2024-11-14T12:54:18-06:00 2023-12-31 450250958 EIDE BAILLY LLP 2950 E HARMONY RD STE 290 FORT COLLINS CO 805283429 990 2023-01-01 135660277 AMERICAN WATER WORKS ASSOCIATION AMER 3033476524 6666 W QUINCY AVE DENVER CO 80235 TIM DUNBAR CHIEF FINANCIAL OFFICER 3033476524 2024-11-11 1 1 KYLE FRITCH CPA P01313374 9702238825 2024-11-08 2023 2024-10-15 13:58:12Z DAVID LAFRANCE 6666 W QUINCY AVE DENVER CO 80235 48504255 0 X WWW.AWWA.ORG X 1881 IL PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST VITAL RESOURCE. 60 60 166 5000 1464340 119096 3944031 2814789 27692737 30084935 295246 922498 3418429 3601829 35350443 37424051 2520408 2480038 0 0 16133432 17660699 0 0 3542526 13878647 15575381 32532487 35716118 2817956 1707933 46390554 51811132 19790338 20754639 26600216 31056493 X PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST VITAL RESOURCE. 0 0 5524667 2458878 15062845 MEMBER SECTION SERVICES: AWWA MEMBERSHIP GIVES ACCESS TO VALUABLE TOOLS, TECHNICAL RESOURCES, TRAINING, AND PUBLICATIONS TO SHARPEN SKILLS AND ADVANCE CAREERS IN THE WATER SECTOR. AWWA MEMBERSHIP CONNECTS WATER PROFESSIONALS WITH A WHOLE COMMUNITY OF PEOPLE DEDICATED TO THE SAME IMPORTANT GOALS. AWWA MEMBERSHIP AUTOMATICALLY PROVIDES LOCAL SECTION MEMBERSHIP THAT EMPOWERS MEMBERS TO GET INVOLVED AT THE LOCAL LEVEL. THE ASSOCIATION HAD 50,094 MEMBERS AT DECEMBER 31, 2023. 5684152 4160065 PUBLICATIONS AND SUBSCRIPTIONS: AWWA PUBLISHES AND DELIVERS VARIOUS SCIENTIFIC AND EDUCATIONAL MATERIALS THROUGH MULTIPLE PLATFORMS INCLUDING PERIODICALS, BOOKS, HANDBOOKS, AND MANUALS OF PRACTICE FOR USE BY THE PUBLIC AND WATER INDUSTRY. FOR MORE THAN 100 YEARS AWWA HAS DEVELOPED VOLUNTARY STANDARDS OF MINIMUM REQUIREMENTS, MATERIALS, EQUIPMENT, AND PRACTICES USED IN WATER TREATMENT SUPPLY. THESE STANDARDS ARE USED BY THOUSANDS OF MANUFACTURERS, DISTRIBUTORS AND FACILITIES WORLDWIDE TO ENSURE THE HIGHEST QUALITY PRODUCTS AND SERVICE. 7541297 11489151 CONFERENCES AND EDUCATIONAL PROGRAMS: AWWA OFFERS EDUCATION TO WATER PROFESSIONALS THROUGH: IN-PERSON AND VIRTUAL CONFERENCES WHERE WATER SECTOR PROFESSIONALS CAN COME TOGETHER AND LEARN, CONNECT AND BE INSPIRED TO SOLVE TODAY'S GLOBAL WATER CHALLENGES; IN-PERSON AND VIRTUAL SEMINARS ON TRENDING WATER TOPICS DELIVERED BY EXPERTS IN THE FIELD; SELF-PACED AND INSTRUCTOR-LED ONLINE OPERATOR COURSES COVERING ALL PHASES OF WATER TREATMENT AND DISTRIBUTION OPERATIONS AND CUSTOMER SERVICE SKILLS COURSES; AND SAFETY, OPERATOR AND CONSUMER EDUCATION FOCUSED ON-DEMAND VIDEOS. IN 2023, SIX (6) IN-PERSON CONFERENCES, FOUR (4) SEMINARS AND ONE (1) SYMPOSIUM WERE HELD SERVING APPROXIMATELY 30,342 ATTENDEES. (CONTINUED ON SCHEDULE O)THIRTY-EIGHT (38) DISTANCE LEARNING WEBINARS WERE PRODUCED SERVING APPROXIMATELY 9,240 INDIVIDUALS AND GROUP REGISTRANTS. THERE WERE APPROXIMATELY 7,499 REGISTRATIONS FOR NINETY-THREE (93) E-LEARNING COURSES DELIVERED. 