2024-11-14T16:24:41-06:00 2023-12-31 750786316 WEAVER AND TIDWELL LLP ONE PENNSYLVANIA PLAZA SUITE 3200 NEW YORK NY 10119 990 2023-01-01 842283500 TRANSFORM FINANCE INC TRAN 6177337773 447 BROADWAY NEW YORK NY 10013 CURT LYON EXECUTIVE DIRECTOR 6177337773 2024-11-13 1 0 X PETER METZ P01491688 2126955003 2023 2024-10-15 13:58:12Z X CURT LYON 447 BROADWAY NEW YORK NY 10013 399392 0 X TRANSFORMFINANCE.ORG X 2019 DE TO ALIGN CAPITAL WITH SOCIAL JUSTICE VALUES, AND HELP ACTIVISTS AND COMMUNITY LEADERS ACCESS CAPITAL AS A TOOL FOR TRANSFORMATIVE SOCIAL CHANGE. WE EMPOWER COMMUNITY LEADERS TO SHAPE HOW CAPITAL FLOWS AFFECT THEM - BOTH IN TERMS OF HOLDING CAPITAL ACCOUNTABLE AND HAVING A SAY IN ITS DEPLOYMENT - BY DEMYSTIFYING FINANCE AND BUILDING CAPACITY FOR ACTIVISTS AND COMMUNITY LEADERS. WE SUPPORT MEMBERS OF THE COMMUNITY WHO HAVE HISTORICALLY BEEN EXCLUDED FROM CAPITAL DECISIONS TO RECLAIM THEIR SEAT AT THE TABLE. WE SUPPORT INVESTORS COMMITTED TO DEEPENING THEIR IMPACT INVESTMENT PRACTICE TO ADOPT TRANSFORMATIVE APPROACHES AND DEMONSTRATE THE VIABILITY OF THE APPROACH VIA EDUCATION, CONCRETE TOOLS AND STRATEGIES, AND OVERALL GUIDANCE. WE FOSTER A NEW DISCOURSE AND COLLABORATION BETWEEN THESE TWO SETS OF PREVIOUSLY DISCONNECTED STAKEHOLDERS - INVESTORS AND SOCIAL JUSTICE PRACTITIONERS - BY CREATING CONNECTIONS, BREAKING DOWN BARRIERS OF KNOWLEDGE AND VALUES, AND FACILITATING DIALOGUE. 4 3 4 0 0 0 865100 250000 124229 149392 0 0 0 0 989329 399392 0 0 0 0 349919 428932 0 0 0 93101 193429 443020 622361 546309 -222969 1139613 668914 277117 29388 862496 639526 X TO ALIGN CAPITAL WITH SOCIAL JUSTICE VALUES, AND HELP ACTIVISTS AND COMMUNITY LEADERS ACCESS CAPITAL AS A TOOL FOR TRANSFORMATIVE SOCIAL CHANGE. WE EMPOWER COMMUNITY LEADERS TO SHAPE HOW CAPITAL FLOWS AFFECT THEM - BOTH IN TERMS OF HOLDING CAPITAL ACCOUNTABLE AND HAVING A SAY IN ITS DEPLOYMENT - BY DEMYSTIFYING FINANCE AND BUILDING CAPACITY FOR ACTIVISTS AND COMMUNITY LEADERS. WE SUPPORT MEMBERS OF THE COMMUNITY WHO HAVE HISTORICALLY BEEN EXCLUDED FROM CAPITAL DECISIONS TO RECLAIM THEIR SEAT AT THE TABLE. WE SUPPORT INVESTORS COMMITTED TO DEEPENING THEIR IMPACT INVESTMENT PRACTICE TO ADOPT TRANSFORMATIVE APPROACHES AND DEMONSTRATE THE VIABILITY OF THE APPROACH VIA EDUCATION, CONCRETE TOOLS AND STRATEGIES, AND OVERALL GUIDANCE. WE FOSTER A NEW DISCOURSE AND COLLABORATION BETWEEN THESE TWO SETS OF PREVIOUSLY DISCONNECTED STAKEHOLDERS - INVESTORS AND SOCIAL JUSTICE PRACTITIONERS - BY CREATING CONNECTIONS, BREAKING DOWN BARRIERS OF KNOWLEDGE AND VALUES, AND FACILITATING DIALOGUE. 0 0 263755 0 LED A MAJOR RESEARCH INITIATIVE TO UNDERSTAND THE LANDSCAPE OF ENTERPRISES WITH OWNERSHIP AND GOVERNANCE BY NON-INVESTOR STAKEHOLDERS. INTERVIEWED DOZENS OF INVESTMENT PRACTITIONERS TO UNDERSTAND THE BARRIERS TO FIELDWIDE CAPITAL INVESTMENT. HOSTED A CONVENING OF INVESTORS, LAUNCHED A MAJOR REPORT, DEVELOPED AND DELIVERED A FOLLOW-ON COMMUNICATIONS PLAN THAT INCLUDED ADDITIONAL ARTICLES, PUBLICATIONS, WEBINARS, CONFERENCE PRESENTATIONS,AND SOCIAL MEDIA ENGAGEMENT. 24056 18603 DEVELOPED A SET OF RECOMMENDATIONS FOR THE BANKING SECTOR ON HOW TO ENGAGE COMMUNITIES IN THE CREATION AND DEPLOYMENT OF CAPITAL PRODUCTS. RELEASED A REPORT ON THE SUBJECT, SOCIALIZING THE MATERIALS THROUGH INDUSTRY NETWORKS AND PUBLIC PRESENTATIONS. 108567 130789 SUPPORTED A MAJOR FOUNDATION'S EVALUATION OF THE EFFECTIVENESS OF INCLUSIVE FINANCE INTERVENTIONS, WITH THE AIM OF ENSURING THAT INVESTMENTS ACHIEVE THEIR MISSION OUTCOMES OF CREATING DIGNIFIED LIVELIHOODS FOR WOMEN AND YOUNG MEN IN AFRICA. 