794 29549 CLOROX COMPANY (THE) 4.4% 05/01/2029 24969 24522 CROWN CASTLE INTL CORP 3.1% 11/15/2029 39145 38404 STATE STREET CORPORATION HYBRID 12/03/2029 15931 15446 VERIZON COMMUNICATIONS, INC. 4.016% 12/03/2029 75678 74450 UDR INC MTN 3.2% 01/15/2030 36657 36264 INTEL CORPORATION 5.125% 02/10/2030 49006 48761 AT&T INC. 4.3% 02/15/2030 23407 23071 CARRIER GLOBAL CORPORATION 2.722% 02/15/2030 50855 50378 PHILIP MORRIS INTERNATIONAL IN 5.125% 02/15/2030 13194 13014 CVS HEALTH CORP 5.125% 02/21/2030 38593 38152 AMGEN INC. 5.25% 03/02/2030 44051 43671 EBAY INC 2.7% 03/11/2030 77049 76185 CVS HEALTH CORPORATION 3.75% 04/01/2030 28400 27956 DOLLAR GENERAL CORPORATION 3.5% 04/03/2030 33689 32890 GENERAL MOTORS FINL CO 5.85% 04/06/2030 38044 38779 FOX CORP 3.5% 04/08/2030 39156 38459 NORTHERN TRUST CORPORATION 1.95% 05/01/2030 43160 42562 NXP BV/NXP FDG/NXP USA 3.4% 05/01/2030 27372 27261 ORACLE CORPORATION 4.65% 05/06/2030 29442 29425 RELX CAPITAL INC 3.0% 05/22/2030 44622 43978 AUTONATION INC 4.75% 06/01/2030 28648 28825 DUKE ENERGY CORP 2.45% 06/01/2030 28060 27533 AGILENT TECHNOLOGIES INC 2.1% 06/04/2030 44799 43961 GENERAL MOTORS FINANCIAL COMPA 3.6% 06/21/2030 29562 29813 ROPER TECHNOLOGIES, INC. 2.0% 06/30/2030 68877 67653 MPLX LP 2.65% 08/15/2030 45384 44680 ROYALTY PHARMA PLC 2.2% 09/02/2030 47029 46561 TRACTOR SUPPLY COMPANY 1.75% 11/01/2030 33077 32435 BROADCOM INC. 4.15% 11/15/2030 28105 28390 ALEXANDRIA REAL ESTATE E 4.9% 12/15/2030 30655 30597 NASDAQ, INC. 1.65% 01/15/2031 51859 50742 TELEDYNE TECHNOLOGIES IN 2.75% 04/01/2031 68102 66822 BUNGE LIMITED FINANCE CORP. 2.75% 05/14/2031 40048 39560 TORONTO-DOMINION BANK (THE) HYBRID 09/15/2031 49280 49752 AMERICAN ELECTRIC POWER COMPAN 5.95% 11/01/2032 73795 71774 BANK OF MONTREAL HYBRID 12/15/2032 98798 101680 INTEL CORPORATION 5.2% 02/10/2033 49105 48716 LOWE'S COMPANIES, INC. 5.0% 04/15/2033 32176 31905 AMERIPRISE FINANCIAL, INC. 5.15% 05/15/2033 44217 44516 KINDER MORGAN INC 5.2% 06/01/2033 24870 24614 BANK OF NY MELLON CORP HYBRID 02/01/2034 37130 38635 AMERICAN EXPRESS COMPANY HYBRID 05/01/2034 27755 28689 WESTPAC BANKING CORP HYBRID 07/24/2034 99444 100741 DOW CHEMICAL CO/THE 4.25% 10/01/2034 48349 49783 KINDER MORGAN ENERGY PRTNRS LP 5.8% 03/15/2035 32039 31513 AT&T INC. 4.5% 05/15/2035 27463 27123 ANHEUSER-BUSCH COMPANIES, LLC 4.7% 02/01/2036 24468 25270 ANHEUSER-BUSCH INBEV FIN 4.7% 02/01/2036 23691 26242 WYETH LLC 6.0% 02/15/2036 26395 27131 UNION PACIFIC CORPORATION 2.891% 04/06/2036 49233 54709 LOCKHEED MARTIN CORPORATION 4.5% 05/15/2036 42434 42772 GILEAD SCIENCES, INC. 4.0% 09/01/2036 50794 51049 BERRY GLOBAL INC 1.57% 01/15/2026 30124 29924 MARATHON PETROLEUM CORPORATION 5.125% 12/15/2026 38420 38013 GS INVESTMENT GRADE CREDIT FUND CLASS P 255712 278645 GS SHORT DURATION BOND FUND CLASS P 506541 511861 EATON VANCE INCOME FUND OF BOSTON I 394255 408961 ARISTOTLE FUNDS SERIES TR-ARIS MUTUAL FUND CLASS I 405189 415578 SPDR S&P 500 ETF TRUST (SPY) 1560615 1930128 ISHARES RUSSELL 2000 ETF (IWM) 309088 369077 CITIGROUP INC. LINKED TO RUSSELL 2000 INDEX CNTNGNT 500000 553150 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 500000 540250 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 555810 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 547075 THE BANK OF NOVA SCOTIA LINKED TO RUSSELL 2000 INDEX 250000 263463 THE BANK OF NOVA SCOTIA LINKED TO S&P 500 INDEX 500000 540940 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 554985 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 500000 524500 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 250000 267050 TORONTO DOMINION BANK LINKED TO S&P 500 INDEX 500000 543815 CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 500000 529162 GS FINANCE CORP. LINKED TO S&P 500 INDEX 500000 537110 GS FINANCE CORP. LINKED TO S&P 500 INDEX 250000 290158 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX 150000 165315 THE BANK OF NOVA SCOTIA LINKED TO RUSSELL 2000 INDEX 150000 160772 JPMORGAN CHASE & CO. LINKED TO RUSSELL 2000 INDEX 200000 227480 THE BANK OF NOVA SCOTIA LINKED TO S&P 500 INDEX 200000 217464 GS FINANCE CORP. LINKED TO S&P 500 INDEX 150000 165887 ISHARES MSCI EAFE ETF (EFA) 310277 348988 THE BANK OF NOVA SCOTIA LINKED TO BASKET OF INDICES 150000 177591 GS FINANCE CORP. LINKED TO BASKET OF INDICES 150000 173679 THE BANK OF NOVA SCOTIA LINKED TO BASKET OF INDICES 150000 173903 JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES 200000 234080 DOMAIN ENTERTAINMENT FEEDER FUND AT COST 259133 282719 VINTAGE REAL ESTATE AT COST 11708 11708 PRIVATE CREDIT MANAGERS 2023 AT COST 12500 12500 LEGAL FEES 1403 0 1403 COST BASIS ADJUSTMENTS 1612 DE CORP REPRESENTATION FEES 374 0 374 FRANCHISE TAX FEE 25 0 25 DEDUCTIONS FROM PASSTHROUGHS 292 292 0 PUT OPTION LIABILITY 0 16838 ADMINISTRATION FEES 53071 0 53071 INVESTMENT FEES 65014 65014 0 EXCISE TAX PAID 15000 0 0 FOREIGN TAX 347 347 0