4122999 21160 229967 ADVOCACY: AWWA DELIVERS THE WATER SECTOR'S KNOWLEDGE AND EXPERTISE TO INFORM NATIONAL DECISION MAKERS, AND TO STATE CAPITALS THROUGH AWWA'S AFFILIATED SECTIONS. AWWA EDUCATES THE PUBLIC ON THE PROBLEMS OF WATER SUPPLY AND PROMOTES A SPIRIT OF COOPERATION BETWEEN CONSUMERS AND SUPPLIERS IN SOLVING THESE PROBLEMS. INCLUDES DEVELOPMENT AND IMPLEMENTATION OF INFORMATION PROJECTS, MEDIA RELATIONS, INQUIRESM AND THE NATIONAL DRINKING WATER WEEK CAMPAIGN. 4122999 21160 229967 22873115 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 91 0 1 166 1 1 1 1 CA 0 0 0 0 0 0 0 0 0 0 X 60 60 1 1 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR CA CT FL CO ME MA MI MN NH NJ X TIM DUNBAR 3033476524 6666 W QUINCY AVE DENVER CO 80235 JOSEPH G JACANGELO PHD PRESIDENT/IMMED PAST PRES. (BEG JUN) 1.00 X X 0 0 0 PATRICK KERR PRESIDENT-ELECT/PRESIDENT (BEG JUN) 1.00 X X 0 0 0 CHI HO SHAM PHD IMMEDIATE PAST-PRESIDENT (THRU JUN) 1.00 X X 0 0 0 HEATHER COLLINS VICE PRESIDENT/DIRECTOR (BEG JUN) 1.00 X X 0 0 0 ANGELA BALLARD LANDERS DIRECTOR/VICE PRESIDENT (END JUN) 1.00 X X 0 0 0 JUANITA N REYHER-COLON DIRECTOR/VICE PRESIDENT (END JUN) 1.00 X X 0 0 0 MICHELLE STOCKNESS DIRECTOR/VICE PRESIDENT (END JUN) 1.00 X X 0 0 0 CHERYL PORTER PRESIDENT-ELECT (BEG JUN) 1.00 X X 0 0 0 MARCUS PETER FIRMAN DIRECTOR/VICE PRESIDENT (JUN-AUG) 1.00 X X 0 0 0 MARY GUGLIUZZA DIRECTOR/VICE PRESIDENT (BEG JUN) 1.00 X X 0 0 0 CHRISTINE SPITZLEY DIRECTOR/VICE PRESIDENT (BEG JUN) 1.00 X X 0 0 0 BRENT TIPPEY DIRECTOR/VICE PRESIDENT (BEG JUN) 1.00 X X 0 0 0 ARI COPELAND DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 RANDY MOORE DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 JON B EATON TREASURER 1.00 X X 0 0 0 COLIN CHUNG COUNCIL CHAIR (END JUN) 1.00 X 0 0 0 JEANINE DUDLE COUNCIL CHAIR (END JUN) 1.00 X 0 0 0 JOHN ALSTON DIRECTOR (END JUN) 1.00 X 0 0 0 CORIANNE BURNETT DIRECTOR (END JUN) 1.00 X 0 0 0 BRUCE CURTIS DIRECTOR (END JUN) 1.00 X 0 0 0 JOE FINN DIRECTOR (END JUN) 1.00 X 0 0 0 SCOTT GRASMAN DIRECTOR (END JUN) 1.00 X 0 0 0 KATHERINE S NUTTING DIRECTOR/COUNCIL CHAIR (BEG JUN) 1.00 X 0 0 0 DANELLE PETTENSKI DIRECTOR (END JUN) 1.00 X 0 0 0 JEFF O'DRISCOLL DIRECTOR (END JUN) 1.00 X 0 0 0 ASIA PHILBIN DIRECTOR (END JUN) 1.00 X 0 0 0 BRYAN R PHINNEY DIRECTOR (END JUN) 1.00 X 0 0 0 CHRISTIAN SAUVAGEAU DIRECTOR (END JUN) 1.00 X 0 0 0 JOHN VAN ARSDEL DIRECTOR (END JUN) 1.00 X 0 0 0 ERIC VOLK DIRECTOR (END JUN) 1.00 X 0 0 0 BLAKE WEINDORF DIRECTOR (END JUN) 1.00 X 0 0 0 LOREN LABOVITCH COUNCIL CHAIR (BEG JUN) 1.00 X 0 0 0 RICHARD ANDERSON