2024-11-15T15:05:21-06:00 2023-12-31 050479760 ANDSAGER BARTLETT & PIERONI LLP 1275 WAMPANOAG TRAIL EAST PROVIDENCE RI 02915 990PF 2023-01-01 521550204 THE CHARLESMEAD FOUNDATION CHAR 4012624600 10 MEMORIAL BOULEVARD SUITE 1003 PROVIDENCE RI 02903 HEATHER CROSBY TRUSTEE 4012624600 2024-11-15 1 1 CHRISTOPHER BARTLETT CPA P00189632 4012729100 2024-11-14 X 2023 2024-10-15 13:58:12Z X 25299374 X X 735778 735778 416903 639869 416903 418556 418556 1571237 1571237 0 0 0 12780 6390 6390 22075 11038 11037 250000 125000 125000 20198 3905 0 338366 336573 1478 643419 482906 143905 820000 820000 1463419 482906 963905 107818 1088331 130452 1339222 1339222 3296252 2809954 3700181 14817166 14568365 19696702 482540 469160 563269 18726410 19186701 25299374 0 0 X 26488 26488 8335012 8335012 10364910 10825201 18726410 19186701 18726410 19186701 18726410 107818 352473 19186701 0 19186701 AKO EUROPEAN LONG-ONLY PRTNRS P 5881 5881 AKO EUROPEAN LONG-ONLY PRTNRS P 22424 22424 BAIN CAPITAL FUND XII P 44695 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CHARLESBANK EQUITY FUND XI P -2693 -2693 CHARLESBANK EQUITY FUND XI P 48218 48218 TROWE PR INST FLOAT RT-INV (JPM 4000) P 11363 11210 153 153 TROWE PR INST FLOAT RT-INV (JPM 4000) P 215632 225560 -9928 -9928 TROWE PR INST FLOAT RT-INV (JPM 4000) P 1204 1245 -41 -41 VANGUARD S&P500 VALUE ETF (UBS 1907) P 401719 292304 109415 109415 CB OP AGGREGATOR I, LP P 4866 4866 CURRENCY EXCHNAGE P 9071 9125 -54 -54 CAPITAL GAINS DIVIDENDS P 880 880 880 416903 15128 0 15128 0 15128 8000 0 15000 0 23000 172 7700 7700 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DE 1 0 0 0 0 1 N/A SCS FINANCIAL SERVICES 4012624600 10 MEMORIAL BLVD PROVIDENCE RI 02903 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHRYN DEERING 7765 FISHER ISLAND DRIVE FISHER ISLAND FL 33109 PRESIDENT 2.00 0 0 0 JOHN WARREN 2106 SOUTH ROAD BALTIMORE MD 21209 TRUSTEE 1.00 0 0 0 MARON DEERING 4042 WAVERLY STREET PHILADELPHIA PA 19146 TRUSTEE 1.00 0 0 0 SPENCER DEERING 2100 PARK AVE 507 MIAMI BEACH FL 33139 TRUSTEE 1.00 0 0 0 HATHER CROSBY 293 RUMSTICK 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PATIO-DEERING FIELD 5000 GREEN STREET ACADEMY 125 NORTH HILTON STREET BALTIMORE MD 21229 PUBLIC CHARITY TRUSTEE DESIGNATION 1000 JHU BERMAN INSTITUTE OF BIOETHICS 1809 ASHLAND AVE BALTIMORE MD 21218 PUBLIC CHARITY UNRESTRICTED GRANT 100000 JHU PRESIDENTS OFFICE 3400 NORTH CHARLES STREET BALTIMORE MD 21218 PUBLIC CHARITY UNRESTRICTED GRANT 50000 JOHNS HOPKINS MEDICINE 733 NORTH BROADWAY BALTIMORE MD 21218 PUBLIC CHARITY IN HONOR AND SUPPORT OF LIBBY JUDGE 50000 HELPHOPELIVE 100 MATSONFORD ROAD RADNOR PA 19087 PUBLIC CHARITY TRUSTEE DESIGNATION 20000 LILLIE MAY CARROLL JACKSON CHARTER SCHOOL 2200 SINCLAIR LANE BALTIMORE MD 21213 PUBLIC CHARITY TRUSTEE DESIGNATION 1000 MIAMI RESCUE MISSION (THE CARING PLACE) 3553 NW 50TH STREET MIAMI FL 33142 PUBLIC CHARITY TRUSTEE DESIGNATION 15000 MIAMI WATERKEEPER 2103 CORAL WAY 2ND FLOOR CORAL GABLES FL 33114 PUBLIC CHARITY TRUSTEE DESIGNATION 15000 PUBLIC INTEREST LAW CENTER 1500 JOHN F KENNEDY BLVD 802 PHILADELPHIA PA 19102 PUBLIC