2024-12-09T08:58:28-06:00 2023-11-30 420714325 RSM US LLP 555 17TH STREET SUITE 1200 DENVER CO 802023910 990PF 2022-12-01 760207247 JULIA AND ALBERT SMITH FOUNDATION C/O INWOOD MANAGEMENT LP JULI 7139759559 4545 POST OAK PLACE DRIVE SUITE 20 HOUSTON TX 77027 ALBERT J SMITH III VP/SECRETARY 7139759559 2024-12-06 1 0 JENNY MATTIE P00527804 3032986400 2024-12-06 2022 2024-10-15 13:58:12Z X 5049729 X X 191189 190665 80158 931072 80158 -69229 -68552 202118 202271 21904 10952 10952 24008 24008 0 6192 1483 0 105 0 0 52209 36443 10952 393500 393500 445709 36443 404452 -243591 165828 108190 138459 138459 2383332 2351491 3370118 1307217 1183965 1012494 652585 503921 528658 4451324 4177836 5049729 0 0 X 0 0 0 0 4451324 4177836 4451324 4177836 4451324 4177836 4451324 -243591 0 4207733 29897 4177836 US CAPTIAL ADVISORS 2023-01-01 2023-12-31 877489 850914 26575 26575 NORTHERN TRUST - CAPITAL GAIN DIVIDEND 2023-01-01 2023-12-31 53583 53583 53583 80158 2305 0 2305 0 2305 1911 0 4000 0 5911 13 3593 3593 0 0 0 0 0 0 0 0 0 0 0 0 1 TX 1 0 0 1 0 1 N/A INWOOD MANAGEMENT LP 7139759559 4545 POST OAK PLACE DRIVE SUITE 201 HOUSTON TX 77027 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALBERT J SMITH III 7660 WOODWAY DRIVE SUITE 595 HOUSTON TX 77063 VP/SECRETARY 0.50 21904 0 0 JULIA ANNE SMITH RAWSON 7660 WOODWAY DRIVE SUITE 595 HOUSTON TX 77063 PRESIDENT 0.15 0 0 0 NONE 0 NONE 0 0 4656164 168825 619856 5444845 0 0 5444845 81673 5363172 268159 268159 2305 2305 265854 0 265854 0 265854 404452 0 404452 265854 0 0 59392 66976 126368 404452 0 0 0 265854 138598 0 0 264966 0 0 0 0 0 0 59392 205574 66976 138598 X AUBURN UNIVERSITY FOUNDATION 241 S COLLEGE STREET AUBURN AL 36830 NONE PC EDUCATION SCHOLARSHIPS 3500 AUBURN UNIVERSITY FOUNDATION 241 S COLLEGE STREET AUBURN AL 36830 NONE PC JCSMFA MUSEUM 225000 EMPOWERED WOMEN OF PURPOSE 605 5TH ST MARBLE FALLS TX 78654 NONE PC GENERAL FUND 150000 HITS THEATRE 311 W 18TH ST HOUSTON TX 77008 NONE PC GENERAL FUND 15000 393500 0 14 191189 14 116 18 80158 PARTNERSHIP INCOME 14 -68668 UBTI 531390 -677 -677 202795 0 202118 0 0 0 0 0 0 0 0 0 0 ALBERT J SMITH III PAID TO AN ENTITY OWNED INDIRECTLY WHICH PROVIDES INVESTMENT MANAGEMENT AND ADMINISTRATIVE SERVICES FOR THE FOUNDATION AND OTHER RELATED ENTITIES. MFB NORTHERN FUNDS BD INDEX FD (NOBOX) 412421 352474 MFB NORTHERN HIGH YIELD FIXED INCOME FUND (NHFIX) 224557 183235 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL (BHYIX) 201480 186717 MFO FIDELITY SALEM STREET TRUST SPARTAN HIGH INCOME FD (SPHIX)*** 30926 25156 MFO PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL (PHIYX) 286345 238785 MFC FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD TR IBOXX 3 YR TAR 28236 26127 MFB NORTHERN FUNDS STK INDEX FD (NOSIX) 181182 610282 MFO JENSEN PORTFOLIO INC JENSEN QUALITY GROWTH FD CL J (JENSX)*** 290463 529881 MFO ROWE T PRICE EQUITY INCOME FUNDS OF BENEFICIAL INT, OPEN END FUND (PRFDX 230026 304413 MFO PRINCIPAL FDS INC MIDCAP FD INSTL CL (PCBIX)*** 107536 227717 MFO DFA US SMALL CAP PORTFOLIO (DFSTX) 69141 102604 MFO ARTISAN FDS INC INTL FD INV (ARTIX)*** 274734 254655 MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO (DISVX) 136492 150835 MFO FIDELITY INTL INDX-INST PRM (FSPSX)*** 83665 101591 MFO VANGUARD INTL VALUE FD (VTRIX)*** 86992 99104 MFB NORTHERN FDS ACTIVE M EMERGING MARKETS EQUITY FUND (NMMEX) 104868 92688 MFO AIM INVESCO INVT FDS INVESCO INVT FDS OPPENHEIMER (ODVIX) 50080 49609 MFO DFA INVT DIMENSIONS GROUP INC EMERGING MKTS CORE EQUITY PORT (DFCEX) 50000 68707 ABBOTT LABORATORIES 20531 19878 ADVANCED MICRO DEVICES INC 22400 22772 AMERICAN ELEC PWR CO INC COM 15766 15390 AMGEN INC 19766 26389 APPLE INC 18800 16840 ARCHER-DANIELS-MIDLA ND CO 15146 14406 BK OF AMERICA CORP COM 24258 20465 BERKSHIRE HATHAWAY INC COM USD0.0033 37016 34890 CHENIERE ENERGY INC COM USD0.003 17333 16715 CISCO SYSTEMS INC 9508 19340 DANAHER CORP COM 20436 19863 DEVON ENERGY CORP NEW 7539 13491 DOLLAR GEN CORP NEW COM 12189 10416 DUKE ENERGY CORP NEW COM NEW ISIN 17778 17173 EMERSON ELECTRIC CO 16831 17420 EOG RESOURCES INC 23418 35661 EQT CORP COM 14649 15903 EXXON MOBIL CORP 21332 30711 FRANCO NEV CORP COM ISIN #CA3518581051 SEDOL #B29NF31 19565 22290 HOME DEPOT INC 33405 30279 JOHNSON &JOHNSON COM USD1.00 31387 30612 JPMORGAN CHASE & CO 14212 15126 MARATHON PETROLEUM CORP COM USD0.01 6216 14024 MERCK &CO. INC COM 24342 30273 MICROSOFT CORP 4729 32191 NEWMONT CORP COM ISIN #US6516391066 19153 19301 PRUDENTIAL FINANCIAL INC 18580 18576 RTX CORP COM USD1.00 15413 15636 SCHLUMBERGER LIMITED COM USD0.01 21620 25501 SHERWIN-WILLIAMS CO 25088 26490 SOUTHERN CO 20241 20559 TAIWAN SEMICONDUCTOR MANUFACTURING SPON 20559 17720 TARGA RESOURCES CORP 14422 17130 TARGET CORP 11881 10616 TEXAS INSTRUMENTS INC COM USD1.00 13288 14571 VISA INC 18298 24933 WALMART INC COM 9756 15189 3M CO 9461 9292 MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD (GUNR) AT COST 116279 139905 CHAPTON PARTNERS LP AT COST 370238 370238 SPDR GOLD TR GOLD SHS AT COST 17404 18515 NET ASSET ADJUSTMENT 29897 NON DEDUCTIBLE DEDUCTION FROM PARTNERSHIP 105 0 0 MISCELLANEOUS INCOME 116 116 116 PARTNERSHIP INCOME -68668 -68668 -68668 UBTI -677 0 -677 AGENCY FEES 20848 20848 0 MISCELLANEOUS 3160 3160 0 FOREIGN TAXES 1483 1483 0 INCOME TAX EXPENSE 4709 0 0