DIRECTOR (BEG JUN) 1.00 X 0 0 0 TYLER CONVERSE DIRECTOR (BEG JUN) 1.00 X 0 0 0 ANDREW COOPER DIRECTOR (BEG JUN) 1.00 X 0 0 0 ANDREW DEGRACA DIRECTOR (BEG JUN) 1.00 X 0 0 0 JOHN EISNOR DIRECTOR (BEG JUN) 1.00 X 0 0 0 CARRIE GARDNER DIRECTOR (BEG JUN) 1.00 X 0 0 0 CAROLYN GRIEVES DIRECTOR (BEG JUN) 1.00 X 0 0 0 DELMAS JOHNSON DIRECTOR (BEG JUN) 1.00 X 0 0 0 ELSTON JOHNSON DIRECTOR (BEG JUN) 1.00 X 0 0 0 RYAN JOHNSON DIRECTOR (BEG JUN) 1.00 X 0 0 0 KEN KAWAHARA DIRECTOR (BEG JUN) 1.00 X 0 0 0 ERIC LEE DIRECTOR (BEG JUN) 1.00 X 0 0 0 ROBERT MICHAELSON DIRECTOR 1.00 X 0 0 0 PATRICK SHEA DIRECTOR (BEG JUN) 1.00 X 0 0 0 MARTHA TASKER DIRECTOR (BEG JUN) 1.00 X 0 0 0 FRANCOIS TREMBLAY DIRECTOR (BEG JUN) 1.00 X 0 0 0 REBECCA VENOT DIRECTOR (BEG JUN) 1.00 X 0 0 0 JEFF ZDROJEWSKI DIRECTOR (BEG JUN) 1.00 X 0 0 0 KELLEY DEARING-SMITH COUNCIL CHAIR 1.00 X 0 0 0 TJ STROEBL COUNCIL CHAIR 1.00 X 0 0 0 TOM BARGER DIRECTOR 1.00 X 0 0 0 DAVID BRUSCHWEIN DIRECTOR 1.00 X 0 0 0 EXEL COLON DIRECTOR 1.00 X 0 0 0 BEN DAY DIRECTOR 1.00 X 0 0 0 JAMES DEAN DIRECTOR 1.00 X 0 0 0 PAUL DELPHOS DIRECTOR 1.00 X 0 0 0 CRAIG DOUGLAS DIRECTOR 1.00 X 0 0 0 JOHN DUNN DIRECTOR 1.00 X 0 0 0 FRANK ESKRIDGE DIRECTOR 1.00 X 0 0 0 STEPHEN GAY DIRECTOR 1.00 X 0 0 0 CHRISTOPHER HARRISON DIRECTOR 1.00 X 0 0 0 DARLENE HELM DIRECTOR 1.00 X 0 0 0 JOSEPH ANTHONY HONNER DIRECTOR 1.00 X 0 0 0 KEITH KOHUT DIRECTOR 1.00 X 0 0 0 KEN LYKENS DIRECTOR 1.00 X 0 0 0 SALLY U MILLS-WRIGHT DIRECTOR 1.00 X 0 0 0 DANIEL NIX DIRECTOR 1.00 X 0 0 0 DANIEL C PRESTON DIRECTOR 1.00 X 0 0 0 DAVID K SAUNDERS DIRECTOR 1.00 X 0 0 0 STEPHEN L SIMPSON DIRECTOR 1.00 X 0 0 0 DAVID STEJSKAL DIRECTOR 1.00 X 0 0 0 PHIL TANGORRA DIRECTOR 1.00 X 0 0 0 CAROL WALCZYK DIRECTOR 1.00 X 0 0 0 EDUARDO ORTEGON WILLIAMSON DIRECTOR 1.00 X 0 0 0 LOUIS WOOTEN DIRECTOR 1.00 X 0 0 0 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE OFFICER 40.00 X 423147 0 53288 PAULA MACILWAINE DEPUTY CHIEF EXECUTIVE OFFICER 40.00 X 287282 0 49193 BOB LAY CHIEF FINANCIAL OFFICER (END JUL) 40.00 X 170910 0 30298 TIM DUNBAR CHIEF FINANCIAL OFFICER (BEG NOV) 40.00 X 150703 0 1909 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 40.00 X 232619 0 34289 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR, GOV'T AFFAIRS 40.00 X 275482 0 46496 STEVE VIA DIRECTOR - FEDERAL RELATIONS 40.00 X 186311 0 19376 MICHAEL HISKEY DIRECTOR - IT 40.00 X 181551 0 38042 CYNTHIA MCCOMBE DIRECTOR - MARKETING, BUS & DEV. 40.00 X 159344 0 24587 GREGORY KAIL DIRECTOR - COMMUNICATIONS 40.00 X 155651 0 46357 APRIL DEBAKER DIRECTOR - CONFERENCE & EVENTS 40.00 X 155469 0 37875 2378469 0 381710 35 0 1 0 JOHN WILEY & SONS INC PO BOX 22308 NEW YORK NY 10087 PUBLISHING SERVICES 965018 BOARD OF GOVERNORS OF EXHIBITION