72266 CONTINUE TO DEVELOP RESOURCE DATABASE ON WEBSITE, INCLUDING A NEW LEARNING HUB ON ALTERNATIVE OWNERSHIP ENTERPRISES. SUPPORT A VARIETY OF FIELD INITIATIVES BY PARTICIPATING IN WORKING GROUPS, STEERING COMMITTEES, AND BRAIN TRUSTS. PARTICIPATED IN A CIVIL ASSESSMENT ROUNDTABLE FOR WELLS FARGO. HELD INTRODUCTORY CONVERSATIONS WITH OUR AUDIENCE AND STAKEHOLDERS. PRESENTED AT A VARIETY OF CONFERENCES AND OTHER ORGANIZATIONAL EVENTS. 72266 468644 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 4 1 0 0 0 0 0 0 0 0 0 0 X 4 3 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 1 0 NY DE WV X ANNIE SULLIVAN-CHIN 6177337773 188 GRAND STREET NEW YORK NY 10013 ANDREA ARMENI BOARD MEMBER 40.00 X 154875 0 0 CURTIS LYON DIRECTOR 40.00 X X 97482 0 11870 CATHY ALBISA BOARD MEMBER 2.50 X 0 0 0 ANER BEN-AMI BOARD MEMBER 2.50 X 0 0 0 CHID LIBERTY BOARD MEMBER 1.00 X 0 0 0 252357 0 11870 1 0 1 0 0 250000 250000 CONSULTING INCOME 900099 149392 149392 149392 399392 149392 0 0 263613 237251 26362 93642 41667 51975 46450 21820 24630 25227 21099 4128 1500 1500 10463 10463 8364 258 8106 20980 20980 13101 12908 193 2234 2234 CONTRACTORS 115366 115366 MISCELLANEOUS 17748 17569 179 UTILITIES 1478 59 1419 EQUIPMENT RENTAL 1140 0 1140 1055 647 408 622361 468644 153717 0 622729 286836 450000 370000 42596 8600 24288 3478 1139613 668914 2189 25790 250000 0 24928 3598 277117 29388 X 310466 343762 552030 295764 862496 639526 1139613 668914 -222969 0 X X 0 1 X 1 0 X 500938 316251 493365 865100 250000 2425654 500938 316251 493365 865100 250000 2425654 0 0 0 2425654 35320 178425 36133 124299 149392 523569 536258 494676 529498 989399 399392 2949223 0.82250 0.00000 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: CONSULTING INCOME - 2019 AMOUNT: $ 10,750. 2020 AMOUNT: $ 174,500. 2021 AMOUNT: $ 36,133. 2022 AMOUNT: $ 124,299. 2023 AMOUNT: $ 149,392. PAYPAL SALES - 2020 AMOUNT: $ 1,400. TRAINING INCOME - 2019 AMOUNT: $ 24,570. 2020 AMOUNT: $ 2,525. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 OPERATING LEASE LIABILITY 3598 3598 X 399392 0 399392 0 399392 622361 0 622361 0 622361 PART X, LINE 2: US GAAP REQUIRE ORGANIZATION MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2023, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE EXECUTIVE DIRECTOR BELIEVES IT IS NO LONGER SUBJECT TO FEDERAL INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2021. X X X 0 0 0 0 0 0 0 0 0 ANDREA ARMENI BOARD MEMBER 154875 0 0 0 0 0 0 0 0 0 154875 0 0 0 FORM 990, PART VI, SECTION A, LINE 8A THIS IS NOT BEING PERFORMED, BUT WILL BE IMPLEMEMENTED BY THE NEXT MEETING. FORM 990, PART VI, SECTION A, LINE 8B THIS IS NOT BEING PERFORMED, BUT WILL BE IMPLEMEMENTED BY THE NEXT MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE ORGANIZATION'S EXTERNAL ACCOUNTANTS. THE RETURN IS SUBMITTED TO THE BOARD OF DIRECTORS FOR REVIEW AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C EXPLANATION OF MONITORING AND ENFORCEMNET OF CONFLICTS ALL MEMBERS OF THE BOARD OF DIRECTORS COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE ON AN ANNUAL BASIS. THESE DISCLOSURES ARE REVIEWED BY THE BOARD OF DIRECTORS ON AN ANNUAL BASIS. TO DATE, THERE HAS BEEN NO ENFORCEMENT BECAUSE NO CONFLICTS HAVE BEEN IDENTIFIED. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW & APPROVAL PROCESS - OFFICERS AND KEY EMPLOYEES THE EXECUTIVE DIRECTOR AND TREASURER/DEPUTY DIRECTOR'S COMPENSATION WERE DETERMINED BASED ON A COMPARISON OF THE COMPENSATION PAID TO EXECUTIVE DIRECTOR AND DEPUTY DIRECTOR'S OF OTHER NONPROFIT ORGANIZATIONS. THE COMPENSATION WERE DISCUSSED AND APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC INSPECTION: CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. GOVERNING DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT.