2024-11-05T09:14:48-06:00 2023-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 20 COMMERCE DRIVE SUITE 301 CRANFORD NJ 070163618 990PF 2023-01-01 272993973 GENERATION FUND INC C/O DINSE PC GENE 8028645751 209 BATTERY STREET PO BOX 988 BURLINGTON VT 05402 WALLACE W TAPIA CPA TREASURER 8028645751 2024-10-31 1 0 SCOTT BROWN P02104034 9082726200 2024-10-31 2023 2024-10-15 13:58:12Z X 41670767 X X 52137 52137 373748 373748 560629 6101224 562113 41860 40328 1028374 1028326 45000 13500 31500 32931 0 32931 20415 1140 17700 112642 112642 0 150 150 0 7115 6815 0 6482 0 6482 133728 131388 2340 358463 265635 90953 6938789 6938789 7297252 265635 7029742 -6268878 762691 511005 720154 720154 5788273 5493512 5493512 35656108 35455396 35455396 0 1705 1705 41955386 41670767 41670767 0 0 X 41955386 41670767 41955386 41670767 41955386 41670767 41955386 -6268878 5984259 41670767 0 41670767 SALE OF PUBLICLY TRADED SECURITIES P 5490696 5106353 384343 384343 753.66 SH. GENERATION IM GLOBAL EQUITY A SHARES D 500000 160870 339130 339130 THROUGH JMF LIQUIDATING CO. LLC K-1 D -100882 -100882 THROUGH LEGACY VENTURE IX, LLC K-1 P -2458 -2458 THROUGH HIGHCLERE INT'L K-1 D -169995 -169995 THROUGH LEGACY VENTURE XI, LLC K-1 P 1447 1447 CAPITAL GAINS DIVIDENDS P 110528 110528 110528 562113 10601 0 10601 0 10601 10005 0 5000 0 15005 X 0 4404 4404 0 0 0 0 0 0 0 0 0 1 1 0 1 1 VT 1 0 0 0 1 1 N/A THE FOUNDATION 8028645751 209 BATTERY STREET PO BOX 988 BURLINGTON VT 05402 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AUSTIN HART CO DINSE PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 PRESIDENT 2.00 15000 0 0 WALLACE TAPIA CO DINSE PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 TREASURER 2.50 15000 0 0 PETER BROWN CO DINSE PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 SECRETARY 1.00 15000 0 0 E RUSSELL PEACH IV CO DINSE PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 ASSISTANT TREASURER 1.00 0 0 0 NONE 0 NONE 0 0 28118344 1141017 14185694 43445055 0 0 43445055 651676 42793379 2139669 2139669 10601 10601 2129068 0 2129068 0 2129068 7029742 0 7029742 2129068 0 0 18063 238864 256927 7029742 0 0 0 2129068 4900674 0 0 5157601 0 0 0 0 0 0 0 5157601 18063 238864 4900674 X FIDELITY CHARITABLE GIFT FUND BOX 77001 CINCINNATI OH 45277 N/A PC CHARITABLE (UNRESTRICTED) 2170435 VANGUARD CHARITABLE PO BOX 55766 BOSTON MA 02205 N/A PC CHARITABLE (UNRESTRICTED) 2718354 NATIONAL PHILANTHROPIC TRUST 165 TOWNSHIP LINE RD SUITE 1200 JENKINTOWN PA 19046 N/A PC CHARITABLE (UNRESTRICTED) 1025000 THE BOSTON FOUNDATION 75 ARLINGTON STREET 3RD FLOOR BOSTON MA 02116 N/A PC CHARITABLE (UNRESTRICTED) 1025000 6938789 0 14 52137 14 373748 14 41860 901101 -1484 18 562113 UNRELATED BUSINESS INCOME THROUGH K-1 901101 1532 01 -1532 48 1028326 0 1028374 0 0 0 0 0 0 0 0 0 0 AUDIT AND TAX PREP 20415 1140 17700 OTHER