PLACE 100 PRINCES BLVD SUITE 1 TORONTO CA M6K 3C3 ACE CONFERENCE EXHIBITION HALL 810834 VINSON & ELKINS LLP PO BOX 301019 DALLAS TX 75303 LEGAL SERVICES 529586 AMERICAN MEMBRANE TECHNOLOGY ASSOCIATION 1811 ENGLEWOOD ROAD 280 ENGLEWOOD FL 34223 ANNUAL PARTNERSHIP WITH AWWA TO CONDUCT 256012 EMPLOYMENT SOLUTIONS OF NEW YORK INC PO BOX 8000 BUFFALO NY 14267 TEMPORARY STAFFING 181334 17 1271251 1543538 2814789 MEMBERSHIP DUES 541900 15062845 15062845 CONFERENCES 541900 10369064 10369064 ADVERTISING & SUBSCRIPTIONS 513120 2602745 1157605 1445140 EDUCATIONAL PROGRAM FEES 541900 1120086 1120086 930195 930195 30084935 925876 925876 1280396 1280396 10327990 10331368 -3378 -3378 -3378 3040078 748836 2291242 2291242 MISC REVENUE 541900 19200 19200 REBATES 541900 10991 10991 30191 37424051 30942028 1464340 2202894 1945988 1945988 162978 162978 371072 371072 1626120 662638 963482 12263705 6333084 4103782 1826839 1094697 561204 371495 161998 1690130 858489 597848 233793 986047 497641 356972 131434 129498 129498 588414 442222 120168 26024 79670 59875 16271 3524 181929 91817 65862 24250 91397 7457 83940 3066703 2281350 622496 162857 776075 510443 11339 254293 1331667 1104711 78333 148623 1362483 687623 493249 181611 1534874 1061791 368369 104714 2945665 2778527 143422 23716 526744 265839 190693 70212 300043 151426 108623 39994 RENT, INCLUDING CONFERE 1493986 1404226 84374 5386 ADMINISTRATIVE SERVICES 622834 314334 225480 83020 RECRUITING & TRAINING 365665 184545 132379 48741 COMPLIMENTARY PUBLICATI 31023 30423 600 146711 103412 31802 11497 35716118 22873115 9300477 3542526 3241041 4893055 201379 179892 187541 246015 769253 821630 237795 235233 828649 1219802 23491297 17809051 5895062 5682246 22436153 27829663 10627923 8727347 1965758 1976249 46390554 51811132 6643315 6710980 10769929 11486565 2377094 2557094 19790338 20754639 X 24676930 28720418 1923286 2336075 26600216 31056493 46390554 51811132 X 1707933 2660979 87365 X 0 1 X 1 1 1 X 1034412 1914462 5903566 3944031 2814789 15611260 31348241 20311667 21255827 28542953 31690864 133149552 611293 21347 632640 32993946 22247476 27159393 32486984 34505653 149393452 21784 112479 50122 184385 0 21784 112479 50122 184385 149209067 1453350 1575060 1532201 1318917 2206272 8085800 231033 175997 65792 132682 133329 738833 1684383 1751057 1597993 1451599 2339601 8824633 453133 594269 1047402 35131462 24592802 28757386 33938583 36845254 159265487 0.93690 0.93700 0.05540 0.05140 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 453,133. 2020 AMOUNT: $ 594,269. 