CHARITY TRUSTEE DESIGNATION 15000 QUINTESSENCE THEATRE 7137 GERMANTOWN AVE PHILADELPHIA PA 19119 PUBLIC CHARITY TRUSTEE DESIGNATION 3000 SHRIVER HALL CONCERT 3400 NORTH CHARLES STREET HALL BALTIMORE MD 21218 PUBLIC CHARITY TRUSTEE DESIGNATION 8500 TAP-IN BARRINGTON 281 COUNTY RD BALTIMORE MD 22806 PUBLIC CHARITY TRUSTEE DESIGNATION 4750 ST BENEDICT'S PREPARATORY SCHOOL 520 DR MARTIN LUTHER KING JR BLVD NEWARK NJ 07102 PUBLIC CHARITY SUPPORT COLLEGE GUIDANCE DEPT WITH SENIOR COLLEGE APPLICATIONS 25000 UNC CHAPEL HILL (NCHOF INC) PO BOX 4100 CHAPEL HILL NC 27515 PUBLIC CHARITY TRUSTEE DESIGNATION 10000 UNC ARTS & SCIENCES FDN 523 EAST FRANKLIN STREET CHAPEL HILL NC 27514 PUBLIC CHARITY TRUSTEE DESIGNATION 50000 UNIVERSITY OF MICHIGAN 777 E EISENHOWER PARKWAY ANN HARBOR MI 48108 PUBLIC CHARITY TRUSTEE DESIGNATION 500 UNIVERSITY OF GEORGIA LAW SCHOOL 225 HERTY DRIVE ATHENS GA 30602 PUBLIC CHARITY TRUSTEE DESIGNATION 7000 820000 0 525990 12968 14 722810 14 418556 18 416903 12968 1558269 0 1571237 0 0 0 0 0 0 0 0 0 0 TAX PREP 22075 11038 11037 MANAGEMENT SERVICES COMPANY 990PF PART VII-B QUESTION 1A(4) SCS CAPITAL IS THE FOUNDATION'S INVESTMENT ADVISOR AND PROVIDES ALL THE NECESSARY ADMINISTRATIVE SERVICES FOR MANAGING IT'S INVESTMENTS AND MAINTAINING NECESSARY RECORDS, INCLUDING COMMUNICATIONS, WITH RECIPIENTS OF CHARITABLE GRANTS. TOTAL FEES PAID TO SCS CAPITAL IN 2023 WERE $250,000. THIS FEE IS NEGOTIATED WITH THE DIRECTORS. SCS CAPITAL IS A FAMILY OFFICE MANAGEMENT SERVICES COMPANY AND SERVES AS INVESTMENT ADVISOR AND PROVIDES ADMINISTRATIVE SERVICES FOR A NUMBER OF CLIENTS INCLUDING THE ROUSE COMPANY FOUNDATION. SCS CAPITAL IS OWNED BY HEATHER D. CROSBY WHO SERVES AS SECRETARY OF THE FOUNDATION. SHE IS NOT PAID SEPARATELY FOR HER POSITION AS SECRETARY. MOST OF THE SERVICES ARE PERFORMED BY EMPLOYEES OF SCS OTHER THAN HEATHER CROSBY. THESE SERVICES ARE OTHER THAN THOSE NORMALLY PERFORMED BY OFFICERS OR DIRECTORS/TRUSTEES. THEREFORE, THE OUTSIDE TAX PREPARER ADVISED THE FOUNDATION TO REPORT THE FEE ON PAGE 1, LINE 16C RATHER THAN REPORTING ON LINE 13. CORPORATE STOCK 2809954 3700181 BAIN CAPITAL FUND XII, LP AT COST 458170 849121 CB OP AGGREGATOR I, LP AT COST 11906 15847 CB OP AGGREGATOR II, LP AT COST 4511 6004 CB OP AGGREGATOR II-B, LP AT COST 705 938 CHARLESBANK EQUITY FUND IX, LP AT COST 393510 775604 CORMORANT PRIVATE HEALTHCARE FUND II, LP AT COST 275344 388049 CVP TOWSON ROW, LLC AT COST 51555 54813 ENCAP ENERGY CAPITAL FUND XI-C, LP AT COST 1265583 1444699 HARVEST MLP INCOME FUND II, LLC AT COST 1462330 1652115 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, LP AT COST 421911 819152 AWD CAVES INVESTORS, LLC AT COST 55670 3000 MATHEYS LANE BERKSHIRE INVESTORS LLC AT COST 6835 56962 MATHEYS LANE COPLEY ASIA II INVESTORS, LLC AT COST 202464 221589 MATHEYS LANE COPLEY ASIA III INVESTORS, LLC AT COST 302206 503708 MATHEYS LANE CB VIII INVESTORS LLC AT COST 149272 215996 MATHEYS LANE COPLEY X INVESTORS LLC AT COST 196318 213339 MATHEYS LANE COPLEY XI INVESTORS, LLC AT COST 117780 164938 MATHEYS LANE K VIII INVESTORS, LLC AT COST 12877 11774 MATHEYS