2024-11-13T08:43:33-06:00 2023-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2023-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 MAGGIE KEBLER-BULLOCK EXECUTIVE DIRECTOR 7034147870 2024-11-06 1 0 J CALVIN MARKS P01226973 9197196400 2023 2024-10-15 13:58:12Z MAGGIE KEBLER-BULLOCK 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 9329504 0 X WWW.ASTS.ORG/ASTS-FOUNDATION X 2002 VA PROMOTE PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. 12 12 0 50 0 0 675806 691413 0 0 538952 438625 0 0 1214758 1130038 762500 600750 0 0 46099 67641 5120 0 67524 646404 207188 1460123 875579 -245365 254459 20401577 22913743 750378 712660 19651199 22201083 THE MISSION OF THE ASTS FOUNDATION IS TO PROMOTE PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. FUNDS GENERATED WILL BE USED TO PROVIDE SUPPORT FOR ASTS SPONSORED INITIATIVES SUCH AS EDUCATION, FELLOWSHIPS AND OTHER TRAINING, AND RESEARCH. 0 0 649252 600750 THE FOUNDATION, THROUGH STRATEGIC PARTNERSHIPS, PROVIDES FUNDING FOR RESEARCH GRANTS DESIGNED TO ADVANCE THE FIELD OF ORGAN TRANSPLANTATIONS AND RECOGNIZES THE SCIENTIFIC ACCOMPLISHMENTS OF ITS MEMBERS. RESEARCH GRANTS AND RECOGNITION AWARDS ARE AVAILABLE TO THE SOCIETY'S MEMBERS AND THEIR TRAINEES THROUGHOUT THE UNITED STATES AND CANADA. SINCE THE PROGRAM'S INCEPTION, OVER 375 INDIVIDUALS HAVE RECEIVED MORE THAN $15M IN RESEARCH GRANT FUNDING. IN 2023, THE ASTS FOUNDATION AWARDED $600,750 IN GRANT AND AWARD FUNDING TO 47 RECIPIENTS 649252 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 25 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AZ CA CO DE FL GA IL KS KY ME CT OR VA OK PA RI TN UT TX WA WV WI MA MD MN MI MO NJ NM NY NC ND OH SC X MAGGIE KEBLER-BULLOCK 7034147870 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 MAGGIE KEBLER-BULLOCK CFRE EXECUTIVE DIRECTOR 2.00 38.00 X 0 219887 47993 DIANE MOSSHOLDER MA CAE CHIEF OPERATING OFFICER 2.00 38.00 X 0 137735 24465 THOMAS G PETERS MD FACS CHAIR 0.50 X X 0 0 0 CHRISTOPHER L MARSH MD FACS VICE CHAIR 0.50 X X 0 0 0 JAMES F MARKMANN MD PHD TREASURER 0.50 1.00 X X 0 0 0 DEBRA SUDAN MD SECRETARY (FROM JUN '23) 0.50 0.50 X X 0 0 0 GINNY L BUMGARDNER MD PHD DIRECTOR 0.50 1.00 X 0 0 0 WILLIAM C CHAPMAN MD DIRECTOR (TO JUN '23) 0.50 5.00 X 0 0 0 KENNETH D CHAVIN MD PHD DIRECTOR (TO JUN '23) 0.50 X 0 0 0 MAJELLA B DOYLE MD MBA DIRECTOR 0.50 0.50 X 0 0 0 JAMES D EASON MD PHD DIRECTOR (FROM JUN '23) 0.50 X 0 0 0 IRENE K KIM MD DIRECTOR (TO JUN '23) 0.50 0.50 X 0 0 0 JAYME E LOCKE MD MPH DIRECTOR 0.50 0.50 X 0 0 0 MATTHEW H LEVINE MD PHD DIRECTOR (FROM JUN '23) 0.50 0.50 X 0 0 0 DAVID C MULLIGAN MD DIRECTOR (FROM JUN '23) 0.50 X 0 0 0 ELIZABETH A POMFRET MD PHD DIRECTOR 0.50 5.00 X 0 0 0 DORRY L SEGEV MD PHD DIRECTOR 0.50 X 0 0 0 GEORGEINE SMITH MS PA-C MHS DIRECTOR (TO JUN '23) 0.50 X 0 0 0 0 357622 72458 0 0 1 0 0 691413 691413 523377 523377 8114714 8199466 -84752 -84752 -84752 1130038 0 0 438625 600750 600750 53218 22344 17720 13154 14423 6056 4802 3565 374 374 5323 5323 78773 78773 5786 2828 2958 12115 1907 5711 4497 12170 6767 4732 671 5892 5892 21603 1050 19774 779 49320 7550 8670 33100 1003 1003 1116 1116 FILINGS AND TAXES 13330 1572 11758 383 383 875579 649252 158803 67524 381621 387436 423931 259084 46952 47066 5104 17015 19458933 22116659 85036 86483 20401577 22913743 342878 470160 367500 192500 40000 50000 750378 712660 X 18353461 20656982 1297738 1544101 19651199 22201083 20401577 22913743 X 254459 2133026 150000 12399 X 0 1 X 1 1 1 X X 1 ASTS 133048373 7 1 0 649252 1 0 649252 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X PART X, LINE 2: MANAGEMENT EVALUATED ASTS'S TAX POSITIONS AND CONCLUDED THAT THE ASTS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. 1 COLLABORATIVE SCIENTIST GRANT 2 150000 FACULTY DEVELOPMENT GRANT 1 100000 SOCIO ECONOMIC & RACIAL DISPARITY GRANT 2 100000 FELLOWSHIP IN TRANSPLANTATION GRANT 1 85000 RESIDENT SCIENTIST SCHOLARSHIP 2 80000 HONORARIA 25 36750 PRESIDENTIAL STUDENT MENTOR AWARD 10 35000 ADVANCED TRANSPLANT PROVIDER GRANT 4 14000 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 AND GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FDN. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 0 0 MAGGIE KEBLER-BULLOCK CFRE EXECUTIVE DIRECTOR 0 219887 0 0 0 0 0 11761 0 36232 0 267880 0 0 DIANE MOSSHOLDER MA CAE CHIEF OPERATING OFFICER 0 137735 0 0 0 0 0 6916 0 17549 0 162200 0 0 SCHEDULE J, PART I, LINE 3: THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. EXECUTIVE COMMITTEE CONDUCTS AN ANNUAL REVIEW WITH INPUT FROM COMMITTEE CHAIRS AND COUNCIL MEMBERS. THE SOCIETY'S COMPENSATION COMMITTEE ANALYZES RELEVANT BENCHMARK DATA, REVIEWS THE EVALUATIONS AND MAKES RECOMMENDATIONS TO THE SOCIETY'S COUNCIL/BOARD FOR LEVEL OF COMPENSATION. FORM 990, PART V, LINE 2A: THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. AS SUCH, THE FOUNDATION IS REPORTING ZERO EMPLOYEES ON THE FORM W-3 FOR 2023. FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, THE SOCIETY, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH BOARD MEMBER REVIEWS HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATES AS NECESSARY BETWEEN MEETINGS. EACH BOARD MEMBER CLEARLY DESCRIBES HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE FOUNDATION'S EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM IS REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE BOARD OF DIRECTORS IF RELEVANT TO THE DISCUSSION AT HAND. THE BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE BOARD OF DIRECTORS MAY REQUIRE THAT THE FOUDATION'S MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE BOARD OF DIRECTORS MAY WEIGH THE BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. FORM 990, PART XI, LINE 9: RETURNED GRANTS 12,399. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 1401 SOUTH CLARK STREET SUITE 1120 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN& CELLULAR OR 501(C)(3) LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 1 1