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THE ASSOCIATION RECEIVES CONTRIBUTIONS IN SUPPORT OF THE FOLLOWING AWARDS: (1) ABEL WOLMAN FELLOWSHIP - FELLOWSHIPS HONOR THE MEMORY OF ABEL WOLMAN BY PROVIDING SUPPORT TO PROMISING DOCTORAL STUDENTS IN THE U.S., CANADA AND MEXICO PURSUING ADVANCED TRAINING AND RESEARCH IN THE FIELD OF WATER SUPPLY AND TREATMENT. (2) LARSON AQUATIC RESEARCH SUPPORT - SCHOLARSHIPS HONOR THE MEMORY OF DR. THURSTON LARSON BY PROVIDING SUPPORT FOR DOCTORAL AND MASTERS STUDENTS INTERESTED IN CAREERS IN THE FIELDS OF CORROSION CONTROL, TREATMENT AND DISTRIBUTION OF DOMESTIC AND INDUSTRIAL WATER SUPPLIES, AQUATIC CHEMISTRY, AND/ OR ENVIRONMENTAL CHEMISTRY. (3) DR. PHILIP C. SINGER SCHOLARSHIP - SCHOLARSHIPS HONOR THE INTERNATIONAL LEGACY OF RENOWNED WATER QUALITY RESEARCHER, EDUCATOR, AUTHOR AND MENTOR DR. PHILIP C. SINGER BY PROVIDING SUPPORT FOR STUDENTS ENROLLED IN A GRADUATED PROGRAM IN AN ACCREDITED UNIVERSITY PROGRAM FOR WATER RESEARCH, PUBLIC HEALTH OR WATER QUALITY. (4) EDZWALD SCHOLARSHIP SCHOLARSHIPS HONOR DR. JAMES EDZWALD OF THE UNIVERSITY OF MASSACHUSETTS BY PROVIDING SCHOLARSHIPS FOR GRADUATE STUDENTS PURSUING RESEARCH ON DOCUMENTING CLIMATE CHANGE EFFECTS ON WATER QUALITY AND TREATMENT AND/OR RESILIENT TREATMENT METHODS PERTAINING TO SUPPLIES WITH ALGAE, CYANOBACTERIA, NATURAL ORGANIC MATTER, AND/OR CONTAMINANTS OF EMERGING CONCERN TO THE DRINKING WATER SECTOR. THIS QUASI-ENDOWMENT REPRESENT PURPOSE-RESTRICTED GIFTS WHOSE PRINCIPAL MAY BE EXPENDED IN ACCORDANCE WITH THE ASSOCIATION'S SPENDING-RATE POLICY, WITH NO REQUIREMENT THAT ANY SUCH EXPENDITURE BE REPLENISHED. PART X, LINE 2: MANAGEMENT BELIEVES THAT THE ASSOCIATION HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AFFECTING ITS ANNUAL FILING REQUIREMENTS, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE ASSOCIATION WOULD RECOGNIZE FUTURE ACCRUED INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AND LIABILITIES IN INCOME TAX EXPENSE IF SUCH INTEREST AND PENALTIES ARE INCURRED. THE ASSOCIATION'S FORMS 990, 990-T AND OTHER INCOME TAX FILINGS REQUIRED BY STATE, LOCAL, OR NON-U.S. TAX AUTHORITIES ARE NO LONGER SUBJECT TO TAX EXAMINATION FOR YEARS BEFORE 2020. 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES ANSI USAID GRANT 147867 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES OPERATING SUPPORT/EDUCATION SCHOLARSHIPS 21600 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES CONVERENCE/TRAVEL 1880072 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS OPERATING SUPPORT/EDUCATION SCHOLARSHIPS 371072 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES ANSI USAID GRANT 8534 0 0 0 0 0 0 2429145 0 2429145 NORTH AMERICA OPERATIONAL SUPPORT 36740 ACH 0 NORTH AMERICA NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 40920 ACH 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATIONAL SUPPORT 15687 ACH 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATIONAL SUPPORT 159868 ACH 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATIONAL SUPPORT 19141 ACH 0 NORTH AMERICA OPERATIONAL SUPPORT/EDUCATION SCHOLARSHIPS 68716 ACH 0 0 6 AWWA CORPORATE SPONSORED SCHOLARSHIPS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 4 30000 CHECK 0 0 0 0 0 0 PART I, LINE 2: AWWA SECTION SERVICES STAFF CORRESPONDS WITH SECTIONS REGULARLY THROUGHOUT THE YEAR MONITORING ACTIVITIES AND PROVIDING ASISTANCE TO THE SECTIONS AS NEEDED. ANNUAL FINANCIAL INFORMATION IS SENT FROM EACH SECTION TO AWWA. 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THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. (B) CONTRIBUTIONS PAYABLE WATER FOR PEOPLE: AWWA MAINTAINS A PROGRAM WHEREBY A VOLUNTARY CONTRIBUTION IS MADE TO WATER FOR PEOPLE IN SUPPORT OF THEIR ORGANIZATIONAL ACTIVITIES. INDVIDUALS: FUNDS ARE DISTRIBUTED AS AWARDS AND SCHOLARSHIPS TO RECIPIENTS. SCHOLARSHIP FUNDS SUPPORT EDUCATION FEES. IN REGARDS TO THE WOLMAN AWARD - MID-WAY THROUGH THE YEAR OF SUPPORT, AWWA REQUESTS FROM THE STUDENT A LETTER STATING THE PROGRESS TOWARDS THEIR DEGREE TO INCLUDE AN ABSTRACT OF RESEARCH, AND ALSO A LETTER FROM THEIR ADVISOR WITH SIMLIAR INFORMATION. X X X X X 0 0 0 0 0 0 0 1 0 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE OFFICER 378147 0 45000 0 0 0 29700 0 23588 0 476435 0 0 0 PAULA MACILWAINE DEPUTY CHIEF EXECUTIVE OFFICER 267282 0 20000 0 0 0 26465 0 22728 0 336475 0 0 0 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR, GOV'T AFFAIRS 258482 0 17000 0 0 0 25268 0 21228 0 321978 0 0 0 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 220619 0 12000 0 0 0 21415 0 12874 0 266908 0 0 0 MICHAEL HISKEY DIRECTOR - IT 174051 0 7500 0 0 0 16814 0 21228 0 219593 0 0 0 STEVE VIA DIRECTOR - FEDERAL RELATIONS 178811 0 7500 0 0 0 16789 0 2587 0 205687 0 0 0 GREGORY KAIL DIRECTOR - COMMUNICATIONS 148151 0 7500 0 0 0 14887 0 31470 0 202008 0 0 0 BOB LAY CHIEF FINANCIAL OFFICER (END JUL) 158910 0 12000 0 0 0 15890 0 14409 0 201209 0 0 0 APRIL DEBAKER DIRECTOR - CONFERENCE & EVENTS 147969 0 7500 0 0 0 14647 0 23228 0 193344 0 0 0 CYNTHIA MCCOMBE DIRECTOR - MARKETING, BUS & DEV. 151844 0 7500 0 0 0 14564 0 10024 0 183932 0 0 0 TIM DUNBAR CHIEF FINANCIAL OFFICER (BEG NOV) 150703 0 0 0 0 0 1909 0 0 0 152612 0 0 0 PART I, LINE 7 THE EXECUTIVE COMMITTEE ANNUALLY REVIEWS THE PERFORMANCES OF EXECUTIVE STAFF AND OTHER STAFF AS IDENTIFIED BY THE COMMITTEE TO DETERMINE IF ADDITIONAL COMPENSATION IN FORM OF BONUSES WILL BE PAID. DURING CALENDAR YEAR ENDING DECEMBER 31, 2023, THE EXECUTIVE COMMITTEE AWARDED ALL AWWA EMPLOYEES A BONUS BASED ON REVIEW OF THEIR PERFORMANCES AND SERVICES TO THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST-PRESIDENT, TREASURER, SIX