ACCOUNTING FEES 0 0 0 MERCK & CO INC 6,735.0000 SHARES 734250 734250 ACCO BRANDS CORP 78,553.0000 SHARES 52002 52002 AMERICAN FINANCIAL GROUP INC/OH 220.0000 SHARES 26156 26156 AMERISAFE INC 250.0000 SHARES 11695 11695 ARCOSA INC 470.0000 SHARES 38841 38841 ATKORE INC 370.0000 SHARES 59200 59200 BARRETT BUSINESS SERVICES INC 430.0000 SHARES 49794 49794 BROOKLINE BANCORP INC 1,040.0000 SHARES 11346 11346 CHEESECAKE FACTORY INC 740.0000 SHARES 25907 25907 COLUMBIA BANKING SYSTEM INC 1,200.0000 SHARES 32016 32016 COLUMBUS MCKINNON CORP/NY 1,600.0000 SHARES 58530 58530 COMMUNITY HEALTHCARE TRUST INC 1,020.0000 SHARES 27173 27173 COMPASS DIVERSIFIED HOLDINGS 3,160.0000 SHARES 70942 70942 CUBESMART 520.0000 SHARES 24102 24102 DANA INC 1,380.0000 SHARES 20162 20162 DELEK US HOLDINGS INC 1,660.0000 SHARES 42828 42828 DIAMONDROCK HOSPITALITY CO 3,310.0000 SHARES 31081 31081 DUCOMMUN INC 970.0000 SHARES 50498 50498 EASTGROUP PROPERTIES INC 180.0000 SHARES 33037 33037 G-III APPAREL GROUP LTD 1,280.0000 SHARES 43494 43494 GENESCO INC 730.0000 SHARES 25703 25703 GLOBUS MEDICAL INC 650.0000 SHARES 34639 34639 GREENBRIER COS INC/THE 941.0000 SHARES 41573 41573 GROUP 1 AUTOMOTIVE INC 250.0000 SHARES 76185 76185 INDEPENDENT BANK GROUP INC 700.0000 SHARES 35616 35616 INSTEEL INDUSTRIES INC 1,140.0000 SHARES 43651 43651 JOHN B SANFILIPPO & SON INC 300.0000 SHARES 30912 30912 KOPPERS HOLDINGS INC 1,210.0000 SHARES 61976 61976 LANTHEUS HOLDINGS INC 450.0000 SHARES 27900 27900 MAGNOLIA OIL & GAS CORP 2,420.0000 SHARES 51522 51522 MALIBU BOATS INC CL A 190.0000 SHARES 10416 10416 MATADOR RESOURCES CO 1,150.0000 SHARES 65389 65389 MATERION CORP 250.0000 SHARES 32533 32533 MERCANTILE BANK CORP 1,380.0000 SHARES 55724 55724 MGP INGREDIENTS INC 340.0000 SHARES 33497 33497 MIMEDX GROUP INC 3,690.0000 SHARES 32361 32361 MKS INSTRUMENTS INC 530.0000 SHARES 54521 54521 MODEL N INC 600.0000 SHARES 16158 16158 NATIONAL STORAGE AFFILIATES TRUST 290.0000 SHARES 12026 12026 NEXSTAR MEDIA GROUP INC COMMON STOCK 330.0000 SHARES 51728 51728 OMNICELL INC COM 360.0000 SHARES 13547 13547 ONTO INNOVATION INC 290.0000 SHARES 44341 44341 OXFORD INDUSTRIES INC 267.0000 SHARES 26700 26700 PACIFIC PREMIER BANCORP INC 803.0000 SHARES 23375 23375 PAR PACIFIC HOLDINGS INC 1,400.0000 SHARES 50918 50918 PATRICK INDUSTRIES INC 470.0000 SHARES 47165 47165 PINNACLE FINANCIAL PARTNERS INC 620.0000 SHARES 54076 54076 PREFERRED BANK/LOS ANGELES 400.0000 SHARES 29220 29220 REINSURANCE GROUP OF AMERICA INC 290.0000 SHARES 46916 46916 RELIANCE STEEL & ALUMINUM CO 130.0000 SHARES 36358 36358 RLJ LODGING TRUST 2,820.0000 SHARES 33050 33050 SEACOAST BANKING CORP OF FLORIDA 1,120.0000 SHARES 31875 31875 SOUTHWEST GAS HOLDINGS INC 790.0000 SHARES 50047 50047 STAG INDUSTRIAL INC 850.0000 SHARES 33371 33371 STEVEN MADDEN LTD 610.0000 SHARES 25620 25620 