2024-11-15T08:01:00-06:00 2023-12-31 042804696 RICE HEARD & BIGELOW INC 1 FEDERAL ST FL 25 BOSTON MA 02110 990 2023-01-01 042767464 CHARLES E COTTING CHARITABLE CORP CHAR 6172271782 RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 GREGORY L GULLICKSON TRUSTEE 6172271782 2024-11-15 1 0 GREGORY J MURPHY P00735933 6172271782 2023 2024-10-15 13:58:12Z GREGORY L GULLICKSON RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 33449596 0 X N/A X 1982 MA TO FUND STUDENT SCHOLARSHIPS AND ACADEMIC FACULTY SALARIES FOR HARVARD COLLEGE GRADUATE SCHOOL FOR BUSINESS ADMINISTRATION. 4 0 0 0 0 537332 0 77417 0 0 7021169 6893780 19655 20841 7040824 6992038 7600000 7649990 0 0 0 0 0 0 0 871700 813146 8471700 8463136 -1430876 -1471098 112129397 110505668 0 0 112129397 110505668 TO FUND STUDENT SCHOLARSHIPS AND ACADEMIC FACULTY SALARIES FOR HARVARD COLLEGE GRADUATE SCHOOL FOR BUSINESS ADMINISTRATION. 0 0 7649990 7649990 DISTRIBUTIONS TO HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION AS REQUIRED BY CORPORATE MISSION. 7649990 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 4 0 1 0 0 0 0 0 0 1 1 1 0 1 0 0 1 0 0 0 MA X ROBERT G BANNISH 6172271782 RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 ROBERT G BANNISH TRUSTEE AND DIRECTOR 8.00 X 240762 0 0 ZACHARY A BOURQUE TRUSTEE AND DIRECTOR 8.00 X 240762 0 0 GREGORY L GULLICKSON TRUSTEE AND DIRECTOR 8.00 X 240762 0 0 LUIS M VICEIRA THROUGH 83123 TRUSTEE AND DIRECTOR 0.30 X 0 0 0 MALCOLM P BAKER FROM 912023 TRUSTEE AND DIRECTOR 0.30 X 0 0 0 722286 0 0 3 0 1 0 0 77417 73420 77417 3425026 3425026 29926312 26457558 3468754 3468754 3468754 FOREIGN TAX RECLAIMS 525920 20400 20400 UNITED STATES TREASURY - 2020 REF 525920 441 441 20841 6992038 0 0 6914621 7649990 7649990 722286 722286 44100 44100 FOREIGN TAXES 39993 39993 ADR FEES 3534 3534 GLOBE TAX FEES 2433 2433 FILING FEES 500 500 300 300 8463136 7649990 813146 0 2163920 3978968 96671621 94910559 13293856 11616141 112129397 110505668 0 0 X 112129397 110505668 112129397 110505668 112129397 110505668 X -1471098 -152631 X 0 1 X 0 0 X X 1 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION 042103580 2 1 7649990 0 1 7649990 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 392397 283198 0 0 3236782 3193236 3629179 3476434 0 0 871700 813146 0 0 2757479 2663288 164658019 156632674 1906225 3619947 0 0 166564244 160252621 0 0 0 166564244 160252621 2498464 2403789 164065780 157848832 5742302 5524709 0 0 5742302 5524709 2757479 2343857 5742302 5742302 0 5742302 7649990 0 44600 0 0 0 7694590 7649990 5742302 100.000000000000 5742302 0 0 0 469550 7149558 7642537 15261645 0 5742302 0 9519343 7694590 0 7694590 0 0 17213933 0 0 1876806 7642537 7694590 PART IV, SECTION D, QUESTION 3 ARTICLE IX, SECTION 4 OF THE BY-LAWS OF THE CHARLES E. COTTING CHARITABLE CORPORATION PROVIDES THAT THE TRUSTEES SUBMIT AN ANNUAL ACCOUNTING OF THEIR ADMINISTRATION TO HARVARD UNIVERSITY, THE SUPPORTED ORGANIZATION. THE TRUSTEES HAVE DONE SO, WITH AN ANNUAL ACCOUNTING OF THE CHARITABLE CORPORATION'S ACTIVITY, WHICH INCLUDED NOT ONLY THE TOTAL SUPPORT PROVIDED FOR THE YEAR, BUT ALSO AN ANALYSIS OF THE CASH FLOWS AND A SUMMARY OF THE PRIOR YEAR INVESTMENT PERFORMANCE. THE TRUSTEES ALSO PROVIDE THE UNIVERSITY WITH QUARTERLY UPDATES AND A COPY OF THE ANNUALLY FILED FORM 990. FOR ITS PART, THE UNIVERSITY PROVIDES THE TRUSTEES WITH AN ACCOUNTING OF HOW THE FINANCIAL SUPPORT WAS ALLOCATED EACH YEAR AMONG THE STUDENT AND FACULTY CONSTITUENCIES. THE BY-LAWS ALSO REQUIRE THAT TRUSTEES SERVE FOR A TERM OF TEN YEARS, AND AT ALL TIMES, ONE TRUSTEE SHALL BE APPOINTED BY THE GOVERNING BODY OF THE UNIVERSITY. THE TRUSTEES MAINTAIN A CLOSE AND CONTINUING RELATIONSHIP WITH HARVARD UNIVERSITY. DURING 2023, THE COTTING TRUSTEES MET OR HELD TELEPHONE CONFERENCES ON TWO OCCASIONS. THE TRUSTEE APPOINTED BY THE SUPPORTED ORGANIZATION PARTICIPATED IN ALL OF THESE CONFERENCES AND