VICE-PRESIDENTS, COUNCIL CHAIRS, THE CHAIR OF THE WATER RESEARCH FOUNDATION BOARD OF TRUSTEES, THE CHIEF EXECUTIVE OFFICER SERVING AS SECRETARY IN A NONVOTING CAPACITY, AND SUCH OTHER NONVOTING MEMBERS AS THE BOARD SHALL DIRECT. BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE FULL POWERS OF THE BOARD IN MATTERS WHICH IN THE JUDGMENT OF THE EXECUTIVE COMMITTEE MUST BE ACTED UPON BEFORE THE NEXT REGULAR MEETIN OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT ACT FOR THE BOARD IN RESPECT TO EXPLUSION OF MEMBERS OR TAKE ANY ACTION THAT WILL RESULT IN A CHANGE IN THE NUMBER OF DIRECTORS, NOR SHALL THE EXECUTIVE COMMITTEE HAVE THE AUTHORITY OF THE BOARD OF DIRECTORS IN REFERENCE TO THE FOLLOWING, WITHIN TH EMEANING OF THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT: (1) AMENDING, ALTERING, OR REPEALING THESE BYLAWS, (2) ELECTING, APPOINTING OR REMOVING ANY MEMBER OF THE EXECUTIVE COMMITTEE, ANY OTHER BOARD COMMITTEE, OR ANY DIRECTOR OR OFFICER OF THE ASSOCIATION, (3) AMENDING THE ARTICLES OF INCORPORATION, (4) ADOPTING A PLAN OF MERGER OR ADOPTING A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION, (5) AUTHORIZING THE SALE, LEASE, EXCHANGE OR MORTGAGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, (6) AUTHORIZING THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION ORE REVOKING PROCEEDINGS THEREFORE, (7) ADOPTING A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE ASSOCIATION, (8) AMENDING, ALTERING OR REPEALING ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED BY THE EXECUTIVE COMMITTEE, OR (9) MODIFYING, DISAPPROVING OR WITHHOLDING A RECCOMENDATION OR REPORT OF A COUNCIL OF THE ASSOCIATION, WHICH IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR SUBMISSION TO THE BOARD OF DIRECTORS, OR WHICH REQUIRES BOARD ACTION, WITHOUT REPORTING SUCH ACTION BY THE COMMITTEE TO THE BOARD WITH REASONS THEREFORE. FORM 990, PART VI, SECTION A, LINE 2 CHI HO SHAM AND DAVID LAFRANCE HAVE A BUSIENSS RELATIONSHIP AS THEY ARE DIRECTORS OF AWWA'S INACTIVE WHOLLY-OWNED SUBSIDIARY, AMERICAN WATER WORKS ASSOCIATION SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 3 DURING 2023, THE ORGANIZATION ENTERED INTO A MANAGEMENT AGREEMENT WITH SIGNATURE STAFF RESOURCES. THE ORGANIZATION PAID $129,498 TO SIGNATURE STAFF RESOURCES FOR CHIEF FINANCIAL OFFICER SERVICES PROVIDED BY TIM DUNBAR. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION INCLUDE INDIVIDUAL MEMBERS AND ORGANIZATION MEMBERS. THERE ARE TWO TYPES OF ORGANIZATION MEMBERS; SERVICE PROVIDER MEMBERS AND UTILITY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS APPOINT THE SECTION DIRECTOR OF THEIR RESPECTIVE SECTION. SECTION DIRECTORS ARE VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A THIRD PARTY PREPARER AND IS REVIEWED BY THE AUDIT COMMITTEE. BOARD MEMBERS ARE NOTIFIED BY E-MAIL AND IN PERSON AT THE ANNUAL BOARD MEETING THAT THE FORM 990 IS AVAILABLE FOR REVIEW ON-LINE BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ANNUALLY COMPLETE A DISCLOSURE FORM. CONFLICTS WITH REGARDS TO CONTRACTS OR TRANSACTIONS ARE DISCLOSED PRIOR TO ANY MEETING WHERE ACTION IS REQUIRED. THESE DISCLOSURES ARE REFLECTED IN THE MEETING MINUTES. OFFICERS/ DIRECTORS WITH CONFLICTS ARE NOT ALLOWED TO PARTICIPATE IN OR DISCUSS THE MATTER AND ARE NOT ALLOWED TO VOTE. CONFLICTS ARE DEALT WITH AT THE BOARD AND MANAGEMENT LEVEL. FORM 990, PART VI, SECTION B, LINE 15A A COMPENSATION (SALARY AND BONUS) REVIEW IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE FOR THE CHIEF EXECUTIVE OFFICER. THE COMPENSATION COMMITTEE CONSISTS OF THE 3 PRESIDENTIAL OFFICERS AND THE TREASURER. IN DETERMINING THE COMPENSATION FOR THE CEO, THE AWWA PRESIDENT (CHAIR OF THE COMPENSATION COMMITTEE) IS PROVIDED (1) EXECUTIVE SALARY INFORMATION INCLUDING SURVEY COMPARABILITY DATA AND (2) EXECUTIVE SALARY INFORMATION FROM THE FORM 990'S OF OTHER ASSOCIATIONS TO USE AS RESOURCES TO DETERMINE SALARY AND FOR DISCUSSION WITH THE COMPENSATION COMMITTEE. IN DETERMINING THE CEO'S BONUS, THE COMPENSATION COMMITTEE IS PROVIDED WITH COMPARABLE MARKET DATA AND BENCHMARKING INFORMATION. IN ADDITION, THE CEO'S PERFORMANCE IS REVIEWED BY THE COMPENSATION COMMITTEE IN RELATION TO PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES, PRIOR TO AWARDING A BONUS. THE EXECUTIVE COMMITTEE RATIFIED THE DECISION OF THE COMPENSATION COMMITTEE. THIS WAS LAST COMPLETED IN 2023. FOR THE PAYMENT OF SALARY AND BONUSES FOR THE DEPUTY CEO AND EXECUTIVE DIRECTOR OF GOVERNMENT AFFAIRS, A REVIEW WAS CONDUCTED IN 2023 BY THE COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. THE CHIEF FINANCIAL OFFICER'S COMPENSATION AND BONUS IS DETERMINED BY THE CEO BASED ON THE REVIEW OF PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES. THE EXECUTIVE COMMITTEE REVIEWS AND AFFIRMS THE CEO'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 AWWA'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ON AWWA'S WEBSITE AND UPON REQUEST FOR A VALID BUSINESS PURPOSE. FORM 990, PART XI, LINE 9: TOPIC 326 TRANSITION ADJUSTMENT 87,365. AMERICAN WATER WORKS ASSOCIATION TRAINING SERVICES LLC 6666 W QUINCY AVE DENVER CO 80235 842962122 PROVIDE TRAINING WORKSHOPS TO SMALL WATER UTILITIES THROUGHOUT THE US. CO 0 0 AMERICAN WATER WORKS ASSOCIATION AWWA ASSOCIATION SERVICES INC 6666 WEST QUINCY AVE DENVER CO 80235 841265561 INACTIVE CO AMERICAN WATER WORKS ASSOCIATION C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0