STEWART INFORMATION SERVICES CORP 270.0000 SHARES 15863 15863 STOCK YARDS BANCORP INC 470.0000 SHARES 24200 24200 SUPER MICRO COMPUTER INC 109.0000 SHARES 30984 30984 TAYLOR MORRISON HOME CORP 1,200.0000 SHARES 64020 64020 TRICO BANCSHARES 610.0000 SHARES 26212 26212 UMH PROPERTIES INC 760.0000 SHARES 11643 11643 UNITED COMMUNITY BANKS INC/GA 620.0000 SHARES 18141 18141 VERITEX HOLDINGS INC 1,140.0000 SHARES 26528 26528 WSFS FINANCIAL CORP 710.0000 SHARES 32610 32610 3D SYSTEMS CORP 2,320.0000 SHARES 14732 14732 ADVANCED ENERGY INDUSTRIES INC 390.0000 SHARES 42479 42479 AEROVIRONMENT INC 400.0000 SHARES 50416 50416 AMBARELLA INC 695.0000 SHARES 42597 42597 ARRAY TECHNOLOGIES INC 1,370.0000 SHARES 23016 23016 BLOOM ENERGY CORP CL A 1,250.0000 SHARES 18500 18500 BOYD GAMING CORP 1,395.0000 SHARES 87341 87341 CAE INC 1,780.0000 SHARES 38430 38430 CANADA GOOSE HOLDINGS INC 1,050.0000 SHARES 12443 12443 CANADIAN PACIFIC RAILWAY LTD 520.0000 SHARES 41111 41111 CERENCE INC 980.0000 SHARES 19267 19267 COGNEX CORP 1,100.0000 SHARES 45914 45914 COHERENT CORP 1,366.0000 SHARES 59462 59462 COMMVAULT SYSTEMS INC 460.0000 SHARES 36731 36731 CYTOKINETICS INC 560.0000 SHARES 46754 46754 DIAMONDBACK ENERGY INC 155.0000 SHARES 24037 24037 DIGITAL REALTY TRUST INC 281.0000 SHARES 37817 37817 EDGIO INC 9,250.0000 SHARES 3168 3168 ESPERION THERAPEUTICS INC 460.0000 SHARES 1375 1375 EW SCRIPPS CO/THE CL A 700.0000 SHARES 5593 5593 FARO TECHNOLOGIES INC 650.0000 SHARES 14645 14645 FORMFACTOR INC 830.0000 SHARES 34619 34619 GOLAR LNG LTD 2,380.0000 SHARES 54716 54716 HELMERICH & PAYNE INC 486.0000 SHARES 17603 17603 HEXCEL CORP NEW 456.0000 SHARES 33630 33630 IAC INC 330.0000 SHARES 17285 17285 ICHOR HOLDINGS LTD 1,050.0000 SHARES 35312 35312 IMMUNOGEN INC 1,780.0000 SHARES 52777 52777 INTRA-CELLULAR THERAPIES INC 380.0000 SHARES 27216 27216 IONIS PHARMACEUTICALS INC 623.0000 SHARES 31518 31518 IRIDIUM COMMUNICATIONS INC 1,470.0000 SHARES 60505 60505 ITRON INC 700.0000 SHARES 52857 52857 LAM RESEARCH CORP 148.0000 SHARES 115922 115922 LAS VEGAS SANDS CORP 870.0000 SHARES 42813 42813 LEXICON PHARMACEUTICALS INC 3,840.0000 SHARES 5875 5875 LIBERTY LIVE GROUP 241.0000 SHARES 8809 8809 LIBERTY SIRIUSXM GROUP 964.0000 SHARES 27705 27705 LINDBLAD EXPEDITIONS HOLDINGS 1,340.0000 SHARES 15102 15102 LUMENTUM HOLDINGS INC 880.0000 SHARES 46130 46130 MACROGENICS INC 1,400.0000 SHARES 13468 13468 MADISON SQUARE GARDEN ENTERTAINMENT CORP 1.0000 SHARES 32 32 MADISON SQUARE GARDEN SPORTS CORP CL A 200.0000 SHARES 36366 36366 MANCHESTER UNITED PLC CL A 1,290.0000 SHARES 26290 26290 MATCH GROUP INC 550.0000 SHARES 20075 20075 MP MATERIALS CORP 680.0000 SHARES 13498 13498 NLIGHT INC 3,290.0000 SHARES 44415 44415 ONESPAWORLD HOLDINGS LTD 4,190.0000 SHARES 59079 59079 PLUG POWER INC 4,537.0000 SHARES 20417 20417 PROTHENA CORP