LANE NAUTIC VI INVESTORS LLC AT COST 54486 31948 MATHEYS LANE NAUTIC VII INVESTORS AT COST 100305 368933 MATHEYS LANE NAUTIC VIII INVESTORS LLC AT COST 261829 364990 WHALE ROCK FLAGSHIP FD LTD AT COST 0 10674 CORMORANT GLOBAL HEALTHCARE OFFS AT COST 500000 636077 DURABLE CAPITAL OFFSHORE FUND AT COST 750000 1145736 EAGLE POINT CREDIT NON-US AT COST 1288376 1303209 SARISSA CAPITAL OFFSHORE FUND AT COST 600000 747249 AKO EUROPEAN LONG-ONLY PARTNERS AT COST 929031 1001942 CANYON SUMMITS AT COST 112775 150000 CB OP AGGREGATOR III AT COST 3078 4097 CB OP AGGREGATOR V AT COST 17433 23203 CRESCENT DINER HOLDINGS LTD. AT COST 156118 332882 KNIGHTHEAD DISTRESSED AT COST 567350 857881 PARTHENON INVESTORS VI PARALLEL AT COST 213796 300260 RIDGEWOOD ENERGY OIL & GAS IV AT COST 508840 743050 CORMORANT PRIVATE HC FUND III AT COST 500000 621509 CB OFFSHORE CRED OPP FUND II AT COST 458488 462808 BAIN CAPITAL ASIA FUND IV AT COST 533591 891305 AURORA EQUITY PARTNERS VI-A AT COST 256013 377693 CB OP AGGREGATOR VII AT COST 37577 50014 CB OP AGGREGATOR V-B AT COST 2001 2663 CB OP AGGREGATOR VI AT COST 7303 9720 PROVIDENCE STRATEGIC GROWTH EUROPE LP AT COST 381804 547851 CORMORANT PRIVATE HEALTHCARE IV AT COST 99868 220860 CROSSPOINT CAPITAL FUND I AT COST 302884 382265 KNIGHTHEAD INSURANCE FUND I AT COST 249211 318224 NAUTIC PARTNERS X AT COST 68911 93550 PRIVATE EQUITY VIII - BUYOUTS AT COST 72521 88459 PRIVATE EQUITY VIII - VENTURE GROWTH AT COST 62615 66815 BAIN CAPITAL FUND XII CTB INVESTORS AT COST 83214 83214 BAIN CAPITAL JAPAN MIDDLE MARKET FUND LP AT COST 0 59973 LEGAL 12780 6390 6390 PROGRAM RELATED LOANS 461149 447769 563269 ACCRUED DIVIDEND REC 21391 21391 0 DUES & SUBSCRIPTIONS 271 0 0 INSURANCE 2817 1408 1409 INVESTMENT EXPS FROM PARTNERSHIPS 335234 335165 69 BANK FEES 44 0 0 CB AGGREGATOR I, LP -14079 -14079 -14079 CB AGGREGATOR II, LP -245 -245 -245 CHARLESBANK EQUITY FUND IX, LP -10030 -10030 -10030 CVP TOWSON ROW -1010 -1010 -1010 HARVEST MLP INCOME FUND II LLC 201881 201881 201881 NAUTIC PARTNERS X LP 1709 1709 1709 MATHEYS LANE CB VIII INVESTORS LLC -2074 -2074 -2074 MATHEYS LANE COPLEY XI INVESTORS LLC -129 -129 -129 MATHEYS LANE K VIII INVESTORS LLC 2 2 2 MATHEYS LANE NAUTIC VI INVESTORS LLC 90 90 90 MATHEYS LANE NAUTIC VII INVESTORS LLC 7815 7815 7815 MATHEYS LANE NAUTIC VIII INVESTORS LLC 1106 1106 1106 CB OP AGGREGATOR VI LP -641 -641 -641 CB OP AGGREGATOR III, LP 8532 8532 8532 CB OP AGGREGATOR V, LP -895 -895 -895 MATHEYS LANE COPLEY X INVESTORS, LLC 506 506 506 AKO EUROPEAN LONG-ONLY PARTNERS, L.P. 85206 85206 85206 CORMORANT PRIVATE HC FUND II -214 -214 -214 RIDGEWOOD ENERGY OIL & GAS IV 147077 147077 147077 CANYON SUMMITS LLC -9523 -9523 -9523 BAIN CAPITAL FUND XII, LP 3825 3825 3825 INDUSTRY VENTURES PARTERNSHIP 289 289 289 PROVIDENCE STRATEGIC GROWTH EUROPE -131 -131 -131 PRIVATE EQUITY VIII - VENTURE GROWTH 197 197 197 PRIVATE EQUITY VIII - BUYOUTS -708 -708 -708 TIMING DIFFERENCE-1 1075 TIMING DIFFERENCE-2 255504 TIMING DIFFERENCE-3 95894 INVESTMENT MANAGEMENT FEES 250000 125000 125000 FOREIGN TAXES PAID 3905 3905 0 TAX PAYMENTS 16293 0 0