CONTRIBUTED TO DECISIONS MADE REGARDING INVESTMENT POLICY, ASSET ALLOCATION, AND THE SELECTION OF SPECIFIC ASSETS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 NYES LEDGE CAPITAL OFFSHORE FUND CLASS C 3330206 C BLUESTEM PARTNERS LP 3285935 C DAVIDSON KEMPNER INSTITUTIONAL 5000000 C 11616141 17409869 11082614 215414 11298028 6111841 880197 880197 6992038 7695384 0 7695384 767752 767752 8463136 PART XI, LINE 2D - OTHER ADJUSTMENTS: ACCRUED DIVIDENDS AND INTEREST 215,414. PART XI, LINE 4B - OTHER ADJUSTMENTS: MANAGEMENT FEES DEDUCTED AGAINST FINANCIAL STATEMENT REVENUE 722,286. PRIOR YEAR ACCRUED DIVIDENDS AND INTEREST 157,911. PART XII, LINE 4B - OTHER ADJUSTMENTS: FIDUCIARY FEES 722,286. FOREIGN TAXES 39,993. INVESTMENT AND ADMINSTRATION EXPENSES 5,473. 1 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION SOLDIERS FIELD ROAD BOSTON MA 02163 042103580 501(C)(3) 7649990 0 TO SUPPORT SCHOOL AS REQUIRED BY CORPORATE MISSION. SCHEDULE I, PART 1, LINE 2: THE SCHOOL PROVIDES AN ANNUAL ACCOUNTING OF INDIVIDUAL FACULTY AND STUDENT RECIPIENTS. 0 0 0 0 0 0 0 0 0 ROBERT G BANNISH TRUSTEE AND DIRECTOR 0 0 0 0 240762 0 0 0 0 0 240762 0 0 0 ZACHARY A BOURQUE TRUSTEE AND DIRECTOR 0 0 0 0 240762 0 0 0 0 0 240762 0 0 0 GREGORY L GULLICKSON TRUSTEE AND DIRECTOR 0 0 0 0 240762 0 0 0 0 0 240762 0 0 0 SCHEDULE J, PART II: A TOTAL OF $722,286 IN TRUSTEE COMPENSATION WAS PAID BY THE ORGANIZATION DURING THE YEAR. THE COMPENSATION WAS PAID DIRECTLY TO RICE, HEARD & BIGELOW, INC, PURSUANT TO THAT COMPANY'S SHAREHOLDER AGREEMENT, OF WHICH MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE DIRECTORS, SHAREHOLDERS, AND FULL-TIME EMPLOYEES. ROBERT G BANNISH TRUSTEE 240762 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. BANNISH IS A SHAREHOLDER. 0 GREGORY L GULLICKSON TRUSTEE 240762 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. GULLICKSON IS A SHAREHOLDER. 0 ZACHARY A BOURQUE TRUSTEE 240762 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. BOURQUE IS A SHAREHOLDER. 0 RICE HEARD & BIGELOW INC FIRM PART-OWNED BY TRUSTEES 12100 TAX PREPARATION FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE SHAREHOLDERS. 0 X 1 73420 COST 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE SHAREHOLDERS AND DIRECTORS OF THE FIRM OF RICE, HEARD & BIGELOW, INC. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY A TAX ACCOUNTANT AT RICE, HEARD & BIGELOW, INC, AND THEN SUBMITTED TO THE TAX DIRECTOR OF RICE, HEARD & BIGELOW, INC FOR A DETAILED REVIEW AND PREPARER SIGNATURE. ONCE REVIEWED AND SIGNED BY THE PREPARER, THE RETURN IS THEN PRESENTED TO THE TRUSTEES FOR FURTHER REVIEW, APPROVAL, AND TRUSTEE SIGNATURE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS WERE NOT MADE AVAILABLE TO THE PUBLIC, AS THE CORPORATION IS FOR THE BENEFIT OF ONLY ONE SUPPORTED ORGANIZATION, THE HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION. THE DOCUMENTS ARE MADE AVAILABLE UPON WRITTEN REQUEST. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC LUIS M VICEIRA (THROUGH 8/31/23) - BAKER LIBRARY, 25 HARVARD WAY, BOSTON, MA 02163. MALCOLM P. BAKER (FROM 9/1/2023) - BAKER LIBRARY 261, SOLDIERS FIELD ROAD, BOSTON, MA 02163. FORM 990, PART XI, LINE 9: TEMPLETON GLOBAL BOND FD - RETURN OF CAPITAL ADJUSTMENT -126,193. MISCELLANEOUS ADJUSTMENT 61. BASIS ADJUSTMENT FOR WASH SALES - HONEYWELL INTL INC -6,797. BASIS ADJUSTMENT FOR WASH SALES - SALESFORCE INC -13,069. BASIS ADJUSTMENT FOR WASH SALES - ROYCE PENNSYLVANIA MUTUAL FUND -6,632. ROUNDING -1. HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 042103580 COLLEGE MA 501(C)(3) LINE 2 0 RICE HEARD & BIGELOW INC 1 FEDERAL ST FL 25 BOSTON MA 02110 042804696 PRIVATE TRUSTEES MA N/A S 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION B 7649990 REQUIRED BY CORPORATE MISSION RICE HEARD & BIGELOW INC M 722286 MARKET VALUE BASED FEE RICE HEARD & BIGELOW INC M 12100 SERVICES AGREED UPON BY TRUSTEES