PLC 260.0000 SHARES 9448 9448 PTC THERAPEUTICS INC 345.0000 SHARES 9508 9508 QORVO INC 690.0000 SHARES 77701 77701 RAYMOND JAMES FINANCIAL INC 500.0000 SHARES 55750 55750 REGENERON PHARMACEUTICALS INC 82.0000 SHARES 72020 72020 ROBERT HALF INTERNATIONAL INC 413.0000 SHARES 36311 36311 ROGERS CORP 270.0000 SHARES 35659 35659 ROYAL CARIBBEAN GROUP 560.0000 SHARES 72514 72514 SAGE THERAPEUTICS INC 300.0000 SHARES 6501 6501 SAREPTA THERAPEUTICS INC 190.0000 SHARES 18322 18322 SINCLAIR BROADCAST GROUP INC CL A 1,040.0000 SHARES 13551 13551 SPHERE ENTERTAINMENT CO 1.0000 SHARES 34 34 SPIRIT AEROSYSTEMS HOLDINGS INC 450.0000 SHARES 14301 14301 STRATASYS LTD 2,100.0000 SHARES 29988 29988 TEGNA INC 923.0000 SHARES 14122 14122 TELOS CORP 5,350.0000 SHARES 19528 19528 TENABLE HOLDINGS INC 640.0000 SHARES 29478 29478 TRIMBLE INC 967.0000 SHARES 51444 51444 TUTOR PERINI CORP 710.0000 SHARES 6461 6461 ULTRA CLEAN HOLDINGS INC 900.0000 SHARES 30726 30726 ULTRAGENYX PHARMACEUTICAL INC 200.0000 SHARES 9564 9564 UNIFI INC 696.0000 SHARES 4635 4635 UNITED PARKS & RESORTS INC 1,150.0000 SHARES 60755 60755 VIMEO INC 1,495.0000 SHARES 5860 5860 VISHAY INTERTECHNOLOGY INC 1,736.0000 SHARES 41612 41612 WARNER BROS DISCOVERY INC 2,143.0000 SHARES 24387 24387 WERNER ENTERPRISES INC 1,040.0000 SHARES 44065 44065 XYLEM INC 748.0000 SHARES 85541 85541 JMF LIQUIDATING LLC FMV 47692 47692 LEGACY VENTURE IX, LLC FMV 3525289 3525289 LEGACY VENTURE XI, LLC FMV 174099 174099 9,172.729 SHARES OF GENERATION IM GLOBAL EQUITY FUND FMV 7164507 7164507 333.33 SHARES OF SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LTD FMV 1367910 1367910 67,398.8969 SHARES OF HIGHCLERE INTERNATIONAL INVESTORS FMV 2392568 2392568 AMERICAN BEACON SHAPIRO EQUITY FUND CL Y 270,972.8670 SHARES FMV 3576842 3576842 ARTISAN INTERNATIONAL SMALL-MID FUND 29,339.9800 SHARES FMV 516677 516677 ARTISAN INTERNATIONAL VALUE FUND - INV 96,678.1090 SHARES FMV 4431725 4431725 BROWN ADVISORY SUSTAINABLE GROWTH FUND 59,693.3250 SHARES FMV 2871249 2871249 DELAWARE EMERGING MARKETS FUND 74,956.1140 SHARES FMV 1460145 1460145 RBC EMERGING MARKETS EQUITY FUND/US CL I 130,959.3170 SHARES FMV 1636991 1636991 VANGUARD S&P 500 ETF 9,512.0000 SHARES FMV 4154842 4154842 WCM FOCUSED INTERNATIONAL GROWTH 93,798.7810 SHARES FMV 2134860 2134860 LEGAL FEES 32931 0 32931 RECEIVABLE FROM BROKER 1705 1705 OTHER EXPENSES THROUGH K-1S 131248 131248 0 FILING FEES 140 140 0 INSURANCE 1525 0 1525 MEMBERSHIP DUES 815 0 815 ROYALTIES 10547 10547 10547 OTHER INVESTMENT INCOME 31703 31703 31703 LOSS THROUGH K-1S -390 -1922 -390 UNREALIZED GAIN ON INVESTMENTS 4774439 NON-TAXABLE GAIN ON GRANT OF SECURITIES 1209820 INVESTMENT MANAGEMENT 40313 40313 0 OTHER INVESTMENT MANAGEMENT FEES 45733 45733 0 CUSTODIAL FEES 26596 26596 0 FOREIGN TAXES WITHHELD 6815 6815 0 VERMONT UBI TAX 300 0 0